13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-13, with 9,542 holding rows worth $310,174,163,000.
- Accession
- 0000950123-21-010738
- Filer
- CIK 1610520
- Filed
- 2021-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A combination report, 15,199 entries on the cover page, a total value of $310,174,163,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $310,174,163,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CARDLYTICS INC | 14161W105 | COM | 1,295 | $164,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 13,622 | $164,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 4,034 | $164,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 14,902 | $164,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 47,093 | $164,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 6,212 | $164,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 23,910 | $164,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 7,112 | $163,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 7,202 | $163,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 4,381 | $163,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 4,500 | $163,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G7483N129 | CL A | 16,375 | $163,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C698 | US EQUT BUFR AUG | 5,130 | $162,000 | thousands by filing date | |
| EJF ACQUISITION CORP | G2955B117 | UNIT 03/10/2026 | 16,262 | $162,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 10,750 | $161,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 3,551 | $161,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 3,765 | $161,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 28,214 | $160,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 25,251 | $160,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 2,188 | $160,000 | thousands by filing date | |
| LAZARD GROWTH ACQUISITION CO | G54035129 | UNIT 99/99/9999 | 15,988 | $160,000 | thousands by filing date | |
| ABG ACQUISITION CORP I | G00496102 | CL A SHS | 16,346 | $160,000 | thousands by filing date | |
| ENVERIC BIOSCIENCES INC | 29405E109 | COM NEW | 67,396 | $160,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 12,328 | $159,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 3,264 | $159,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 36,481 | $159,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 9,315 | $159,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 17,791 | $158,000 | thousands by filing date | |
| MCAP ACQUISITION CORP | 55282t208 | COM | 15,879 | $158,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 6,830 | $157,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 3,207 | $157,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 15,450 | $157,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRANCH | 22539U107 | FI ENHNCD EUR 50 | 1,420 | $157,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 800 | $156,000 | thousands by filing date | put |
| VERA BRADLEY INC | 92335C106 | COM | 12,582 | $156,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 2,870 | $156,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 1,546 | $156,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 1,423 | $156,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 3,297 | $155,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 17,897 | $155,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 458 | $155,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 3,154 | $155,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 8,982 | $155,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 5,580 | $155,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 8,466 | $155,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 7,682 | $155,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L696 | CMN | 1,475 | $155,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 2,253 | $155,000 | thousands by filing date | |
| HOME PT CAPITAL INCORPORATED | 43734L106 | COM | 26,210 | $155,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP II | 31809Y202 | UNIT 02/17/2026 | 15,460 | $155,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 3,970 | $154,000 | thousands by filing date | |
| PRECISION DRILLING CORP COM NEW | 74022D407 | Stock | 3,692 | $154,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 8,190 | $154,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 11,564 | $154,000 | thousands by filing date | |
| GOLDEN NUGGET ONLINE GAMIN | 38113L107 | COM CL A | 12,132 | $154,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 16,500 | $154,000 | thousands by filing date | call |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 25,772 | $153,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 33,011 | $153,000 | thousands by filing date | |
| HAYWARD HLDGS INC | 421298100 | COM | 5,842 | $152,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 4,605 | $152,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 14,183 | $152,000 | thousands by filing date | |
| ISHARES TR | 46436E759 | COM | 2,228 | $151,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 16,697 | $151,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 20,376 | $151,000 | thousands by filing date | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 13,718 | $151,000 | thousands by filing date | |
| G SQUARED ASCEND II INC | G42041114 | UNIT 99/99/9999 | 15,076 | $151,000 | thousands by filing date | |
| TISHMAN SPEYER INNOVATION CO | 88825H209 | UNIT 02/11/2026 | 15,000 | $151,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 3,985 | $150,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 16,068 | $150,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L761 | CR SCD US BD | 2,774 | $150,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 2,165 | $150,000 | thousands by filing date | |
| KADEM SUSTAINABLE IMPACT COR | 48284E204 | UNIT 03/17/2026 | 15,000 | $150,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 4,429 | $150,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 805 | $149,000 | thousands by filing date | |
| QUANTUM SI INC | 74765K105 | COM CL A | 12,156 | $149,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 14,969 | $149,000 | thousands by filing date | |
| PROSHARES | 74347Y839 | EXCHANGE TRADED | 5,316 | $149,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 8,400 | $148,000 | thousands by filing date | put |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 4,621 | $148,000 | thousands by filing date | |
| INVESCO | 46138J528 | EXCHANGE TRADED | 5,691 | $148,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y723 | EDUCATION ETF | 10,382 | $148,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 6,419 | $147,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 17,088 | $147,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 5,099 | $147,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 2,878 | $147,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 7,798 | $147,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 6,030 | $147,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 9,453 | $147,000 | thousands by filing date | |
| VICTORYSHARES U S | 92647N576 | MF Closed and MF Open | 2,225 | $147,000 | thousands by filing date | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 5,170 | $147,000 | thousands by filing date | |
| Barclays Bank PLC | 06747R477 | COM | 5,000 | $147,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25460E521 | FUND | 11,095 | $147,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T205 | COM NEW | 13,694 | $147,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 9,947 | $146,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 16,585 | $146,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 17,244 | $145,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 3,004 | $145,000 | thousands by filing date | |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 1,443 | $145,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 12,287 | $145,000 | thousands by filing date | |
| JAWS MUSTANG ACQUISITION COR | G50737116 | UNIT 99/99/9999 | 14,454 | $145,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B204 | DEFIANCE NXT GN | 5,500 | $145,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 6,384 | $144,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 13,229 | $144,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 9,469 | $144,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 14,750 | $144,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 4,632 | $144,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 3,260 | $144,000 | thousands by filing date | |
| AEA-BRIDGES IMPACT CORP UNIT | G01046120 | Stock | 14,150 | $144,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 4,242 | $143,000 | thousands by filing date | |
| PAE INC | 69290Y109 | COM CL A | 16,042 | $143,000 | thousands by filing date | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 11,550 | $142,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 888 | $142,000 | thousands by filing date | |
| MORPHIC HLDG INC | 61775R105 | COM | 2,471 | $142,000 | thousands by filing date | |
| TATTOOED CHEF INC | 87663X102 | COM | 6,623 | $142,000 | thousands by filing date | |
| SCORE MEDIA & GAMING INC | 80919D202 | CL A SUB VTG SHS | 7,065 | $141,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G690 | DLY SEMICNDTR BR | 20,000 | $141,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 2,004 | $140,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948Q101 | REIT | 2,612 | $140,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 10,067 | $140,000 | thousands by filing date | |
| 89BIO INC | 282559103 | COM | 7,512 | $140,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 19,446 | $140,000 | thousands by filing date | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 11,367 | $139,000 | thousands by filing date | |
| SYNTAX ETF TR | 87166N106 | STRATIFD LRG CAP | 2,091 | $139,000 | thousands by filing date | |
| CODIAK BIOSCIENCES INC | 192010106 | COM | 7,500 | $139,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U845 | HENDRSON AAA CL | 2,743 | $138,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 21,917 | $138,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 9,755 | $138,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 2,008 | $137,000 | thousands by filing date | |
| DLOCAL LTD | G29018101 | CLASS A COM | 2,614 | $137,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 3,857 | $137,000 | thousands by filing date | |
| BLUESCAPE OPPORTUNITIES ACQU | G1195N105 | COM | 13,932 | $137,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 7,975 | $137,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 3,865 | $137,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 8,766 | $136,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 3,545 | $136,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F585 | OIL REFINERS ETF | 4,627 | $136,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B201 | JR GOLD MINERS E | 3,071 | $136,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 8,849 | $136,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP | G7008A115 | SHS CL A | 11,144 | $136,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 8,265 | $136,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 2,769 | $136,000 | thousands by filing date | |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 15,826 | $136,000 | thousands by filing date | |
| CHARGEPOINT HOLDINGS IN-CW24 | 15961r113 | WT | 5,851 | $136,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 4,448 | $135,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 3,660 | $135,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 24,116 | $135,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 464 | $135,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 1,304 | $135,000 | thousands by filing date | |
| Cango Inc/KY | 137586103 | ADS | 24,278 | $135,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 2,899 | $135,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP II | G7008B113 | UNIT 99/99/9999 | 13,476 | $135,000 | thousands by filing date | |
| 908 DEVICES INC COM | 65443P102 | Stock | 3,448 | $134,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 38149W820 | CMN | 2,149 | $134,000 | thousands by filing date | |
| INVESCO | 46138J536 | EXCHANGE TRADED | 5,203 | $134,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 6,451 | $134,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 6,300 | $133,000 | thousands by filing date | put |
| BRP INC COM SUN VTG | 05577W200 | Stock | 1,699 | $133,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 3,262 | $133,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 8,150 | $133,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C821 | US EQTY ULTRA B | 4,813 | $133,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 6,651 | $132,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 2,647 | $132,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 4,422 | $132,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 6,273 | $132,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 10,015 | $132,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 95,152 | $132,000 | thousands by filing date | |
| NEW VISTA ACQUISITION CORP | G6529L113 | UNIT 02/01/2026 | 13,207 | $132,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VI | 17143W200 | UNIT 99/99/9999 | 13,052 | $132,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 5,176 | $131,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 32,745 | $131,000 | thousands by filing date | |
| INMUNE BIO INC | 45782T105 | COM | 7,446 | $131,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 1,993 | $131,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 11,740 | $131,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 43,518 | $131,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 1,537 | $131,000 | thousands by filing date | |
| CARPARTS COM INC | 14427M107 | COM | 6,434 | $131,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 15,405 | $131,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 30,713 | $131,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 2,025 | $130,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 5,400 | $130,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 14,409 | $130,000 | thousands by filing date | |
| LISTED FDS TR | 53656F789 | ROUN SPOR BE ETF | 4,296 | $130,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 5,102 | $130,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 11,311 | $130,000 | thousands by filing date | |
| IPOWER INC | 46265P107 | CL A | 18,361 | $130,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 9,257 | $129,000 | thousands by filing date | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 5,314 | $129,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E737 | CMN | 2,961 | $129,000 | thousands by filing date | |
| PACER FDS TR | 69374H592 | SALT LOW TRUBETA | 4,176 | $129,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W663 | US CONSUMER FOC | 2,869 | $128,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 2,064 | $128,000 | thousands by filing date | |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 7,239 | $128,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 4,033 | $128,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G609 | CMN | 4,533 | $128,000 | thousands by filing date | |
| VANECK LONG/FLAT TREND ETF | 92189F148 | LONG/FLAT TREND | 3,218 | $128,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 1,873 | $128,000 | thousands by filing date | |
| GORES METROPOULOS II INC | 382873206 | UNIT 01/31/2028 | 12,613 | $128,000 | thousands by filing date | |
| PIVOTAL HOLDINGS CORP | G7315C127 | UNIT 01/19/2026 | 12,773 | $128,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 916 | $127,000 | thousands by filing date | |
| AUTHENTIC EQUITY ACQUISTN CO | G06607116 | UNIT 10/31/2027 | 12,580 | $127,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 8,115 | $126,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 1,389 | $126,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 5,002 | $126,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 4,849 | $126,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 5,406 | $126,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 1,697 | $126,000 | thousands by filing date | |
| PROSPECTOR CAPITAL CORP | G7273A121 | UNIT 01/01/2030 | 12,603 | $126,000 | thousands by filing date | |
| GORES HOLDINGS VII INC | 38286T200 | UNIT 02/12/2028 | 12,500 | $126,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 449 | $125,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 3,486 | $125,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 2,550 | $125,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 18,321 | $125,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K200 | COM | 6,145 | $125,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQU II | 242794204 | UNIT 01/19/2026 | 12,080 | $125,000 | thousands by filing date | |
| CLEANSPARK INC | 18452B209 | COM NEW | 7,450 | $124,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 15,497 | $124,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 3,578 | $124,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 1,000 | $123,000 | thousands by filing date | put |
| WISDOMTREE INC | 97717P104 | COM | 19,793 | $123,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 51,712 | $123,000 | thousands by filing date | |
| SIRIUSPOINT LTD | G8192H106 | COM | 12,192 | $123,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 2,000 | $123,000 | thousands by filing date | call |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 3,406 | $123,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION COM | 165167735 | Stock | 2,343 | $122,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 20,000 | $122,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 16,198 | $122,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP | G7008A115 | SHS CL A | 10,000 | $122,000 | thousands by filing date | call |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 7,143 | $122,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 1,412 | $122,000 | thousands by filing date | |
| ADDEX THERAPEUTICS LTD | 00654J107 | SPONSORED ADS | 12,715 | $122,000 | thousands by filing date | |
| SIMON PROPERTY GRP ACQ HOLDI | 82880R202 | UNIT 99/99/9999 | 12,160 | $122,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 120,000 | $122,000 | thousands by filing date | principal |
| MARQUEE RAINE ACQUISITION CO | G58442115 | UNIT 12/01/2025 | 11,913 | $122,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 1,637 | $121,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 4,437 | $121,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 3,971 | $121,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E679 | DAILY TRANSN ETF | 2,938 | $121,000 | thousands by filing date | |
| LANTERN PHARMA INC | 51654W101 | COM | 8,244 | $121,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 35,258 | $121,000 | thousands by filing date | |
| ASPIRATIONAL CONSUMER LIFEST | G05436103 | COM | 12,138 | $121,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 2,671 | $120,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 6,000 | $120,000 | thousands by filing date | call |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 3,759 | $120,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 6,592 | $120,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 10,132 | $120,000 | thousands by filing date | |
| FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | COM | 6,000 | $120,000 | thousands by filing date | |
| ENLIVEX LTD | M4130Y106 | CMN | 13,420 | $120,000 | thousands by filing date | |
| APRIA INC | 03836A101 | COMMON STOCK | 4,279 | $120,000 | thousands by filing date | |
| POEMA GLOBAL HOLDINGS CORP | G7154B123 | UNIT 99/99/9999 | 11,951 | $120,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 3,911 | $119,000 | thousands by filing date | |
| PORCH GROUP INC | 733245104 | COM | 6,129 | $119,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 8,250 | $119,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 5,496 | $119,000 | thousands by filing date | |
| LUX HEALTH TECH ACQUISITION | 55068A209 | UNIT 11/30/2027 | 11,561 | $119,000 | thousands by filing date | |
| L&F ACQUISITION CORP. CMN | G53702109 | COM | 11,934 | $119,000 | thousands by filing date | |
| MOTIVE CAPITAL CORP | G6293A129 | UNIT 99/99/9999 | 11,843 | $119,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 3,247 | $118,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 10,614 | $118,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 1,332 | $118,000 | thousands by filing date | |
| VROOM INC | 92918V109 | COM | 2,830 | $118,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPITAL | G0411R106 | COMMON STOCK-FO | 12,154 | $118,000 | thousands by filing date | |
| PROPTECH INVESTMENT CORP II UNIT EX | 743497208 | Stock | 11,811 | $118,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 1,572 | $117,000 | thousands by filing date | |
| FORTRESS VALUE ACQUIS CORP I | 34964G206 | UNIT 12/31/2027 | 11,716 | $117,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 14,665 | $116,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 2,310 | $116,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 2,170 | $116,000 | thousands by filing date | |
| CLIMATE CHANGE CRISIS REAL I | 18716C100 | CL A COM | 7,700 | $116,000 | thousands by filing date | |
| BLUE HAT INTERACTIVE ENTMT T | G1329V106 | SHS | 134,447 | $116,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 11,577 | $115,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 3,249 | $115,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C649 | US EQTY ULTRA B | 4,080 | $115,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F680 | FT VEST US EQT | 3,563 | $115,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 3,487 | $115,000 | thousands by filing date | |
| PMV CONSUMER ACQUISITION COR | 693486102 | CMN | 11,714 | $115,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 10,537 | $114,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 9,803 | $114,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 1,159 | $114,000 | thousands by filing date | |
| HEADHUNTER GROUP PLC ADR | 42207L106 | COM | 2,705 | $114,000 | thousands by filing date | |
| OSCAR HEALTH INC | 687793109 | CL A | 5,268 | $113,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 5,129 | $113,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 15,388 | $113,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 3,116 | $113,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 26,194 | $113,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 5,111 | $113,000 | thousands by filing date | |
| CYCLO THERAPEUTICS INC | 23254X201 | Common Stock | 11,094 | $113,000 | thousands by filing date | |
| POWERED BRANDS | G7209M124 | UNIT 99/99/9999 | 11,315 | $113,000 | thousands by filing date | |
| PROSHARES TR | 74347G689 | ULTSHT RUSS2000 | 8,520 | $113,000 | thousands by filing date | |
| ITAMAR MED LTD SPONSORED ADS | 465437101 | ADR | 4,813 | $113,000 | thousands by filing date | |
| SEAPORT GLOBAL ACQUISITN COR | 812227205 | UNIT 99/99/9999 | 10,707 | $113,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 500 | $112,000 | thousands by filing date | put |
| INNOVATOR ETFS TRUST | 45782C508 | US EQTY PWR BUF | 3,454 | $112,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 7,518 | $112,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 4,156 | $112,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 11,664 | $112,000 | thousands by filing date | |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 5,300 | $112,000 | thousands by filing date | |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T116 | CL A | 11,378 | $112,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 7,199 | $111,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 9,270 | $111,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 3,816 | $111,000 | thousands by filing date | |
| OUTSET MEDICAL INC | 690145107 | COM | 2,212 | $111,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 9,491 | $110,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 5,228 | $110,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 2,287 | $110,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 10,273 | $110,000 | thousands by filing date | |
| PROSHARES TR | 74347G804 | K-1 FREE CRD OIL | 1,786 | $110,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R829 | S NETWRK E-COM | 3,235 | $110,000 | thousands by filing date | |
| ATERIAN INC | 02156U101 | COM | 7,530 | $110,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 1,200 | $109,000 | thousands by filing date | put |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 2,867 | $109,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 3,455 | $109,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 1,696 | $109,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P110 | NUVEEN ESG 1-5 | 4,332 | $109,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 658 | $109,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 12,015 | $109,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N118 | UNIT 99/99/9999 | 10,912 | $109,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C417 | US EQTY PWR BUF | 3,801 | $108,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 9,052 | $108,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 5,277 | $108,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 25,544 | $108,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 15,850 | $108,000 | thousands by filing date | |
| PATHFINDER ACQUISITION CORP | G04119114 | UNIT 02/17/2026 | 10,834 | $108,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 2,942 | $108,000 | thousands by filing date | |
| DIREXION DAILY LATIN AMERICA BULL 2X SHARES | 25460E273 | ETF | 1,192 | $108,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C870 | US EQT PWR BUF | 3,770 | $107,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 4,300 | $107,000 | thousands by filing date | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 5,145 | $107,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 1,774 | $107,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 16,081 | $107,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 15,086 | $107,000 | thousands by filing date | |
| TUATARA CAPITAL ACQUISITN CO | G9118J101 | CL A SHS | 11,025 | $107,000 | thousands by filing date | |
| FREEDOM HOLDING CORP | 356390104 | COM | 1,629 | $106,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 2,400 | $106,000 | thousands by filing date | put |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 2,847 | $106,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 20,854 | $106,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 14,269 | $106,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 12,856 | $106,000 | thousands by filing date | |
| MISSION ADVANCEMENT CORP | 60501L200 | UNIT 99/99/9999 | 10,593 | $106,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 2,386 | $105,000 | thousands by filing date | |
| COMPASS INC | 20464U100 | CL A | 7,965 | $105,000 | thousands by filing date | |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 18,202 | $105,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J742 | RAFI STRATGIC US | 2,809 | $105,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 27,581 | $105,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P563 | FUND | 2,326 | $105,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 7,888 | $104,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 1,244 | $104,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 1,328 | $104,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F763 | FT VEST US EQT | 2,867 | $104,000 | thousands by filing date | |
| ISHARES TR | 46436E536 | US SML CP VALUE | 3,378 | $104,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 4,322 | $104,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 41,417 | $104,000 | thousands by filing date | |
| PURPLE BIOTECH LTD SPONSORED ADR | 74638P109 | ADR | 21,169 | $104,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 4,585 | $103,000 | thousands by filing date | |
| SITIME CORP COM | 82982T106 | Stock | 808 | $103,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 20,242 | $103,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 1,285 | $103,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 3,924 | $103,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G807 | FUND | 9,945 | $103,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 23,655 | $103,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 6,687 | $103,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 8,418 | $102,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 1,361 | $102,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 5,615 | $102,000 | thousands by filing date | |
| PASSAGE BIO INC | 702712100 | COM | 7,690 | $102,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513109 | COM CL A | 10,326 | $102,000 | thousands by filing date | |
| SPARTACUS ACQ CORP; TNT ACQ DT: 7/15/2022; CASH: $10.15 | 84677L109 | CL A | 10,237 | $102,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 4,824 | $101,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 12,437 | $101,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 2,200 | $101,000 | thousands by filing date | put |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 6,640 | $101,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 6,689 | $101,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 3,130 | $101,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y479 | ETFs | 2,756 | $101,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 15,652 | $101,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 9,334 | $100,000 | thousands by filing date | |
| ANNOVIS BIO INC | 03615A108 | COM | 1,168 | $100,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 19,251 | $100,000 | thousands by filing date | |
| PROSHARES TR | 74347R768 | ULTRA CONSU STAP | 1,078 | $100,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 10,518 | $100,000 | thousands by filing date | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 8,048 | $100,000 | thousands by filing date | |
| LISTED FD TR | 53656F821 | TRUESHS TECH AI | 2,178 | $100,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 33,750 | $100,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 1,700 | $99,000 | thousands by filing date | put |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 3,332 | $99,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 7,460 | $99,000 | thousands by filing date | |
| PORTAGE BIOTECH INC | G7185A128 | COM | 4,708 | $99,000 | thousands by filing date | |
| COLONNADE ACQUISITION CORP I | G2284B127 | UNIT 99/99/9999 | 9,999 | $99,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 5,884 | $99,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP II | 54319Q105 | COM CL A | 10,100 | $99,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C615 | GRWT100 PWR BUF | 2,548 | $98,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 6,532 | $98,000 | thousands by filing date | |
| PROSHARES TR | 74347X815 | ULTRA MDCAP400 | 3,165 | $98,000 | thousands by filing date | |
| PACER TRENDPILOT INTERNATIONAL ETF | 69374H683 | ETF | 3,394 | $98,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 2,652 | $98,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q449 | BETA US GRAD ETF | 1,751 | $98,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 4,947 | $98,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 10,539 | $98,000 | thousands by filing date | |
| PROSHARES TR | 74347G861 | ULTRAPRO SHT QQQ | 10,727 | $98,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 400 | $97,000 | thousands by filing date | put |
| HURON CONSULTING GROUP INC | 447462102 | COM | 1,967 | $97,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 5,000 | $97,000 | thousands by filing date | put |
| AEGON N V | 007924103 | NY REGISTRY SHS | 23,501 | $97,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 16,000 | $97,000 | thousands by filing date | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 9,155 | $97,000 | thousands by filing date | |
| Afya Ltd-Class A | G01125106 | COM | 3,769 | $97,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 10,495 | $97,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H205 | SILVER FD | 2,642 | $97,000 | thousands by filing date | |
| NRX PHARMACEUTICALS INC | 629444100 | COMMON | 8,385 | $97,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 1,426 | $96,000 | thousands by filing date | |
| BIOATLA INC | 09077B104 | COM | 2,264 | $96,000 | thousands by filing date | |
| TABOOLA.COM LTD | M8744T106 | ORD SHS | 9,252 | $96,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 7,152 | $96,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 8,709 | $96,000 | thousands by filing date | |
| SMART SH GLOBAL LTD | 83193E102 | ADS | 15,861 | $96,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 6,871 | $96,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 57,913 | $96,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W648 | U.S. TECH INDEPD | 1,719 | $95,000 | thousands by filing date | |
| FT VEST US EQUITY DEEP BUFFER ETF - JANUARY | 33740F631 | ETF | 3,015 | $95,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 20,904 | $95,000 | thousands by filing date | |
| Yalla Group Ltd | 98459U103 | COM | 4,735 | $95,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 1,835 | $95,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 3,123 | $95,000 | thousands by filing date | |
| VOR BIOPHARMA INC | 929033108 | COM | 5,118 | $95,000 | thousands by filing date | |
| VIVOPOWER INTERNATIO ORD | G9376R100 | COM | 13,000 | $95,000 | thousands by filing date | |
| BRICKELL BIOTECH INC | 10802T105 | COM | 99,922 | $95,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 500 | $94,000 | thousands by filing date | call |
| AVIDITY BIOSCIENCES INC COM | 05370A108 | Stock | 3,820 | $94,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 9,798 | $94,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 2,934 | $94,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 7,017 | $94,000 | thousands by filing date | |
| CANAAN INC | 134748102 | SPONSORED ADS | 11,578 | $94,000 | thousands by filing date | |
| LEGEND BIOTECH CORP | 52490G102 | SPONSORED ADS | 2,290 | $94,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 10,285 | $94,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W609 | FLEX BD LEAD ETF | 3,724 | $94,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 5,341 | $94,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 31,098 | $94,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G732 | MOONSHOT INNOVAT | 2,561 | $94,000 | thousands by filing date | |
| CUENTAS INC | 229794110 | *W EXP 02/04/202 | 46,684 | $94,000 | thousands by filing date | |
| POLISHED COM INC | 28252C117 | *W EXP 06/02/202 | 43,809 | $94,000 | thousands by filing date | |
| SIREN ETF TR | 829658103 | LG BLND IDX ETF | 2,925 | $94,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 11,929 | $93,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 4,194 | $93,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 5,266 | $93,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 917 | $93,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 2,930 | $93,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 4,336 | $93,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 185,402 | $93,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 4,131 | $93,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 976 | $93,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 2,717 | $92,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 1,393 | $92,000 | thousands by filing date | |
| DIAMEDICA THERAPEUTICS INC | 25253X207 | COMMON STOCK | 20,715 | $92,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 2,550 | $92,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 2,275 | $92,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 2,010 | $92,000 | thousands by filing date | |
| VERVE THERAPEUTICS INC | 92539P101 | COM | 1,531 | $92,000 | thousands by filing date | |
| KINETIK HOLDINGS INC COM NEW CL A | 02215L209 | Stock | 1,358 | $91,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 15,071 | $91,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 13,484 | $91,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 500 | $90,000 | thousands by filing date | put |
| CRA INTL INC | 12618T105 | COM | 1,058 | $90,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 1,402 | $90,000 | thousands by filing date | |
| LISTED FDS TR | 53656F706 | ROUNDHILL VIDEO | 2,856 | $90,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 5,274 | $90,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 11,644 | $90,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q258 | BETABLDRS 1-5YR | 1,733 | $90,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 2,705 | $90,000 | thousands by filing date | |
| PALISADE BIO INC | 696389105 | COM | 22,138 | $90,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C466 | GRWT100 PWR BF | 2,182 | $89,000 | thousands by filing date | |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 2,758 | $89,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 1,345 | $89,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 29,315 | $89,000 | thousands by filing date | |
| UTIME LTD | G9411M108 | SHS | 7,192 | $89,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J701 | MLTFACTOR ENRG | 4,194 | $89,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 1,174 | $88,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 3,929 | $88,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 2,777 | $88,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 3,887 | $88,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 19,106 | $88,000 | thousands by filing date | |
| INNOVATOR ETFS TR ETF S&P 500 BUFFER SEPTEMBER | 45782C664 | ETF | 2,756 | $88,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 3,476 | $87,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 1,600 | $87,000 | thousands by filing date | put |
| RIOT PLATFORMS INC | 767292105 | COM | 2,315 | $87,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 4,097 | $87,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 2,883 | $87,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 6,453 | $87,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 3,640 | $87,000 | thousands by filing date | |
| BOXLIGHT CORP | 103197109 | COM CL A | 36,282 | $87,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 600 | $86,000 | thousands by filing date | put |
| RE MAX HLDGS INC | 75524W108 | CL A | 2,589 | $86,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 11,505 | $86,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 1,852 | $86,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 1,648 | $86,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 5,000 | $86,000 | thousands by filing date | call |
| IMAX CORP | 45245E109 | COM | 3,993 | $86,000 | thousands by filing date | |
| PROSHARES TR | 74347B581 | SP500 EX ENRGY | 928 | $86,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 5,645 | $86,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 2,978 | $86,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 7,636 | $86,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 1,662 | $85,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-21-010738 | this filing | 2021-08-13 | acceptance time not in the bulk data set |