13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-13, with 9,542 holding rows worth $310,174,163,000.
- Accession
- 0000950123-21-010738
- Filer
- CIK 1610520
- Filed
- 2021-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A combination report, 15,199 entries on the cover page, a total value of $310,174,163,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $310,174,163,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INNOVATOR ETFS TRUST | 45782C367 | INTRNL DEV APRL | 1,099 | $28,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C714 | EMRGNG MKT JULY | 1,033 | $28,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 1,650 | $28,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 665 | $28,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 2,292 | $28,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 1,340 | $28,000 | thousands by filing date | |
| ADAGENE INC | 005329107 | CMN | 2,062 | $28,000 | thousands by filing date | |
| BELLRING BRANDS INC | 079823100 | COMMON STOCK | 878 | $28,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 2,431 | $28,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 5,776 | $28,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W501 | COM | 9,495 | $28,000 | thousands by filing date | |
| PAVMED INC | 70387R122 | *W EXP 04/30/202 | 5,834 | $28,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 780 | $28,000 | thousands by filing date | |
| RMG ACQUISITION CORP II | G76083115 | UNIT 12/09/2025 | 2,628 | $28,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H105 | CL A | 2,842 | $28,000 | thousands by filing date | |
| SCP & CO HEALTHCARE ACQUSTN | 784065203 | UNT | 2,775 | $28,000 | thousands by filing date | |
| EMLES TR | 291361707 | CMN | 892 | $28,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR INDUSTRIALS ETF | 47804J883 | ETF | 542 | $28,000 | thousands by filing date | |
| QUANTUMSCAPE CORP | 74767V117 | *W EXP 11/25/202 | 1,570 | $28,000 | thousands by filing date | |
| MOTORSPORT GAMES INC | 62011B102 | COM CL A | 2,017 | $28,000 | thousands by filing date | |
| VECTOR ACQUISITION CORP | G9442R126 | COM CL A | 2,600 | $28,000 | thousands by filing date | |
| CF ACQUISITION CORP V | 12520R205 | UNIT 01/25/2026 | 2,756 | $28,000 | thousands by filing date | |
| KENSINGTON CAPITAL ACQUISITI | 49006L104 | COM CL A | 2,850 | $28,000 | thousands by filing date | |
| 890 5TH AVE PARTNERS INC | 28250A204 | UNIT 01/12/2026 | 2,728 | $28,000 | thousands by filing date | |
| YUCAIPA ACQUISITION CORP | G9879L121 | UNIT 99/99/9999 | 2,754 | $28,000 | thousands by filing date | |
| COLLABORATIVE INVESTMNT SER | 19423L771 | TREND AGRD GWT | 981 | $28,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 400 | $27,000 | thousands by filing date | put |
| CALERES INC | 129500104 | COM | 1,000 | $27,000 | thousands by filing date | put |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 800 | $27,000 | thousands by filing date | put |
| RMR GROUP INC | 74967R106 | CL A | 692 | $27,000 | thousands by filing date | |
| ISHARES TR | 46435G219 | INVESTMENT GRADE | 496 | $27,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 2,422 | $27,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 1,136 | $27,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 4,687 | $27,000 | thousands by filing date | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 869 | $27,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 1,539 | $27,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 1,893 | $27,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 1,993 | $27,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 11,365 | $27,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P850 | MUNICIPAL GRN BD | 980 | $27,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L389 | RAFI DYN EMERG | 881 | $27,000 | thousands by filing date | |
| FRANKLIN WIRELESS CORP | 355184102 | COM | 2,979 | $27,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 1,721 | $27,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 3,011 | $27,000 | thousands by filing date | |
| TRAWS PHARMA INC COM NEW | 68232V801 | Stock | 3,930 | $27,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 24,000 | $27,000 | thousands by filing date | principal |
| REALNETWORKS INC | 75605L708 | COM | 11,775 | $27,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 2,049 | $27,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 15,190 | $27,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E242 | GBLX CHIMATL NEW | 1,130 | $27,000 | thousands by filing date | |
| ATI PHYSICAL THERAPY INC WT EXP 081027 | 00216W117 | Stock | 11,723 | $27,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P777 | FTSE HONG KONG | 933 | $27,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 6,765 | $27,000 | thousands by filing date | |
| DHC ACQUISITION CORP | G2758T125 | UNIT 02/25/2026 | 2,669 | $27,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602605 | COM NEW | 1,601 | $27,000 | thousands by filing date | |
| BIO-PATH HLDGS INC | 09057N300 | COM | 4,098 | $27,000 | thousands by filing date | |
| HEALTHCARE SERVICES ACQU COR | 42227K104 | CMN | 2,822 | $27,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 36,910 | $27,000 | thousands by filing date | |
| NEUROMETRIX INC | 641255807 | COM | 7,948 | $27,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION | 03768F110 | *W EXP 09/18/202 | 7,815 | $27,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 6,798 | $27,000 | thousands by filing date | |
| VIRTUOSO ACQUISITION CORP | 92837j203 | COM | 2,511 | $27,000 | thousands by filing date | |
| WEIDAI LTD | 94861A108 | SPONS ADS | 14,897 | $27,000 | thousands by filing date | |
| CA HEALTHCARE ACQUISITION CO | 12510W206 | UNIT 12/25/2025 | 2,590 | $27,000 | thousands by filing date | |
| MOXIAN INC | 624697306 | COM | 1,214 | $27,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 1,000 | $26,000 | thousands by filing date | put |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 1,000 | $26,000 | thousands by filing date | put |
| FIRST TR EXCHNG TRADED FD VI | 33740U505 | FT VEST UQ EQT | 778 | $26,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 480 | $26,000 | thousands by filing date | |
| RECURSION PHARMACEUTICALS IN | 75629V104 | CL A | 700 | $26,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 200 | $26,000 | thousands by filing date | call |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 2,168 | $26,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 1,212 | $26,000 | thousands by filing date | |
| SMITH MIDLAND CORP | 832156103 | COMMON STOCK | 1,100 | $26,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 3,288 | $26,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 3,689 | $26,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 3,418 | $26,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 2,100 | $26,000 | thousands by filing date | |
| WAH FU EDUCATION GROUP LIMIT | G94184101 | SHS | 3,039 | $26,000 | thousands by filing date | |
| VYNE THERAP. | 92941V209 | COM | 7,283 | $26,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C763 | mc | 779 | $26,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 10,406 | $26,000 | thousands by filing date | |
| PROSHARES TR | 74347G838 | ULTST NASD NW20 | 1,419 | $26,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 26,000 | $26,000 | thousands by filing date | principal |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 9,221 | $26,000 | thousands by filing date | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T100 | COM | 2,653 | $26,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 3,888 | $26,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 3,636 | $26,000 | thousands by filing date | |
| NULL | 68620A203 | NULL | 2,812 | $26,000 | thousands by filing date | |
| DIGITAL BRANDS GROUP INC | 25401N101 | COM | 4,425 | $26,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y116 | CSI300 CHINA1X | 1,583 | $26,000 | thousands by filing date | |
| MORINGA ACQUISITION CORP | G6S23K116 | UNIT 02/16/2026 | 2,577 | $26,000 | thousands by filing date | |
| FRANKLIN FTSE RUSSIA ETF | 35473P728 | OUTDATED | 858 | $26,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 2,452 | $26,000 | thousands by filing date | |
| VIRGIN GROUP ACQUISIT CORP I | G9460K102 | SHS CL A | 2,665 | $26,000 | thousands by filing date | |
| SOARING EAGLE ACQUISITION CO | G8354H126 | CL A SHS | 2,612 | $26,000 | thousands by filing date | |
| YUMANITY THERAPEUTICS INC | 98872L102 | COM | 2,258 | $26,000 | thousands by filing date | |
| APEXIGEN INC | 11374E104 | COM | 2,583 | $26,000 | thousands by filing date | |
| FIRSTMARK HORIZON ACQUISITIO | 33765Y101 | CL A COM | 2,624 | $26,000 | thousands by filing date | |
| BOQII HLDG LTD | 09950L104 | SPONSORED ADS | 5,843 | $26,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 1,000 | $25,000 | thousands by filing date | put |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 1,535 | $25,000 | thousands by filing date | |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 2,281 | $25,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 1,718 | $25,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 1,314 | $25,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 1,001 | $25,000 | thousands by filing date | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 1,200 | $25,000 | thousands by filing date | |
| PGIM SHORT DUR HIG YLD OPP F | 69355J104 | COM | 1,256 | $25,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 3,666 | $25,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 571 | $25,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 1,019 | $25,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 1,084 | $25,000 | thousands by filing date | |
| ISHARES TR | 46436E833 | IBONDS 28 TRM TS | 990 | $25,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 3,142 | $25,000 | thousands by filing date | |
| SEMILEDS CORP | 816645204 | COM NEW | 1,335 | $25,000 | thousands by filing date | |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 2,937 | $25,000 | thousands by filing date | |
| ZK INTL GROUP CO LTD SHS NEW | G9892K100 | Stock | 5,791 | $25,000 | thousands by filing date | |
| CLS | 14070Y101 | Stock | 2,558 | $25,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 1,589 | $25,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 1,137 | $25,000 | thousands by filing date | |
| OPTIBASE LTD | M7524R116 | SHS NEW NIS0.13 | 2,275 | $25,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E248 | S&P INTL DEV | 923 | $25,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 8,734 | $25,000 | thousands by filing date | |
| MYMD PHARMACEUTICALS INC | 62856X102 | COMMON | 3,948 | $25,000 | thousands by filing date | |
| EASTSIDE DISTILLING INC | 277802302 | COM | 8,722 | $25,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514129 | UNIT 99/99/9999 | 2,288 | $25,000 | thousands by filing date | |
| THE BEACHBODY COMPANY INC | 073463119 | *W EXP 12/31/202 | 8,522 | $25,000 | thousands by filing date | |
| ECP ENVIRONMENTAL GW OPT COR | 26829T209 | UNIT 03/01/2026 | 2,419 | $25,000 | thousands by filing date | |
| OTR ACQUISITION CORP | 67113Q105 | COM CL A | 2,538 | $25,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 644 | $24,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 702 | $24,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 500 | $24,000 | thousands by filing date | put |
| AGF INVTS TR | 00110G408 | US MARKET NETRL | 1,404 | $24,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 400 | $24,000 | thousands by filing date | |
| IMMUNOME INC | 45257U108 | COM | 1,370 | $24,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 1,025 | $24,000 | thousands by filing date | |
| DUCK CREEK TECHNOLOGIES INC | 264120106 | SHS | 552 | $24,000 | thousands by filing date | |
| QUIPT HOME MEDICAL CORP | 74880P104 | COM | 3,750 | $24,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 1,693 | $24,000 | thousands by filing date | |
| VIRGINIA NATIONAL BANKSHARES | 928031103 | COMMON STOCK | 608 | $24,000 | thousands by filing date | |
| CVRX INC | 126638105 | COMMON STOCK | 859 | $24,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 699 | $24,000 | thousands by filing date | |
| TIMOTHY PLAN | 887432326 | HIG DV STK ETF | 793 | $24,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 24,000 | $24,000 | thousands by filing date | principal |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 1,247 | $24,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE MOMENTUM ETF | 02072L409 | ETF | 464 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R753 | SMID CAP STR ETF | 829 | $24,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 2,940 | $24,000 | thousands by filing date | |
| WIDEPOINT CORP | 967590209 | COMMON | 3,269 | $24,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R700 | WBI BBR YLD 3000 | 895 | $24,000 | thousands by filing date | |
| ARIDIS PHARMACEUTICALS INC | 040334104 | COMMON STOCK | 3,229 | $24,000 | thousands by filing date | |
| ELECTRIC LAST MILE SOLUTCLASS A | 28489L104 | STOK | 2,412 | $24,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 775 | $24,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 5,725 | $24,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 10,302 | $24,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 1,922 | $24,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 14,338 | $24,000 | thousands by filing date | |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 6,711 | $24,000 | thousands by filing date | |
| LIVEVOX HOLDING INC | 53838L100 | COM | 2,835 | $24,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 901 | $24,000 | thousands by filing date | |
| EDIFY ACQUISITION CORP | 28059Q103 | COM | 2,445 | $24,000 | thousands by filing date | |
| TINGO GROUP INC | 55328R109 | COM | 10,353 | $24,000 | thousands by filing date | |
| CORTLAND BANCORP COM | 220587109 | COM | 911 | $24,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B208 | COM NEW | 3,000 | $24,000 | thousands by filing date | |
| ALZAMEND NEURO INC | 02262M308 | COM NEW | 2,691 | $24,000 | thousands by filing date | |
| DEEP LAKE CAPITAL ACQUSTN CO | G27029126 | UNIT 01/04/2026 | 2,404 | $24,000 | thousands by filing date | |
| NEWBURY STREET ACQUISITN COR | 65101L203 | UNIT 04/30/2028 | 2,388 | $24,000 | thousands by filing date | |
| GLOBAL PARTNER ACQISTN CORP | G3934P110 | UNIT 01/06/2026 | 2,414 | $24,000 | thousands by filing date | |
| ICC HOLDINGS INC | 44931Q104 | COM | 1,517 | $24,000 | thousands by filing date | |
| EZGO TECHNOLOGIES LTD | G5279F102 | COMMON | 5,409 | $24,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 17,302 | $24,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E673 | QRAFT AI ENANE | 745 | $24,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 5,891 | $24,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 10,610 | $24,000 | thousands by filing date | |
| INSU ACQUISITION CORP III | 457817104 | CMN | 2,439 | $24,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W655 | EVOLVED FINLS | 780 | $24,000 | thousands by filing date | |
| TRXADE HEALTH INC | 89846A207 | COM NEW | 5,379 | $24,000 | thousands by filing date | |
| STEALTH BIOTHERAPEUTICS CORP SPONSORED ADS | 85789A105 | Stock | 15,307 | $24,000 | thousands by filing date | |
| PROSHARES TR | 74347G812 | ULTSHT CONS SERV | 2,517 | $24,000 | thousands by filing date | |
| Rodgers Silicon Valley Acquisition Corp | 774873202 | Unit | 851 | $24,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 45,397 | $23,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 625 | $23,000 | thousands by filing date | |
| TASKUS INC | 87652V109 | CLASS A COM | 663 | $23,000 | thousands by filing date | |
| SCHWAB LONG-TERM U.S. TREASURY ETF | 808524680 | ETF | 466 | $23,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 4,460 | $23,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 4,123 | $23,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 2,519 | $23,000 | thousands by filing date | |
| G WILLI FOOD INTL LTD | M52523103 | ORD | 1,014 | $23,000 | thousands by filing date | |
| ATRENEW INC | 00138L108 | SPONSORED ADS | 1,557 | $23,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 9,908 | $23,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y683 | ENHNCD CMMDTY ST | 1,040 | $23,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 1,825 | $23,000 | thousands by filing date | |
| JERASH HLDGS US INC | 47632P101 | CMN | 3,440 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R837 | CMN | 891 | $23,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092725 | INT HG DIV ETF | 1,100 | $23,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N848 | SIMPLIFY US EQT | 901 | $23,000 | thousands by filing date | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 624 | $23,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 774 | $23,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 2,257 | $23,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 10,334 | $23,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 1,259 | $23,000 | thousands by filing date | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 2,000 | $23,000 | thousands by filing date | |
| NORTHERN STAR INVSTMNT CORP | 66573W107 | COM | 2,314 | $23,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 5,336 | $23,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297504 | ELEMENT USETN22 | 760 | $23,000 | thousands by filing date | |
| INSPIRE 500 ETF | 45782C201 | ETF | 830 | $23,000 | thousands by filing date | |
| 9F INC SPON ADS NEW | 65442R109 | ADR | 8,831 | $23,000 | thousands by filing date | |
| AEQUI ACQUISITION CORP | 00775W102 | COM CL A | 2,343 | $23,000 | thousands by filing date | |
| FOXWAYNE ENTERPRIS AQSTN COR | 35166L208 | UNIT 01/12/2026 | 2,210 | $23,000 | thousands by filing date | |
| SUSTAINABLE DEVELP ACQU I CO | 86934L202 | UNIT 02/04/2026 | 2,213 | $23,000 | thousands by filing date | |
| PROSHARES TR | 74348A459 | ULTSHT MSCI JAP | 1,683 | $23,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 11,635 | $23,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 2,272 | $23,000 | thousands by filing date | |
| PWP FORWARD ACQUISITION CORP I UNIT EXP 031026 | 74709Q200 | Stock | 2,282 | $23,000 | thousands by filing date | |
| RECHARGE ACQUISITION CORP UNIT EX | 756229209 | Stock | 2,284 | $23,000 | thousands by filing date | |
| BROADSTONE ACQ CORP; TNT ACQ DT: 9/11/2022; CASH: $10.00 | G1739V100 | SHS CL A | 2,373 | $23,000 | thousands by filing date | |
| HORIZON ACQUISITION CORP | G46049121 | UNIT 99/99/9999 | 2,193 | $23,000 | thousands by filing date | |
| CERBERUS TELECOM ACQUISITION | G2040C112 | Cmn | 2,212 | $23,000 | thousands by filing date | |
| SUPERNOVA PARTNERS ACQUISITI | 86846V207 | UNIT 99/99/9999 | 2,249 | $23,000 | thousands by filing date | |
| KISMET ACQUISITION ONE CORP | G52753129 | UNIT 08/06 | 2,231 | $23,000 | thousands by filing date | |
| ISHARES TR | 46435G805 | MSCI MEXICO | 1,280 | $23,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 553 | $22,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 2,430 | $22,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 1,077 | $22,000 | thousands by filing date | |
| AIM ETF PRODUCTS TRUST | 00888H802 | ALLIA US JAN ETF | 826 | $22,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 1,004 | $22,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F748 | FT VEST US EQT | 613 | $22,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 2,843 | $22,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 1,181 | $22,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 2,348 | $22,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430404 | ACTIVEBETA JAP | 581 | $22,000 | thousands by filing date | |
| LAIRD SUPERFOOD INC | 50736T102 | CMN | 734 | $22,000 | thousands by filing date | |
| ARROW INVTS TR | 042765719 | RESV CAP ETF | 219 | $22,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 3,441 | $22,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 1,309 | $22,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 553 | $22,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 5,000 | $22,000 | thousands by filing date | put |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 9,328 | $22,000 | thousands by filing date | |
| ETF MANG ETHO CLIMATE LEDRSHP US ETF | 26924G888 | UIT EXCHANGE TRADED | 370 | $22,000 | thousands by filing date | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 2,183 | $22,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 834 | $22,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 3,455 | $22,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 1,958 | $22,000 | thousands by filing date | |
| NANOVIBRONIX INC | 63008J108 | COM | 26,248 | $22,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T103 | SHS CL A | 2,250 | $22,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 425 | $22,000 | thousands by filing date | |
| LIMINAL BIOSCIENCES INC | 53272L103 | COM | 5,632 | $22,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODS INC | 019222207 | COM | 5,226 | $22,000 | thousands by filing date | |
| NOCTURNE ACQUISITION CORP | G6580S114 | ORDINARY SHARES | 2,200 | $22,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B303 | BLUE HORIZON BNE | 765 | $22,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314606 | COMMON | 8,272 | $22,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 27,309 | $22,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 4,704 | $22,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM | 063679625 | MCROSECTR 3XINVR | 1,581 | $22,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 3,515 | $22,000 | thousands by filing date | |
| MALACCA STRAITS ACQUISITION | G5859B117 | COM CL A | 2,199 | $22,000 | thousands by filing date | |
| SOARING EAGLE ACQUISITION CO | G8354H100 | UNIT 02/23/2026 | 2,048 | $22,000 | thousands by filing date | |
| HENNESSY CAPITAL INVS CORP V | 42589T206 | UNIT 01/15/2025 | 2,087 | $22,000 | thousands by filing date | |
| PROVIDENT ACQUISITION CORP | G7282L118 | UNIT 99/99/9999 | 2,194 | $22,000 | thousands by filing date | |
| VENUS ACQUISITION CORPORATIO | G9420F136 | UNIT 02/01/2024 | 2,075 | $22,000 | thousands by filing date | |
| PRIMAVERA CAPITAL ACQUIST CO | G7255E125 | UNIT 01/19/2026 | 2,180 | $22,000 | thousands by filing date | |
| GLOBIS ACQUISITION CORP | 379582109 | COM | 2,257 | $22,000 | thousands by filing date | |
| TRANSAMERICA ETF TR | 89349P503 | DELTASHS S&P | 355 | $22,000 | thousands by filing date | |
| ROTH CH ACQUISITION III CO | 77867Q201 | UNIT 02/26/2026 | 2,124 | $22,000 | thousands by filing date | |
| VPC IMPACT ACQ HOLD A -CW27 | 91835J116 | Warrant | 13,850 | $22,000 | thousands by filing date | |
| LIV CAP ACQUISITION CORP | G5510C124 | UNIT 99/99/9999 | 2,034 | $22,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 5,962 | $21,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 147 | $21,000 | thousands by filing date | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 1,726 | $21,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 154 | $21,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y876 | DAIL HEAL BU ETF | 200 | $21,000 | thousands by filing date | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 2,172 | $21,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 1,945 | $21,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 868 | $21,000 | thousands by filing date | |
| ONE STOP SYSTEMS INC | 68247W109 | COMMON STOCK | 3,600 | $21,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 830 | $21,000 | thousands by filing date | |
| IMMATICS N.V | N44445109 | SHS | 1,828 | $21,000 | thousands by filing date | |
| MAYS J W INC | 578473100 | COM | 695 | $21,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 2,062 | $21,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y529 | DORSY SHRT ETF | 2,420 | $21,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 600 | $21,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 2,714 | $21,000 | thousands by filing date | |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 3,005 | $21,000 | thousands by filing date | |
| INDUS REALTY TRUST INC | 45580R103 | TRUS | 324 | $21,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 953 | $21,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 2,402 | $21,000 | thousands by filing date | |
| LONGEVERON INC CL A NEW | 54303L104 | Stock | 2,583 | $21,000 | thousands by filing date | |
| FRONTIER ACQUISITION CORP | G36826108 | CLASS A ORD SHS | 2,100 | $21,000 | thousands by filing date | |
| ZW DATA ACTION TECHNOLOGS IN | 98880R109 | COM | 10,358 | $21,000 | thousands by filing date | |
| ARCTOS NORTHSTAR ACQUIS CORP | G0477L118 | UNIT 99/99/9999 | 2,066 | $21,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP III | G0370U124 | UNIT 99/99/9999 | 2,104 | $21,000 | thousands by filing date | |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 622 | $21,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 10,962 | $21,000 | thousands by filing date | |
| DBX ETF TR | 233051523 | XTRACK MSCI CHIN | 666 | $21,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 6,033 | $21,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H575 | FRMLAFLIO TACT | 704 | $21,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 6,915 | $21,000 | thousands by filing date | |
| GENESIS PK ACQUISITION CORP | G38245125 | *W EXP 05/27/202 | 8,560 | $21,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V | 31810Q305 | UNIT 99/99/9999 | 1,574 | $21,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 272 | $21,000 | thousands by filing date | |
| GREENPRO CAP CORP COM NEW | 39540F101 | Stock | 15,720 | $21,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N400 | NASDAQ 100 CNVX | 715 | $21,000 | thousands by filing date | |
| KISMET ACQUISITION THREE | G5276C128 | CL A SHARES | 2,081 | $21,000 | thousands by filing date | |
| BENESSERE CAPITAL ACQUSTN CO | 08179B202 | UNIT 12/22/2025 | 1,976 | $21,000 | thousands by filing date | |
| VICKERS VANTAGE CORP I | G9440B123 | UNIT 09/15/2027 | 2,041 | $21,000 | thousands by filing date | |
| TIAN RUIXIANG HLDGS LTD | G8884K102 | CL A SHS | 3,454 | $21,000 | thousands by filing date | |
| OMNICHANNEL ACQUISITION CORP | 68218L207 | UNIT 99/99/9999 | 2,067 | $21,000 | thousands by filing date | |
| PROSHARES TR | 74347G655 | ULT MSCIBZL CAPP | 1,779 | $21,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q204 | Cmn | 1,949 | $21,000 | thousands by filing date | |
| STAR PEAK CORP II | 855179206 | UNIT 99/99/9999 | 2,084 | $21,000 | thousands by filing date | |
| OPENDOOR TECHNOLOGIES INC | 683712111 | *W EXP 12/18/202 | 3,162 | $21,000 | thousands by filing date | |
| EMPOWER LTD | G3R39W128 | UNIT 99/99/9999 | 1,956 | $21,000 | thousands by filing date | |
| REVOLUTION ACCELERTN ACQU CO | 76156P106 | COM CL A | 2,137 | $21,000 | thousands by filing date | |
| QELL- A SHRS | G7307X113 | EQUITY WRT | 12,967 | $21,000 | thousands by filing date | |
| ZETA GLOBAL HOLDINGS CORP CL A | 98956A105 | Stock | 2,354 | $20,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 200 | $20,000 | thousands by filing date | put |
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 477 | $20,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 6,019 | $20,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 708 | $20,000 | thousands by filing date | |
| ELUTIA INC | 05479K106 | CL A COM | 2,081 | $20,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 647 | $20,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 1,306 | $20,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F821 | ACTV FCTR LGCP | 781 | $20,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 527 | $20,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C474 | US SML CP PWR B | 632 | $20,000 | thousands by filing date | |
| SOUND FINL BANCORP INC | 83607A100 | COM | 428 | $20,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 4,025 | $20,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 5,820 | $20,000 | thousands by filing date | |
| ALPHA TEKNOVA INC | 02080L102 | COMMON STOCK | 860 | $20,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 3,049 | $20,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 2,100 | $20,000 | thousands by filing date | |
| ISHARES TR | 46435G839 | MSCI EAFE SMCP | 538 | $20,000 | thousands by filing date | |
| ISHARES 25 YEAR TREASURY STRIPS BOND ETF | 46436E577 | ETF | 967 | $20,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 3,362 | $20,000 | thousands by filing date | |
| BLACKROCK ETF TRUST | 09290C400 | ISHA HEAL IN ETF | 665 | $20,000 | thousands by filing date | |
| CARLOTZ INC | 142552108 | COMMON STOCK | 3,649 | $20,000 | thousands by filing date | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 2,000 | $20,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 2,327 | $20,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 2,978 | $20,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 7,003 | $20,000 | thousands by filing date | |
| AUDDIA INC | 05072K115 | *W EXP 02/19/202 | 10,660 | $20,000 | thousands by filing date | |
| HIGHPEAK ENERGY INC | 43114Q121 | *W EXP 08/21/202 | 8,101 | $20,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 7,299 | $20,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U105 | UNIT 10/15/2025 | 1,867 | $20,000 | thousands by filing date | |
| DOLPHIN ENTMT INC | 25686H209 | COM NEW | 2,188 | $20,000 | thousands by filing date | |
| SUMMIT HEALTHCRE ACQUISTN CO | G8566R128 | UNIT 06/03/2026 | 2,034 | $20,000 | thousands by filing date | |
| NORTHERN STAR INVSTMNT CORP | 66573W206 | UNIT 01/31/2028 | 1,955 | $20,000 | thousands by filing date | |
| EDOC ACQUISITION CORP | G4000A102 | CL A | 1,950 | $20,000 | thousands by filing date | |
| MALACCA STRAITS ACQUISITION | G5859B125 | UNIT 99/99/9999 | 1,950 | $20,000 | thousands by filing date | |
| AGRIFY CORP | 00853E107 | COM | 1,671 | $20,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L862 | MERLYN AI SECTOR | 710 | $20,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G763 | TREATMENTS TSTNG | 512 | $20,000 | thousands by filing date | |
| EDESA BIOTECH INC | 27966L108 | COM | 3,779 | $20,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC COM NEW | 079481404 | Stock | 5,909 | $20,000 | thousands by filing date | |
| KRANESHARES TR | 500767595 | CICC CN CONSUMER | 750 | $20,000 | thousands by filing date | |
| LIXIANG ED HLDG CO LTD | 53934A115 | SPON ADS | 1,998 | $20,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 1,792 | $20,000 | thousands by filing date | |
| Sigma Additive Solutions, Inc. | 826598500 | common | 4,947 | $20,000 | thousands by filing date | |
| QUALIGEN THERAPEUTICS INC | 74754R103 | COM | 10,038 | $20,000 | thousands by filing date | |
| ELECTRIC LAST MILE SOLUTNS I | 28489L112 | *W EXP 08/24/202 | 8,723 | $20,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 400 | $20,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 19,360 | $20,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 8,017 | $20,000 | thousands by filing date | |
| CODE CHAIN NEW CONTINENT LTD | 19200A105 | COM | 9,613 | $20,000 | thousands by filing date | |
| CHECKMATE PHARMACEUTICALS IN | 162818108 | COM | 3,296 | $20,000 | thousands by filing date | |
| THAYER VENTURES ACQU CORP | 88332T100 | COM CL A | 2,028 | $20,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 4,225 | $20,000 | thousands by filing date | |
| FALCON CAPITAL ACQUISITN COR | 30606L108 | COM CL A | 2,114 | $20,000 | thousands by filing date | |
| ASPIRATIONAL CONSUMER LIFEST | G05436129 | UNIT 99/99/9999 | 1,865 | $20,000 | thousands by filing date | |
| SWITCHBACK II CORPORATION | G8633T123 | Cmn | 1,959 | $20,000 | thousands by filing date | |
| ROMAN DBDR TECH ACQUISITION | 77584N200 | UNIT 99/99/9999 | 1,853 | $20,000 | thousands by filing date | |
| LOCUST WALK ACQUISITION CORP COM CL A | 54015L103 | Stock | 1,998 | $20,000 | thousands by filing date | |
| GREENVISION ACQUISITION CORP | 39678G103 | COM | 2,023 | $20,000 | thousands by filing date | |
| COLLABORATIVE INVESTMNT SER | 19423L821 | TREND AGGREGATIN | 743 | $20,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 5,052 | $19,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 100 | $19,000 | thousands by filing date | put |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 1,021 | $19,000 | thousands by filing date | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 1,839 | $19,000 | thousands by filing date | |
| LIMBACH HLDGS INC | 53263P105 | COM | 2,057 | $19,000 | thousands by filing date | |
| EDGEWISE THERAPEUTICS INC | 28036F105 | COM | 868 | $19,000 | thousands by filing date | |
| PROTERRA INC | 74374T109 | COM | 1,127 | $19,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 631 | $19,000 | thousands by filing date | |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 445 | $19,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 671 | $19,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A628 | POINT BRIDGE AMR | 518 | $19,000 | thousands by filing date | |
| PACER FDS TR | 69374H634 | AMERICAN ENERGY | 773 | $19,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T602 | CORE BOND ETF | 385 | $19,000 | thousands by filing date | |
| ISHARES TR | 46436E593 | IBOND DEC 2030 | 790 | $19,000 | thousands by filing date | |
| BLOOMIA HOLDINGS INC | 45765Y204 | COM NEW | 2,251 | $19,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N543 | VICTORYSHS EMERG | 365 | $19,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072208 | CMN | 385 | $19,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 1,400 | $19,000 | thousands by filing date | |
| USIO INC | 917313108 | CMN | 2,961 | $19,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767769 | MSCI EMG EX CH | 594 | $19,000 | thousands by filing date | |
| PROSHARES TR | 74347G671 | NASDAQ100 DORSEY | 437 | $19,000 | thousands by filing date | |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 6,482 | $19,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 539 | $19,000 | thousands by filing date | |
| YELLOW CORP | 985510106 | COM | 2,805 | $19,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 686 | $19,000 | thousands by filing date | |
| SUNRISE NEW ENERGY CO LTD | G3932F106 | ORD CL A SHS | 4,983 | $19,000 | thousands by filing date | |
| ORUKA THERAPEUTICS INC COM | 00211Y506 | Stock | 5,365 | $19,000 | thousands by filing date | |
| PROSHARES TR | 74347X658 | SHT FTSE CHIN 50 | 1,335 | $19,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 5,280 | $19,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 1,244 | $19,000 | thousands by filing date | |
| DEEP LAKE CAPITAL ACQUSTN CO | G27029100 | COM | 1,964 | $19,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 2,381 | $19,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 2,011 | $19,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 2,779 | $19,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 587 | $19,000 | thousands by filing date | |
| PROSHARES TR | 74347X641 | SHRT RL EST FD | 2,013 | $19,000 | thousands by filing date | |
| CHINA JO-JO DRUGSTORES INC | 16949A206 | COM NEW | 20,509 | $19,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 4,746 | $19,000 | thousands by filing date | |
| PIONEER MERGER CORP | G7S24C129 | UNIT 99/99/9999 | 1,853 | $19,000 | thousands by filing date | |
| WINDTREE THERAPEUTICS INC | 97382D303 | COM | 8,221 | $19,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E768 | FTSE INTL LOW | 629 | $19,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 4,786 | $19,000 | thousands by filing date | |
| SENIOR CONNECT ACQUISITN COR | 81723H108 | COM CL A | 1,942 | $19,000 | thousands by filing date | |
| PROSHARES TR | 74347B318 | S&P 500 BD ETF | 205 | $19,000 | thousands by filing date | |
| NORTHERN GENESIS ACQUISITION | 66516U200 | UNIT 99/99/9999 | 1,776 | $19,000 | thousands by filing date | |
| 10X CAPITAL VENTURE ACQU COR | 88025V107 | COM CL A | 1,939 | $19,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019200 | UNIT 08/31/2027 | 1,867 | $19,000 | thousands by filing date | |
| CM LIFE SCIENCES INC | 18978W117 | *W EXP 09/04/202 | 4,093 | $19,000 | thousands by filing date | |
| BOWX ACQUISITION CORP | 103085106 | CL A | 1,618 | $19,000 | thousands by filing date | |
| NOVUS CAPITAL CORPORATION II | 67012W203 | UNIT 99/99/9999 | 1,852 | $19,000 | thousands by filing date | |
| JAWS JUGGERNAUT ACQUISITN CO | G50735128 | UNIT 06/17/2026 | 1,907 | $19,000 | thousands by filing date | |
| SINTX TECHNOLOGIES INC | 829392307 | COM NEW | 9,997 | $19,000 | thousands by filing date | |
| TIGA ACQUISITION CORP | G88672103 | SHS CL A | 1,901 | $19,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D124 | UNIT 12/31/2026 | 1,899 | $19,000 | thousands by filing date | |
| LISTED FD TR | 53656F441 | mc | 1,444 | $19,000 | thousands by filing date | |
| RISE ED CAYMAN LTD | 76761L102 | SPONSORED ADR | 7,243 | $19,000 | thousands by filing date | |
| FAST ACQUISITION CORP | 311875116 | W EXP 08/25/202 | 6,609 | $19,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679666 | MICROSCTRS 3X | 7,954 | $19,000 | thousands by filing date | |
| SPARTACUS ACQUISITION CORP | 84677L208 | Cmn | 1,756 | $19,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 3,134 | $19,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74348Q116 | *W EXP 03/20/202 | 4,827 | $19,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 300 | $18,000 | thousands by filing date | put |
| SHOE STA GROUP INC | 824889109 | COM | 256 | $18,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 500 | $18,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 504 | $18,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 16,000 | $18,000 | thousands by filing date | principal |
| FRANKLIN FTSE SOUTH KOREA ETF | 35473P710 | ETF | 546 | $18,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 504 | $18,000 | thousands by filing date | |
| DBX ETF TR | 233051135 | CMN | 221 | $18,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 2,147 | $18,000 | thousands by filing date | |
| ALTSHARES TRUST | 02210T108 | MERGER ARBITRAGE | 700 | $18,000 | thousands by filing date | |
| FORMULA SYSTEMS 1985 LTD | 346414105 | SPONSORED ADS | 201 | $18,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 1,126 | $18,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 2,812 | $18,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q733 | ANFIELD US EQU | 1,354 | $18,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 3,259 | $18,000 | thousands by filing date | |
| PPD INC | 69355F102 | COM | 400 | $18,000 | thousands by filing date | put |
| OPTHEA LTD | 68386J208 | SPONSORED ADS | 2,294 | $18,000 | thousands by filing date | |
| PROFESSIONAL HLDG CORP | 743139107 | COM | 1,009 | $18,000 | thousands by filing date | |
| PROS HOLDINGS INC | 74346YAH6 | BOND | 18,000 | $18,000 | thousands by filing date | principal |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 958 | $18,000 | thousands by filing date | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G106 | COM | 1,838 | $18,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 1,821 | $18,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 5,203 | $18,000 | thousands by filing date | |
| PARTNERS BANCORP | 70213Q108 | COM | 2,299 | $18,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 12,523 | $18,000 | thousands by filing date | |
| IMMUNOPRECISE ANTIBODIES LTDCOM NEW | 45257F200 | cs | 2,976 | $18,000 | thousands by filing date | |
| ARROW INVTS TR | 042765792 | DWA TACTICAL MAC | 1,395 | $18,000 | thousands by filing date | |
| NULL | 84862C203 | NULL | 4,975 | $18,000 | thousands by filing date | |
| NULL | 09071M205 | NULL | 6,296 | $18,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 1,205 | $18,000 | thousands by filing date | |
| VIRPAX PHARMACEUTICALS INC | 928251107 | COM | 3,942 | $18,000 | thousands by filing date | |
| VECTOR ACQUISITION CORP II | G9460A104 | CL A SHS | 1,795 | $18,000 | thousands by filing date | |
| PGIM ETF TR | 69344A305 | QMA STRGC ALPH | 291 | $18,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B404 | HDG EVE DRIV | 756 | $18,000 | thousands by filing date | |
| BIOTECH ACQUISITION COMPANY | G1125A124 | UNIT 11/30/2027 | 1,823 | $18,000 | thousands by filing date | |
| CAN FITE BIOPHARMA LTD | 13471N201 | SPONSORED ADS | 7,709 | $18,000 | thousands by filing date | |
| ADARA ACQUISITION CORP | 00653H201 | UNIT 99/99/9999 | 1,834 | $18,000 | thousands by filing date | |
| VIEW INC | 92671V114 | *W EXP 03/08/202 | 10,389 | $18,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N100 | SHS CL A | 1,792 | $18,000 | thousands by filing date | |
| EVO ACQUISITION CORP | 30052G108 | COM CL A | 1,900 | $18,000 | thousands by filing date | |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y125 | UNIT 99/99/9999 | 1,690 | $18,000 | thousands by filing date | |
| GORES HOLDINGS VI INC | 38286R113 | W EXP 08/24/202 | 3,049 | $18,000 | thousands by filing date | |
| MINGZHU LOGISTICS HLDGS LTD | G6180C105 | COM | 3,831 | $18,000 | thousands by filing date | |
| NEXIMMUNE INC | 65344D109 | COM | 1,080 | $18,000 | thousands by filing date | |
| FORTISTAR SUSTAINABLE SOL CO | 34962M205 | UNIT 01/14/2026 | 1,784 | $18,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP II | 53804W205 | UNIT 99/99/9999 | 1,677 | $18,000 | thousands by filing date | |
| L&F ACQUISITION CORP | G53702125 | UNIT 99/99/9999 | 1,750 | $18,000 | thousands by filing date | |
| STRATIM CLOUD ACQUISITION CO | 86309R206 | UNIT 03/05/2026 | 1,850 | $18,000 | thousands by filing date | |
| MICROSECTORS U.S. BIG OIL INDEX -3X INVERSE LEVERAGED ETN | 063679633 | ETF | 1,565 | $18,000 | thousands by filing date | |
| HEALTH ASSURANCE ACQUISITION | 42226W208 | UNIT 99/99/9999 | 1,696 | $18,000 | thousands by filing date | |
| FIGURE ACQUISITION CORP I -A | 302438106 | COM CL A | 1,780 | $18,000 | thousands by filing date | |
| IGNYTE ACQUISITION CORP | 45175H205 | UNIT 01/05/2026 | 1,832 | $18,000 | thousands by filing date | |
| EXECUTIVE NETWORK PARTNERING | 30158L209 | UNIT 99/99/9999 | 1,762 | $18,000 | thousands by filing date | |
| DPCM CAPITAL, INC. | 23344P200 | COM | 1,686 | $18,000 | thousands by filing date | |
| EUROPEAN SUSTAINABLE GROWTH | G3194F109 | CL A SHS | 1,900 | $18,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513125 | UNIT 99/99/9999 | 1,737 | $18,000 | thousands by filing date | |
| VPC IMPACT ACQU HOLDI III IN | 91835J207 | UNIT 99/99/9999 | 1,710 | $18,000 | thousands by filing date | |
| IVANHOE CAPITAL ACQUISTIN CO | G4R87P122 | UNIT 99/99/9999 | 1,683 | $18,000 | thousands by filing date | |
| GABELLI GO ANYWHERE TRUST | 36250J109 | MUTUAL FUNDS | 1,080 | $18,000 | thousands by filing date | |
| AMPLITUDE HEALTHCARE ACQUISITI | 03212a105 | COM | 1,767 | $18,000 | thousands by filing date | |
| LOCUST WALK ACQUISITION CORP | 54015L301 | UNIT 12/31 | 1,753 | $18,000 | thousands by filing date | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 192 | $17,000 | thousands by filing date | |
| JAKKS PAC INC | 47012E403 | COM NEW | 1,524 | $17,000 | thousands by filing date | |
| BLUE OWL CAPITAL INC COM CL A | 09581B103 | Stock | 1,300 | $17,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 300 | $17,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-21-010738 | this filing | 2021-08-13 | acceptance time not in the bulk data set |