13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-12, with 8,112 holding rows worth $265,314,949,000.
- Accession
- 0000950123-20-011384
- Filer
- CIK 1610520
- Filed
- 2020-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A combination report, 13,785 entries on the cover page, a total value of $265,314,949,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $265,315,045,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 13,154 | $321,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 6,869 | $321,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 2,304 | $321,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 28,556 | $320,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 17,051 | $320,000 | thousands by filing date | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 10,500 | $319,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 13,369 | $319,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 4,777 | $318,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 11,669 | $318,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 12,600 | $317,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 7,943 | $317,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 11,545 | $317,000 | thousands by filing date | |
| SCVX CORP | G79448208 | COM | 31,736 | $317,000 | thousands by filing date | |
| HORIZON ACQUISITION CORP | G46049121 | UNIT 99/99/9999 | 30,501 | $317,000 | thousands by filing date | |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 10,647 | $315,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 8,332 | $315,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 46,337 | $314,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 50,115 | $314,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 21,868 | $314,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 9,744 | $313,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 34,298 | $313,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935409 | US MINIMUM | 3,792 | $313,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 34,626 | $313,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 122,400 | $312,000 | thousands by filing date | call |
| MBIA INC | 55262C100 | COMMON STOCK | 51,403 | $312,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 13,662 | $311,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 16,139 | $310,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 14,029 | $309,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 17,360 | $309,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 10,953 | $309,000 | thousands by filing date | |
| VICTORYSHARES U S | 92647N576 | MF Closed and MF Open | 6,364 | $308,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 5,600 | $307,000 | thousands by filing date | put |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 6,118 | $307,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 13,113 | $306,000 | thousands by filing date | |
| DRAGONEER GROWTH OPPORTUN CO | G28302126 | UNIT 08/18/2027 | 25,000 | $306,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 2,981 | $305,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 2,561 | $304,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 13,960 | $304,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 23,551 | $303,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP UNIT EX | G23726121 | Stock | 30,000 | $303,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 23,855 | $302,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 3,987 | $302,000 | thousands by filing date | |
| GORES HLDGS IV INC | 382865103 | COM CL A | 29,268 | $302,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 15,305 | $300,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 2,945 | $300,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 59,039 | $300,000 | thousands by filing date | |
| FTAC OLYMPUS ACQUISITION COR | G37288118 | UNIT 08/24/2025 | 30,000 | $300,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 10,148 | $299,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 3,000 | $298,000 | thousands by filing date | put |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 16,235 | $298,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 5,027 | $297,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 39,882 | $297,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 45,865 | $297,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 4,183 | $296,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 34,481 | $296,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 18,586 | $296,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 10,608 | $295,000 | thousands by filing date | |
| VASTA PLATFORM LTD CL A | G9440A109 | Stock | 19,150 | $295,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 13,074 | $295,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 8,349 | $295,000 | thousands by filing date | |
| MORPHIC HLDG INC | 61775R105 | COM | 10,793 | $295,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 20,267 | $294,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 18,372 | $294,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 9,375 | $292,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 40,500 | $292,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 112,145 | $292,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 5,922 | $291,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 68,830 | $291,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 13,174 | $291,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 61,400 | $289,000 | thousands by filing date | put |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 38,597 | $289,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 50,187 | $288,000 | thousands by filing date | |
| TELA BIO INC | 872381108 | COM | 17,388 | $288,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 25,976 | $288,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 36,606 | $287,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 12,644 | $286,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 20,000 | $286,000 | thousands by filing date | call |
| DNOW INC | 67011P100 | COMMON STOCK | 62,994 | $286,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 2,851 | $285,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 12,340 | $285,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R809 | WBI BBR QTY 3000 | 10,808 | $285,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 70,695 | $284,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 24,669 | $284,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744120 | UNIT 99/99/9999 | 25,652 | $284,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 13,898 | $283,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 37,626 | $283,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 7,967 | $282,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 7,281 | $281,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 13,866 | $281,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 5,050 | $281,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 1,950 | $280,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 6,003 | $280,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 13,824 | $280,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 6,011 | $280,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 10,400 | $279,000 | thousands by filing date | put |
| LEGG MASON ETF INVT | 524682200 | CMN | 6,074 | $278,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 6,928 | $277,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 14,349 | $277,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 20,587 | $277,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 36,570 | $277,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A150 | COM | 16,837 | $276,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 327,260 | $276,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 14,853 | $276,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 44,645 | $275,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 57,821 | $275,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 30,632 | $274,000 | thousands by filing date | |
| VTI | 922908769 | COM | 1,600 | $273,000 | thousands by filing date | put |
| ACM RESH INC COM CL A | 00108J109 | Stock | 3,959 | $273,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 49,058 | $273,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 8,307 | $273,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 27,017 | $273,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 40,230 | $273,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 9,956 | $272,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 11,000 | $270,000 | thousands by filing date | call |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 3,961 | $269,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 9,294 | $269,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 4,313 | $268,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 15,683 | $268,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 7,992 | $267,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 9,682 | $267,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 84,455 | $266,000 | thousands by filing date | |
| DEERFIELD HEALTHCARE TECH AC | 244413209 | UNIT 07/16/2025 | 25,000 | $266,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 2,500 | $265,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459Y876 | DAIL HEAL BU ETF | 4,200 | $265,000 | thousands by filing date | |
| VECTOR ACQUISITION CORP | G9442R100 | UNIT 09/30/2027 | 26,122 | $265,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 6,513 | $264,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 37,285 | $264,000 | thousands by filing date | |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T132 | UNIT 08/26/2025 | 26,462 | $264,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 31,706 | $262,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 20,646 | $262,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 13,652 | $261,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 36,070 | $261,000 | thousands by filing date | |
| CF FINANCE ACQUISITION CORP | 15725Q203 | UNIT 08/01/2027 | 26,057 | $261,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 13,820 | $260,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 3,343 | $260,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 6,969 | $259,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITION I | 349642207 | UNIT 08/10/2027 | 25,127 | $259,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 10,510 | $258,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 11,701 | $258,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 84,956 | $258,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 9,426 | $257,000 | thousands by filing date | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 9,186 | $257,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L688 | STOX GBL ESG SLT | 2,341 | $257,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 16,948 | $256,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 8,033 | $255,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 8,993 | $255,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 17,386 | $254,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 13,887 | $253,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 21,459 | $253,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 2,720 | $253,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742W430 | LKD PERF BCLY | 3,541 | $253,000 | thousands by filing date | |
| HIGHCAPE CAP ACQUISITION COR | 42984L204 | UNIT 09/30/2027 | 25,000 | $253,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 4,356 | $252,000 | thousands by filing date | |
| NavSight Holdings Inc | 639358209 | Unit | 25,000 | $252,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 7,711 | $251,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 387,531 | $251,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074111 | UNIT 10/01/2030 | 25,000 | $251,000 | thousands by filing date | |
| CLIMATE CHANGE CRISIS REAL I | 18716C209 | UNIT 99/99 | 25,000 | $251,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 11,512 | $250,000 | thousands by filing date | |
| ASPIRATIONAL CONSUMER LIFEST | G05436129 | UNIT 99/99/9999 | 25,000 | $250,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 41,002 | $249,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 28,875 | $249,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 7,517 | $249,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 16,514 | $249,000 | thousands by filing date | |
| FAST ACQUISITION CORP | 311875207 | UNIT 99/99/9999 | 25,000 | $249,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 22,373 | $248,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 12,354 | $248,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 11,756 | $248,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 9,078 | $248,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 9,601 | $247,000 | thousands by filing date | |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 11,000 | $247,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 25,298 | $246,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043100 | COM | 2,447 | $246,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 3,555 | $246,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 4,127 | $245,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 6,297 | $245,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q109 | COM CL A | 24,290 | $245,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 39,866 | $244,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 6,649 | $244,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 6,600 | $243,000 | thousands by filing date | put |
| COHU INC | 192576106 | COM | 14,172 | $243,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 14,055 | $243,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 246,500 | $242,000 | thousands by filing date | put |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 67,158 | $242,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 16,008 | $242,000 | thousands by filing date | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 103,579 | $241,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 84,368 | $241,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 19,427 | $240,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 15,330 | $240,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 15,802 | $240,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 8,962 | $240,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 28,436 | $239,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 18,066 | $239,000 | thousands by filing date | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 5,312 | $238,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 24,878 | $238,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 8,785 | $238,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 50,000 | $236,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 7,701 | $236,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 22,407 | $236,000 | thousands by filing date | |
| QIAGEN NV | N72482AB3 | DEBT 0.875% 3/1 | 128,000 | $236,000 | thousands by filing date | principal |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 22,362 | $236,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 14,324 | $235,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 12,215 | $235,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 13,523 | $235,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 16,802 | $235,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 4,393 | $233,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 15,814 | $233,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 1,600 | $232,000 | thousands by filing date | put |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 37,595 | $232,000 | thousands by filing date | |
| ARCLIGHT CLEAN TRANSITION CO | G04561117 | UNIT 09/21/2025 | 23,059 | $232,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 95,241 | $230,000 | thousands by filing date | |
| BRISTOW GROUP INC | 11040G103 | COM | 10,811 | $230,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 3,103 | $230,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 7,848 | $230,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 8,549 | $229,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 1,000 | $228,000 | thousands by filing date | put |
| FORRESTER RESH INC | 346563109 | COM | 6,953 | $228,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 11,072 | $228,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 85,200 | $228,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 6,823 | $227,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 18,153 | $227,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 8,604 | $226,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 7,981 | $226,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 4,065 | $226,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 30,400 | $226,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 8,329 | $225,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 33,064 | $225,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 13,234 | $225,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 19,896 | $224,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 6,257 | $224,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 3,422 | $224,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 18,274 | $224,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 23,028 | $223,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 6,261 | $223,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 33,798 | $223,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 4,196 | $222,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 64,732 | $221,000 | thousands by filing date | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 15,214 | $221,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 4,555 | $221,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 16,403 | $220,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 3,421 | $219,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 25,372 | $219,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 17,471 | $219,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 12,042 | $219,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 5,785 | $218,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 5,426 | $218,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 20,117 | $218,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 35,327 | $217,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 12,243 | $216,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 1,300 | $216,000 | thousands by filing date | put |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 4,659 | $216,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 7,901 | $216,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 20,910 | $216,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 7,394 | $215,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 2,873 | $214,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 6,851 | $214,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 6,995 | $214,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 16,398 | $214,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 131,973 | $214,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761101 | COM CL A | 21,728 | $214,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 30,000 | $213,000 | thousands by filing date | put |
| SHOE STA GROUP INC | 824889109 | COM | 6,339 | $213,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 13,739 | $213,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 5,776 | $213,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 11,165 | $213,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 1,125 | $213,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 13,357 | $212,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 23,810 | $212,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 5,614 | $211,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 7,501 | $211,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J569 | BULSHS 2021 MUNI | 8,342 | $211,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 18,465 | $210,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 6,571 | $209,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 4,800 | $208,000 | thousands by filing date | call |
| GEOPARK LTD USD SHS | G38327105 | Stock | 28,201 | $208,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 8,201 | $208,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 10,950 | $208,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 16,828 | $208,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 52,637 | $206,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 10,736 | $206,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 4,930 | $206,000 | thousands by filing date | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 4,022 | $206,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 13,810 | $205,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 10,943 | $205,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 10,327 | $205,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E505 | DAILY CS 2X SH | 4,179 | $205,000 | thousands by filing date | |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 2,150 | $204,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 6,248 | $204,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 32,970 | $204,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 3,500 | $202,000 | thousands by filing date | put |
| DISCOVER FINL SVCS | 254709108 | COM | 3,500 | $202,000 | thousands by filing date | call |
| DAUCH CORP | 024061103 | COM | 34,975 | $202,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 2,903 | $202,000 | thousands by filing date | |
| API GROUP CORP COM STK | 00187Y100 | Stock | 14,058 | $200,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 8,014 | $200,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 7,717 | $200,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y609 | CMN | 7,427 | $200,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDNG | G9441E126 | UNIT 09/22/2025 | 20,000 | $200,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 6,134 | $199,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 109,820 | $199,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 10,662 | $198,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 17,989 | $198,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 5,014 | $197,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 5,599 | $197,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 7,843 | $197,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 49,322 | $197,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 12,300 | $196,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 69,503 | $196,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 202,831 | $196,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 15,970 | $194,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 6,317 | $194,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 13,736 | $194,000 | thousands by filing date | |
| PROSHARES TR | 74347R685 | PSHS ULTRA UTIL | 3,853 | $194,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 27,875 | $194,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 12,951 | $193,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 5,027 | $193,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 9,143 | $193,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E521 | FUND | 7,820 | $193,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 19,553 | $192,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 2,699 | $192,000 | thousands by filing date | |
| ELECTRO-SENSORS INC | 285233102 | COM | 55,456 | $192,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 8,707 | $192,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 4,544 | $190,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 30,923 | $189,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 10,856 | $189,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 10,072 | $189,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R106 | SHS | 16,947 | $189,000 | thousands by filing date | |
| PAE INC | 69290Y109 | COM CL A | 22,160 | $189,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 10,437 | $188,000 | thousands by filing date | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 8,629 | $188,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 2,647 | $188,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 37,425 | $188,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 14,361 | $185,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 14,363 | $185,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 6,549 | $185,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 5,422 | $185,000 | thousands by filing date | |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 2,906 | $185,000 | thousands by filing date | |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 2,105 | $184,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 3,430 | $184,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 2,106 | $183,000 | thousands by filing date | |
| PROSHARES TR ULTSHRT QQQ | 74347B243 | CEF | 19,395 | $183,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 4,979 | $182,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 186,868 | $182,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 14,142 | $182,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 5,302 | $181,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 4,479 | $181,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 18,612 | $181,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 8,764 | $181,000 | thousands by filing date | |
| VANECK LONG/FLAT TREND ETF | 92189F148 | LONG/FLAT TREND | 5,726 | $181,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 3,504 | $180,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 2,152 | $180,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 12,762 | $180,000 | thousands by filing date | |
| INVESCO | 46138J528 | EXCHANGE TRADED | 6,958 | $180,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 16,943 | $179,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 15,429 | $179,000 | thousands by filing date | |
| CIIG MERGER CORP | 12559C103 | COM CL A | 17,727 | $178,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 400 | $177,000 | thousands by filing date | put |
| WATSCO INC | 942622101 | CL B CONV | 773 | $177,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 5,225 | $177,000 | thousands by filing date | |
| FLEXSHOPPER INC | 33939J303 | COM | 100,000 | $177,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 5,304 | $177,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 3,763 | $176,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 23,335 | $176,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 573,350 | $176,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 80,000 | $176,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 25,124 | $176,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 3,418 | $175,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 101,351 | $175,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,000 | $174,000 | thousands by filing date | put |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 74,680 | $174,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 5,526 | $174,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 2,698 | $174,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 5,634 | $173,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 4,551 | $173,000 | thousands by filing date | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 2,296 | $173,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 10,047 | $173,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 1,400 | $172,000 | thousands by filing date | put |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 213,367 | $172,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 48,970 | $172,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 13,205 | $172,000 | thousands by filing date | |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 25,738 | $172,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 14,011 | $172,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 4,667 | $172,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 13,063 | $171,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 3,261 | $171,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 6,859 | $171,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 30,662 | $171,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 18,233 | $171,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 20,115 | $171,000 | thousands by filing date | |
| PROSHARES TR | 74347B706 | COM | 2,355 | $171,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 32,500 | $170,000 | thousands by filing date | |
| EAGLE POINT INCOME COMPANY I | 269817102 | COM | 12,977 | $170,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 19,551 | $169,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 5,690 | $169,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 6,789 | $169,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q787 | CMN | 5,762 | $169,000 | thousands by filing date | |
| Pershing Square T 25 WTS Warrants Exp 07/24/25 | 71531R117 | WT | 23,488 | $169,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 2,718 | $168,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 3,641 | $168,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 2,071 | $168,000 | thousands by filing date | |
| ONECONNECT FINL TECHNOLOGY C | 68248T105 | ADR | 7,839 | $168,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 17,530 | $167,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 3,365 | $167,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 13,551 | $167,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 32,329 | $167,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 6,256 | $166,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 40,784 | $166,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 907 | $166,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J867 | MLTFACTR UTILS | 5,594 | $166,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 500 | $165,000 | thousands by filing date | call |
| Veru Inc | 92536C103 | Common Stock | 63,125 | $165,000 | thousands by filing date | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 11,651 | $165,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 42,263 | $164,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 32,869 | $164,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 13,217 | $164,000 | thousands by filing date | |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 6,868 | $164,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 4,822 | $163,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 5,513 | $163,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 17,297 | $163,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 3,050 | $162,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 67,187 | $161,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL YIELD F | 78468R770 | ETF | 2,647 | $161,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 11,324 | $161,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 19,946 | $161,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 2,918 | $159,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 4,186 | $159,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 3,005 | $159,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 17,040 | $158,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 4,819 | $158,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 5,428 | $158,000 | thousands by filing date | |
| CHURCHILL CAP CORP III | 17144C104 | COM | 15,300 | $157,000 | thousands by filing date | call |
| TRANSAMERICA ETF TR | 89349P404 | mc | 3,538 | $157,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A705 | S&P500 DOWNSID | 4,730 | $156,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 7,850 | $156,000 | thousands by filing date | |
| ESOTERICA THEMATIC TRUST | 296582109 | NEXTG ECONOMY | 3,608 | $156,000 | thousands by filing date | |
| Fintech Acquisition Corp IV | 31810N302 | Unit | 15,326 | $156,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 800 | $155,000 | thousands by filing date | put |
| NEWMARK GROUP INC | 65158N102 | CL A | 35,909 | $155,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 22,673 | $155,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 8,692 | $155,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 11,552 | $155,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 9,450 | $155,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 16,168 | $155,000 | thousands by filing date | |
| VYNE THERAPEUTICS INC | 92941V100 | COM NEW | 93,075 | $155,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A164 | SALT LOW TRUBETA | 5,727 | $155,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572108 | CL B | 303 | $154,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 39,400 | $154,000 | thousands by filing date | call |
| INSTEEL INDS INC | 45774W108 | COM | 8,178 | $153,000 | thousands by filing date | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 5,888 | $153,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N568 | USAA MSCI USA SM | 3,131 | $153,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 4,025 | $153,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 2,920 | $152,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 14,868 | $152,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 10,279 | $152,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 30,788 | $152,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 5,869 | $152,000 | thousands by filing date | |
| PROSHARES TR | 74347R750 | ULTRA CONS DISCR | 2,135 | $152,000 | thousands by filing date | |
| PROSHARES TR | 74347X815 | ULTRA MDCAP400 | 2,791 | $152,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 168,137 | $152,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 75,271 | $152,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 5,523 | $151,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 7,169 | $150,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 16,657 | $150,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 3,874 | $150,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 5,845 | $150,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X376 | MSCI CDA STRTGIC | 2,622 | $150,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 500 | $149,000 | thousands by filing date | put |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 13,885 | $149,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 3,048 | $149,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 9,206 | $149,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 13,390 | $148,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 3,750 | $148,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 20,674 | $147,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 5,615 | $147,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 2,956 | $146,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 5,875 | $146,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 4,008 | $145,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 3,672 | $144,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 57,525 | $144,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 5,390 | $144,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 4,764 | $144,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 3,023 | $144,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 8,500 | $144,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRGY SHS BEN INT | 151461209 | CEF | 19,288 | $144,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 8,218 | $143,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 4,742 | $143,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 14,103 | $142,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 12,507 | $142,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 15,909 | $142,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 5,125 | $142,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 3,172 | $141,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 6,516 | $141,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 10,289 | $141,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 8,687 | $140,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 9,260 | $140,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 11,853 | $140,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 54,940 | $140,000 | thousands by filing date | |
| FIRST EAGLE ALTR CAP BDC INC | 26943B100 | COM | 56,692 | $140,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 11,736 | $140,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 16,633 | $139,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-20-011384 | this filing | 2020-11-12 | acceptance time not in the bulk data set |