13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-13, with 9,542 holding rows worth $310,174,163,000.
- Accession
- 0000950123-21-010738
- Filer
- CIK 1610520
- Filed
- 2021-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A combination report, 15,199 entries on the cover page, a total value of $310,174,163,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $310,174,163,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LISTED FD TR | 53656F466 | MORGAN CREEK | 2,228 | $47,000 | thousands by filing date | |
| CLEVER LEAVES HOLDINGS INC | 186760104 | COM | 4,663 | $47,000 | thousands by filing date | |
| CAPITOL INVESTMENT CORP V | 14064F100 | COM CL A | 4,664 | $47,000 | thousands by filing date | |
| PUHUI WEALTH INVT MGMT CO LT | G7306H101 | SHS | 12,088 | $47,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679682 | NT LKD 39 | 583 | $47,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 300 | $46,000 | thousands by filing date | put |
| VSE CORP COM | 918284100 | Stock | 920 | $46,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C433 | US EQTY BUFR FEB | 1,497 | $46,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A222 | APTUS COLLRD INV | 1,513 | $46,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A150 | COM | 962 | $46,000 | thousands by filing date | |
| MOTLEY FOOL SMALL-CAP GROWTH ETF | 74933W874 | ETF | 1,158 | $46,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 3,352 | $46,000 | thousands by filing date | |
| LISTED FDS TR | 53656F870 | SHARES FOREIGN | 1,672 | $46,000 | thousands by filing date | |
| RADIUS GLOBAL INFRASTRUCTURE INC | 750481103 | COMMON STOCK | 3,198 | $46,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 1,118 | $46,000 | thousands by filing date | |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 23,005 | $46,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505640 | RANGE INDIA FINA | 1,343 | $46,000 | thousands by filing date | |
| SVF INVESTMENT CORP | G8601L102 | CL A SHS | 4,628 | $46,000 | thousands by filing date | |
| QUADRO ACQUISITION ONE CORP | G52807123 | UNIT 99/99/9999 | 4,629 | $46,000 | thousands by filing date | |
| RECON TECHNOLOGY LTD | G7415M124 | COMMON | 10,691 | $46,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y665 | GBL X MSCI NIGER | 3,699 | $46,000 | thousands by filing date | |
| INNOVATOR ETFS TR | 45782C136 | DOUBLE STACKR 9 | 1,689 | $46,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F607 | EQUITYCOMPASS | 1,833 | $46,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 973 | $46,000 | thousands by filing date | |
| HORIZON ACQUISITION CORP | G46049105 | COM CL A | 4,611 | $46,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 300 | $45,000 | thousands by filing date | put |
| QUANTA SVCS INC | 74762E102 | COM | 500 | $45,000 | thousands by filing date | put |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 9,602 | $45,000 | thousands by filing date | |
| SPRINKLR INC | 85208T107 | CL A | 2,200 | $45,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 1,143 | $45,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 1,253 | $45,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 718 | $45,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U307 | FT VEST US EQT | 1,326 | $45,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 2,484 | $45,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 19,002 | $45,000 | thousands by filing date | |
| TIDAL TRUST I | 886364850 | LEATHERBACK LNG | 1,948 | $45,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 3,415 | $45,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 1,352 | $45,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 843 | $45,000 | thousands by filing date | |
| ISHARES TR | 46436E874 | IBONDS 24 TRM TS | 1,767 | $45,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 18,144 | $45,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06741L609 | IPATH DYNM VIX | 1,186 | $45,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 1,147 | $45,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 300 | $44,000 | thousands by filing date | put |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 1,862 | $44,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 1,700 | $44,000 | thousands by filing date | put |
| INNOVATOR ETFS TRUST | 45782C540 | US EQTY PWR BUF | 1,447 | $44,000 | thousands by filing date | |
| FLYWIRE CORPORATION | 302492103 | COM VTG | 1,194 | $44,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 2,500 | $44,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 5,713 | $44,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X788 | IPOX EUROPE EQ | 1,469 | $44,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 8,746 | $44,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 973 | $44,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 3,287 | $44,000 | thousands by filing date | |
| CAMBRIA EMERGING SHAREHOLDER YIELD ETF | 132061706 | ETF | 1,155 | $44,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T202 | CMN | 1,646 | $44,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F854 | FT VEST U.S. | 1,281 | $44,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y782 | EMGRING MKTS | 1,657 | $44,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 34,777 | $44,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 3,621 | $44,000 | thousands by filing date | |
| POLYMET MNG CORP | 731916409 | COM | 12,230 | $44,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 5,940 | $44,000 | thousands by filing date | |
| Greenpower Motor Co | 39540E302 | COM | 2,265 | $44,000 | thousands by filing date | |
| DUDDELL STREET ACQUISITN COR | G28553124 | UNIT 10/21/2025 | 4,333 | $44,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 1,799 | $43,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072562 | AVANTIS CORE FI | 873 | $43,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N691 | VICTORYSHS US | 1,130 | $43,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 1,304 | $43,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 5,033 | $43,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 1,500 | $43,000 | thousands by filing date | |
| FIRST TRUST DOW JONES INTERNATIONAL INTERNET ETF | 33734X770 | ETF | 908 | $43,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 17,125 | $43,000 | thousands by filing date | |
| FIRST TR FD VI ETF FIRST TRUST SMID GROWTH STRENGTH | 33738R746 | ETF | 1,483 | $43,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 17,468 | $43,000 | thousands by filing date | |
| COLLPLANT BIOTECHNOLOG F | M2R51X116 | FOREIGN ORDINARIES | 2,010 | $43,000 | thousands by filing date | |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 4,507 | $43,000 | thousands by filing date | |
| AIR INDS GROUP COM | 00912N205 | Stock | 33,046 | $43,000 | thousands by filing date | |
| GUINNESS ATKINSON FDS | 402031850 | SUSTAINABLE ENER | 1,317 | $43,000 | thousands by filing date | |
| TELUS INTL CDA INC | 87975H100 | SUB VTG SHS | 1,385 | $43,000 | thousands by filing date | |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 13,950 | $43,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 2,918 | $43,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L105 | SHS CL A | 4,173 | $43,000 | thousands by filing date | |
| ARTELO BIOSCIENCES INC | 04301G201 | COM NEW | 36,431 | $43,000 | thousands by filing date | |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K102 | CL A COM | 4,380 | $43,000 | thousands by filing date | |
| GRAF ACQUISITION CORP IV | 384272209 | UNIT 05/31/2028 | 4,320 | $43,000 | thousands by filing date | |
| SG BLOCKS INC | 78418A505 | COM NEW | 7,879 | $43,000 | thousands by filing date | |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y109 | ORD SHS A | 4,313 | $43,000 | thousands by filing date | |
| STEM INC | 85859N110 | *W EXP 08/11/202 | 1,813 | $43,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP II | G03709113 | UNIT 99/99/9999 | 4,332 | $43,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 1,600 | $42,000 | thousands by filing date | call |
| FIRST TR EXCHNG TRADED FD VI | 33740F656 | FT VEST INTE | 1,958 | $42,000 | thousands by filing date | |
| FIRST ADVANTAGE CORP NEW | 31846B108 | COM | 2,085 | $42,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A594 | AAM S&P 500 | 1,373 | $42,000 | thousands by filing date | |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 1,355 | $42,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 5,782 | $42,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 9,835 | $42,000 | thousands by filing date | |
| FEMASYS INC | 31447E105 | cs | 5,188 | $42,000 | thousands by filing date | |
| ADIT EDTECH ACQUISITION CORP | 007024102 | COMMON STOCK | 4,365 | $42,000 | thousands by filing date | |
| BLACKROCK ETF TRUST | 09290C301 | FUTURE TECH ETF | 1,127 | $42,000 | thousands by filing date | |
| ISHARES TR | 46435G508 | MSCI INTL SZE FT | 1,335 | $42,000 | thousands by filing date | |
| LMF ACQUISITION OPPORTUNITIES, INC. | 502015209 | COM | 4,086 | $42,000 | thousands by filing date | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 1,397 | $41,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 600 | $41,000 | thousands by filing date | put |
| GUESS INC COM | 401617105 | Stock | 1,570 | $41,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 857 | $41,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 2,836 | $41,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 900 | $41,000 | thousands by filing date | put |
| TECNOGLASS INC | G87264100 | ORD SHS | 1,909 | $41,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 1,872 | $41,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 1,272 | $41,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 729 | $41,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 7,096 | $41,000 | thousands by filing date | |
| GAIN THERAPEUTICS INC | 36269B105 | COM | 4,100 | $41,000 | thousands by filing date | |
| UNIFIED SER TR | 90470L568 | ABSLUTE SELCT VL | 1,491 | $41,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C888 | US EQT BUFR APR | 1,292 | $41,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P507 | ST STR SECTO ETF | 1,306 | $41,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L207 | CMN | 1,733 | $41,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 3,219 | $41,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 34,390 | $41,000 | thousands by filing date | |
| PROSHARES TR | 74347G622 | ULSHRT SEMIC NEW | 1,298 | $41,000 | thousands by filing date | |
| IG ACQUISITION CORP | 449534106 | COM CL A | 4,206 | $41,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L207 | COMMON | 1,821 | $41,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G74847107 | SHS CL A | 4,090 | $41,000 | thousands by filing date | |
| PROGRESS ACQUISITION CORP | 74327P204 | UNIT 12/25/2025 | 4,074 | $41,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N808 | VICOTRYSHS EMG | 1,665 | $41,000 | thousands by filing date | |
| Invesco S&P International Dev Momt ETF | 46138E222 | SHS | 1,175 | $40,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 500 | $40,000 | thousands by filing date | call |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 300 | $40,000 | thousands by filing date | put |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 6,001 | $40,000 | thousands by filing date | |
| SENTINELONE INC | 81730H109 | CL A | 942 | $40,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 847 | $40,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 534 | $40,000 | thousands by filing date | |
| ISHARES TR | 46436E858 | IBONDS 26 TRM TS | 1,572 | $40,000 | thousands by filing date | |
| NEW PAC METALS CORP | 64782A107 | COM | 8,302 | $40,000 | thousands by filing date | |
| CLPS INCORPORATION | G31642104 | COM | 9,279 | $40,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 3,121 | $40,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 1,663 | $40,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 7,854 | $40,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 8,689 | $40,000 | thousands by filing date | |
| GALECTO INC | 36322Q107 | COM | 7,822 | $40,000 | thousands by filing date | |
| ACE Convergence Acquisition Corp | G0083D120 | COM | 3,987 | $40,000 | thousands by filing date | |
| DIREXION WORLD WITHOUT | 25460G641 | WASTE ETF | 1,413 | $40,000 | thousands by filing date | |
| PROVIDENT ACQUISITION CORP | G7282L100 | CMN | 4,134 | $40,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION COR | 29465E106 | CMN | 4,011 | $40,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H567 | FRMLAFLIO SMRT | 1,114 | $40,000 | thousands by filing date | |
| FARMMI INC SHS NEW | G33277107 | Stock | 87,986 | $40,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 450 | $40,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y525 | MSCI CHINA RE | 2,640 | $40,000 | thousands by filing date | |
| QUHUO LTD | 74841Q100 | ADS | 8,939 | $40,000 | thousands by filing date | |
| DBX ETF TR | 233051564 | XTRCK EURZON EQT | 1,484 | $40,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 2,561 | $39,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C532 | US EQTY ULTRA B | 1,315 | $39,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 1,569 | $39,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 2,213 | $39,000 | thousands by filing date | |
| PERELLA WEINBERG PARTNERS | 71367G102 | COMMON STOCK | 3,042 | $39,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138J676 | BULLETSHS 2026 | 1,523 | $39,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E495 | PURBTA 0 5 YR | 1,462 | $39,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E289 | S&P EMRNG MMTM | 1,903 | $39,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 1,608 | $39,000 | thousands by filing date | |
| SIMILARWEB LTD | M84137104 | SHS | 2,000 | $39,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E661 | CMN | 1,576 | $39,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 2,169 | $39,000 | thousands by filing date | |
| PACER FDS TR | 69374H659 | CASH COWS ETF | 1,132 | $39,000 | thousands by filing date | |
| BIODESIX INC | 09075X108 | COM | 2,973 | $39,000 | thousands by filing date | |
| PROSHARES TR | 74347B367 | DECLINE RETAIL | 2,447 | $39,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 6,150 | $39,000 | thousands by filing date | |
| LION GROUP HOLDING LTD | 53620U102 | ADR | 18,532 | $39,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 1,900 | $39,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 4,302 | $39,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 21,814 | $39,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 25,517 | $39,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 57,592 | $39,000 | thousands by filing date | |
| GOLDEN FALCON ACQUISITION CO | 38102H208 | UNIT 99/99/9999 | 3,874 | $39,000 | thousands by filing date | |
| PROSHARES TR | 74347G614 | ULTRASHORT MATER | 2,783 | $39,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 1,744 | $39,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 480 | $39,000 | thousands by filing date | |
| SCOPUS BIOPHARMA INC | 809171101 | Equity | 5,455 | $39,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 3,000 | $39,000 | thousands by filing date | |
| ETRACS BLOOMBERG CMDY TTL RTNSM ETN | 90269A450 | ETF | 2,201 | $39,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L888 | MERLYN AI BEST | 1,515 | $39,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 38,827 | $39,000 | thousands by filing date | |
| CLIMATE REAL IMPACT SLUTINS | 187171202 | UNIT 99/99/9999 | 3,825 | $39,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 9,801 | $39,000 | thousands by filing date | |
| ROTH CH ACQUISITION II CO | 778673103 | COM | 3,949 | $39,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H508 | MUNI ALOCATN ETF | 1,534 | $39,000 | thousands by filing date | |
| ITHAX ACQUISITION CORP UNIT EX 123127 | G49775110 | Stock | 3,859 | $39,000 | thousands by filing date | |
| MISSFRESH LTD | 60500F105 | ADS | 4,467 | $39,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H706 | UNCVTL OIL GAS | 291 | $39,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679674 | ENT LKD 39 | 379 | $39,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 5,780 | $38,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 200 | $38,000 | thousands by filing date | put |
| INNOVATOR ETFS TRUST | 45782C383 | US EQTY PWR BUF | 1,236 | $38,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 4,535 | $38,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092295 | FUN SMA MID ETF | 1,659 | $38,000 | thousands by filing date | |
| INNOVATOR ETFS TR ETF S&P 500 ULTRA BUFFER ETF FEBRUARY | 45782C425 | ETF | 1,377 | $38,000 | thousands by filing date | |
| ISHARES TR | 46436E866 | IBONDS 25 TRM TS | 1,488 | $38,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 1,213 | $38,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P603 | CMN | 1,440 | $38,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 8,750 | $38,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM | 063679856 | 2X LEVERAGED | 806 | $38,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H393 | INSPIRE CAPITAL | 1,292 | $38,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 9,462 | $38,000 | thousands by filing date | |
| WM TECHNOLOGY INC | 92971A117 | *W EXP 06/16/202 | 6,016 | $38,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 4,071 | $38,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 2,035 | $38,000 | thousands by filing date | |
| ESPORTS ENTMT GROUP INC | 29667K306 | COM | 3,474 | $38,000 | thousands by filing date | |
| KINS TECHNOLOGY GROUP INC | 49714K109 | COM CL A | 3,853 | $38,000 | thousands by filing date | |
| NORTH ATLANTIC ACQUISITN COR | G66139117 | UNIT 10/20/2025 | 3,743 | $38,000 | thousands by filing date | |
| INTERPRIVATE IV INFRATECH PR | 46064T201 | UNIT 03/05/2026 | 3,807 | $38,000 | thousands by filing date | |
| LIBERTY MEDIA ACQUISITION CO | 53073L203 | UNIT 01/22/2026 | 3,553 | $38,000 | thousands by filing date | |
| MOTIVE CAPITAL CORP | G6293A103 | SHS CL A | 3,849 | $38,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC III | 233278118 | *W EXP 99/99/999 | 11,961 | $38,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 7,440 | $37,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 2,100 | $37,000 | thousands by filing date | put |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 1,082 | $37,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 905 | $37,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2027 MUNICIPAL BOND ETF | 46138J494 | UIE | 1,451 | $37,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 1,653 | $37,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 2,038 | $37,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 1,791 | $37,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G780 | VIRTUS REAL AS | 1,396 | $37,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 611 | $37,000 | thousands by filing date | |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 8,360 | $37,000 | thousands by filing date | |
| LISTED FD TR | 53656F714 | TRUESHARES STRUC | 1,236 | $37,000 | thousands by filing date | |
| GABELLI EQUITY TR INC | 362397218 | RIGHT 07/14/2021 | 313,512 | $37,000 | thousands by filing date | |
| ENETI INC | Y2294C107 | COM | 2,008 | $37,000 | thousands by filing date | |
| EYENOVIA INC | 30234E104 | COM | 7,401 | $37,000 | thousands by filing date | |
| LISTED FD TR | 53656F672 | TRUESHARES DEC | 1,300 | $37,000 | thousands by filing date | |
| ALTIMETER GROWTH CORP 2 | G0371B109 | CMN | 3,611 | $37,000 | thousands by filing date | |
| EUCRATES BIOMEDICAL ACQU COR | G3141W106 | CMN | 3,799 | $37,000 | thousands by filing date | |
| SILVER CREST ACQUISITION COR | G81355102 | CMN | 3,800 | $37,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P751 | FTSE ITALY ETF | 1,360 | $37,000 | thousands by filing date | |
| SVF INVESTMENT CORP 3 | G8601N108 | CL A SHS | 3,757 | $37,000 | thousands by filing date | |
| ADVANCED MERGER PARTNERS INC UNIT EX 063026 | 00777J208 | Stock | 3,749 | $37,000 | thousands by filing date | |
| Direxion Daily Cloud Computing Bear 2X Shares | 25460G633 | DAILY CLUD BER2X | 1,925 | $37,000 | thousands by filing date | |
| BCTG ACQUISITION CORP | 05492W103 | COM | 3,259 | $37,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 861 | $36,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 1,188 | $36,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 1,792 | $36,000 | thousands by filing date | |
| ACRES COMMERCIAL REALTY CORP | 00489Q102 | REIT | 2,266 | $36,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 887 | $36,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C581 | US EQTY BUF NOV | 1,140 | $36,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 2,240 | $36,000 | thousands by filing date | |
| HIGH TIDE INC | 42981E401 | COM | 4,552 | $36,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 1,192 | $36,000 | thousands by filing date | |
| PROSHARES TR | 74347G770 | ULTRA CYBRSCURTY | 866 | $36,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R809 | WBI BBR QTY 3000 | 1,181 | $36,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33740J203 | EQUITY MARKET NE | 1,854 | $36,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 3,323 | $36,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 2,349 | $36,000 | thousands by filing date | |
| TAITRON COMPONENTS INC | 874028103 | CL A | 7,061 | $36,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P514 | FUND | 605 | $36,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 6,299 | $36,000 | thousands by filing date | |
| SKYDECK ACQUISITION CORP | G82220107 | UNIT 05/13/2026 | 3,616 | $36,000 | thousands by filing date | |
| BON NATURAL LIFE LIMITED | G14492105 | COMMON | 5,189 | $36,000 | thousands by filing date | |
| PULMATRIX INC COM | 74584P202 | Stock | 34,618 | $36,000 | thousands by filing date | |
| JOFF FINTECH ACQUISITION COR | 46592C209 | UNIT 02/03/2026 | 3,639 | $36,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 21,548 | $36,000 | thousands by filing date | |
| GENETRON HLDGS LTD | 37186H100 | ADS | 1,765 | $36,000 | thousands by filing date | |
| ATLAS CREST INVESTMENT CORP | 049287105 | CMN | 3,700 | $36,000 | thousands by filing date | |
| QELL ACQUISITION CORP | G7307X105 | CL A | 3,600 | $36,000 | thousands by filing date | call |
| GOOD WORKS ACQUISITION CORP | 38216X107 | COM | 3,569 | $36,000 | thousands by filing date | |
| TRANSAMERICA ETF TR | 89349P404 | mc | 681 | $36,000 | thousands by filing date | |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 1,098 | $35,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 1,347 | $35,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 898 | $35,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 934 | $35,000 | thousands by filing date | |
| TALKSPACE INC | 87427V103 | COM | 4,249 | $35,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 718 | $35,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 10,651 | $35,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 625 | $35,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 994 | $35,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E281 | DAIL MS MEXI ETF | 422 | $35,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 4,420 | $35,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 2,549 | $35,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 27,575 | $35,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE EUROPE | 74348A434 | ETF | 2,876 | $35,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 37,288 | $35,000 | thousands by filing date | |
| EPIPHANY TECHNOLOGY ACQUISIT | 29429X208 | UNIT 99/99/9999 | 3,432 | $35,000 | thousands by filing date | |
| MODEL PERFORMANCE ACQU CORP | G6246M113 | UNIT 04/29/2026 | 3,349 | $35,000 | thousands by filing date | |
| ISUN INC | 465246106 | COMMON | 3,073 | $35,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 23,324 | $35,000 | thousands by filing date | |
| GORES HOLDINGS VI INC | 38286R105 | COM CL A | 2,214 | $35,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E446 | PURBETA US AGG | 1,355 | $35,000 | thousands by filing date | |
| CRUCIBLE ACQUISITION CORP | 22877P108 | CMN | 3,584 | $35,000 | thousands by filing date | |
| SENESTECH INC | 81720R208 | COM NEW | 22,236 | $35,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y244 | EMKT INTRNT ECOM | 2,216 | $35,000 | thousands by filing date | |
| LEO HOLDINGS III CORP | g5463t116 | COM | 3,427 | $35,000 | thousands by filing date | |
| PROSHARES TR | 74347G853 | ULSHRT TECH NEW | 3,701 | $35,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 2,000 | $34,000 | thousands by filing date | put |
| LENSAR INC | 52634L108 | COM | 3,909 | $34,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 666 | $34,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 3,502 | $34,000 | thousands by filing date | |
| GREENWICH LIFESCIENCES INC | 396879108 | COMMON STOCK | 760 | $34,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P595 | SENIOR LOAN ETF | 1,369 | $34,000 | thousands by filing date | |
| PACER US CASH COWS GROWTH ETF | 69374H667 | ETF | 875 | $34,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 5,641 | $34,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A230 | HOYA CAP HOUSI | 841 | $34,000 | thousands by filing date | |
| FLANIGANS ENTERPRISES INC | 338517105 | COM | 828 | $34,000 | thousands by filing date | |
| INTERGROUP CORP | 458685104 | COM | 785 | $34,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A602 | VIDENT US BOND | 666 | $34,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 7,164 | $34,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 11,672 | $34,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 5,159 | $34,000 | thousands by filing date | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 22,203 | $34,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 2,302 | $34,000 | thousands by filing date | |
| PROSHARES TR | 74348A376 | SHRT SMALLCAP60 | 1,988 | $34,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 4,179 | $34,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A149 | DFIANC NQ JR BT | 1,033 | $34,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 1,798 | $34,000 | thousands by filing date | |
| HENNESSY CAPITAL INVS CORP V | 42589T107 | COM | 3,347 | $34,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P456 | FUND | 677 | $34,000 | thousands by filing date | |
| DUNE ACQUISITION CORP | 265334102 | COM | 3,507 | $34,000 | thousands by filing date | |
| AMERICAN NATIONAL GROUP INC | 02772A109 | COM NEW | 229 | $34,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 7,438 | $34,000 | thousands by filing date | |
| LEFTERIS ACQUISITION CORP | 52470X109 | COM CL A | 3,445 | $34,000 | thousands by filing date | |
| SYNTAX ETF TR | 87166N304 | STRATIFIED SMCP | 629 | $34,000 | thousands by filing date | |
| GOLDENBRIDGE ACQUISITION LTD | G3970D112 | UNIT 03/02/2026 | 3,285 | $34,000 | thousands by filing date | |
| GIGINTERNATIONAL1 INC UNIT EX 051926 | 37518W205 | Stock | 3,346 | $34,000 | thousands by filing date | |
| G&P ACQUISITION CORP | 36146G202 | UNIT 02/28/2028 | 3,352 | $34,000 | thousands by filing date | |
| 17 ED & TECHNOLOGY GROUP INC | 81807M106 | ADS | 9,272 | $34,000 | thousands by filing date | |
| SWITCHBACK II CORPORATION | G8633T115 | COM CL A | 3,477 | $34,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 1,037 | $33,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 1,373 | $33,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 3,982 | $33,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P408 | STATE STREET US | 748 | $33,000 | thousands by filing date | |
| LOANDEPOT INC | 53946R106 | COM CL A | 2,564 | $33,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 5,363 | $33,000 | thousands by filing date | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 5,376 | $33,000 | thousands by filing date | |
| LATHAM GROUP INC | 51819L107 | COMMON STOCK | 1,035 | $33,000 | thousands by filing date | |
| LEE ENTERPRISES INC | 523768406 | COM | 1,198 | $33,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 2,295 | $33,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 10,000 | $33,000 | thousands by filing date | |
| AST SPACEMOBILE INC | 00217D118 | *W EXP 04/06/202 | 5,694 | $33,000 | thousands by filing date | |
| HUMANKIND BENEFIT CORPORATIO | 444869101 | HUMANKIND US STK | 1,202 | $33,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P449 | FUND | 592 | $33,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 17,825 | $33,000 | thousands by filing date | |
| ADIT EDTECH ACQUISITION CORP | 007024201 | UNIT 99/99/9999 | 3,248 | $33,000 | thousands by filing date | |
| VISION MARINE TECHNOLOGIES I | C96657116 | COM | 3,486 | $33,000 | thousands by filing date | |
| ISHARES TR | 46436E585 | VIRTUAL WRK LIFE | 1,116 | $33,000 | thousands by filing date | |
| ATHLON ACQUISITION CORP | 04748A106 | CMN | 3,430 | $33,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E455 | CMN | 568 | $33,000 | thousands by filing date | |
| SKILLZ INC | 83067L117 | *W EXP 02/26/202 | 3,285 | $33,000 | thousands by filing date | |
| WARRIOR TECHNOLOGIES ACQUI CO UNIT EX 033128 | 936273200 | Stock | 3,281 | $33,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 500 | $32,000 | thousands by filing date | put |
| ALERUS FINL CORP | 01446U103 | COM | 1,089 | $32,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 4,372 | $32,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 500 | $32,000 | thousands by filing date | put |
| USCF SUMMERHAVEN DYNAMIC COMMODITY STRATEGY NO K-1 FUND | 90290T809 | ETF | 1,583 | $32,000 | thousands by filing date | |
| INNOVATOR U.S. SMALL CAP POWER BUFFER ETF - APRIL | 45782C342 | ETF | 1,166 | $32,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P546 | SYSTMTC STYL PRE | 1,617 | $32,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 7,062 | $32,000 | thousands by filing date | |
| VIRTRA INC | 92827K301 | CMN | 4,352 | $32,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y699 | MSCI SUPDIV EA | 1,990 | $32,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 2,672 | $32,000 | thousands by filing date | |
| PROSHARES TR | 74347G788 | ULTR NASDAQCMPTG | 700 | $32,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP II | G03709105 | COMMON STOCK-FO | 3,302 | $32,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 8,130 | $32,000 | thousands by filing date | |
| 36KR HOLDINGS INC SPONSORED ADR | 88429K103 | ADR | 12,904 | $32,000 | thousands by filing date | |
| POWER REIT | 73933H101 | COM | 789 | $32,000 | thousands by filing date | |
| BIOVIE INC | 09074F207 | COM | 1,869 | $32,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 6,566 | $32,000 | thousands by filing date | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A110 | UNIT 99/99/9999 | 3,215 | $32,000 | thousands by filing date | |
| PINE IS ACQUISITION CORP | 722615101 | CL A | 3,338 | $32,000 | thousands by filing date | |
| RMG ACQUISITION CORP III | G76088114 | UNIT 02/08/2026 | 3,185 | $32,000 | thousands by filing date | |
| SYNAPTOGENIX INC | 87167T201 | COM NEW | 3,235 | $32,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 1,200 | $32,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVES III UNIT EX 022226 | 44376L206 | Stock | 3,243 | $32,000 | thousands by filing date | |
| STAFFING 360 SOLUTIONS INC | 852387307 | COM | 55,366 | $32,000 | thousands by filing date | |
| FIGURE ACQUISITION CORP I | 302438205 | UNIT 99/99/9999 | 3,067 | $32,000 | thousands by filing date | |
| ISHARES TR | 46435U382 | MSCI JP EQUL | 809 | $32,000 | thousands by filing date | |
| ARTISAN ACQUISITION CORP | G0509L110 | UNIT 03/26/2026 | 3,262 | $32,000 | thousands by filing date | |
| 23ANDME HOLDING CO WT EXP 061626 | 90138Q116 | Stock | 10,438 | $32,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 300 | $31,000 | thousands by filing date | put |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 100 | $31,000 | thousands by filing date | put |
| FIRST TR EXCHNG TRADED FD VI | 33740F771 | FT VEST US | 897 | $31,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 7,293 | $31,000 | thousands by filing date | |
| BIOVENTUS INC | 09075A108 | COM CL A | 1,753 | $31,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 5,000 | $31,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 18,461 | $31,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 326 | $31,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 1,366 | $31,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 2,711 | $31,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C524 | INTRNL DEV JAN | 1,166 | $31,000 | thousands by filing date | |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 1,786 | $31,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 1,116 | $31,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 1,750 | $31,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 3,000 | $31,000 | thousands by filing date | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE MOMENTUM ET | 02072L300 | ETF | 904 | $31,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 1,603 | $31,000 | thousands by filing date | |
| PROSHARES TR II | 74347W874 | PSH ULTRA EURO | 2,100 | $31,000 | thousands by filing date | |
| CELLECT BIOTECHNOLOGY LTD | 15116C201 | COMMON STOCK-FO | 8,213 | $31,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 4,646 | $31,000 | thousands by filing date | |
| PROSHARES TR | 74347B185 | FUND | 2,413 | $31,000 | thousands by filing date | |
| SIGILON THERAPEUTICS INC | 82657L107 | COM | 2,877 | $31,000 | thousands by filing date | |
| ATLAS TECHNICAL CONSULTANTS | 049430101 | COM | 3,205 | $31,000 | thousands by filing date | |
| ENTHUSIAST GAMING HLDGS INC | 29385B109 | COM | 5,209 | $31,000 | thousands by filing date | |
| PANACEA ACQUISITION CORP II | G6882C106 | COM | 3,077 | $31,000 | thousands by filing date | |
| DRAGONEER GROWTH OPPORTUN CO COM | G28302100 | CL A | 3,080 | $31,000 | thousands by filing date | |
| FUSION PHARMACEUTICALS INC | 36118A100 | COM | 3,825 | $31,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 1,016 | $31,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 1,966 | $31,000 | thousands by filing date | |
| LIGHTJUMP ACQUISITION CORP | 53228M205 | UNIT 01/06/2026 | 3,075 | $31,000 | thousands by filing date | |
| NORTHERN GENESIS ACQU CORP I | 66516W206 | UNIT 99/99/9999 | 3,050 | $31,000 | thousands by filing date | |
| OCA ACQUISITION CORP | 670865203 | UNIT 01/14/2026 | 3,092 | $31,000 | thousands by filing date | |
| GOAL ACQUISITIONS CORP | 38021H206 | UNIT 99/99/9999 | 3,018 | $31,000 | thousands by filing date | |
| CONSTELLATION ACQUISITN CORP | G2R18K121 | UNIT 99/99/9999 | 3,123 | $31,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP II | 66574L209 | UNIT 02/25/2028 | 3,081 | $31,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP IV | 66575B200 | UNIT 02/25/2028 | 3,075 | $31,000 | thousands by filing date | |
| QUANTUM FINTECH ACQUISTIN CO | 74767A204 | UNIT 10/30/2026 | 3,072 | $31,000 | thousands by filing date | |
| ROSECLIFF ACQUISITION CORP I | 77732R202 | UNIT 99/99/9999 | 3,086 | $31,000 | thousands by filing date | |
| OCEANTECH ACQUISITIONS I COR | 675507206 | UNIT 05/12/2026 | 3,058 | $31,000 | thousands by filing date | |
| PROSHARES TR | 74347G721 | ULSHRT UTILS NEW | 1,845 | $31,000 | thousands by filing date | |
| MICROSECTORS US BIG OIL 3X | 06367V105 | FUND | 180 | $31,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 6,611 | $31,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L121 | UNIT 99/99/9999 | 2,939 | $31,000 | thousands by filing date | |
| LIQUID MEDIA GROUP LTD NEW | 53634Q204 | COM NEW | 17,573 | $31,000 | thousands by filing date | |
| DBX ETF TR | 233051739 | UIT EXCHANGE TRADED | 1,396 | $31,000 | thousands by filing date | |
| LMF ACQUISITION OPPORTUNIT I | 502015100 | CMN | 3,105 | $31,000 | thousands by filing date | |
| NIGHTDRAGON ACQUISITION CORP | 65413D105 | CMN | 3,126 | $31,000 | thousands by filing date | |
| KRANESHARES TR | 500767819 | EMERGING MKTS | 855 | $31,000 | thousands by filing date | |
| ATLAS CREST INVESTMENT CORP | 049287204 | UNIT 99/99/9999 | 3,056 | $31,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC IV | 23344K201 | UNIT 99/99/9999 | 3,053 | $31,000 | thousands by filing date | |
| SPORTSTEK ACQUISITION CORP | 849196209 | UNIT 02/16/2028 | 3,098 | $31,000 | thousands by filing date | |
| GLOBAL SPAC PARTNERS CO | G3934K137 | UNIT 03/12/2026 | 3,077 | $31,000 | thousands by filing date | |
| GROWTH CAP ACQUISITION CORP | 39986V206 | UNIT 06/01/2027 | 3,055 | $31,000 | thousands by filing date | |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 30,000 | $31,000 | thousands by filing date | principal |
| BLUE WTR ACQUISITION CORP | 09607T104 | COM CL A | 3,108 | $31,000 | thousands by filing date | |
| ZHANGMEN EDUCATION INC. | 98955H101 | SPONSORED ADS | 2,400 | $31,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y590 | TRGTINM 2 ETF | 1,281 | $31,000 | thousands by filing date | |
| EURODRY LTD | Y23508107 | COM | 1,230 | $30,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 9,538 | $30,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 838 | $30,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 645 | $30,000 | thousands by filing date | |
| CENTURY THERAPEUTICS INC | 15673T100 | COM | 1,032 | $30,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 647 | $30,000 | thousands by filing date | |
| OPUS GENETICS INC | 67577R102 | COMMON STOCK | 5,542 | $30,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 2,189 | $30,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 1,507 | $30,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 1,070 | $30,000 | thousands by filing date | |
| DBX ETF TR | 233051242 | CMN | 743 | $30,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 8,162 | $30,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 1,386 | $30,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 12,259 | $30,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 4,164 | $30,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 3,728 | $30,000 | thousands by filing date | |
| FIRST HIGH SCH ED GROUP CO L | 320505100 | ADR | 4,308 | $30,000 | thousands by filing date | |
| KAIROS ACQUISITION CORP | G52110114 | COM | 3,098 | $30,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 8,417 | $30,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 3,343 | $30,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 5,287 | $30,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H385 | INSPIRE SML/ MID | 1,024 | $30,000 | thousands by filing date | |
| MSP RECOVERY INC COM CL A | 53625R104 | Stock | 3,030 | $30,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 7,590 | $30,000 | thousands by filing date | |
| EVOLVE TRANSITION INFRASTRU | 30053M104 | COM UNITS REP B | 34,557 | $30,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514103 | SHS CL A | 2,926 | $30,000 | thousands by filing date | |
| FOXWAYNE ENTERPRIS AQSTN COR | 35166L109 | COM CL A | 3,017 | $30,000 | thousands by filing date | |
| INDEPENDENCE HOLDINGS CORP | G4761A119 | UNIT 03/02/2026 | 2,965 | $30,000 | thousands by filing date | |
| OBLONG INC | 674434105 | COM | 8,931 | $30,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E412 | RUSEL 1000 LOW | 772 | $30,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP V | 17144T206 | UNIT 99/99/9999 | 2,838 | $30,000 | thousands by filing date | |
| FUSION ACQUISITION CORP II | 36118N201 | UNIT 02/29/2028 | 3,023 | $30,000 | thousands by filing date | |
| AFRICAN GOLD ACQUISITION COR | G0112R116 | UNIT 99/99/9999 | 3,004 | $30,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 9,145 | $30,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP II | G89554110 | UNIT 06/14/2027 | 2,803 | $30,000 | thousands by filing date | |
| TWC TECH HLDGS II CORP | 90117G105 | COM | 3,064 | $30,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06745T368 | ETF | 1,463 | $30,000 | thousands by filing date | |
| HAILIANG ED GROUP INC | 40522L108 | SPONSORED ADR | 735 | $30,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 2,287 | $29,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 2,735 | $29,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R502 | COM NEW | 1,203 | $29,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 851 | $29,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 1,239 | $29,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 1,669 | $29,000 | thousands by filing date | |
| RHINEBECK BANCORP INC | 762093102 | COMMON STOCK | 2,664 | $29,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 1,398 | $29,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 11,502 | $29,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 11,865 | $29,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC | 419596200 | CL A | 684 | $29,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 1,168 | $29,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 3,233 | $29,000 | thousands by filing date | |
| LONGBOARD PHARMACEUTICALS IN | 54300N103 | COM | 3,189 | $29,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 3,193 | $29,000 | thousands by filing date | |
| AJAX I | G0190X118 | UNIT 99/99/9999 | 2,805 | $29,000 | thousands by filing date | |
| FREEDOM ACQUISITION I CORP | G3663X102 | UNIT 99/99/9999 | 2,913 | $29,000 | thousands by filing date | |
| GREENCITY ACQUISITION CORP | G4086B115 | UNIT 04/30/2026 | 2,774 | $29,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 8,003 | $29,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 22,815 | $29,000 | thousands by filing date | |
| FRAZIER LIFESCIENCES ACQU CO | G3710A105 | CMN | 2,979 | $29,000 | thousands by filing date | |
| ISHARES US ETF TR | 46431W820 | INT RT HD EMRG | 1,221 | $29,000 | thousands by filing date | |
| LISTED FD TR | 53656F813 | TRUESHS ESG ACTV | 749 | $29,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y461 | DORSY ALPH EQL | 1,040 | $29,000 | thousands by filing date | |
| BETTER WORLD ACQUISITION COR | 08772B203 | UNIT 11/15/2027 | 2,581 | $29,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H351 | INSPIRE FAITH LR | 1,070 | $29,000 | thousands by filing date | |
| FUWEI FILMS HLDGS CO LTD | G3704F110 | SHS NEW | 2,315 | $29,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576200 | CL B | 1,507 | $29,000 | thousands by filing date | |
| ALTIMETER GROWTH CORP | G0370L124 | UNIT 99/99/9999 | 2,396 | $29,000 | thousands by filing date | |
| INTERCORP FINL SVCS INC | P5626F128 | SHS | 1,124 | $28,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 1,417 | $28,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 547 | $28,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-21-010738 | this filing | 2021-08-13 | acceptance time not in the bulk data set |