13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-13, with 9,542 holding rows worth $310,174,163,000.
- Accession
- 0000950123-21-010738
- Filer
- CIK 1610520
- Filed
- 2021-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A combination report, 15,199 entries on the cover page, a total value of $310,174,163,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $310,174,163,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 2,110 | $17,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 2,982 | $17,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 323 | $17,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 2,562 | $17,000 | thousands by filing date | |
| AMALGAMATED FINANCIAL CORP | 022671101 | COM | 1,046 | $17,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 2,901 | $17,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 3,138 | $17,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092360 | FUNDAMENTAL LARG | 569 | $17,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 3,499 | $17,000 | thousands by filing date | |
| INOTIV INC | 45783Q100 | COM | 621 | $17,000 | thousands by filing date | |
| INTERLINK ELECTRS INC | 458751302 | COM NEW | 1,941 | $17,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 1,245 | $17,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 334 | $17,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 348 | $17,000 | thousands by filing date | |
| WEREWOLF THERAPEUTICS INC | 95075A107 | CMN | 1,000 | $17,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937303 | INTNTL IPO ETF | 481 | $17,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A727 | CLEARSHS OCIO | 524 | $17,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 6,389 | $17,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572108 | CL B | 27 | $17,000 | thousands by filing date | |
| GABELLI ETFS TRUST | 36261K103 | LOVE OUR PLANET | 613 | $17,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y396 | HOTEL ETF | 704 | $17,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 2,165 | $17,000 | thousands by filing date | |
| LANDSEA HOMES CORP | 51509P103 | COM | 2,000 | $17,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC | 462222AB6 | NOTE 0.125%12/1 | 18,000 | $17,000 | thousands by filing date | principal |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 16,000 | $17,000 | thousands by filing date | principal |
| POWERED BRANDS | G7209M108 | COM | 1,759 | $17,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P472 | FUND | 330 | $17,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 6,747 | $17,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E240 | FUND | 636 | $17,000 | thousands by filing date | |
| ARYA SCIENCES ACQU CORP IV | G31659108 | COM | 1,548 | $17,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 7,227 | $17,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 597 | $17,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 3,500 | $17,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L810 | WESTN ASET TTL | 638 | $17,000 | thousands by filing date | |
| ARES ACQUISITION CORPORATION | G33032106 | COM CL A | 1,758 | $17,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 7,150 | $17,000 | thousands by filing date | |
| VERSUS SYSTEMS INC | 92535P808 | COM NEW | 2,944 | $17,000 | thousands by filing date | |
| IMARA INC | 45249V107 | COM | 2,143 | $17,000 | thousands by filing date | |
| LDH GROWTH CORP I | G54094100 | CLASS A ORD SHS | 1,712 | $17,000 | thousands by filing date | |
| MERCURITY FINTECH HOLDING IN | 58936H109 | SPONSORED ADS | 3,398 | $17,000 | thousands by filing date | |
| OSIRIS ACQUISITION CORP | 68829A202 | UNIT 99/99/9999 | 1,745 | $17,000 | thousands by filing date | |
| ACTIVESHARES ETF TR | 00509W105 | CLRBRDG FCS ESG | 488 | $17,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T205 | MEDLEY MANAGEMENT INC | 2,708 | $17,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP III | 84677R205 | UNIT 99/99/9999 | 1,736 | $17,000 | thousands by filing date | |
| QILIAN INTL HLDG GROUP LTD | G7307E107 | COM | 4,013 | $17,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 9,437 | $17,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M118 | *W EXP 02/13/202 | 7,680 | $17,000 | thousands by filing date | |
| KINGSWOOD ACQUISITION CORP | 496861105 | CMN | 1,665 | $17,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y251 | CHINA BIOTECHINV | 879 | $17,000 | thousands by filing date | |
| CENTRICUS ACQUISITION CORP | G2072Q112 | UNIT 02/08/2028 | 1,622 | $17,000 | thousands by filing date | |
| RMG ACQUISITION CORP II | G76083107 | CL A SHS | 1,756 | $17,000 | thousands by filing date | |
| KBS FASHION GROUP LTD | Y46002203 | COM NEW | 4,448 | $17,000 | thousands by filing date | |
| LEFTERIS ACQUISITION CORP UNIT EX | 52470X208 | Stock | 1,661 | $17,000 | thousands by filing date | |
| SCVX CORP U | G79448109 | COM | 1,632 | $17,000 | thousands by filing date | |
| THAYER VENTURES ACQU CORP | 88332T209 | UNIT 01/01/2030 | 1,577 | $17,000 | thousands by filing date | |
| RICE ACQUISITION CORP | 762594208 | UNIT 99/99/9999 | 861 | $17,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 100 | $16,000 | thousands by filing date | put |
| EYEPOINT INC COM NEW | 30233G209 | Stock | 1,746 | $16,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 666 | $16,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 200 | $16,000 | thousands by filing date | put |
| ASTRONICS CORP COM | 046433108 | Stock | 935 | $16,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 5,303 | $16,000 | thousands by filing date | |
| ALIGNMENT HEALTHCARE INC COM | 01625V104 | Stock | 675 | $16,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 16,000 | $16,000 | thousands by filing date | principal |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 679 | $16,000 | thousands by filing date | |
| MISSION PRODUCE INC | 60510V108 | COM | 757 | $16,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 1,004 | $16,000 | thousands by filing date | |
| RILEY EXPLORATION PERMIAN IN | 76665T102 | COM | 547 | $16,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 778 | $16,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 511 | $16,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 1,811 | $16,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138J650 | BULLETSHS 2027 | 611 | $16,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 345 | $16,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 14,000 | $16,000 | thousands by filing date | principal |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 10,453 | $16,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 447 | $16,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 1,523 | $16,000 | thousands by filing date | |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 105 | $16,000 | thousands by filing date | |
| BOS BETTER ONLINE SOLUTIONS | M20115180 | SHS NEW NIS 80 | 4,253 | $16,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 4,350 | $16,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 14,000 | $16,000 | thousands by filing date | principal |
| LGL GROUP INC | 50186A108 | COM | 1,492 | $16,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L877 | ROYCE QUANT SML | 414 | $16,000 | thousands by filing date | |
| OPTIMUMBANK HLDGS INC | 68401P403 | COM | 3,256 | $16,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 500 | $16,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06747C322 | IPATH SER B ETN | 723 | $16,000 | thousands by filing date | |
| BOGOTA FINL CORP | 097235105 | COM | 1,526 | $16,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 8,390 | $16,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 1,217 | $16,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 5,625 | $16,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC | 16961L106 | COM | 1,124 | $16,000 | thousands by filing date | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 2,045 | $16,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 13,700 | $16,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 224 | $16,000 | thousands by filing date | |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 14,000 | $16,000 | thousands by filing date | principal |
| SIERRA METALS INC | 82639W106 | COM | 5,249 | $16,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 5,131 | $16,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P480 | FUND | 664 | $16,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP II | G7008B105 | COM | 1,672 | $16,000 | thousands by filing date | |
| LUCIRA HEALTH INC | 54948U105 | COM | 2,423 | $16,000 | thousands by filing date | |
| TSR INC | 872885207 | COM | 1,706 | $16,000 | thousands by filing date | |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 7,784 | $16,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 1,195 | $16,000 | thousands by filing date | |
| INVESCO DB G10 CURRENCY HRVS | 46139B102 | UNIT | 644 | $16,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A118 | *W EXP 01/31/202 | 442 | $16,000 | thousands by filing date | |
| CATCHA INVESTMENT CORP | G1962Y128 | UNIT 99/99/9999 | 1,643 | $16,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 1,979 | $16,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B362 | NYLI 500 INTERNA | 484 | $16,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 3,765 | $16,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 3,361 | $16,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 11,799 | $16,000 | thousands by filing date | |
| MIDATECH PHARMA PLC | 59564R302 | SPONSORED ADS | 7,707 | $16,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP VI | 31811H205 | UNT | 1,601 | $16,000 | thousands by filing date | |
| COVA ACQUISITION CORP | G2554Y112 | UNIT 04/01/2021 | 1,542 | $16,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D108 | SHS | 1,562 | $16,000 | thousands by filing date | |
| CM LIFE SCIENCES INC | 18978W208 | UNIT 09/01/2025 | 1,030 | $16,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP II | G6715X103 | CL A SHS | 1,667 | $16,000 | thousands by filing date | |
| TPG PACE TECH OPPORTUNITIES | G8990Y111 | UNIT 99/99/9999 | 1,605 | $16,000 | thousands by filing date | |
| B RILEY PRINCIPAL 150 MERGER | 05601V202 | UNIT 99/99/9999 | 1,623 | $16,000 | thousands by filing date | |
| PARDES BIOSCIENCES INC COM | 30318F100 | Stock | 1,650 | $16,000 | thousands by filing date | |
| DHB CAPITAL CORP | 23291W208 | UNIT 03/31/2028 | 1,599 | $16,000 | thousands by filing date | |
| YELLOWSTONE ACQUISITION CO COM CL A | 98566K105 | Stock | 1,635 | $16,000 | thousands by filing date | |
| YUNHONG INTERNATIONAL | g98882106 | COM | 1,557 | $16,000 | thousands by filing date | |
| PETRA ACQUISITION INC | 716421102 | COM | 1,634 | $16,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K273 | COM | 536 | $16,000 | thousands by filing date | |
| LIFESCI ACQUISITION II CORP | 53229E103 | COM | 1,601 | $16,000 | thousands by filing date | |
| CONSONANCE HFW ACQUISITION C | G2445M103 | SHS CL A | 1,592 | $16,000 | thousands by filing date | |
| INVESTINDUSTRIAL ACQUISITION | G4771L105 | CMN | 1,605 | $16,000 | thousands by filing date | |
| DRAGONEER GROWTH OPPORTUN CO | G28302126 | UNIT 08/18/2027 | 1,587 | $16,000 | thousands by filing date | |
| ONE UNIT | G7000X113 | Stock | 1,559 | $16,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G7483N111 | UNIT 99/99/9999 | 1,536 | $16,000 | thousands by filing date | |
| Blue Water Acquisition Corp/US | 09607T203 | Unit | 1,519 | $16,000 | thousands by filing date | |
| PHARMING GROUP NV SPON ADS | 71716E105 | ADR | 1,319 | $15,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 235 | $15,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 2,603 | $15,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 1,007 | $15,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 646 | $15,000 | thousands by filing date | |
| PRIMIS FINANCIAL CORP | 74167B109 | COMMON STOCK | 1,005 | $15,000 | thousands by filing date | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 1,196 | $15,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 1,499 | $15,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 2,978 | $15,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G300 | S&P SMLCAP QTY | 420 | $15,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120202 | COM NEW | 3,164 | $15,000 | thousands by filing date | |
| TREACE MED CONCEPTS INC | 89455T109 | COM | 475 | $15,000 | thousands by filing date | |
| CENTESSA PHARMACEUTICALS PLC | 152309100 | SPONSORED ADS | 678 | $15,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 512 | $15,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 4,000 | $15,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 1,474 | $15,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 2,324 | $15,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082AA8 | NOTE 1.500% 2/1 | 15,000 | $15,000 | thousands by filing date | principal |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 14,000 | $15,000 | thousands by filing date | principal |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 14,000 | $15,000 | thousands by filing date | principal |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 14,000 | $15,000 | thousands by filing date | principal |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 14,000 | $15,000 | thousands by filing date | principal |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 400 | $15,000 | thousands by filing date | |
| MORPHOSYS AG | 617760202 | ADR | 820 | $15,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M209 | COM | 1,111 | $15,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 4,087 | $15,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086AB7 | BOND | 14,000 | $15,000 | thousands by filing date | principal |
| FTAC HERA ACQUISITION CORP | G3728Y103 | COM | 1,577 | $15,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 2,302 | $15,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 25,433 | $15,000 | thousands by filing date | |
| MY SIZE INC | 62844N208 | COM NEW | 9,956 | $15,000 | thousands by filing date | |
| IG ACQUISITION CORP | 449534205 | UNIT 10/05/2027 | 1,486 | $15,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 26,094 | $15,000 | thousands by filing date | |
| IRIS ACQUISITION CORP | 89601Y200 | UNIT 02/24/2026 | 1,500 | $15,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L204 | COM NEW | 1,993 | $15,000 | thousands by filing date | |
| REGIONAL HEALTH PPTYS INC | 75903M309 | COM | 1,125 | $15,000 | thousands by filing date | |
| BIOCARDIA INC | 09060U507 | COM | 3,750 | $15,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 11,695 | $15,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P125 | W EXP 10/12/202 | 30,921 | $15,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 10,322 | $15,000 | thousands by filing date | |
| SANDBRIDGE X2 CORP | 799792205 | UNIT 99/99/9999 | 1,500 | $15,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 2,165 | $15,000 | thousands by filing date | |
| BCLS ACQUISITION CORP | G0904B105 | CMN | 1,401 | $15,000 | thousands by filing date | |
| BAOSHENG MEDIA GROUP HLDNG L | G08908108 | SHS | 4,266 | $15,000 | thousands by filing date | |
| QELL ACQUISITION CORP | G7307X105 | CL A | 1,484 | $15,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y537 | DORSY MICR ETF | 393 | $15,000 | thousands by filing date | |
| ACE CONVERGENCE ACQU CORP | G0083D104 | *W EXP 09/30/202 | 7,825 | $15,000 | thousands by filing date | |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 313 | $15,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T111 | *W EXP 07/29/202 | 10,811 | $15,000 | thousands by filing date | |
| iMGP DBi Hedge Strategy ETF | 56170L794 | ETF | 450 | $15,000 | thousands by filing date | |
| BLUE SAFARI GRP ACQUISITN CO | G1195R122 | UNIT 06/10/2026 | 1,478 | $15,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITION UNIT EX 030126 | 74350A207 | Stock | 1,558 | $15,000 | thousands by filing date | |
| ALPHA CAPITAL ACQUISITION CO | G0316P114 | UNIT 02/16/2026 | 1,485 | $15,000 | thousands by filing date | |
| MALLARD ACQUISITION CORP | 561204108 | COM | 1,481 | $15,000 | thousands by filing date | |
| SENMIAO TECHNOLOGY LTD | 817225105 | COM | 14,227 | $15,000 | thousands by filing date | |
| BIG CYPRESS ACQUISITION CORP | 089115109 | COM | 1,483 | $15,000 | thousands by filing date | |
| MARQUEE RAINE ACQUISITION CO | G58442107 | CMN | 1,466 | $15,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G74847123 | UNIT 99/99/9999 | 1,462 | $15,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F203 | UNIT 99/99/9999 | 1,444 | $15,000 | thousands by filing date | |
| Decarbonization Plus Acquisition Corp | 242797207 | Unit | 1,327 | $15,000 | thousands by filing date | |
| CONSONANCE HFW ACQUISITION C | G2445M129 | UNIT 99/99/9999 | 1,491 | $15,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 4,700 | $14,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 2,180 | $14,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 187 | $14,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 400 | $14,000 | thousands by filing date | call |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 900 | $14,000 | thousands by filing date | put |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 1,665 | $14,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 622 | $14,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 900 | $14,000 | thousands by filing date | |
| ZENTALIS PHARMACEUTICALS INC | 98943L107 | COMMON STOCK | 255 | $14,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION COM U | G9108L173 | SHS | 1,593 | $14,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N568 | USAA MSCI USA SM | 187 | $14,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 700 | $14,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 4,381 | $14,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 8,428 | $14,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q105 | SIMP AF WORL ETF | 519 | $14,000 | thousands by filing date | |
| Galiano Gold Inc | 36352H100 | COM | 12,667 | $14,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y269 | NASDQ 100 CVRDGW | 455 | $14,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505699 | CMN | 400 | $14,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P611 | CMN | 547 | $14,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L371 | RAFI DYN MULTI | 464 | $14,000 | thousands by filing date | |
| BRASILAGRO COMPANHIA BRASILE | 10554B104 | SPONSORED ADR | 2,264 | $14,000 | thousands by filing date | |
| LIBERTY MEDIA ACQUISTION CORP | 53073L104 | COMMON STOCK | 1,398 | $14,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 829 | $14,000 | thousands by filing date | |
| WHEELS UP EXPERIENCE INC WT EXP 071326 | G05436111 | Stock | 7,085 | $14,000 | thousands by filing date | |
| Instil Bio, Inc. | 45783C101 | Common Stock | 714 | $14,000 | thousands by filing date | |
| ELEVATION ONCOLOGY INC COM | 28623U101 | Stock | 1,045 | $14,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 4,611 | $14,000 | thousands by filing date | |
| CODEX DNA INC | 192003101 | COM | 623 | $14,000 | thousands by filing date | |
| ASLAN PHARMACEUTICALS LTD | 04522R101 | ADR | 4,264 | $14,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 1,003 | $14,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 13,000 | $14,000 | thousands by filing date | principal |
| GENETIC TECHNOLOGIES LIMITED NEW SPONSRD ADR | 37185R307 | NEW SPONSRD ADR | 3,483 | $14,000 | thousands by filing date | |
| ANZU SPECIAL ACQUISITIN CORP | 03737A101 | COM CL A | 1,401 | $14,000 | thousands by filing date | |
| KADEM SUSTAINABLE IMPACT COR | 48284E105 | CLASS A COM | 1,483 | $14,000 | thousands by filing date | |
| MEIWU TECHNOLOGY COMPANY LTD | G9604C107 | ORD SHS | 2,065 | $14,000 | thousands by filing date | |
| DIAMONDHEAD HOLDINGS CORP | 25278L204 | UNIT 01/21/2026 | 1,368 | $14,000 | thousands by filing date | |
| CROWN PROPTECH ACQUISITIONS | G25741128 | UNIT 99/99/9999 | 1,449 | $14,000 | thousands by filing date | |
| FLAME ACQUISITION CORP | 33850F207 | UNIT 99/99/9999 | 1,400 | $14,000 | thousands by filing date | |
| AEQUI ACQUISITION CORP | 00775W201 | UNIT 11/30/2027 | 1,418 | $14,000 | thousands by filing date | |
| COMPUTE HEALTH ACQUISITIN CO | 204833206 | UNIT 99/99/9999 | 1,407 | $14,000 | thousands by filing date | |
| MEDTECH ACQUISITION CORP | 58507N204 | UNIT 12/18/2025 | 1,378 | $14,000 | thousands by filing date | |
| EUCRATES BIOMEDICAL ACQU COR | G3141W114 | UNIT 10/23/2027 | 1,378 | $14,000 | thousands by filing date | |
| GOLDENBRIDGE ACQUISITION LTD | G3970D104 | SHS | 1,400 | $14,000 | thousands by filing date | |
| EVAXION BIOTECH A S | 29970R105 | ADR | 1,768 | $14,000 | thousands by filing date | |
| EUROPEAN SUSTAINABLE GROWTH | G3194F125 | UNIT 01/18/2024 | 1,375 | $14,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H209 | COM NEW | 2,190 | $14,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 11,500 | $14,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION CORP | G0633U101 | CMN | 1,396 | $14,000 | thousands by filing date | |
| RESHAPE LIFESCIENCES INC | 76090R101 | CMN | 2,831 | $14,000 | thousands by filing date | |
| BIO-KEY INTL INC | 09060C408 | COM NEW | 3,768 | $14,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDNG | G9441E126 | UNIT 09/22/2025 | 1,296 | $14,000 | thousands by filing date | |
| NEXTGEN ACQUISITION CORP II | G65317128 | *W EXP 03/23/202 | 5,357 | $14,000 | thousands by filing date | |
| BRIDGETOWN 2 HOLDINGS LTD | G1355V103 | CL A | 1,414 | $14,000 | thousands by filing date | |
| RIBBIT LEAP LTD | G7552B121 | UNIT 99/99/9999 | 1,235 | $14,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06747D809 | PACER IPATH GLD | 496 | $14,000 | thousands by filing date | |
| INSU ACQUISITION CORP III | 457817302 | UNIT 12/31/2026 | 1,435 | $14,000 | thousands by filing date | |
| MDH ACQUISITION CORP | 55283P205 | UNIT 99/99/9999 | 1,404 | $14,000 | thousands by filing date | |
| HIGHLAND TRANSCEND PARTNERS | G44690108 | COM CL A | 1,433 | $14,000 | thousands by filing date | |
| GORES TECHNOLOGY PARTNERS II | 38287L206 | UNIT 03/16/2028 | 1,387 | $14,000 | thousands by filing date | |
| NUZEE INC | 67073S208 | COM NEW | 4,374 | $14,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646301 | COM NEW | 1,059 | $14,000 | thousands by filing date | |
| GLOBIS ACQUISITION CORP | 379582208 | UNIT 11/01/2025 | 1,353 | $14,000 | thousands by filing date | |
| CA HEALTHCARE ACQUISITION CORP | 12510w115 | WT | 14,513 | $14,000 | thousands by filing date | |
| LISTED FD TR | 53656F615 | CABOT GROWTH ETF | 478 | $14,000 | thousands by filing date | |
| CF ACQUISITION CORP V | 12520R106 | CL A | 1,400 | $14,000 | thousands by filing date | |
| FIRSTMARK HORIZON ACQUISITIO | 33765Y200 | UNIT 99/99/9999 | 1,345 | $14,000 | thousands by filing date | |
| VISTAS MEDIA ACQUISITION CO | 92840T206 | UNIT 08/03/2025 | 1,255 | $14,000 | thousands by filing date | |
| CM LIFE SCIENCES III INC | 125841106 | CLASS A COM | 1,351 | $14,000 | thousands by filing date | |
| REVOLUTION ACCEL | 76156P205 | UNIT | 1,346 | $14,000 | thousands by filing date | |
| Roth Ch Acquisition II Co | 778673202 | Unit | 1,319 | $14,000 | thousands by filing date | |
| LIV CAP ACQUISITION CORP | G5510C108 | CL A | 1,418 | $14,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G205 | UNIT 10/24/2024 | 1,315 | $14,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 1,000 | $13,000 | thousands by filing date | put |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 1,247 | $13,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 375 | $13,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F615 | FT VEST US EQT | 418 | $13,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C318 | US EQTY PWR BUF | 437 | $13,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C516 | EMRGNG MKT JAN | 416 | $13,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 204 | $13,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 491 | $13,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 2,524 | $13,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 1,769 | $13,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 3,048 | $13,000 | thousands by filing date | |
| REZOLUTE INC | 76200L309 | COMMON STOCK | 918 | $13,000 | thousands by filing date | |
| VERA THERAPEUTICS INC | 92337R101 | COMMON STOCK | 956 | $13,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 831 | $13,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 1,504 | $13,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 4,546 | $13,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 164 | $13,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 1,581 | $13,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 1,135 | $13,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 2,724 | $13,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 4,132 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 428 | $13,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X156 | US SHT TRM CORP | 255 | $13,000 | thousands by filing date | |
| TOMI ENVIRONMENTAL SOLUTIONS | 890023203 | COM NEW | 4,432 | $13,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 11,213 | $13,000 | thousands by filing date | |
| NORTECH SYS INC | 656553104 | COM | 1,654 | $13,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505673 | ETC 6 SMALL CAP | 270 | $13,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N889 | VOLT TSLA RE ETF | 1,131 | $13,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505665 | ETC 6 HEDGED EQU | 420 | $13,000 | thousands by filing date | |
| UCLOUDLINK GROUP INC | 90354D104 | SPONSORED ADS | 1,301 | $13,000 | thousands by filing date | |
| ETF OPPORTUNITIES TRUST | 26923N306 | FORMIDABLE ETF | 486 | $13,000 | thousands by filing date | |
| INCOME OPPORTUNITY RLTY INVS | 452926108 | COM | 1,076 | $13,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 2,083 | $13,000 | thousands by filing date | |
| ATHIRA PHARMA INC | 04746L104 | COM | 1,260 | $13,000 | thousands by filing date | |
| FORIAN INC | 34630N106 | cs | 1,060 | $13,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 576 | $13,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 21,342 | $13,000 | thousands by filing date | |
| ADVAXIS INC | 007624307 | COM | 29,072 | $13,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y388 | RESTAURANT ETF | 520 | $13,000 | thousands by filing date | |
| ALLIED GAMING & ENTRTNMNT IN | 019170109 | COM | 5,748 | $13,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 12,000 | $13,000 | thousands by filing date | principal |
| EKSO BIONICS HLDGS INC | 282644301 | COM | 2,388 | $13,000 | thousands by filing date | |
| YIELD10 BIOSCIENCE INC | 98585K862 | COM | 1,515 | $13,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 4,435 | $13,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 13,000 | $13,000 | thousands by filing date | principal |
| SPLUNK INC | 848637AD6 | BOND | 11,000 | $13,000 | thousands by filing date | principal |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 5,072 | $13,000 | thousands by filing date | |
| ALTERYX INC | 02156BAF0 | BOND | 14,000 | $13,000 | thousands by filing date | principal |
| COMPUTER TASK GROUP INC | 205477102 | COM | 1,346 | $13,000 | thousands by filing date | |
| DRAGONEER GROWTH OPPTY CORP | G28314105 | SHS CL A | 1,300 | $13,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 6,941 | $13,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 778 | $13,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 1,460 | $13,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 474 | $13,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 1,839 | $13,000 | thousands by filing date | |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 12,000 | $13,000 | thousands by filing date | principal |
| FOREST ROAD ACQUISITION COR | 34619V202 | UNIT 99/99/9999 | 1,259 | $13,000 | thousands by filing date | |
| PINE TECHNOLOGY ACQUISITN CO | 722850203 | UNIT 03/31/2028 | 1,327 | $13,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 9,000 | $13,000 | thousands by filing date | principal |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 4,052 | $13,000 | thousands by filing date | |
| KAIROS ACQUISITION CORP | G52110122 | UNIT 99/99/9999 | 1,261 | $13,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 1,674 | $13,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681105 | COM CL A | 1,346 | $13,000 | thousands by filing date | |
| EDTECHX HOLDINGS ACQU CORP I | 28139A102 | COM CL A | 1,279 | $13,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108870 | AMPLIFY EMERGING | 250 | $13,000 | thousands by filing date | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 2,500 | $13,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W302 | COM NEW CL A | 446 | $13,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 1,985 | $13,000 | thousands by filing date | |
| VIA OPTRONICS AG | 91823Y109 | SPONSORED ADS | 1,170 | $13,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 649 | $13,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 15,000 | $13,000 | thousands by filing date | principal |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 12,000 | $13,000 | thousands by filing date | principal |
| AERIE PHARMACEUTICALS INC | 00771VAB4 | NOTE 1.500%10/0 | 13,000 | $13,000 | thousands by filing date | principal |
| LANDCADIA HOLDINGS III INC | 51476H209 | UNIT 99/99/9999 | 981 | $13,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379AA9 | NOTE | 13,000 | $13,000 | thousands by filing date | principal |
| Kintara Therapeutics, Inc. | 49720K101 | Equities | 5,726 | $13,000 | thousands by filing date | |
| ENTREPRENEURSHARES SERIES TR | 293828885 | ERSHARES NEXTGEN | 532 | $13,000 | thousands by filing date | |
| Kaspien Holdings Inc | 485837108 | COM | 522 | $13,000 | thousands by filing date | |
| CAPSTAR SPL PURP ACQUISITION | 14070Y200 | UNIT 07/09/2027 | 1,240 | $13,000 | thousands by filing date | |
| TURMERIC ACQUISITION CORP | G9127T108 | CMN | 1,324 | $13,000 | thousands by filing date | |
| RECHARGE ACQUISITION CORP | 756229100 | CMN | 1,338 | $13,000 | thousands by filing date | |
| GAMING & HOSPITALITY ACQU CO | 364681106 | CMN | 1,337 | $13,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 10,215 | $13,000 | thousands by filing date | |
| TURMERIC ACQUISITION CORP | G9127T116 | UNT | 1,299 | $13,000 | thousands by filing date | |
| PYXIS TANKERS INC | Y71726106 | COM | 14,843 | $13,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRADED FD | 74255Y730 | PRIN US SML CAP | 498 | $13,000 | thousands by filing date | |
| WISEKEY INTERNATIONAL HLDS L | 97727L200 | SPON ADS | 1,801 | $13,000 | thousands by filing date | |
| PAINREFORM LTD | M77798102 | SHS | 4,669 | $13,000 | thousands by filing date | |
| BIOLASE INC | 090911207 | COM NEW | 18,702 | $13,000 | thousands by filing date | |
| AF ACQUISITION CORP | 001040203 | UNIT 03/23/2028 | 1,343 | $13,000 | thousands by filing date | |
| TRANSAMERICA ETF TR | 89349P206 | mc | 227 | $13,000 | thousands by filing date | |
| FAST ACQUISITION CORP | 311875207 | UNIT 99/99/9999 | 1,002 | $13,000 | thousands by filing date | |
| TUATARA CAPITAL ACQUISITN CO | G9118J127 | UNIT 99/99/9999 | 1,303 | $13,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP | G35006108 | ORD SHS | 1,154 | $13,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 391 | $13,000 | thousands by filing date | |
| ION ACQUISITION CORP 2 LTD | G49393120 | UNIT 99/99/9999 | 1,263 | $13,000 | thousands by filing date | |
| NEBULA CARAVEL ACQUISITION C | 629070202 | UNIT 12/09/2023 | 1,285 | $13,000 | thousands by filing date | |
| CELLECT BIOTECHNOLOGY LTD | 15116C110 | *W EXP 08/03/202 | 62,507 | $13,000 | thousands by filing date | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 100 | $12,000 | thousands by filing date | put |
| TIMOTHY PLAN US LARGE/MID CAP CORE ETF | 887432359 | ETF | 338 | $12,000 | thousands by filing date | |
| DOXIMITY INC CL A | 26622P107 | Stock | 200 | $12,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 401 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 553 | $12,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V203 | INTL CORE EQT MK | 400 | $12,000 | thousands by filing date | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 303 | $12,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 131 | $12,000 | thousands by filing date | |
| AERSALE CORPORATION | 00810F106 | COM | 947 | $12,000 | thousands by filing date | |
| PACTIV EVERGREEN INC | 69526K105 | COM | 800 | $12,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 559 | $12,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 312 | $12,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 517 | $12,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 234 | $12,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 1,497 | $12,000 | thousands by filing date | |
| PULMONX CORP | 745848101 | COM | 280 | $12,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 223 | $12,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 275 | $12,000 | thousands by filing date | |
| ABRDN ETFS | 003261203 | BBRG ALL COMMDY | 379 | $12,000 | thousands by filing date | |
| SIREN ETF TR | 829658301 | CMN | 229 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 239 | $12,000 | thousands by filing date | |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 439 | $12,000 | thousands by filing date | |
| HUADI INTERNATIONAL GRP CO L | G4645E105 | SHS | 2,393 | $12,000 | thousands by filing date | |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 1,673 | $12,000 | thousands by filing date | |
| KELLY SVCS INC | 488152307 | CL B | 496 | $12,000 | thousands by filing date | |
| ELTEK LTD | M40184208 | SHS | 2,028 | $12,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072760 | MID CAP GRW IMP | 211 | $12,000 | thousands by filing date | |
| WHERE FOOD COMES FROM INC | 96327X200 | COM NEW | 767 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347B490 | ULTRA MSCI BRAZI | 278 | $12,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 399 | $12,000 | thousands by filing date | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 3,347 | $12,000 | thousands by filing date | |
| GUILD HLDGS CO | 40172N107 | CL A | 752 | $12,000 | thousands by filing date | |
| SAFETY SHOT INC | 48208F105 | COM NEW | 2,779 | $12,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 377 | $12,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 5,996 | $12,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 11,000 | $12,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 9,000 | $12,000 | thousands by filing date | principal |
| REDWOOD TRUST INC | 758075AD7 | BOND | 12,000 | $12,000 | thousands by filing date | principal |
| ALTERYX INC | 02156BAD5 | BOND | 13,000 | $12,000 | thousands by filing date | principal |
| PARTS ID INC | 702141102 | COM | 1,926 | $12,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 1,500 | $12,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 7,862 | $12,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 3,645 | $12,000 | thousands by filing date | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 4,112 | $12,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 442 | $12,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297215 | MLCX GRN ETN23 | 2,574 | $12,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 6,810 | $12,000 | thousands by filing date | |
| FUSION FUEL GREEN PLC | G3R25D100 | *W EXP 12/10/202 | 2,531 | $12,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 1,898 | $12,000 | thousands by filing date | |
| FORTRESS VALUE ACQUIS CORP I | 34964G107 | COM CL A | 1,263 | $12,000 | thousands by filing date | |
| HEALTH SCIENCES ACQ CORP 2 | G4411D109 | ORD SHS | 1,127 | $12,000 | thousands by filing date | |
| CINCINNATI BANCORP INC | 17187C102 | COM | 817 | $12,000 | thousands by filing date | |
| CARTESIAN GROWTH CORP | G19276123 | UNIT 02/26/2028 | 1,250 | $12,000 | thousands by filing date | |
| AGM GROUP HOLDINGS INC | G0132V105 | SHS CL A | 1,164 | $12,000 | thousands by filing date | |
| Movano, Inc. | 62459M107 | common | 2,324 | $12,000 | thousands by filing date | |
| ALTITUDE ACQUISITION CORP | 02156Y202 | UNIT 11/30/2027 | 1,179 | $12,000 | thousands by filing date | |
| HORIZON ACQUISITION CORPORAT | G46044122 | UNIT 10/19/2027 | 1,192 | $12,000 | thousands by filing date | |
| PACER FDS TR | 69374H626 | CSOP FTSE CHINA | 525 | $12,000 | thousands by filing date | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X111 | WARRANT | 5,368 | $12,000 | thousands by filing date | |
| ANTELOPE ENTERPRISE HLDGS LTD SHS NEW | G041JN106 | Stock | 4,006 | $12,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 6,600 | $12,000 | thousands by filing date | |
| NEXTGEN ACQUISITION CORP | G65305115 | UNIT 11/26/2020 | 1,184 | $12,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 3,000 | $12,000 | thousands by filing date | |
| GORES HOLDINGS VII INC | 38286T101 | CMN | 1,199 | $12,000 | thousands by filing date | |
| BIOFRONTERA AG ADR | 09075G105 | COM | 1,918 | $12,000 | thousands by filing date | |
| TDH HLDGS INC SHS NEW | G87084102 | Stock | 4,679 | $12,000 | thousands by filing date | |
| HV BANCORP | 40441H105 | COM | 569 | $12,000 | thousands by filing date | |
| VIVOS THERAPEUTICS INC | 92859E108 | COM | 2,340 | $12,000 | thousands by filing date | |
| SILVERBOX ENGAGED MERGER CO | 82836L200 | UNIT 03/31/2028 | 1,211 | $12,000 | thousands by filing date | |
| TCW SPECIAL PURPOSE ACQU COR | 87301L205 | UNIT 99/99/9999 | 1,178 | $12,000 | thousands by filing date | |
| TEKKORP DIGITAL ACQUISITN CO | G8739H122 | UNIT 09/29/2027 | 1,190 | $12,000 | thousands by filing date | |
| VECTOR ACQUISITION CORP | G9442R100 | UNIT 09/30/2027 | 1,020 | $12,000 | thousands by filing date | |
| NEXTGEN ACQUISITION CORP II | G65317110 | UNIT 03/23/2026 | 1,134 | $12,000 | thousands by filing date | |
| GAUCHO GROUP HLDGS INC COM NEW | 36809R206 | Stock | 2,350 | $12,000 | thousands by filing date | |
| BIT ORIGIN LTD | G21621100 | SHS | 7,596 | $12,000 | thousands by filing date | |
| ANPAC BIO MED SCIENCE CO LTD | 03635R107 | cs | 2,765 | $12,000 | thousands by filing date | |
| POPULATION HEALTH INVS CO IN | G71716123 | UNIT 99/99/9999 | 1,144 | $12,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITION UNIT EX 073025 | 26873Y203 | Stock | 1,169 | $12,000 | thousands by filing date | |
| AVANTI ACQUISITION CORP UNIT | G0682V117 | Stock | 1,137 | $12,000 | thousands by filing date | |
| CASCADE ACQUISITION CORP UNIT | 147151203 | Stock | 1,201 | $12,000 | thousands by filing date | |
| CAPITOL INVESTMENT CORP V | 14064F209 | UNIT 99/99/9999 | 1,160 | $12,000 | thousands by filing date | |
| THE MUSIC ACQUISITION CORP | 62752R209 | UNIT 99/99/9999 | 1,141 | $12,000 | thousands by filing date | |
| HEALTHCARE CAPITAL CORP | 42228C101 | COM CL A | 1,200 | $12,000 | thousands by filing date | |
| BLUE OWL CAPITAL INC | 09581B111 | *W EXP 05/19/202 | 4,195 | $12,000 | thousands by filing date | |
| ENVIRONMENTAL IMPACT ACQU CO | 29408N114 | *W EXP 09/30/202 | 11,241 | $12,000 | thousands by filing date | |
| LEGATO MERGER CORP | 52473X205 | UNIT 12/31/2025 | 1,023 | $12,000 | thousands by filing date | |
| Sandbridge Acquisition Corp | 799793203 | Unit | 1,169 | $12,000 | thousands by filing date | |
| HOLICITY INC | 435063110 | W EXP 08/04/202 | 3,251 | $12,000 | thousands by filing date | |
| UNION ACQUISITION CORP II | G9402Q118 | UNIT 99/99/9999 | 1,100 | $12,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q208 | UNIT 05/15/2026 | 746 | $12,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 3,075 | $11,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 100 | $11,000 | thousands by filing date | put |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 5,398 | $11,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 149 | $11,000 | thousands by filing date | |
| SEER INC | 81578P106 | COM CL A | 317 | $11,000 | thousands by filing date | |
| THRYV HLDGS INC | 886029206 | COM NEW | 300 | $11,000 | thousands by filing date | |
| VERTEX INC | 92538J106 | CL A | 478 | $11,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 2,543 | $11,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 725 | $11,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 300 | $11,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 4,395 | $11,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 2,307 | $11,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 1,292 | $11,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 350 | $11,000 | thousands by filing date | |
| ATA CREATIVITY GLOBAL | 00211V106 | SPONSORED ADS | 3,434 | $11,000 | thousands by filing date | |
| ASIA PACIFIC WIRE & CABLE CO | G0535E106 | ORD | 2,818 | $11,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505681 | ETC 6 MEGA CAP | 330 | $11,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154H731 | DB GOLD SHORT | 1,100 | $11,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 1,589 | $11,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 3,802 | $11,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 3,593 | $11,000 | thousands by filing date | |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 11,000 | $11,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 11,000 | $11,000 | thousands by filing date | principal |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A113 | *W EXP 02/03/202 | 6,382 | $11,000 | thousands by filing date | |
| VINCO VENTURES INC | 927330100 | COM | 2,740 | $11,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 2,609 | $11,000 | thousands by filing date | |
| 111 INC | 68247Q102 | ADR | 1,221 | $11,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P114 | FUND | 304 | $11,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 1,574 | $11,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P209 | COM | 527 | $11,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 3,709 | $11,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 703 | $11,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 4,558 | $11,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 231 | $11,000 | thousands by filing date | |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 15,416 | $11,000 | thousands by filing date | |
| NATIONAL SEC GROUP INC | 637546102 | COM | 1,022 | $11,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 410 | $11,000 | thousands by filing date | |
| OUSTER INC | 68989M111 | *W EXP 03/11/202 | 3,098 | $11,000 | thousands by filing date | |
| TRISALUS LIFE SCIENCES INC COM | 58507N105 | Stock | 1,149 | $11,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U209 | COM | 4,254 | $11,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T110 | *W EXP 12/31/202 | 10,154 | $11,000 | thousands by filing date | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A102 | SHS CL A | 1,135 | $11,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 3,546 | $11,000 | thousands by filing date | |
| CROWN ELECTROKINETICS CORP | 228339206 | COM NEW | 2,513 | $11,000 | thousands by filing date | |
| LIGHTJUMP ACQUISITION CORP | 53228M106 | COM | 1,081 | $11,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITN CORP | G8201H121 | UNIT 02/26/2026 | 1,137 | $11,000 | thousands by filing date | |
| IMPACT | 45259A308 | SHS FDS I TR SUS DV GGE ETF | 389 | $11,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-21-010738 | this filing | 2021-08-13 | acceptance time not in the bulk data set |