13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-12, with 8,112 holding rows worth $265,314,949,000.
- Accession
- 0000950123-20-011384
- Filer
- CIK 1610520
- Filed
- 2020-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A combination report, 13,785 entries on the cover page, a total value of $265,314,949,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $265,315,045,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MVC CAPITAL INC | 553829102 | COM | 79,806 | $624,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 25,804 | $622,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 9,626 | $622,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 15,566 | $622,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 59,282 | $622,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 230,937 | $621,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 11,084 | $619,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 47,167 | $619,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 364,604 | $619,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 115,062 | $619,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 234,304 | $619,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 55,703 | $616,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 366,056 | $615,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 64,712 | $615,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 49,851 | $615,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 41,872 | $614,000 | thousands by filing date | |
| INTERPRIVATE ACQUISITION COR COM | 46064A103 | Stock | 61,298 | $613,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 38,236 | $612,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 43,952 | $612,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 14,081 | $612,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 27,238 | $610,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 57,036 | $609,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 18,451 | $606,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 46,875 | $606,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 23,708 | $605,000 | thousands by filing date | |
| BARCLAYS BANK | 06742A750 | IPATH S&P MLP | 79,629 | $605,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 40,000 | $604,000 | thousands by filing date | call |
| S & T BANCORP INC COM | 783859101 | Stock | 34,100 | $604,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 150,600 | $604,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 83,797 | $603,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 21,483 | $602,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V806 | MFS SYS COR EQ | 6,837 | $602,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 44,419 | $601,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 42,900 | $601,000 | thousands by filing date | call |
| DIANA SHIPPING INC | Y2066G104 | COM | 425,337 | $600,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 45,714 | $600,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 62,673 | $599,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 56,620 | $598,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 27,840 | $597,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 13,928 | $597,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 41,569 | $597,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 43,394 | $597,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 10,809 | $596,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 8,987 | $596,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 23,344 | $596,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 10,133 | $594,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 243,771 | $594,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 12,782 | $594,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 50,800 | $593,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 25,243 | $593,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 77,232 | $593,000 | thousands by filing date | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 7,789 | $592,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 65,791 | $592,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 22,192 | $591,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 36,218 | $591,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 11,768 | $590,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 36,617 | $590,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 31,883 | $588,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 14,491 | $585,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 10,439 | $584,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 66,201 | $583,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 47,778 | $582,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 55,839 | $582,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 21,153 | $582,000 | thousands by filing date | |
| YUCAIPA ACQUISITION CORP | G9879L121 | UNIT 99/99/9999 | 57,106 | $582,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 46,501 | $581,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 6,849 | $581,000 | thousands by filing date | |
| ASANA INC | 04342Y104 | CL A | 20,150 | $580,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 16,777 | $580,000 | thousands by filing date | |
| AMERICAN NATIONAL GROUP INC | 02772A109 | COM NEW | 8,591 | $580,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 100,777 | $580,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP | 543195101 | COM CL A | 59,087 | $580,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 18,706 | $577,000 | thousands by filing date | |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 4,870 | $576,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 590,316 | $575,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 75,999 | $574,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 67,608 | $572,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 10,309 | $571,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 34,711 | $569,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 10,191 | $568,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 64,500 | $568,000 | thousands by filing date | put |
| BLINK CHARGING CO | 09354A100 | COM | 55,161 | $568,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 100,000 | $568,000 | thousands by filing date | put |
| HPX CORP | G32219118 | UNIT 99/99/9999 | 55,640 | $568,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 7,222 | $567,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 62,656 | $567,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 99,693 | $565,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 57,499 | $565,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 16,015 | $562,000 | thousands by filing date | |
| CARPARTS COM INC | 14427M107 | COM | 51,628 | $559,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 31,809 | $558,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 17,518 | $558,000 | thousands by filing date | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 10,021 | $557,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 50,000 | $555,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 14,107 | $555,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 93,030 | $553,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 9,805 | $551,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 43,002 | $551,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 13,333 | $550,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 22,531 | $548,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITION C | 34962V106 | COM CL A | 40,325 | $548,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 10,008 | $547,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 4,181 | $547,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 17,606 | $547,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 74,997 | $547,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 39,458 | $546,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 11,740 | $546,000 | thousands by filing date | |
| AMERICAN WELL CORP | 03044L105 | CL A | 18,396 | $545,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 16,909 | $544,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 9,000 | $544,000 | thousands by filing date | put |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 14,136 | $544,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 59,541 | $544,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 18,310 | $544,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 50,107 | $543,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 31,914 | $543,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 30,688 | $543,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 46,675 | $543,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 902,423 | $543,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 24,080 | $542,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 91,074 | $542,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 100,941 | $542,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 1,127,278 | $541,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 154,600 | $541,000 | thousands by filing date | put |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 23,426 | $541,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 46,725 | $540,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 26,754 | $540,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 27,378 | $540,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 9,502 | $538,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 16,588 | $538,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 43,065 | $537,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 37,556 | $537,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 17,059 | $536,000 | thousands by filing date | |
| SUMO LOGIC INC | 86646P103 | COM | 24,567 | $536,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 70,859 | $535,000 | thousands by filing date | |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 23,429 | $533,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 2,029 | $533,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 49,377 | $532,000 | thousands by filing date | |
| ASCENDANT DIGITAL ACQUISITIO | G05155125 | UNIT 99/99/9999 | 50,541 | $532,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 109,208 | $530,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 16,984 | $529,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 5,470 | $529,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 10,765 | $529,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 14,275 | $529,000 | thousands by filing date | |
| BOWX ACQUISITION CORP | 103085205 | UNIT 08/03/2025 | 51,408 | $527,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 46,941 | $526,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 12,804 | $526,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 6,819 | $526,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 9,929 | $526,000 | thousands by filing date | |
| PMV CONSUMER ACQUISITION CORP UNIT EX 083127 | 693486201 | Stock | 52,675 | $526,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 6,404 | $525,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 10,265 | $525,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y106 | COM CL A | 51,560 | $525,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 9,910 | $524,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 48,790 | $524,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 96,395 | $524,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 42,687 | $523,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 148,907 | $522,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y165 | DAILY 500 2X ETF | 8,018 | $521,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 15,247 | $519,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 20,494 | $519,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 29,596 | $518,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 138,758 | $518,000 | thousands by filing date | |
| WILLSCOT HLDGS CORP | 971378104 | COM CL A | 31,023 | $517,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 36,568 | $517,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 23,064 | $516,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 33,903 | $516,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 58,327 | $515,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 11,898 | $515,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 35,428 | $515,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 11,937 | $514,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 227,222 | $514,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 140,388 | $514,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 98,367 | $514,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 129,667 | $514,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 90,042 | $513,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 9,500 | $513,000 | thousands by filing date | put |
| HILLTOP HLDGS INC | 432748101 | COM | 24,874 | $512,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 18,080 | $511,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 5,499 | $510,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 18,780 | $510,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 31,216 | $510,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 92,447 | $510,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 100,062 | $508,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 39,318 | $508,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 59,601 | $508,000 | thousands by filing date | |
| QELL ACQUISITION CORP | G7307X121 | UNIT 10/01/2025 | 50,000 | $508,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 3,657 | $507,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 76,405 | $507,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 30,578 | $506,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 13,440 | $506,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 31,963 | $506,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 310,447 | $506,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439201 | UNIT 99/99/9999 | 50,535 | $506,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 184,422 | $505,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 50,000 | $505,000 | thousands by filing date | call |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 62,185 | $505,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681204 | UNIT 07/01/2027 | 50,000 | $505,000 | thousands by filing date | |
| VITAL FARMS INC | 92847W103 | COM | 12,447 | $504,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 38,834 | $504,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 86,364 | $504,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 46,584 | $502,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 30,900 | $502,000 | thousands by filing date | put |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 62,871 | $502,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 18,949 | $501,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 14,678 | $501,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 43,000 | $500,000 | thousands by filing date | call |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 62,100 | $499,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HLDNG | G1992Y114 | COM | 48,023 | $499,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 15,855 | $498,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 16,021 | $498,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 17,092 | $497,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP | 318085107 | CL A | 49,560 | $497,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 5,200 | $496,000 | thousands by filing date | call |
| GOHEALTH INC | 38046W105 | COM CL A | 37,952 | $494,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 17,242 | $492,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 181,750 | $491,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 28,906 | $491,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G849 | DAILY 20 YR TREA | 9,679 | $490,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 35,164 | $490,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 79,604 | $489,000 | thousands by filing date | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 5,586 | $488,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 35,804 | $486,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 140,960 | $485,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 83,448 | $484,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 9,298 | $484,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 58,912 | $481,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 103,009 | $480,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 8,599 | $479,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 7,525 | $479,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 24,077 | $477,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 18,498 | $477,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 15,438 | $477,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 475,578 | $476,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 22,690 | $474,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 15,400 | $474,000 | thousands by filing date | call |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 21,612 | $474,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 41,476 | $474,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 4,480 | $473,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 37,489 | $473,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 46,083 | $473,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 32,825 | $472,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 31,126 | $472,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 22,467 | $471,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679872 | MICROSECTRS IDX | 2,450 | $471,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 3,928 | $470,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 2,811 | $469,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 25,000 | $469,000 | thousands by filing date | call |
| PIXELWORKS INC | 72581M305 | COM NEW | 228,331 | $468,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 7,781 | $467,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767850 | MSCI CHINA CLEAN | 15,000 | $467,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 40,859 | $466,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 36,549 | $465,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 80,764 | $465,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 5,511 | $464,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 47,612 | $464,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 27,999 | $462,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 20,174 | $461,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 37,049 | $461,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 17,553 | $461,000 | thousands by filing date | |
| ATHIRA PHARMA INC | 04746L104 | COM | 24,969 | $461,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 4,824 | $460,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 22,222 | $459,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Municipal Bond ETF | 46435U283 | ETF | 16,956 | $459,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 13,602 | $458,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 79,798 | $458,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 35,513 | $458,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 37,867 | $457,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 48,400 | $457,000 | thousands by filing date | call |
| OCEANFIRST FINL CORP | 675234108 | COM | 33,294 | $456,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 67,748 | $456,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 6,006 | $455,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 6,765 | $455,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 12,600 | $453,000 | thousands by filing date | call |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 121,969 | $453,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 14,425 | $453,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 19,684 | $451,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 9,111 | $450,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 18,200 | $450,000 | thousands by filing date | call |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 56,860 | $449,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 70,357 | $448,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 19,947 | $446,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 74,481 | $445,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 9,244 | $445,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 29,413 | $445,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 7,031 | $444,000 | thousands by filing date | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 9,163 | $443,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 8,117 | $443,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 13,032 | $442,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 20,163 | $442,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 179,030 | $442,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 15,155 | $441,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 107,166 | $441,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 24,026 | $441,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 154,236 | $440,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 32,305 | $440,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 12,500 | $438,000 | thousands by filing date | put |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 9,360 | $437,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 12,196 | $437,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 30,807 | $437,000 | thousands by filing date | |
| SOCIAL CAP HDOSPHIA HLDG CO | G8250T109 | SHS CL A | 23,012 | $437,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 18,316 | $434,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 6,600 | $434,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 11,222 | $434,000 | thousands by filing date | |
| LEMONADEINC | 52567D107 | STOK | 8,722 | $433,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 9,893 | $433,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 75,800 | $431,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 6,927 | $430,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 36,854 | $429,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 20,069 | $429,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,000 | $428,000 | thousands by filing date | put |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 24,947 | $428,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 52,000 | $428,000 | thousands by filing date | principal |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 170,063 | $427,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 45,598 | $426,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 53,577 | $424,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 14,422 | $424,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 33,229 | $422,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 5,737 | $422,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 45,671 | $422,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 73,300 | $421,000 | thousands by filing date | put |
| NELNET INC | 64031N108 | CL A | 6,973 | $420,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 21,407 | $420,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 10,223 | $420,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 3,476 | $418,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 8,046 | $418,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 26,852 | $418,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 10,496 | $418,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 21,573 | $418,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 41,940 | $417,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 13,754 | $416,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 101,102 | $415,000 | thousands by filing date | |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 62,000 | $414,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 60,360 | $413,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 31,466 | $413,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 119,770 | $411,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 24,700 | $411,000 | thousands by filing date | put |
| IGM BIOSCIENCES INC | 449585108 | COM | 5,565 | $411,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 2,600 | $410,000 | thousands by filing date | put |
| NEENAH PAPER INC | 640079109 | COM | 10,949 | $410,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 55,304 | $409,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 34,668 | $409,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 4,000 | $408,000 | thousands by filing date | call |
| FOLEY TRASIMENE ACQUISITION | 344328208 | UNIT 99/99/9999 | 40,000 | $408,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 46,769 | $406,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 13,985 | $406,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 311,812 | $405,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 27,928 | $404,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 30,642 | $404,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 19,359 | $403,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 37,805 | $403,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 5,278 | $402,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 21,216 | $401,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 6,297 | $401,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 97,398 | $400,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 141 | $400,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 12,772 | $399,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 15,953 | $397,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 18,276 | $394,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 7,492 | $393,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 35,348 | $393,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 6,887 | $392,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 23,190 | $392,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 2,279 | $392,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 9,400 | $391,000 | thousands by filing date | put |
| DESIGNER BRANDS INC | 250565108 | CL A | 71,932 | $391,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 51,860 | $390,000 | thousands by filing date | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 25,073 | $390,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 10,000 | $389,000 | thousands by filing date | call |
| ENCORE CAP GROUP INC | 292554102 | COM | 10,059 | $389,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 18,383 | $385,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 11,965 | $384,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 30,809 | $382,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 23,506 | $382,000 | thousands by filing date | |
| ONE UNIT | G7000X113 | Stock | 35,000 | $382,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 11,463 | $381,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 17,217 | $380,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 10,047 | $380,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 41,356 | $380,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 16,650 | $379,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 56,680 | $377,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 30,039 | $375,000 | thousands by filing date | |
| Vital Energy Inc | 516806205 | Common Stock | 38,218 | $375,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 33,916 | $374,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 46,206 | $374,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H658 | INSPIRE GBL HOPE | 13,469 | $374,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 30,660 | $374,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 37,805 | $373,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 22,246 | $373,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 10,230 | $373,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 3,702 | $372,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 5,930 | $370,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 44,608 | $370,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 40,880 | $370,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R121 | UNIT 99/99/9999 | 35,000 | $370,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 1,000 | $369,000 | thousands by filing date | call |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 115,258 | $369,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 43,343 | $369,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 15,425 | $369,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 6,148 | $367,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 3,987 | $366,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 48,113 | $366,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 6,284 | $365,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 11,469 | $365,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 13,424 | $364,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 6,558 | $363,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 2,660 | $363,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 429,200 | $362,000 | thousands by filing date | put |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 12,000 | $361,000 | thousands by filing date | put |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 84,236 | $361,000 | thousands by filing date | |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 13,410 | $360,000 | thousands by filing date | |
| VESPER HEALTHCARE ACQSTN COR | 92538T203 | UNIT 99/99/9999 | 35,000 | $359,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 5,720 | $358,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 8,062 | $358,000 | thousands by filing date | |
| DIREXION ZACKS MLP HIGH INCOME | 25460g799 | INDX FD | 7,062 | $358,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC II | 233277201 | UNIT 99/99/9999 | 35,000 | $358,000 | thousands by filing date | |
| PANACEA ACQUISITION CORP | 698102209 | UNIT 99/99/9999 | 29,864 | $358,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 9,224 | $357,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 76,729 | $356,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 440,000 | $355,000 | thousands by filing date | call |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 29,577 | $354,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 32,789 | $354,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 22,335 | $354,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 5,634 | $354,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 5,366 | $354,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 11,163 | $354,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 25,164 | $354,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 34,921 | $353,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 27,349 | $352,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 92,600 | $352,000 | thousands by filing date | call |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 9,202 | $352,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q201 | UNIT 09/07/2027 | 35,000 | $352,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 9,009 | $352,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 26,004 | $351,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 30,000 | $351,000 | thousands by filing date | put |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 16,770 | $350,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 18,450 | $350,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X105 | CL A | 24,350 | $350,000 | thousands by filing date | |
| FG NEW AMER ACQUISITION CORP | 30259V205 | UNIT 08/31/2027 | 35,000 | $350,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 22,692 | $349,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 10,649 | $349,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 19,164 | $349,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 2,983 | $349,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 42,154 | $348,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 30,897 | $347,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 78,591 | $347,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 34,000 | $347,000 | thousands by filing date | call |
| PLANTRONICS INC NEW | 727493108 | COM | 29,259 | $347,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 17,763 | $346,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 25,881 | $344,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 127,119 | $344,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 8,932 | $344,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 7,638 | $344,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 3,077 | $343,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 17,400 | $343,000 | thousands by filing date | call |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 73,085 | $343,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 150,226 | $343,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 17,361 | $342,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 20,812 | $341,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 47,289 | $341,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 25,095 | $340,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 125,265 | $339,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 43,660 | $339,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 26,149 | $339,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 34,224 | $336,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Municipal Bond ETF | 46435U325 | ETF | 12,277 | $335,000 | thousands by filing date | |
| GS FIN CORP | 362273302 | MEDIUM TERM NTS | 1,718 | $335,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 23,854 | $334,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 5,924 | $334,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 5,282 | $333,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 6,693 | $333,000 | thousands by filing date | |
| STONEX GROUP INC | 861896108 | COM | 6,500 | $333,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q460 | CMN | 6,000 | $333,000 | thousands by filing date | |
| SOFTWARE ACQUISITN GRUP INC | 83407F200 | UNIT 99/99/9999 | 33,511 | $333,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 20,284 | $332,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767876 | EMRNG MKT CONS | 11,766 | $332,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 175,508 | $331,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 25,915 | $330,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 13,180 | $330,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 11,825 | $329,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 2,200 | $328,000 | thousands by filing date | call |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 42,748 | $328,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 19,074 | $327,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 37,421 | $327,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 15,141 | $326,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 17,332 | $326,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 2,182 | $325,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 20,834 | $325,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 27,374 | $325,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 21,595 | $325,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 28,774 | $325,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 3,429 | $324,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 109,536 | $324,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 85,000 | $323,000 | thousands by filing date | put |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 23,073 | $323,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 15,521 | $323,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 12,927 | $323,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 20,400 | $322,000 | thousands by filing date | call |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 8,875 | $322,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 8,443 | $321,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 93,923 | $321,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-20-011384 | this filing | 2020-11-12 | acceptance time not in the bulk data set |