13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-12, with 8,112 holding rows worth $265,314,949,000.
- Accession
- 0000950123-20-011384
- Filer
- CIK 1610520
- Filed
- 2020-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A combination report, 13,785 entries on the cover page, a total value of $265,314,949,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $265,315,045,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 19,282 | $1,217,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 71,889 | $1,217,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 131,948 | $1,215,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 352,474 | $1,213,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 21,500 | $1,212,000 | thousands by filing date | call |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 42,954 | $1,208,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 15,502 | $1,207,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 93,898 | $1,206,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 46,948 | $1,204,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 100,000 | $1,203,000 | thousands by filing date | put |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 150,353 | $1,201,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 151,898 | $1,199,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 186,400 | $1,198,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 45,769 | $1,193,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 30,900 | $1,192,000 | thousands by filing date | call |
| YUM CHINA HLDGS INC | 98850P109 | COM | 22,500 | $1,191,000 | thousands by filing date | call |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 146,332 | $1,190,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 6,610 | $1,187,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 98,445 | $1,186,000 | thousands by filing date | call |
| COMPUGEN LTD | M25722105 | ORD | 72,945 | $1,186,000 | thousands by filing date | |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 38,648 | $1,183,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 67,600 | $1,180,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 19,552 | $1,180,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 35,945 | $1,177,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 40,467 | $1,176,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 15,495 | $1,176,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 94,674 | $1,173,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 64,853 | $1,171,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 168,443 | $1,169,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 55,000 | $1,167,000 | thousands by filing date | call |
| COMSCORE INC | 20564W105 | COM | 570,788 | $1,164,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 87,967 | $1,160,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 54,125 | $1,160,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 30,684 | $1,158,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 17,348 | $1,153,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 103,118 | $1,150,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 29,321 | $1,150,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 15,604 | $1,142,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 7,393 | $1,141,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 52,028 | $1,141,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 110,251 | $1,140,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 98,868 | $1,137,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 39,166 | $1,134,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 19,820 | $1,133,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 72,986 | $1,133,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 17,369 | $1,132,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 246,175 | $1,130,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 8,561 | $1,129,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 61,134 | $1,129,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 36,695 | $1,127,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 8,106 | $1,126,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 20,900 | $1,126,000 | thousands by filing date | call |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 445,631 | $1,123,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 158,203 | $1,122,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 40,911 | $1,119,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 20,045 | $1,118,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 68,866 | $1,116,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 90,000 | $1,114,000 | thousands by filing date | put |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 699,248 | $1,112,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 15,700 | $1,111,000 | thousands by filing date | put |
| SEA LTD | 81141R100 | SPONSORD ADS | 7,200 | $1,109,000 | thousands by filing date | call |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 115,867 | $1,109,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 311,132 | $1,108,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 32,212 | $1,108,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 116,055 | $1,105,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 86,324 | $1,102,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 73,674 | $1,098,000 | thousands by filing date | |
| ONTERRIS INC | 615111101 | COM | 46,115 | $1,098,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 33,391 | $1,098,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 32,800 | $1,092,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 39,329 | $1,092,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 49,399 | $1,092,000 | thousands by filing date | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 26,710 | $1,091,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 37,127 | $1,089,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 115,912 | $1,088,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 36,944 | $1,086,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 26,939 | $1,086,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 71,326 | $1,084,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 168,276 | $1,080,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 170,794 | $1,078,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 139,957 | $1,075,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 46,200 | $1,074,000 | thousands by filing date | call |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 36,347 | $1,072,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 31,734 | $1,071,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 255,660 | $1,071,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 2,643 | $1,068,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 298,318 | $1,068,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 77,947 | $1,068,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 22,822 | $1,067,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 37,088 | $1,066,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 54,488 | $1,065,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 17,656 | $1,064,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 86,236 | $1,063,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 39,159 | $1,062,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 38,100 | $1,060,000 | thousands by filing date | call |
| INGLES MKTS INC CL A | 457030104 | Stock | 27,879 | $1,060,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 188,364 | $1,059,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 95,866 | $1,058,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 11,302 | $1,058,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 16,258 | $1,056,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 14,595 | $1,054,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 39,005 | $1,054,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 295,537 | $1,054,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 51,532 | $1,051,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 128,004 | $1,045,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 37,400 | $1,043,000 | thousands by filing date | call |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 136,749 | $1,041,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 36,100 | $1,036,000 | thousands by filing date | call |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 18,447 | $1,036,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 136,355 | $1,034,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 225,466 | $1,033,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 35,595 | $1,032,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 75,000 | $1,032,000 | thousands by filing date | put |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 26,187 | $1,030,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 51,016 | $1,028,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 32,239 | $1,024,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 17,611 | $1,024,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 108,073 | $1,024,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 250,000 | $1,023,000 | thousands by filing date | put |
| CVR ENERGY, INC. | 12662P108 | COM | 82,608 | $1,023,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 90,000 | $1,021,000 | thousands by filing date | call |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 12,652 | $1,019,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 20,371 | $1,019,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 19,389 | $1,017,000 | thousands by filing date | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 75,755 | $1,013,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 27,359 | $1,013,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 14,694 | $1,010,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 33,845 | $1,010,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 27,500 | $1,009,000 | thousands by filing date | call |
| SABRE CORP COM | 78573M104 | Stock | 155,022 | $1,009,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 19,199 | $1,008,000 | thousands by filing date | |
| OAK STR HEALTH INC | 67181A107 | COM | 18,853 | $1,008,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 10,000 | $1,007,000 | thousands by filing date | call |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 225,536 | $1,004,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 31,534 | $1,003,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 35,000 | $1,002,000 | thousands by filing date | put |
| ROGERS CORP COM | 775133101 | Stock | 10,217 | $1,002,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 15,281 | $1,001,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 125,333 | $1,001,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 19,484 | $1,000,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 93,500 | $1,000,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 84,116 | $998,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 46,890 | $998,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 22,417 | $998,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 76,288 | $997,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 10,553 | $996,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 72,363 | $996,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 235,148 | $995,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 3,252 | $995,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 25,950 | $992,000 | thousands by filing date | call |
| Agora Inc-Adr | 00851L103 | COM | 23,054 | $991,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 98,061 | $989,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 24,756 | $988,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 9,452 | $986,000 | thousands by filing date | |
| OSI ETF TR | 67110P506 | OSHARES FTSE EUR | 41,728 | $986,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 14,363 | $983,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 56,860 | $982,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 204,774 | $981,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 98,128 | $981,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 122,507 | $980,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 24,910 | $980,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 38,678 | $978,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 406,893 | $977,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 13,385 | $977,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 73,478 | $976,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 31,113 | $976,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 102,014 | $975,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 68,275 | $975,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 19,210 | $967,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 48,308 | $967,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 89,284 | $963,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 37,000 | $961,000 | thousands by filing date | call |
| TELUS CORPORATION COM | 87971M103 | Stock | 54,620 | $961,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 26,400 | $960,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 9,022 | $960,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 13,453 | $959,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 29,251 | $959,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 22,736 | $955,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 135,489 | $950,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 91,462 | $949,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 26,097 | $949,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 29,963 | $947,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 79,338 | $947,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 49,053 | $945,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 10,400 | $944,000 | thousands by filing date | put |
| JBT MAREL CORPORATION | 477839104 | COM | 10,273 | $944,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 23,266 | $942,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 28,843 | $941,000 | thousands by filing date | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 106,085 | $941,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 16,304 | $936,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 74,153 | $936,000 | thousands by filing date | |
| PROSHARES TR | 74347G309 | ULTRAPRO DOW 30 | 51,610 | $935,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 117,330 | $933,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 61,689 | $933,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 12,000 | $932,000 | thousands by filing date | call |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 37,737 | $932,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 15,573 | $928,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 178,964 | $927,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 28,780 | $926,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 3,000 | $923,000 | thousands by filing date | put |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 84,828 | $921,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 77,947 | $920,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 16,174 | $919,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 157,300 | $917,000 | thousands by filing date | call |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 42,257 | $916,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 31,542 | $915,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 41,600 | $915,000 | thousands by filing date | call |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 45,434 | $915,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 2,000 | $909,000 | thousands by filing date | call |
| B & G FOODS INC | 05508R106 | COM | 32,700 | $908,000 | thousands by filing date | call |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 490,829 | $908,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 225,049 | $907,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 8,366 | $907,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 25,000 | $906,000 | thousands by filing date | call |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 902,640 | $900,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 49,454 | $900,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 32,000 | $899,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 62,831 | $898,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 26,848 | $897,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 50,000 | $897,000 | thousands by filing date | call |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 221,258 | $896,000 | thousands by filing date | |
| MEDALLIA INC | 584021109 | COM | 32,614 | $894,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 151,144 | $893,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 125,325 | $892,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 93,725 | $890,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 11,275 | $890,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 53,933 | $890,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 42,108 | $889,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 27,518 | $887,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 13,600 | $884,000 | thousands by filing date | call |
| SLEEP NUMBER CORP | 83125X103 | COM D | 18,073 | $884,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 65,150 | $881,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 55,632 | $881,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 37,011 | $881,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 328,276 | $880,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 105,026 | $876,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 22,369 | $875,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 23,558 | $875,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 150,000 | $875,000 | thousands by filing date | put |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 19,245 | $874,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 10,000 | $874,000 | thousands by filing date | put |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 105,967 | $873,000 | thousands by filing date | |
| KENSINGTON CAP ACQUISITION C | 490073103 | COM CL A | 52,126 | $873,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 145,902 | $868,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 69,733 | $868,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 95,911 | $868,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 85,779 | $867,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 29,861 | $866,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 30,824 | $862,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 694,898 | $862,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 32,000 | $861,000 | thousands by filing date | put |
| NextEra Energy,Inc. | 65339F101 | COM | 3,100 | $860,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 33,721 | $858,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 75,600 | $857,000 | thousands by filing date | put |
| NOVABRIDGE BIOSCIENCES | 44975P103 | CMN | 18,224 | $857,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 5,200 | $856,000 | thousands by filing date | call |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 21,000 | $856,000 | thousands by filing date | put |
| CUBIC CORP | 229669106 | COM | 14,676 | $854,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 76,610 | $853,000 | thousands by filing date | |
| PERDOCEO ED CORP | 71363P106 | COM | 69,486 | $851,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 31,690 | $849,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 54,634 | $848,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 54,693 | $847,000 | thousands by filing date | |
| DUN & BRADSTREET HLDGS INC | 26484T106 | COM | 33,008 | $847,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 100,169 | $845,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 10,863 | $844,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 9,500 | $841,000 | thousands by filing date | call |
| KOSMOS ENERGY LTD | 500688106 | COM | 860,988 | $840,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 70,594 | $840,000 | thousands by filing date | |
| TORTOISE ESSENTIAL ASSETS IN | 89148A103 | COM SH BEN INT | 79,389 | $838,000 | thousands by filing date | |
| CLS | 14070Y101 | Stock | 85,100 | $837,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 262,808 | $836,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 77,759 | $836,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 17,900 | $835,000 | thousands by filing date | call |
| CANOPY GROWTH CORP | 138035100 | COM | 58,273 | $835,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 68,258 | $831,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 127,744 | $831,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 46,538 | $829,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 12,280 | $829,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 29,020 | $823,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 55,918 | $821,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 13,686 | $820,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 73,500 | $819,000 | thousands by filing date | put |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 275,850 | $819,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 145,580 | $818,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 9,500 | $817,000 | thousands by filing date | call |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 60,682 | $816,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 23,513 | $816,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 40,703 | $816,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 2,654 | $814,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 20,976 | $813,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 30,862 | $811,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 35,578 | $808,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 14,074 | $807,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 175,940 | $806,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 5,295 | $806,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 44,312 | $806,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 58,713 | $804,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 20,015 | $804,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 358,089 | $802,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 61,080 | $801,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 10,875 | $801,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 71,421 | $801,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 79,732 | $798,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 112,204 | $798,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 11,398 | $797,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 160,530 | $795,000 | thousands by filing date | |
| JFROG LTD ORD SHS | M6191J100 | Stock | 9,377 | $794,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 263,955 | $792,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 86,900 | $791,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 310,021 | $791,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 12,173 | $790,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 29,363 | $787,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 86,449 | $787,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 225,058 | $787,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 89,212 | $786,000 | thousands by filing date | |
| CRESCENT CAP BDC INC | 225655109 | COM | 61,630 | $786,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 106,041 | $785,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 93,928 | $785,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 57,000 | $784,000 | thousands by filing date | call |
| ISHARES TR | 46429B408 | CMN | 29,413 | $782,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 89,363 | $777,000 | thousands by filing date | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 9,308 | $776,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 20,000 | $775,000 | thousands by filing date | call |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 18,680 | $775,000 | thousands by filing date | |
| D8 HOLDINGS CORP | G2614K102 | UNIT 99/99/9999 | 76,975 | $775,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 25,491 | $771,000 | thousands by filing date | |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 88,293 | $768,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513109 | COM CL A | 78,084 | $768,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 19,373 | $767,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 5,684 | $767,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 6,288 | $767,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 24,430 | $766,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 98,921 | $766,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 56,298 | $766,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 18,055 | $765,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 127,968 | $765,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 35,727 | $765,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 31,193 | $764,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 24,670 | $761,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 10,000 | $761,000 | thousands by filing date | put |
| SL GREEN REALTY CORP | 78440X101 | COM | 16,392 | $760,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 114,894 | $759,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC 2.75 CNV PFD C | 84741T302 | Convertible Preferred | 30,059 | $758,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 17,214 | $757,000 | thousands by filing date | |
| ARTIUS ACQUISITION INC | 04316G204 | UNIT 99/99/9999 | 72,900 | $757,000 | thousands by filing date | |
| JAMF HLDG CORP COM | 47074L105 | Stock | 20,091 | $756,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 141,358 | $756,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 109,586 | $755,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 23,821 | $755,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 47,635 | $755,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 20,266 | $753,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 32,032 | $752,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 72,094 | $749,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 14,117 | $748,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 58,681 | $748,000 | thousands by filing date | |
| NCINO INC | 63947U107 | COM | 9,384 | $748,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 68,468 | $747,000 | thousands by filing date | |
| HARMONY BIOSCIENCES HLDGS IN | 413197104 | COM | 22,000 | $746,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 7,946 | $745,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 7,500 | $744,000 | thousands by filing date | call |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 133,546 | $744,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 9,152 | $743,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 74,897 | $743,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 16,799 | $743,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 36,706 | $743,000 | thousands by filing date | |
| OPEN LENDING CORP | 68373J104 | COM | 29,115 | $742,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 30,609 | $742,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 50,517 | $740,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 40,993 | $739,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 42,321 | $739,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 20,094 | $736,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 24,956 | $736,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 49,754 | $733,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 34,241 | $732,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J701 | MLTFACTOR ENRG | 64,536 | $732,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 42,000 | $731,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 73,329 | $731,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 61,127 | $727,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 97,797 | $725,000 | thousands by filing date | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 150,419 | $725,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 116,999 | $723,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 75,836 | $722,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 1,767,989 | $720,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 20,000 | $719,000 | thousands by filing date | put |
| R1 RCM INC | 749397105 | COM | 41,858 | $718,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 17,685 | $717,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 52,817 | $715,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 72,420 | $714,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 216,322 | $714,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 72,348 | $713,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 98,240 | $713,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 61,472 | $712,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 41,531 | $708,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 31,158 | $708,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 15,649 | $707,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 22,689 | $706,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 23,742 | $706,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 296,693 | $706,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 7,351 | $706,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 183,321 | $704,000 | thousands by filing date | |
| PROGYNY INC COM | 74340E103 | Stock | 23,908 | $703,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 156,871 | $703,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 30,634 | $702,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 30,605 | $701,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 200,164 | $701,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 47,105 | $700,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 233,340 | $700,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 25,445 | $700,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 24,628 | $699,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 9,479 | $698,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 79,340 | $697,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A130 | COM | 49,244 | $697,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 197,423 | $695,000 | thousands by filing date | |
| PREVAIL THERAPEUTICS INC | 74140Y101 | COM | 68,161 | $694,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 49,352 | $693,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 40,000 | $693,000 | thousands by filing date | put |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 19,984 | $692,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 210,830 | $692,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 33,800 | $692,000 | thousands by filing date | call |
| FRONTDOOR INC COM | 35905A109 | Stock | 17,731 | $690,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 9,969 | $688,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 21,044 | $688,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 43,698 | $688,000 | thousands by filing date | |
| iShares iBonds Dec. 2029 Corporate Bond ETF | 46436E205 | ETF | 25,418 | $687,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 18,295 | $686,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 12,827 | $685,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 63,092 | $685,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 11,906 | $684,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 53,442 | $684,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 48,511 | $682,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 35,458 | $682,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 48,682 | $682,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q105 | COM CL A | 63,404 | $682,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 18,010 | $681,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 175,000 | $681,000 | thousands by filing date | put |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 202,054 | $681,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 55,581 | $679,000 | thousands by filing date | |
| Invesco Bulletshares 2022 Munic | 46138J551 | Equities | 26,701 | $679,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 17,545 | $678,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 16,700 | $677,000 | thousands by filing date | put |
| EVERPURE INC CL A | 74624M102 | Stock | 43,874 | $676,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 16,112 | $676,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 9,192 | $675,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 58,651 | $675,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 28,202 | $673,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 6,090 | $673,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 802,314 | $672,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 61,312 | $671,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 77,560 | $670,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 548,120 | $668,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 11,831 | $667,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 59,472 | $666,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 13,456 | $666,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 44,911 | $664,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 26,410 | $663,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 31,066 | $663,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 50,998 | $663,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 7,989 | $661,000 | thousands by filing date | |
| iShares iBonds Dec. 2026 Municipal Bond ETF | 46435U259 | ETF | 24,471 | $659,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 92,584 | $659,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 35,849 | $659,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 26,936 | $658,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 28,353 | $656,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 16,400 | $655,000 | thousands by filing date | put |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 59,788 | $653,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 15,832 | $651,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 87,635 | $650,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 26,936 | $649,000 | thousands by filing date | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 38,189 | $648,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 79,669 | $648,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 22,458 | $647,000 | thousands by filing date | put |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 122,616 | $647,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 21,237 | $646,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 58,260 | $645,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 12,743 | $644,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 53,610 | $644,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR MFS SYS GWT EQ | 78467V889 | CEF | 5,970 | $643,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 201,176 | $642,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 77,685 | $641,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 52,945 | $641,000 | thousands by filing date | |
| Afya Ltd-Class A | G01125106 | COM | 23,467 | $640,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 16,636 | $638,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 77,793 | $638,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 200,813 | $637,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 51,693 | $635,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 25,141 | $632,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 10,973 | $632,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 32,072 | $631,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G106 | COM CL A | 60,288 | $631,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 115,000 | $629,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 32,108 | $628,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 31,103 | $628,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 54,142 | $628,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 76,446 | $627,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 17,291 | $626,000 | thousands by filing date | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 19,417 | $626,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 16,920 | $625,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 15,273 | $624,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 32,471 | $624,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-20-011384 | this filing | 2020-11-12 | acceptance time not in the bulk data set |