13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-13, with 9,542 holding rows worth $310,174,163,000.
- Accession
- 0000950123-21-010738
- Filer
- CIK 1610520
- Filed
- 2021-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A combination report, 15,199 entries on the cover page, a total value of $310,174,163,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $310,174,163,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 7,821 | $85,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 2,084 | $85,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 4,258 | $85,000 | thousands by filing date | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 6,774 | $85,000 | thousands by filing date | |
| PROSHARES TR | 74347B557 | SP500 EX TECH | 1,149 | $85,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P706 | CMN | 2,494 | $85,000 | thousands by filing date | |
| HEALTH ASSURANCE ACQUIS- | 42226W109 | COM CL A | 8,524 | $85,000 | thousands by filing date | |
| FORESIGHT AUTONOMOUS HLDGS L | 345523104 | SPONSORED ADS | 19,993 | $85,000 | thousands by filing date | |
| Ouster Inc | 68989M103 | COM | 6,772 | $85,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP III | 84677R106 | COM CL A | 8,724 | $85,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 5,069 | $85,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 6,220 | $84,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 2,969 | $84,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 3,963 | $84,000 | thousands by filing date | |
| FIGS INC CLASS A | 30260D103 | COMMON STOCK | 1,680 | $84,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 1,021 | $84,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F839 | FT VEST US EQT | 2,433 | $84,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 4,370 | $84,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G623 | MSCI GREEN BUIL | 3,351 | $84,000 | thousands by filing date | |
| TALARIS THERAPEUTICS INC | 87410C104 | COM | 5,691 | $84,000 | thousands by filing date | |
| VIRIOS THERAPEUTICS INC | 92829J104 | COM | 13,316 | $84,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 3,792 | $83,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 2,360 | $83,000 | thousands by filing date | |
| SOTERA HEALTH CO | 83601L102 | COM | 3,429 | $83,000 | thousands by filing date | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 2,385 | $83,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 9,729 | $83,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 149,334 | $83,000 | thousands by filing date | |
| COMPUTE HEALTH ACQUISITIN CO | 204833107 | COM CL A | 8,444 | $83,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BEAR 2X SHARES | 25460E554 | ETF | 5,932 | $83,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 1,300 | $82,000 | thousands by filing date | put |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 2,769 | $82,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 400 | $82,000 | thousands by filing date | call |
| U S PHYSICAL THERAPY | 90337L108 | COM | 704 | $82,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 2,913 | $82,000 | thousands by filing date | |
| ISHARES TR | 46436E502 | US TECH BRKTHR | 2,047 | $82,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K331 | DAIL MS INDI ETF | 1,589 | $82,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 14,075 | $82,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 1,441 | $82,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N550 | VCTRYSHS INTL MO | 1,649 | $82,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 7,148 | $82,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 6,962 | $82,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B873 | DEFIANCE HTL AIR | 3,600 | $82,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 6,798 | $82,000 | thousands by filing date | |
| WEATHERFORD INTL PLC ORD SHS | G48833118 | Stock | 4,420 | $81,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 21 | $81,000 | thousands by filing date | |
| NOBLE CORP NEW | G6610J209 | SHS | 3,245 | $81,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 5,366 | $81,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E723 | ETC CABANA TARGT | 3,177 | $81,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A388 | APTUS DEFINED | 2,714 | $80,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 8,688 | $80,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 10,900 | $80,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y319 | CMN | 2,874 | $80,000 | thousands by filing date | |
| NORTHERN LIGHTS FD TR | 66538J738 | TOEWS AGLTY DNYM | 3,172 | $80,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 4,358 | $80,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 2,790 | $80,000 | thousands by filing date | |
| Pershing Square T 25 WTS Warrants Exp 07/24/25 | 71531R117 | WT | 12,757 | $80,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C680 | US EQTY PWR BF | 2,696 | $79,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 3,157 | $79,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 3,242 | $79,000 | thousands by filing date | |
| SIREN ETF TR | 829658202 | NEXGEN ECONOMY | 1,655 | $79,000 | thousands by filing date | |
| VASTA PLATFORM LTD CL A | G9440A109 | Stock | 9,760 | $79,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 20,619 | $79,000 | thousands by filing date | |
| PRECIPIO INC | 74019L503 | COM | 21,752 | $79,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 26,449 | $79,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647X889 | VICTRYSHS VETERN | 2,432 | $79,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 4,300 | $78,000 | thousands by filing date | put |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 2,350 | $78,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 3,431 | $78,000 | thousands by filing date | |
| GROUPON INC | 399473206 | COM NEW | 1,817 | $78,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 10,823 | $78,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J585 | BULETSHS 2027 | 3,024 | $78,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 1,866 | $78,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 3,429 | $78,000 | thousands by filing date | |
| iShares MSCI USA Quality GARP ETF | 46436E403 | SHS | 2,159 | $77,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 7,115 | $77,000 | thousands by filing date | |
| PROSHARES TR | 74347R685 | PSHS ULTRA UTIL | 1,317 | $77,000 | thousands by filing date | |
| BEYOND AIR INC | 08862L103 | COM | 11,868 | $77,000 | thousands by filing date | |
| BIOMX INC | 09090D103 | COM | 14,123 | $77,000 | thousands by filing date | |
| LUOKUNG TECHNOLOGY CORP | G56981106 | SHS | 30,274 | $77,000 | thousands by filing date | |
| SOUTH JERSEY INDS INC | 838518306 | UNIT 04/01/2024 | 1,377 | $77,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 2,270 | $77,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 1,749 | $76,000 | thousands by filing date | |
| DIDI GLOBAL INC ADR | 23292E108 | SPONSORED ADS | 5,375 | $76,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 20,545 | $76,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 2,181 | $76,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092543 | CMN | 2,667 | $76,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X198 | US CORP BOND FD | 1,401 | $76,000 | thousands by filing date | |
| INARI MED INC | 45332Y109 | COM | 817 | $76,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 45,006 | $76,000 | thousands by filing date | |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 416 | $76,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 1,581 | $76,000 | thousands by filing date | |
| TREBIA ACQUISITION CORP | G9027T109 | COM CL A | 7,661 | $76,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 1,000 | $75,000 | thousands by filing date | put |
| TRINET GROUP INC COM | 896288107 | Stock | 1,027 | $75,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 12,000 | $75,000 | thousands by filing date | |
| AMERICAN CENTURY ETF TR QUALITY DIVERSIFIED INTL | 025072406 | ETF | 1,435 | $75,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 2,374 | $75,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 1,520 | $75,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 81,584 | $75,000 | thousands by filing date | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 400 | $74,000 | thousands by filing date | put |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 1,464 | $74,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 40,000 | $74,000 | thousands by filing date | |
| ITEOS THERAPEUTICS INC | 46565G104 | COM | 2,884 | $74,000 | thousands by filing date | |
| DZS INC | 268211109 | COMMON STOCK | 3,553 | $74,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 2,281 | $74,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F739 | CONV | 1,500 | $74,000 | thousands by filing date | |
| NULL | 032108854 | NULL | 2,855 | $74,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H674 | FORMULA FOLIOS | 2,083 | $74,000 | thousands by filing date | |
| PACER FDS TR | 69374H618 | SALT HIG TRUBT | 1,751 | $74,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 2,400 | $73,000 | thousands by filing date | call |
| PAYMENTUS HOLDINGS INC | 70439P108 | COM CL A | 2,058 | $73,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 1,300 | $73,000 | thousands by filing date | |
| PROSHARES TR | 74347G556 | FUND | 4,409 | $73,000 | thousands by filing date | |
| CM LIFE SCIENCES INC | 18978W109 | COM CL A | 5,236 | $73,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 13,417 | $73,000 | thousands by filing date | |
| PROCURE ETF TR I | 74280T201 | LGBTQ+100ESG ETF | 2,814 | $73,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 2,100 | $72,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 3,703 | $72,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 9,200 | $72,000 | thousands by filing date | |
| ISHARES TR | 46436E676 | ESG AWARE 60/40 | 2,295 | $72,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 3,491 | $72,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 16,894 | $72,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 5,728 | $72,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y854 | FUND | 2,998 | $72,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P650 | TRES 5YR BULL | 890 | $72,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 51,094 | $72,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C573 | US EQTY PWR BUF | 2,347 | $71,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 2,098 | $71,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 2,332 | $71,000 | thousands by filing date | |
| WATSCO INC | 942622101 | CL B CONV | 250 | $71,000 | thousands by filing date | |
| PROSHARES TR | 74347B250 | PSHS SH MDCAP400 | 2,883 | $71,000 | thousands by filing date | |
| BRIACELL THERAPEUTICS ORD | 10778Y302 | COM | 13,308 | $71,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 2,482 | $71,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W601 | INVT GRAD VALU | 2,589 | $71,000 | thousands by filing date | |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 2,836 | $71,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 1,500 | $70,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189H102 | DURABLE HGH DIV | 2,253 | $70,000 | thousands by filing date | |
| AIM ETF PRODUCTS TRUST | 00888H505 | ALLIA US OCT ETF | 2,612 | $70,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 1,104 | $70,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W565 | 7 10YR TRES BULL | 1,316 | $70,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 3,184 | $70,000 | thousands by filing date | |
| PROSHARES TR | 74347G507 | RUSSELL US DIV | 1,479 | $70,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 611 | $70,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 94,279 | $70,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 3,331 | $70,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647X806 | VS NASDQ NXT 50 | 2,041 | $70,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B388 | IQ U.S. LRGE CAP | 2,089 | $70,000 | thousands by filing date | |
| ASCENDANT DIGITAL ACQUISITIO | G05155109 | COM CL A | 7,066 | $70,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J684 | BULLSHS 21 USD | 2,804 | $70,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 2,936 | $69,000 | thousands by filing date | |
| CENTERRA GOLD INC COM | 152006102 | Stock | 9,000 | $69,000 | thousands by filing date | call |
| FRANCHISE GROUP INC | 35180X105 | COM | 1,952 | $69,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 1,250 | $69,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72201T342 | RAFI ESG US | 2,256 | $69,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 3,154 | $69,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A321 | DISTILLATE US | 1,656 | $69,000 | thousands by filing date | |
| PACER FDS TR | 69374H840 | WEALTHSHIELD | 2,131 | $69,000 | thousands by filing date | |
| AJAX I | G0190X100 | COM | 6,971 | $69,000 | thousands by filing date | |
| ATOTECH LTD | G0625A105 | COM | 2,700 | $69,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 2,500 | $69,000 | thousands by filing date | |
| AXS FOMO ETF | 19423L664 | ETF | 2,593 | $69,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935805 | US VALUE FACTR | 683 | $68,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 1,500 | $68,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 2,742 | $68,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092345 | BLUE CHIP VALUE | 2,405 | $68,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R779 | EMERGING MKTS | 1,367 | $68,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 2,352 | $68,000 | thousands by filing date | |
| ISHARES TR | 46435G169 | RUSSELL 1000 US | 1,850 | $68,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 7,408 | $68,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 12,822 | $68,000 | thousands by filing date | |
| ITERUM THERAPEUTICS PLC SHS NEW | G6333L101 | Stock | 29,233 | $68,000 | thousands by filing date | |
| PROCORE TECHNOLOGIES INC COM | 74275K108 | Stock | 705 | $67,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 4,863 | $67,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 4,060 | $67,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 107,023 | $67,000 | thousands by filing date | |
| CANO HEALTH INC | 13781Y103 | COM | 5,522 | $67,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T400 | CANNABIS ETF | 3,920 | $67,000 | thousands by filing date | |
| ESOTERICA THEMATIC TRUST | 296582109 | NEXTG ECONOMY | 1,156 | $67,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 100 | $66,000 | thousands by filing date | put |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 994 | $66,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 346 | $66,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 1,765 | $66,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F664 | FT VEST US EQT | 1,939 | $66,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 8,057 | $66,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 1,951 | $66,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E869 | DAILY 500 1X ETF | 4,184 | $66,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 1,279 | $66,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 2,137 | $66,000 | thousands by filing date | |
| PROSHARES TR | 74348A707 | ULTRA HIGH YLD | 849 | $66,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 4,366 | $66,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 5,689 | $66,000 | thousands by filing date | |
| PROSHARES TR II | 74347W742 | PROSHS SHT EUR | 1,522 | $66,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 59,709 | $66,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM | 063679641 | MICRSCTR GLD 3X | 3,391 | $66,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E880 | DORSEY WRIGHT PE | 2,041 | $66,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 46,505 | $65,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 1,242 | $65,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 980 | $65,000 | thousands by filing date | |
| APPLIANCE RECYCLING CTRS AMERICA | 47089W104 | Stock | 8,280 | $65,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W500 | INNOV LEADE ETF | 2,244 | $65,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 4,309 | $65,000 | thousands by filing date | |
| NEW YORK CITY REIT INC | 649439205 | COM | 4,968 | $65,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P464 | FUND | 1,016 | $65,000 | thousands by filing date | |
| MIDWEST HLDG INC | 59833J206 | COM NEW | 1,655 | $65,000 | thousands by filing date | |
| FUTURE INNOVATORS ETF | 09290C202 | ETF | 1,295 | $65,000 | thousands by filing date | |
| METEN HOLDING GROUP LTD | G6055H114 | ORD SHS | 67,356 | $65,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 367 | $64,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 2,484 | $64,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 2,260 | $64,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C391 | US EQTY BUFR MAR | 1,937 | $64,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 2,056 | $64,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P512 | INTEL MACHI ETF | 1,330 | $64,000 | thousands by filing date | |
| PROSHARES TR | 74347G796 | MSCI TRANFRMTNAL | 1,387 | $64,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 2,386 | $64,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 58,300 | $64,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P431 | FUND | 695 | $64,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 4,589 | $64,000 | thousands by filing date | |
| FIRST SEACOAST BANCORP | 33631P102 | COM | 6,562 | $64,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y651 | NORTH SQUA MCKE | 652 | $64,000 | thousands by filing date | |
| ENDRA LIFE SCIENCES INC COM NEW | 29273B104 | Stock | 29,799 | $64,000 | thousands by filing date | |
| ATLAS CREST INVT CORP | 049284102 | COM | 6,454 | $64,000 | thousands by filing date | |
| ISHARES TR | 46435G656 | ADAPTIVE ETF | 1,944 | $64,000 | thousands by filing date | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 2,093 | $63,000 | thousands by filing date | put |
| AMERICAN VANGUARD CORP | 030371108 | COM | 3,610 | $63,000 | thousands by filing date | |
| VanEck Vectors Energy Inc | 92189H870 | ENERGY INCOME | 1,130 | $63,000 | thousands by filing date | |
| INVESCO INVESTMENT GRADE DEFENSIVE ETF | 46139W502 | ETF | 2,353 | $63,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F649 | FT VEST NAS | 2,906 | $63,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L746 | US QUALITY CAP | 1,340 | $63,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y487 | DORSY FSM US | 1,699 | $63,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 1,205 | $63,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M100 | COM | 6,630 | $63,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 62,103 | $63,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 19,056 | $63,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767801 | MSCI ALL CHINA | 1,781 | $63,000 | thousands by filing date | |
| ATLANTIC AVE ACQUISITION COR | 04906P101 | CMN | 6,539 | $63,000 | thousands by filing date | |
| KRANESHARES TR | 500767207 | CICC CHINA 100 | 2,010 | $63,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 864 | $62,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 4,494 | $62,000 | thousands by filing date | |
| TURQUOISE HILL RES LTD | 900435207 | COM | 3,668 | $62,000 | thousands by filing date | |
| LISTED FDS TR | 53656F805 | SHARES LAG CAP | 1,668 | $62,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 1,286 | $62,000 | thousands by filing date | |
| SPRING VALEY ACQUISTION III CL A ORD | 85521J109 | COM | 6,150 | $62,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 21,500 | $62,000 | thousands by filing date | |
| APPLIED MOLECULAR TRANS INC | 03824M109 | COM | 1,349 | $62,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U113 | COM | 6,111 | $62,000 | thousands by filing date | |
| EPICQUEST EDUCATN GRP INTL L | G3104J100 | COM | 12,108 | $62,000 | thousands by filing date | |
| CORNERCAP FUNDAMETRICS LARGE-CAP ETF | 89832P267 | ETF | 1,848 | $62,000 | thousands by filing date | |
| CORNER GROWTH ACQUISITN CORP | G2426E112 | UNIT 05/27/2026 | 6,139 | $62,000 | thousands by filing date | |
| SANDBRIDGE ACQUISITION CORP | 799793104 | COM CL A | 6,236 | $62,000 | thousands by filing date | |
| AIKIDO PHARMA INC | 008875106 | COM | 64,842 | $62,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 1,636 | $61,000 | thousands by filing date | |
| NEUROPACE INC | 641288105 | COMMON STOCK | 2,563 | $61,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 3,661 | $61,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 5,218 | $61,000 | thousands by filing date | |
| SVF INVESTMENT CORP | G8601L110 | COMMON STOCK-FO | 5,991 | $61,000 | thousands by filing date | |
| HEXO CORP | 428304307 | COM NEW | 10,587 | $61,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 73,000 | $61,000 | thousands by filing date | principal |
| CORVUS GOLD INC | 221013105 | COM | 22,221 | $61,000 | thousands by filing date | |
| ALTITUDE ACQUISITION CORP | 02156Y103 | COM CL A | 6,281 | $61,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J305 | MULTIFACTOR CO | 1,152 | $61,000 | thousands by filing date | |
| LUX HEALTH TECH ACQUISITION | 55068A100 | CMN | 6,152 | $61,000 | thousands by filing date | |
| DPCM CAP INC | 23344P101 | CMN | 6,208 | $61,000 | thousands by filing date | |
| TIDAL ETF TR | 886364504 | SOFI BE YOUR OWN | 1,567 | $61,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 6,274 | $60,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 657 | $60,000 | thousands by filing date | |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 1,420 | $60,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 4,105 | $60,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 1,007 | $60,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 6,813 | $60,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 2,850 | $60,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 1,953 | $60,000 | thousands by filing date | |
| ELECTRO-SENSORS INC | 285233102 | COM | 12,297 | $60,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767645 | VALU LINE DY ETF | 2,485 | $60,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 842 | $60,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 13,912 | $60,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 3,832 | $60,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 2,598 | $60,000 | thousands by filing date | |
| HORIZON ACQUISITION CORPORAT | G46044106 | CMN | 6,173 | $60,000 | thousands by filing date | |
| SCION TECH GROWTH I | G31067104 | CMN | 6,094 | $60,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W689 | CMN | 1,448 | $60,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229508 | COM B SIRIUSXM | 1,218 | $60,000 | thousands by filing date | |
| JIUZI HOLDINGS INC | G51400102 | ORD SHS | 7,683 | $60,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G203 | FLIGHT TO SAFT | 1,243 | $60,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 2,029 | $59,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C409 | US EQTY BUFR JAN | 1,655 | $59,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 15,000 | $59,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 11,104 | $59,000 | thousands by filing date | |
| FURY GOLD MINES LTD | 36117T100 | COM | 49,657 | $59,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 3,985 | $59,000 | thousands by filing date | |
| Tuya Inc | 90114C107 | COM | 2,400 | $59,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 9,095 | $59,000 | thousands by filing date | |
| HARTFORD FDS EXCHANGE TRADED | 41653L602 | CMN | 1,435 | $59,000 | thousands by filing date | |
| NXG CUSHING MIDSTREAM ENERGY | 231631300 | COM NEW | 1,996 | $59,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E131 | S&P SMLCAP HIG | 2,507 | $59,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 1,837 | $59,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 6,439 | $59,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 2,219 | $59,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G7484L106 | CLASS A ORD SHS | 5,949 | $59,000 | thousands by filing date | |
| NEXTGEN ACQUISITION CORP | G65305107 | CL A | 5,955 | $59,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 2,701 | $58,000 | thousands by filing date | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 2,201 | $58,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 1,139 | $58,000 | thousands by filing date | |
| CANTALOUPE INC | 138103106 | COM | 4,877 | $58,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 1,605 | $58,000 | thousands by filing date | |
| HARTFORD FDS EXCHANGE TRADED | 41653L701 | CMN | 1,400 | $58,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 2,448 | $58,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122AN8 | DBCV | 34,000 | $58,000 | thousands by filing date | principal |
| COLOR STAR TECHNOLOGY CO LTD | G2287A100 | SHS NEW | 56,013 | $58,000 | thousands by filing date | |
| PROSHARES TR | 74347G598 | ULTRASHORT INDL | 3,971 | $58,000 | thousands by filing date | |
| HOLICITY INC | 435063102 | COM CL A | 4,711 | $58,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 6,609 | $57,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 12,238 | $57,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 200 | $57,000 | thousands by filing date | put |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 2,173 | $57,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y327 | GLBX MSCI COLUM | 2,043 | $57,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 6,347 | $57,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G823 | DAIL ROBO AR ETF | 1,310 | $57,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 20,689 | $57,000 | thousands by filing date | |
| Vickers Vantage Corp I | G9440B107 | Equity | 5,788 | $57,000 | thousands by filing date | |
| TRANSAMERICA ETF TR | 89349P107 | mc | 793 | $57,000 | thousands by filing date | |
| PGIM ETF TR | 69344A404 | QMA STRATEGIC | 800 | $57,000 | thousands by filing date | |
| STARBOARD VALUE ACQUISITN CORP UNIT EXP 091025 | 85521J208 | Stock | 5,558 | $57,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 300 | $56,000 | thousands by filing date | put |
| DIGITALOCEAN HLDGS INC COM | 25402D102 | Stock | 1,000 | $56,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 14,060 | $56,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 3,788 | $56,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 1,107 | $56,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 2,841 | $56,000 | thousands by filing date | |
| DUCKHORN PORTFOLIO INC | 26414D106 | COM | 2,522 | $56,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 9,040 | $56,000 | thousands by filing date | |
| TPG PACE BEN FIN CORP | G8990D125 | CL A COM | 4,381 | $56,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 237 | $56,000 | thousands by filing date | |
| ARROW INVTS TR | 042765685 | DWA TACT INTL | 1,590 | $56,000 | thousands by filing date | |
| AYALA PHARMACEUTICALS INC | 05465V108 | COM | 5,509 | $56,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 1,354 | $56,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 2,000 | $55,000 | thousands by filing date | put |
| LIFESTANCE HEALTH GROUP INC | 53228F101 | COM | 1,980 | $55,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 9,158 | $55,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 1,129 | $55,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 1,923 | $55,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y560 | ADVISORSHS ETF | 1,174 | $55,000 | thousands by filing date | |
| BETTERWARE DE MEXC S A P I D | P1666E105 | SHS | 1,094 | $55,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 1,042 | $55,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 13,496 | $55,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 2,241 | $55,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019101 | CMN | 5,645 | $55,000 | thousands by filing date | |
| LMP Automotive Holdings | 53952P101 | COM | 3,234 | $55,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A651 | NATIONWIDE MAX | 1,336 | $55,000 | thousands by filing date | |
| ISHARES TR | 46436E767 | COM | 1,479 | $54,000 | thousands by filing date | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 1,791 | $54,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 991 | $54,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 1,969 | $54,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 8,521 | $54,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C359 | EMRGNG MKT APRIL | 2,108 | $54,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 3,561 | $54,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 2,142 | $54,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 7,903 | $54,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N855 | SIMPLIFY INTERST | 1,304 | $54,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER APRIL | 45782C805 | ETF | 2,102 | $54,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 1,007 | $54,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 2,148 | $54,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 775 | $54,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 1,390 | $54,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 639 | $54,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 2,467 | $54,000 | thousands by filing date | |
| SQZ BIOTECHNOLOGIES CO | 78472W104 | COM | 3,767 | $54,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 14,008 | $54,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 39,588 | $54,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W671 | CONSUMER STPLS | 1,662 | $54,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 20,500 | $54,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679831 | INVERSE ETN | 3,947 | $54,000 | thousands by filing date | |
| Direxion S&P 500 High minus Low Quality ETF | 25460G401 | S&P 500 HI MIN | 798 | $54,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 500 | $53,000 | thousands by filing date | put |
| DOCEBO INC COM | 25609L105 | Stock | 893 | $53,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 1,387 | $53,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C599 | US SML CP PWR B | 1,986 | $53,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 7,318 | $53,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C672 | US EQT ULTRA BF | 1,847 | $53,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 3,012 | $53,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 1,250 | $53,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q536 | DYNA CORE IN ETF | 2,084 | $53,000 | thousands by filing date | |
| AMRYT PHARMA LTD - SPNR ADR | 03217L106 | COMMON EQUITY | 4,342 | $53,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 6,595 | $53,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 25,147 | $53,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 1,510 | $53,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 6,000 | $53,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L706 | MERLYN AI BULL | 1,477 | $53,000 | thousands by filing date | |
| BEAM GLOBAL | 07373B117 | *W EXP 04/15/202 | 1,675 | $53,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E665 | CORBETT ROAD TAC | 2,070 | $53,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP III | 12529D108 | CL A | 5,325 | $53,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 500 | $52,000 | thousands by filing date | put |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 1,000 | $52,000 | thousands by filing date | |
| BICYCLE THERAPEUTICS PLC-ADR | 088786108 | SPONSORED ADS | 1,715 | $52,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 853 | $52,000 | thousands by filing date | |
| AGILITI INC | 00848J104 | COMMON STOCK | 2,400 | $52,000 | thousands by filing date | |
| ONTRAK INC | 683373104 | COM | 1,574 | $52,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 21,443 | $52,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505756 | INNOVATION SHS | 1,263 | $52,000 | thousands by filing date | |
| KHOSLA VENTURES ACQUISITION | 482504107 | CL A | 5,273 | $52,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 2,371 | $52,000 | thousands by filing date | |
| WTS/NOVUS CAPITAL CORP11.5000EXP06/30/2027 | 03783T111 | WARR | 8,561 | $52,000 | thousands by filing date | |
| HANCOCK JAFFE LABORATORIES I | 41015N304 | COM NEW | 7,585 | $52,000 | thousands by filing date | |
| MONTES ARCHIMEDES ACQUISITIO | 612657106 | COM CL A | 5,266 | $52,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J867 | MLTFACTR UTILS | 1,649 | $52,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 1,800 | $51,000 | thousands by filing date | call |
| CARGURUS INC COM CL A | 141788109 | Stock | 1,938 | $51,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 2,899 | $51,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 494 | $51,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 3,680 | $51,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C797 | US EQTY PWR BUF | 1,747 | $51,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 924 | $51,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061888 | VALUE MOMENTUM | 2,088 | $51,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 1,892 | $51,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 1,169 | $51,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 4,285 | $51,000 | thousands by filing date | |
| GLOBAL PARTNER ACQISTN CORP | G3934P102 | COM | 5,181 | $51,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 6,342 | $51,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 5,433 | $51,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 2,381 | $51,000 | thousands by filing date | |
| GOLDEN ARROW MERGER CORP | 380799205 | UNIT 07/31/2026 | 5,131 | $51,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A347 | AAM S&P DEV MK | 2,051 | $51,000 | thousands by filing date | |
| BURGERFI INTERNATIONAL INC | 12122L101 | COM | 5,080 | $51,000 | thousands by filing date | |
| Spire Global Inc Com Cl A New | 639358100 | COM | 5,109 | $51,000 | thousands by filing date | |
| INNOVATOR ETFS TR | 45782C219 | DOUBLE STACKR 9 | 1,771 | $51,000 | thousands by filing date | |
| TIDAL ETF TR | 886364108 | AWARE ULTRASHR | 1,017 | $51,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P509 | RIVRFRNT DY ASIA | 886 | $51,000 | thousands by filing date | |
| CULLINAN THERAPEUTICS INC | 230031106 | COM | 1,966 | $50,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 8,351 | $50,000 | thousands by filing date | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 680 | $50,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 10,713 | $50,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 1,043 | $50,000 | thousands by filing date | |
| KRONOS BIO INC | 50107A104 | COM | 2,096 | $50,000 | thousands by filing date | |
| EPIPHANY TECHNOLOGY ACQUISIT | 29429X109 | COM | 5,095 | $50,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 13,938 | $50,000 | thousands by filing date | |
| MODEL PERFORMANCE ACQU CORP | G6246M105 | CLASS A ORD SHS | 5,031 | $50,000 | thousands by filing date | |
| BITE ACQUISITION CORP | 09175K204 | UNIT 99/99/9999 | 5,012 | $50,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT CO II | 90118T205 | UNIT 99/99/9999 | 5,002 | $50,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E699 | CABANA TARGET 13 | 1,795 | $50,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 74275N201 | UNIT 99/99/9999 | 5,022 | $50,000 | thousands by filing date | |
| COLICITY INC | 194170106 | COM CL A | 5,086 | $50,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439201 | UNIT 99/99/9999 | 1,554 | $50,000 | thousands by filing date | |
| ENVIRONMENTAL IMPACT ACQU CO | 29408N106 | COM CL A | 5,080 | $50,000 | thousands by filing date | |
| SUPERNOVA PARTNERS ACQUISITI | 86846V108 | COM CL A | 5,048 | $50,000 | thousands by filing date | |
| SPDR S&P 500 ESG ETF | 78468R531 | SHS | 1,211 | $49,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 1,059 | $49,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 1,625 | $49,000 | thousands by filing date | |
| PROSHARES TR | 74347X708 | UL MSCI JP ETF | 1,057 | $49,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072752 | LARG CA EQUI ETF | 909 | $49,000 | thousands by filing date | |
| KALEYRA INC | 483379103 | COMMON EQUITY | 3,981 | $49,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 4,394 | $49,000 | thousands by filing date | |
| PROSPECTOR CAPITAL CORP | G7273A105 | COM | 5,003 | $49,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T102 | COM | 5,067 | $49,000 | thousands by filing date | |
| AEROCENTURY CORP | 007737109 | COM | 4,681 | $49,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 873 | $49,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 5,128 | $49,000 | thousands by filing date | |
| METROMILE INC | 591697107 | COM | 5,383 | $49,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J692 | STRG EMERG ETF | 1,597 | $49,000 | thousands by filing date | |
| G SQUARED ASCEND I INC | G4204R109 | SHS CL A | 5,011 | $49,000 | thousands by filing date | |
| LANDCADIA HOLDINGS IV INC | 51477A104 | CLASS A COM | 4,978 | $49,000 | thousands by filing date | |
| MOUNTAIN CREST ACQUSITN CRP | 62403K207 | UNIT 06/29/2026 | 4,884 | $49,000 | thousands by filing date | |
| AVANTI ACQUISITION CORP | G0682V109 | CMN | 5,081 | $49,000 | thousands by filing date | |
| ASTREA ACQUISITION CORP UNIT 012828 | 04637C205 | Stock | 4,910 | $49,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP II | 92244F208 | UNIT 99/99/9999 | 4,814 | $49,000 | thousands by filing date | |
| YELLOWSTONE ACQUISITION CO | 98566K204 | UNIT 10/22/2025 | 4,705 | $49,000 | thousands by filing date | |
| AGF INVTS TR | 00110G887 | AGFIQ HEDGED DIV | 2,039 | $49,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 39,673 | $49,000 | thousands by filing date | |
| STAR PEAK CORP II | 855179107 | COM CL A | 4,963 | $49,000 | thousands by filing date | |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 2,699 | $48,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 3,043 | $48,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 3,608 | $48,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 3,601 | $48,000 | thousands by filing date | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 10,005 | $48,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C565 | US EQTY ULTRA BU | 1,648 | $48,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 23,287 | $48,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 3,989 | $48,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H278 | MAIN THEMATC IN | 2,013 | $48,000 | thousands by filing date | |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 5,669 | $48,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 6,161 | $48,000 | thousands by filing date | |
| TERMINIX GLOBAL HOLDINGS INC COM | 88087E100 | Stock | 1,000 | $48,000 | thousands by filing date | put |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 3,103 | $48,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E438 | RUSL 1000 ENHD | 1,334 | $48,000 | thousands by filing date | |
| BTRS HOLDINGS INC | 11778X104 | COM CL 1 | 3,815 | $48,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H666 | FRMLAFOLIOS TATL | 1,963 | $48,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y558 | MSCI CHINA CON | 1,506 | $48,000 | thousands by filing date | |
| COLLABORATIVE INVESTMNT SER | 19423L789 | THE ACTIVE DIVID | 1,631 | $48,000 | thousands by filing date | |
| ALPHA METALLURGICAL RESOUR I | 020764106 | COM | 1,834 | $47,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G615 | INVESCO PHLX SM | 1,783 | $47,000 | thousands by filing date | |
| STEPSTONE GROUP INC | 85914M107 | COM CL A | 1,360 | $47,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL YIELD F | 78468R770 | ETF | 491 | $47,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B202 | EM CORE EX ETF | 1,405 | $47,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 2,981 | $47,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087302 | COM | 10,168 | $47,000 | thousands by filing date | |
| PHENIXFIN CORP | 71742W103 | COM | 1,154 | $47,000 | thousands by filing date | |
| AEROVATE THERAPEUTICS INC | 008064107 | COM | 2,050 | $47,000 | thousands by filing date | |
| QNITY ELECTRONICS INC | 817323207 | COM | 7,785 | $47,000 | thousands by filing date | |
| ISHARES TR | 46435U333 | FOCUSD VAL FAC | 859 | $47,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 3,134 | $47,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 2,767 | $47,000 | thousands by filing date | |
| EARGO INC | 270087109 | COM | 1,187 | $47,000 | thousands by filing date | |
| JACK CREEK INVESTMENT CORP | G4989X115 | CL A SHS | 4,889 | $47,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-21-010738 | this filing | 2021-08-13 | acceptance time not in the bulk data set |