13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-13, with 9,542 holding rows worth $310,174,163,000.
- Accession
- 0000950123-21-010738
- Filer
- CIK 1610520
- Filed
- 2021-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A combination report, 15,199 entries on the cover page, a total value of $310,174,163,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $310,174,163,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TRITERRAS INC | G9103H110 | *W EXP 02/02/202 | 3,694 | $6,000 | thousands by filing date | |
| Lixte Biotech HLDG | 539319202 | COM | 1,905 | $6,000 | thousands by filing date | |
| NORTH MOUNTAIN MERGER CORP WT EXP 091625 | 661204115 | Stock | 4,977 | $6,000 | thousands by filing date | |
| TH INTERNATIONAL LIMITED WT EXP 092827 | G81355128 | Stock | 6,714 | $6,000 | thousands by filing date | |
| H I G ACQUISITION CORP UNIT | G44898115 | Stock | 557 | $6,000 | thousands by filing date | |
| BULL HORN HLDGS CORP | G1686P106 | SHS | 563 | $6,000 | thousands by filing date | |
| RTS/BENESSERE CAPITAL ACQUSTN CORP EXP12/31/2099 | 08179B129 | COM | 16,266 | $6,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514111 | *W EXP 09/26/202 | 2,620 | $6,000 | thousands by filing date | |
| ALFI INC | 00161P117 | *W EXP 04/29/202 | 614 | $6,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION COR | 29465E114 | *W EXP 09/09/202 | 5,249 | $6,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 2,759 | $6,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC | 25614T309 | COM NEW | 3,272 | $6,000 | thousands by filing date | |
| IFRESH INC | 449538107 | COM | 3,937 | $6,000 | thousands by filing date | |
| MCAP ACQ CRP; TNT ACQ DT: 2/26/2023; CASH: $10.00 | 55282T109 | COM CL A | 600 | $6,000 | thousands by filing date | |
| COLLABORATIVE INVESTMNT SER | 19423L813 | TREND AGREGN ESG | 191 | $6,000 | thousands by filing date | |
| CHINA CUST RELATIONS CNTR IN | G2118P102 | COM | 890 | $6,000 | thousands by filing date | |
| YUNHONG INTL | G98882122 | *W EXP 01/31/202 | 10,469 | $6,000 | thousands by filing date | |
| ASCENDANT DIGITAL ACQUISITIO | G05155125 | UNIT 99/99/9999 | 561 | $6,000 | thousands by filing date | |
| D8 HOLDINGS CORP | G2614K102 | UNIT 99/99/9999 | 507 | $6,000 | thousands by filing date | |
| CLIMATE CHANGE CRISIS REAL I | 18716C209 | UNIT 99/99 | 375 | $6,000 | thousands by filing date | |
| LIV CAP ACQUISITION CORP | G5510C116 | *W EXP 12/13/202 | 6,162 | $6,000 | thousands by filing date | |
| ASCENDANT DIGITAL ACQUISITIO | G05155117 | *W EXP 07/28/202 | 3,927 | $6,000 | thousands by filing date | |
| COLLABORATIVE INVESTMNT SER | 19423L698 | TREND AGRGATN | 239 | $6,000 | thousands by filing date | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 2,137 | $5,000 | thousands by filing date | |
| VIRTUS ETF TR II | 92790A405 | SEIX SR LN ETF | 200 | $5,000 | thousands by filing date | |
| INNOVAGE HLDG CORP | 45784A104 | COM | 211 | $5,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 4,621 | $5,000 | thousands by filing date | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 175 | $5,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T107 | US LRG CP CORE | 60 | $5,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 598 | $5,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 130 | $5,000 | thousands by filing date | |
| ISHARES ESG ADVANCED UNIVERSAL USD BOND ETF | 46436E619 | COM | 101 | $5,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 250 | $5,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 174 | $5,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 429 | $5,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 745 | $5,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES IN | 34984V209 | COMMON STOCK | 229 | $5,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 334 | $5,000 | thousands by filing date | |
| FIRST NATIONAL CORP VA | 32106V107 | COMMON STOCK | 247 | $5,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 638 | $5,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 100 | $5,000 | thousands by filing date | put |
| PACER TRENDPILOT FUND OF FUNDS ETF | 69374H675 | ETF | 154 | $5,000 | thousands by filing date | |
| LISTED FDS TR | 53656F599 | SWAN HEDGED EQTY | 300 | $5,000 | thousands by filing date | |
| INVENTIVA SA | 46124U107 | ADS | 397 | $5,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 167 | $5,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 290 | $5,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 215 | $5,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 404 | $5,000 | thousands by filing date | |
| VANECK ETF TRUST MOODYS ANLTCS | 92189h862 | INDX FD | 198 | $5,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 97 | $5,000 | thousands by filing date | |
| FLUX PWR HLDGS INC | 344057302 | COM NEW | 464 | $5,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 1,388 | $5,000 | thousands by filing date | |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 1,338 | $5,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 349 | $5,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 195 | $5,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO | 60871R100 | CL A | 86 | $5,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 808 | $5,000 | thousands by filing date | |
| NUVVE HOLDING CORP | 67079Y100 | COMMON STOCK | 359 | $5,000 | thousands by filing date | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 292 | $5,000 | thousands by filing date | |
| ACHILLES THERAPEUTICS PL-ADR | 00449L102 | COM | 464 | $5,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 1,152 | $5,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 273 | $5,000 | thousands by filing date | |
| ENLIGHTIFY INC COM NEW | 16943W204 | Stock | 465 | $5,000 | thousands by filing date | |
| AXE COMPUTE INC COM NEW | 74039M200 | Stock | 3,675 | $5,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 2,287 | $5,000 | thousands by filing date | |
| GREENBOX POS | 39366L208 | COM NEW | 393 | $5,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION | 165167180 | *W EXP 02/09/202 | 246 | $5,000 | thousands by filing date | |
| DATA STORAGE CORP | 23786R110 | *W EXP 05/18/202 | 4,004 | $5,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 5,000 | $5,000 | thousands by filing date | principal |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 5,000 | $5,000 | thousands by filing date | principal |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 1,000 | $5,000 | thousands by filing date | principal |
| GRITSTONE BIO INC | 39868T105 | COM | 487 | $5,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 550 | $5,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y847 | FUND | 209 | $5,000 | thousands by filing date | |
| LYRA THERAPEUTICS INC | 55234L105 | COM | 567 | $5,000 | thousands by filing date | |
| TLG ACQUISITION ONE CORP | 87257M108 | COM | 554 | $5,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 1,699 | $5,000 | thousands by filing date | |
| AYTU BIOPHARMA INC | 054754874 | COM | 919 | $5,000 | thousands by filing date | |
| GRACELL BIOTECHNOLOGIES INC | 38406L103 | ADR | 422 | $5,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 4,000 | $5,000 | thousands by filing date | principal |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 464 | $5,000 | thousands by filing date | |
| SCHMITT INDS INC ORE | 806870200 | COM | 930 | $5,000 | thousands by filing date | |
| LISTED FD TR | 53656F763 | TRUESHARES STRCD | 179 | $5,000 | thousands by filing date | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 2,887 | $5,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E547 | DAILY MSCI EMERG | 666 | $5,000 | thousands by filing date | |
| FAT BRANDS INC | 30258N121 | *W EXP 07/16/202 | 569 | $5,000 | thousands by filing date | |
| BROOGE ENERGY LTD | G1611B115 | *W EXP 12/20/202 | 9,725 | $5,000 | thousands by filing date | |
| SLAM CORP | G8210L121 | *W EXP 02/23/202 | 5,070 | $5,000 | thousands by filing date | |
| ALSET EHOME INTERNATIONAL IN | 02116A104 | COM | 872 | $5,000 | thousands by filing date | |
| EQONEX LIMITED | Y2074E109 | SHS | 773 | $5,000 | thousands by filing date | |
| ARCTOS NORTHSTAR ACQUIS CORP | G0477L126 | *W EXP 99/99/999 | 5,352 | $5,000 | thousands by filing date | |
| CREATD INC | 225265107 | COM | 1,250 | $5,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q201 | UNIT 09/07/2027 | 487 | $5,000 | thousands by filing date | |
| LIVE OAK MOBILITY ACQUISI CO | 538126103 | COM CL A | 525 | $5,000 | thousands by filing date | |
| LDH GROWTH CORP I | G54094118 | UNIT 03/17/2026 | 453 | $5,000 | thousands by filing date | |
| CATCHA INVESTMENT CORP | G1962Y102 | SHS CL A | 523 | $5,000 | thousands by filing date | |
| BRILLIANT ACQUISITION CORP | G1643W111 | SHS | 475 | $5,000 | thousands by filing date | |
| EDTECHX HOLDINGS ACQU CORP I | 28139A110 | *W EXP 06/15/202 | 7,394 | $5,000 | thousands by filing date | |
| VERICITY INC | 92347D100 | COM | 513 | $5,000 | thousands by filing date | |
| CN ENERGY GROUP INC | G2181K105 | COMMON | 792 | $5,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 96 | $5,000 | thousands by filing date | |
| ISHARES US ETF TR | 46431W630 | MEDIA ENTRNMNT | 139 | $5,000 | thousands by filing date | |
| NEOVASC INC | 64065J304 | COM | 5,219 | $5,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP II | G89554102 | COM CL A | 500 | $5,000 | thousands by filing date | |
| KRANESHARES TR | 500767702 | BLOOMBERG CHIINA | 146 | $5,000 | thousands by filing date | |
| KRANESHARES TR | 500767660 | MSCI CN ESG LEAD | 150 | $5,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P793 | FTSE FRANCE | 163 | $5,000 | thousands by filing date | |
| REVOLUTION HEALTHCAR AQ CORP | 76155Y108 | CMN | 556 | $5,000 | thousands by filing date | |
| KL ACQUISITION CORP | 49837C109 | CMN | 514 | $5,000 | thousands by filing date | |
| H I G ACQUISITION CORP | G44898107 | CMN | 473 | $5,000 | thousands by filing date | |
| EMLES TR | 291361871 | CMN | 182 | $5,000 | thousands by filing date | |
| Gores HLDGS VIII Inc Class A | 382863108 | COM | 500 | $5,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRANCH | 22539T456 | ETN LKD 34 | 410 | $5,000 | thousands by filing date | |
| FLJ GROUP LIMITED SPON ADS | 74738J102 | ADR | 3,208 | $5,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D132 | RIGHT 02/24/2027 | 14,262 | $5,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087R108 | CLASS A COM | 490 | $5,000 | thousands by filing date | |
| ONE | G7000X121 | *W EXP 08/17/202 | 2,282 | $5,000 | thousands by filing date | |
| TWC TECH HLDGS II CORP | 90117G204 | UNIT 09/10/2025 | 507 | $5,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V | 31810Q115 | *W EXP 12/31/202 | 1,644 | $5,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G106 | COM CL A | 493 | $5,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J800 | MLTFACTR MATLS | 100 | $5,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 679 | $5,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G117 | *W EXP 03/05/202 | 858 | $5,000 | thousands by filing date | |
| Sequential Brands Group Inc(NV) | 81734P206 | CS | 600 | $5,000 | thousands by filing date | |
| GRINDR INC | G88672111 | EQUITY WRT | 4,728 | $5,000 | thousands by filing date | |
| VYANT BIO INC | 92942V109 | COM | 1,299 | $5,000 | thousands by filing date | |
| WESTERN ASSET MORTGAGE CAPIT | 95790DAA3 | NOTE 6.750%10/0 | 5,000 | $5,000 | thousands by filing date | principal |
| Atlantic Avenue Acquisition Corp | 04906P119 | Warrant | 5,580 | $5,000 | thousands by filing date | |
| INPIXON | 45790J800 | COM | 4,583 | $5,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 1,645 | $5,000 | thousands by filing date | |
| FAST ACQUISITION CORP. CMN | 311875108 | COM | 419 | $5,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L206 | UNIT 99/99/9999 | 325 | $5,000 | thousands by filing date | |
| IRSA PROPIEDADES COMERCIALES | 463588103 | SPONSORED ADR | 464 | $5,000 | thousands by filing date | |
| CHPMW US 22 Nov 24 C11.5 | 12558Y114 | *W EXP 11/22/202 | 5,860 | $5,000 | thousands by filing date | |
| SHAPEWAYS HOLDIN | G3770A110 | EQUITY WRT | 4,687 | $5,000 | thousands by filing date | |
| MMTEC INC | G6181K106 | SHS | 2,634 | $5,000 | thousands by filing date | |
| MALLARD ACQUISITION CORP | 561204207 | UNIT 06/30/2027 | 464 | $5,000 | thousands by filing date | |
| ISHARES TR | 46435U226 | IBONDS 21 TRM HG | 199 | $5,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N707 | VOLT FINTECH DIS | 410 | $5,000 | thousands by filing date | |
| LIONHEART ACQUISITION CORP | 53625R203 | CMN | 521 | $5,000 | thousands by filing date | |
| PUXIN LTD | 74704P108 | ADS | 2,854 | $5,000 | thousands by filing date | |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 2,435 | $5,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q209 | UNIT 03/31/2025 | 480 | $5,000 | thousands by filing date | |
| AURIS MEDICAL HOLDING LTD | G07025201 | SHS | 1,505 | $5,000 | thousands by filing date | |
| THERAPEUTICS ACQUISITION COR | 88339T103 | COM CL A | 509 | $5,000 | thousands by filing date | |
| TUSCAN HOLDINGS CORP | 90069K203 | UNIT 99/99/9999 | 295 | $5,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 447 | $4,000 | thousands by filing date | |
| FULL TRUCK ALLIANCE CO LTD SPONSORED ADS | 35969L108 | ADR | 200 | $4,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 47 | $4,000 | thousands by filing date | put |
| CF BANKSHARES INC | 12520L109 | COM | 227 | $4,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 93 | $4,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 4,236 | $4,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 63 | $4,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 128 | $4,000 | thousands by filing date | put |
| BALLYS CORPORATION | 05875B106 | COM | 75 | $4,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 410 | $4,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 212 | $4,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 415 | $4,000 | thousands by filing date | |
| ADC THERAPEUTICS SA | H0036K147 | COMMON STOCK | 157 | $4,000 | thousands by filing date | |
| CIVEO CORP | 17878Y207 | COMMON STOCK | 253 | $4,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 3,011 | $4,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 80 | $4,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 1,201 | $4,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 130 | $4,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 100 | $4,000 | thousands by filing date | |
| STRATEGY SHS | 86280R803 | DAY HAGAN SMART | 113 | $4,000 | thousands by filing date | |
| ISHARES TR | 46436E510 | INTL DEV SML CP | 118 | $4,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 1,245 | $4,000 | thousands by filing date | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 95 | $4,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 524682309 | FRAN CLE ENH ETF | 108 | $4,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061813 | GBL REAL EST ETF | 136 | $4,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 5,000 | $4,000 | thousands by filing date | principal |
| STUDIO CITY INTL HLDGS LTD | 86389T106 | SPON ADS | 317 | $4,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 1,004 | $4,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A204 | COM NEW | 537 | $4,000 | thousands by filing date | |
| GREENLAND TECHNOLOGIES HLDG | G4095T107 | ORD SHS CL A | 507 | $4,000 | thousands by filing date | |
| STABILIS SOLUTIONS INC | 85236P101 | COM | 438 | $4,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 704 | $4,000 | thousands by filing date | |
| Northern Revival Acquisition Corp | G6546R119 | Warrant | 5,034 | $4,000 | thousands by filing date | |
| VIRTUS ETF TR II | 92790A207 | VIRTUS NEWFLEET | 159 | $4,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 1,476 | $4,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 1,227 | $4,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 500 | $4,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 228 | $4,000 | thousands by filing date | |
| ZEPP HEALTH CORPORATION SPONSORED ADR | 98945L105 | ADR | 306 | $4,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 450 | $4,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 302 | $4,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 941 | $4,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 197 | $4,000 | thousands by filing date | |
| TIDAL TRUST I | 886364306 | SOFI NEXT 500 | 251 | $4,000 | thousands by filing date | |
| URBAN-GRO INC | 91704K202 | COM NEW | 439 | $4,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 1,091 | $4,000 | thousands by filing date | |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 223 | $4,000 | thousands by filing date | |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 323 | $4,000 | thousands by filing date | |
| ABCAM PLC | 000380204 | ADR USD | 205 | $4,000 | thousands by filing date | |
| THE9 LTD | 88337K302 | ADR | 251 | $4,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 1,157 | $4,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 828 | $4,000 | thousands by filing date | |
| TAILWIND INTERNATNAL ACQ COR | G8662F119 | WARR | 4,067 | $4,000 | thousands by filing date | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 95 | $4,000 | thousands by filing date | |
| KISMET ACQUISITION THREE COR | G5276C110 | COM | 400 | $4,000 | thousands by filing date | |
| D AND Z MEDIA ACQUISITION CO | 23305Q106 | COM | 423 | $4,000 | thousands by filing date | |
| IMAC HLDGS INC | 44967K104 | COM | 2,253 | $4,000 | thousands by filing date | |
| DECIBEL THERAPEUTICS INC | 24343R106 | COM | 514 | $4,000 | thousands by filing date | |
| VITRU LTD | G9440D103 | COM | 215 | $4,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 1,542 | $4,000 | thousands by filing date | |
| SERVOTRONICS INC | 817732100 | COM | 513 | $4,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 2,200 | $4,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 876 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E705 | CHINA INDL ETF | 234 | $4,000 | thousands by filing date | |
| EVER GLORY INTL GRP INC | 299766204 | COM | 1,406 | $4,000 | thousands by filing date | |
| MOONLAKE IMMUNOTHERAPEUTICS | G4444C102 | COM | 374 | $4,000 | thousands by filing date | |
| SAFETY SHOT INC | 48208F113 | *W EXP 10/30/202 | 3,306 | $4,000 | thousands by filing date | |
| SIYATA MOBILE INC | 83013Q152 | *W EXP 09/24/202 | 896 | $4,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 5,000 | $4,000 | thousands by filing date | principal |
| AURORA ACQUISITION CORP | G0698L129 | *W EXP 03/02/202 | 2,504 | $4,000 | thousands by filing date | |
| PROGRESS ACQUISITION CORP | 74327P113 | *W EXP 11/11/202 | 5,148 | $4,000 | thousands by filing date | |
| FRONTIER ACQUISITION CORP | G36826116 | UNIT 03/01/2026 | 383 | $4,000 | thousands by filing date | |
| FORTRESS VALUE ACQUIS CORP I | 34964G115 | *W EXP 12/31/202 | 3,274 | $4,000 | thousands by filing date | |
| TPG PACE BENEFICIAL II CORP | G89826104 | COMMON STOCK | 350 | $4,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISI CORP | 34964K108 | COM CL A | 400 | $4,000 | thousands by filing date | |
| CREATIVE REALITIES INC | 22530J200 | COM | 1,969 | $4,000 | thousands by filing date | |
| LIVE OAK MOBILITY ACQUISI CO | 538126202 | UNIT 03/01/2028 | 357 | $4,000 | thousands by filing date | |
| MOUNTAIN CREST ACQSTN CORP I | 62402U206 | UNIT 99/99/9999 | 380 | $4,000 | thousands by filing date | |
| ACON S2 ACQUISITION CORP | G00748106 | CL SHS | 370 | $4,000 | thousands by filing date | |
| MIND TECHNOLOGY INC COM NEW | 602566101 | Stock | 2,000 | $4,000 | thousands by filing date | |
| BIOMERICA INC | 09061H307 | COM NEW | 924 | $4,000 | thousands by filing date | |
| BLUESCAPE OPPORTUNITIES ACQU | G1195N121 | UNIT 99/99/9999 | 409 | $4,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074111 | UNIT 10/01/2030 | 392 | $4,000 | thousands by filing date | |
| RICE ACQUISITION CORP II | G75529118 | UNIT 99/99/9999 | 368 | $4,000 | thousands by filing date | |
| PACER FDS TR | 69374H758 | BIOTHREAT STRGY | 123 | $4,000 | thousands by filing date | |
| MONDEE HOLDINGS INC COM CL A | G49775102 | Stock | 432 | $4,000 | thousands by filing date | |
| UPEXI INC | 39959A106 | COMMON | 661 | $4,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D200 | COMMON | 1,071 | $4,000 | thousands by filing date | |
| DBX ETF TR | 233051119 | XTRACKERS S&P SM | 151 | $4,000 | thousands by filing date | |
| DIREXION DAILY REAL ESTATE BEAR 3X SHARES | 25460E141 | ETF | 666 | $4,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 1,404 | $4,000 | thousands by filing date | |
| EBANG INTL HLDGS INC | G3R33A106 | CL A SHS | 1,284 | $4,000 | thousands by filing date | |
| FIFTH WALL ACQUISITN CORP II | G34142102 | CLASS A ORD SHS | 408 | $4,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E681 | CMN | 156 | $4,000 | thousands by filing date | |
| ASTREA ACQUISITION CORP | 04637C106 | CMN | 450 | $4,000 | thousands by filing date | |
| CLIMATE REAL IMPACT SLUTINS | 187171103 | CMN | 375 | $4,000 | thousands by filing date | |
| FORTISTAR SUSTAINABLE SOL CO | 34962M106 | CMN | 375 | $4,000 | thousands by filing date | |
| BROADSCALE ACQUISITION CORP | 11134Y101 | CMN | 400 | $4,000 | thousands by filing date | |
| VY GLOBAL GROWTH | G9444H118 | WTS | 2,245 | $4,000 | thousands by filing date | |
| WARRIOR TECHNOLOGIES ACQUI C | 936273101 | CMN | 401 | $4,000 | thousands by filing date | |
| SKILLSOFT CORP | 83066P119 | *W EXP 06/11/202 | 2,066 | $4,000 | thousands by filing date | |
| WISDOMTREE GROWTH LEADERS FUND | 97717Y717 | WT GRWTH LDRS | 86 | $4,000 | thousands by filing date | |
| GORES HLDGS V INC | 382864106 | COM CL A | 382 | $4,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP II | 53804W114 | *W EXP 12/07/202 | 1,896 | $4,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M114 | *W EXP 10/30/202 | 1,661 | $4,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP III | 12529D116 | *W EXP 09/30/202 | 2,730 | $4,000 | thousands by filing date | |
| SCVX CORP | G79448117 | *W EXP 01/24/202 | 3,990 | $4,000 | thousands by filing date | |
| GORES HLDGS V INC | 382864114 | *W EXP 08/05/202 | 1,839 | $4,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J875 | MLTFCTR CONSMR | 117 | $4,000 | thousands by filing date | |
| APPLIED UV INC | 03828V105 | COM | 358 | $4,000 | thousands by filing date | |
| VALLON PHARMACEUTICALS INC | 92023M101 | COM | 813 | $4,000 | thousands by filing date | |
| WTS/BULL HORN HLDGS CORP EXP10/31/2025 | G1686P122 | COM | 7,479 | $4,000 | thousands by filing date | |
| BULL HORN HLDGS CORP | G1686P114 | UNIT 10/13/2025 | 412 | $4,000 | thousands by filing date | |
| CARLOTZ INC | 142552116 | *W EXP 02/26/202 | 2,590 | $4,000 | thousands by filing date | |
| CAPITOL INVESTMENT CORP V | 14064F118 | *W EXP 99/99/999 | 2,655 | $4,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQUISITION CORP | 242797116 | *W EXP 10/02/202 | 1,831 | $4,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQU II | 24279D105 | CLASS A COM | 347 | $4,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP II | 846775104 | COM | 423 | $4,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R300 | COM | 333 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F478 | EMERGING MKTS AG | 205 | $4,000 | thousands by filing date | |
| MicroSectors FANG Index 2X Inverse Leveraged ETN | 063679849 | ETP | 1,239 | $4,000 | thousands by filing date | |
| ATIF HOLDINGS LIMITED | G0602B100 | SHS | 4,219 | $4,000 | thousands by filing date | |
| INSPIREMD INC | 45779A127 | *W EXP 07/07/202 | 19,296 | $4,000 | thousands by filing date | |
| GORES HLDGS V INC | 382864205 | UNIT 99/99/9999 | 356 | $4,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415116 | UNIT 09/24/2020 | 316 | $4,000 | thousands by filing date | |
| RED CAT HLDGS INC | 75644T100 | COM | 1,239 | $3,000 | thousands by filing date | |
| TORM PLC SHS CL A | G89479102 | Stock | 371 | $3,000 | thousands by filing date | |
| DREAM FINDERS HOMES INC COM CL A | 26154D100 | Stock | 104 | $3,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 127 | $3,000 | thousands by filing date | put |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 249 | $3,000 | thousands by filing date | |
| BYRNA TECHNOLOGIES INC | 12448X201 | COM NEW | 137 | $3,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q305 | COM STOCK | 100 | $3,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 600 | $3,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 49 | $3,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 100 | $3,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 484 | $3,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 98 | $3,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 70 | $3,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 352 | $3,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 108 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R671 | STATE STREET SPD | 60 | $3,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 192 | $3,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 135 | $3,000 | thousands by filing date | |
| VALHI INC | 918905209 | COMMON STOCK | 108 | $3,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 1,925 | $3,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 396 | $3,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 1,000 | $3,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 126 | $3,000 | thousands by filing date | |
| EQUILLIUM INC | 29446K106 | COM | 531 | $3,000 | thousands by filing date | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 483 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J437 | INTL DEV DYNAMIC | 101 | $3,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 130 | $3,000 | thousands by filing date | |
| CEMENTOS PACASMAYO S A FUNSPONSORED ADR 1 ADR REPS 5 ORD SHS | 15126Q208 | Equity | 408 | $3,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 307 | $3,000 | thousands by filing date | |
| FATHOM HOLDINGS | 31189V109 | COM | 97 | $3,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 3,567 | $3,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 152 | $3,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 915 | $3,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 647 | $3,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 183 | $3,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 562 | $3,000 | thousands by filing date | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 930 | $3,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 4 | $3,000 | thousands by filing date | |
| GREAT ELM GROUP INC COM NEW | 39037G109 | COM NEW | 1,362 | $3,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 355 | $3,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A409 | SUGAR FD | 303 | $3,000 | thousands by filing date | |
| EURO TECH HOLDINGS CO LTD | G32030127 | SHS NEW | 885 | $3,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 600 | $3,000 | thousands by filing date | |
| DATA STORAGE CORP | 23786R201 | COM NEW | 481 | $3,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D382 | ETRACS ALER MLP | 175 | $3,000 | thousands by filing date | |
| CONX Corp | 212873111 | Warrant | 2,338 | $3,000 | thousands by filing date | |
| AIM ETF PRODUCTS TRUST | 00888H604 | FUND | 112 | $3,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L847 | FREEDOM DAY | 100 | $3,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 157 | $3,000 | thousands by filing date | |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 411 | $3,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 100 | $3,000 | thousands by filing date | |
| EXTRACTION OIL & GAS INC | 30227M303 | COMMON STOCK | 50 | $3,000 | thousands by filing date | |
| SINGULAR GENOMICS SYSTEMS IN | 82933R100 | COM | 100 | $3,000 | thousands by filing date | |
| NEXTPLAT CORP | 68557F209 | COM NEW | 555 | $3,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 745 | $3,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 2,267 | $3,000 | thousands by filing date | |
| TRANSLATIONAL ACQUISITION DVLNT ORD | 89615T106 | COM | 230 | $3,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 499 | $3,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L115 | *W EXP 03/30/202 | 843 | $3,000 | thousands by filing date | |
| PURETECH HEALTH PLC | 746237106 | ADS | 63 | $3,000 | thousands by filing date | |
| BK Technologies Corp. | 05587G104 | COM | 996 | $3,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K104 | COM | 250 | $3,000 | thousands by filing date | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 284 | $3,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 2,046 | $3,000 | thousands by filing date | |
| ISPECIMEN INC COM NEW | 45032V108 | Stock | 420 | $3,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 74275N110 | WARR | 2,700 | $3,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74350A108 | COM | 355 | $3,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 443 | $3,000 | thousands by filing date | |
| SUSTAINABLE DEVELP ACQU I CO | 86934L111 | WARR | 2,754 | $3,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 1,395 | $3,000 | thousands by filing date | |
| ANGION BIOMEDICA CORP | 03476J107 | COM | 217 | $3,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 139 | $3,000 | thousands by filing date | |
| CARTESIAN GROWTH CORP | G19276107 | COM | 348 | $3,000 | thousands by filing date | |
| AFRICAN GOLD ACQUISITION COR | G0112R108 | COM | 328 | $3,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 132 | $3,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 400 | $3,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 608 | $3,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 670 | $3,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 272 | $3,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 168 | $3,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 280 | $3,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION | 165167172 | *W EXP 02/09/202 | 142 | $3,000 | thousands by filing date | |
| ETHZILLA CORPORATION | 68236V112 | *W EXP 11/06/202 | 1,876 | $3,000 | thousands by filing date | |
| KUKE MUSIC HLDG LTD SPONSORED ADS | 501229108 | ADR | 471 | $3,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B321 | NYLI HEALTHY HEA | 115 | $3,000 | thousands by filing date | |
| NLS PHARMACEUTICS LTD | H57830111 | *W EXP 02/02/202 | 3,346 | $3,000 | thousands by filing date | |
| CHEMOMAB THERAPEUTICS LTD | 16385C104 | SPONSORED ADS | 139 | $3,000 | thousands by filing date | |
| BM TECHNOLOGIES INC | 05591L115 | *W EXP 01/04/202 | 1,148 | $3,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VI | 17143W119 | *W EXP 02/17/202 | 2,189 | $3,000 | thousands by filing date | |
| GLOBAL PARTNER ACQISTN CORP | G3934P128 | *W EXP 01/14/202 | 2,561 | $3,000 | thousands by filing date | |
| LATCH INC | 51818V114 | *W EXP 06/04/202 | 783 | $3,000 | thousands by filing date | |
| ENSERVCO CORP | 29358Y201 | COM NEW | 1,964 | $3,000 | thousands by filing date | |
| H I G ACQUISITION CORP | G44898123 | *W EXP 99/99/999 | 2,521 | $3,000 | thousands by filing date | |
| SOS LIMITED | 83587W106 | SPNSORD ADS NEW | 794 | $3,000 | thousands by filing date | |
| ACKRELL SPAC PARTNERS I CO | 00461L303 | UNIT 99/99/9999 | 332 | $3,000 | thousands by filing date | |
| ORAGENICS INC | 684023302 | COM PAR | 4,499 | $3,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 3,000 | $3,000 | thousands by filing date | principal |
| PHIO PHARMACEUTICALS CORP | 71880W303 | COM | 1,377 | $3,000 | thousands by filing date | |
| BIOPHYTIS SA | 09076G104 | ADS | 240 | $3,000 | thousands by filing date | |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 797 | $3,000 | thousands by filing date | |
| L CATTERTON ASIA ACQUISITION | G5346G109 | UNIT 03/11/2026 | 259 | $3,000 | thousands by filing date | |
| LIVEVOX HOLDING INC | 53838L209 | UNIT 03/08/2024 | 260 | $3,000 | thousands by filing date | |
| LOGISTICS INNOVTN TECHNLGS C | 54141L209 | UNIT 06/10/2026 | 264 | $3,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R174 | *W EXP 11/14/202 | 9,921 | $3,000 | thousands by filing date | |
| 1895 BANCORP OF WIS INC COM | 28252W105 | Stock | 202 | $3,000 | thousands by filing date | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 100 | $3,000 | thousands by filing date | |
| GREENBROOK TMS INC | 393704309 | Common Stock | 288 | $3,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 752 | $3,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 3,000 | $3,000 | thousands by filing date | principal |
| GREAT ELM CAP CORP | 390320109 | COM | 766 | $3,000 | thousands by filing date | |
| BENESSERE CAPITAL ACQUSTN CO | 08179B111 | W EXP 99/99/999 | 5,375 | $3,000 | thousands by filing date | |
| BENESSERE CAPITAL ACQUSTN CO | 08179B103 | COM CL A | 345 | $3,000 | thousands by filing date | |
| XENETIC BIOSCIENCES INC | 984015131 | *W EXP 07/19/202 | 2,062 | $3,000 | thousands by filing date | |
| Axonics | 88875G101 | COM | 1,278 | $3,000 | thousands by filing date | |
| 5 01 ACQUISITION CORP | 33836P105 | CMN | 318 | $3,000 | thousands by filing date | |
| POPULATION HEALTH INVS CO IN | G71716107 | CMN | 325 | $3,000 | thousands by filing date | |
| ACCELERATE ACQUISITION CORP | 00439D102 | CMN | 347 | $3,000 | thousands by filing date | |
| BOA ACQUISITION CORP | 05601A109 | CMN | 313 | $3,000 | thousands by filing date | |
| GEMINI THERAPEUTICS INC | 36870G105 | CMN | 422 | $3,000 | thousands by filing date | |
| ISLEWORTH HEALTHCARE ACQU CO | 46468P110 | WTS | 3,910 | $3,000 | thousands by filing date | |
| EMLES TR | 291361103 | CMN | 115 | $3,000 | thousands by filing date | |
| JOFF FINTECH ACQUISITION COR | 46592C100 | CMN | 324 | $3,000 | thousands by filing date | |
| PETROS PHARMACEUTICALS INC | 71678J100 | COM | 943 | $3,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H113 | *W EXP 06/01/202 | 2,192 | $3,000 | thousands by filing date | |
| RMG ACQUISITION CORP II | G76083123 | *W EXP 12/27/202 | 1,572 | $3,000 | thousands by filing date | |
| UNIVERSE PHARMACEUTICALS INC | G9442G104 | SHS | 919 | $3,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 1,331 | $3,000 | thousands by filing date | |
| POWERBRIDGE TECHNLOGIES CO LTD ORD SHS | G72007100 | ORD SHS | 1,524 | $3,000 | thousands by filing date | |
| WALDENCAST PLC CLASS A ORD SHS | G9460C100 | Stock | 300 | $3,000 | thousands by filing date | |
| 0 | 39947R112 | 0 | 3,194 | $3,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITIN IV | 34964K207 | UNIT 03/31/2028 | 330 | $3,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CORP COM | 46186M506 | Stock | 3,794 | $3,000 | thousands by filing date | |
| FRAZIER LIFESCIENCES ACQU CORP UNIT EXP 120925 | G3710A121 | Stock | 285 | $3,000 | thousands by filing date | |
| SARISSA CAPITAL ACQUISITN CO | G7823W110 | *W EXP 10/23/202 | 1,930 | $3,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M106 | COM CL A | 252 | $3,000 | thousands by filing date | |
| HENNESSY CAPITAL INVS CORP V | 42589T115 | *W EXP 01/20/202 | 1,042 | $3,000 | thousands by filing date | |
| WTS/DIGITAL BRANDS GROUP, INC. 11.5000EXP12/31/2028 | 25401N119 | COM | 1,521 | $3,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 2,500 | $3,000 | thousands by filing date | |
| NEW AGE ALPHA TR | 64157X203 | AVDR US LRGCP ES | 98 | $3,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP WT EXP 042625 | G35006124 | COM | 6,900 | $3,000 | thousands by filing date | |
| THAYER VENTURES ACQU CORP | 88332T118 | *W EXP 01/01/203 | 2,441 | $3,000 | thousands by filing date | |
| VISTAS MEDIA ACQUISITION CO | 92840T107 | COM CL A | 290 | $3,000 | thousands by filing date | |
| PAVMED INC | 70387R114 | *W EXP 01/29/202 | 1,566 | $3,000 | thousands by filing date | |
| SEAPORT GLOBAL ACQ CORP; TNT ACQ DT: 06/02/22 SH: $10.10 | 812227106 | COM CL A | 316 | $3,000 | thousands by filing date | |
| NORTHERN GENESIS ACQUISITION | 66516U119 | *W EXP 01/15/202 | 1,721 | $3,000 | thousands by filing date | |
| PETRA ACQUISITION INC | 716421201 | UNIT 05/25/2027 | 267 | $3,000 | thousands by filing date | |
| TRIDENT ACQUISITIONS CORP | 89615T114 | W EXP 05/09/202 | 1,187 | $3,000 | thousands by filing date | |
| HANCOCK JAFFE LABORATORIES I | 41015N114 | *W EXP 05/30/202 | 13,039 | $3,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671179 | *W EXP 09/ | 752 | $3,000 | thousands by filing date | |
| PTK Acquisition Corp | 69375F108 | Common Stock | 268 | $3,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 80 | $2,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 141 | $2,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 192 | $2,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 227 | $2,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 545 | $2,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 20 | $2,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 914 | $2,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092527 | SML MID MLTFCT | 54 | $2,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 49 | $2,000 | thousands by filing date | put |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 2,112 | $2,000 | thousands by filing date | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 59 | $2,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 51 | $2,000 | thousands by filing date | |
| BIG SKY INDL INC | 911805307 | COM | 354 | $2,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 292 | $2,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 62 | $2,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 55 | $2,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 34 | $2,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 167 | $2,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W405 | COM | 884 | $2,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 283 | $2,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 236 | $2,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C300 | US EQT ULTRA BF | 66 | $2,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 40 | $2,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 452 | $2,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 163 | $2,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 122 | $2,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 155 | $2,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 223 | $2,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 94 | $2,000 | thousands by filing date | |
| RAND CAP CORP COM NEW | 752185207 | CEF | 113 | $2,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 755 | $2,000 | thousands by filing date | |
| EUROSEAS LTD | Y23592135 | COM | 103 | $2,000 | thousands by filing date | |
| ATAIBECKLEY INC | N0731H103 | Equity | 100 | $2,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 296 | $2,000 | thousands by filing date | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 283 | $2,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092535 | INTL MULTIFACTOR | 70 | $2,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 93 | $2,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P843 | CMN | 70 | $2,000 | thousands by filing date | |
| SCIENJOY HOLDING CORP | G7864D112 | CLASS A ORD | 293 | $2,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767868 | MSCI ONE BELT | 69 | $2,000 | thousands by filing date | |
| INNSUITES HOSPITALITY TR | 457919108 | SH BEN INT | 269 | $2,000 | thousands by filing date | |
| JEWETT CAMERON TRADING LTD | 47733C207 | COM NEW | 173 | $2,000 | thousands by filing date | |
| IMMURON LTD | 45254U101 | SPONSORED ADR | 392 | $2,000 | thousands by filing date | |
| LATCH ORD | 51818V106 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| WTS/PMV CONSUMER ACQUISITION C EXP08/31/2027 | 693486110 | WARR | 2,468 | $2,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 181 | $2,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y768 | STAR GLOB BUYW | 49 | $2,000 | thousands by filing date | |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 180 | $2,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 144 | $2,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 311 | $2,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 193 | $2,000 | thousands by filing date | |
| Tempest Therapeutics, Inc. | 87978U108 | Common Stock | 147 | $2,000 | thousands by filing date | |
| XWELL INC COM NEW | 98420U703 | Stock | 1,000 | $2,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 801 | $2,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 157 | $2,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 317 | $2,000 | thousands by filing date | |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 684 | $2,000 | thousands by filing date | |
| ABRAXAS PETE CORP COM NEW | 003830304 | Stock | 773 | $2,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 461 | $2,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 2,057 | $2,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 165 | $2,000 | thousands by filing date | |
| FANG HLDGS LTD | 30711Y300 | ADR NEW | 209 | $2,000 | thousands by filing date | |
| ANEBULO PHARMACEUTICALS INC | 034569103 | COM | 234 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347G630 | ULTRASHORT CONSM | 101 | $2,000 | thousands by filing date | |
| CENTOGENE N V | N1976T109 | COM | 209 | $2,000 | thousands by filing date | |
| BM TECHNOLOGIES INC | 05591L107 | COM | 181 | $2,000 | thousands by filing date | |
| PONTEM CORPORATION | G71707122 | WARR | 1,572 | $2,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 451 | $2,000 | thousands by filing date | |
| VISTRA CORP | 92840M128 | COM | 6,802 | $2,000 | thousands by filing date | |
| LIGHTJUMP ACQUISITION CORP | 53228M114 | WARR | 1,984 | $2,000 | thousands by filing date | |
| NISUN INTL ENT DVPMT GP CO L | G6593L106 | COM | 221 | $2,000 | thousands by filing date | |
| FOREST ROAD ACQUISITION COR | 34619V103 | COM | 173 | $2,000 | thousands by filing date | |
| EDIFY ACQUISITION CORP | 28059Q111 | WARR | 2,172 | $2,000 | thousands by filing date | |
| JOANN INC | 47768J101 | COM | 100 | $2,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP II | G7008B121 | WARR | 1,813 | $2,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 250 | $2,000 | thousands by filing date | |
| HOLICITY INC | 435063201 | UNIT 08/05/2025 | 173 | $2,000 | thousands by filing date | |
| CNFINANCE HLDGS LTD | 18979T105 | SPON ADS | 553 | $2,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 213 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-21-010738 | this filing | 2021-08-13 | acceptance time not in the bulk data set |