13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-12, with 8,112 holding rows worth $265,314,949,000.
- Accession
- 0000950123-20-011384
- Filer
- CIK 1610520
- Filed
- 2020-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A combination report, 13,785 entries on the cover page, a total value of $265,314,949,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $265,315,045,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 101,790 | $3,614,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 292,108 | $3,610,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 61,133 | $3,609,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 73,727 | $3,598,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 80,537 | $3,596,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 70,964 | $3,588,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 161,689 | $3,586,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 100,000 | $3,585,000 | thousands by filing date | put |
| QURATE RETAIL INC | 74915M100 | COM SER A | 499,107 | $3,583,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 592,237 | $3,571,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 40,300 | $3,569,000 | thousands by filing date | put |
| CARVANA CO CL A | 146869102 | Stock | 16,000 | $3,569,000 | thousands by filing date | put |
| CORNING INC | 219350105 | COM | 110,000 | $3,565,000 | thousands by filing date | put |
| DOW HLDGS INC COM | 260557103 | Stock | 75,684 | $3,561,000 | thousands by filing date | call |
| MARATHON OIL CORP | 565849106 | COM | 870,282 | $3,560,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 82,971 | $3,550,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 36,351 | $3,549,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 66,931 | $3,547,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 29,687 | $3,542,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 19,577 | $3,530,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 93,528 | $3,527,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 21,817 | $3,524,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 519,004 | $3,519,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 318,074 | $3,515,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 184,326 | $3,513,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 37,655 | $3,509,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 57,700 | $3,507,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 44,912 | $3,502,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 267,489 | $3,499,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 20,762 | $3,498,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 428,353 | $3,491,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 108,854 | $3,478,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 435,131 | $3,464,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 54,923 | $3,461,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 48,145 | $3,458,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 111,566 | $3,457,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 425,693 | $3,444,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 85,075 | $3,442,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 198,311 | $3,441,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 249,982 | $3,439,000 | thousands by filing date | |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 120,125 | $3,438,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 152,100 | $3,434,000 | thousands by filing date | put |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 79,667 | $3,425,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 38,146 | $3,422,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 349,587 | $3,422,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 67,630 | $3,417,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 112,081 | $3,417,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 99,157 | $3,416,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 58,114 | $3,410,000 | thousands by filing date | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 87,481 | $3,408,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 131,745 | $3,405,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 83,733 | $3,399,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 303,808 | $3,397,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 285,000 | $3,397,000 | thousands by filing date | put |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 60,020 | $3,397,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 49,104 | $3,396,000 | thousands by filing date | |
| SPDR SER TR | 78468R713 | DORSEY WRGT FI | 139,952 | $3,394,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 37,100 | $3,389,000 | thousands by filing date | call |
| LENNAR CORP CL B | 526057302 | Stock | 51,517 | $3,383,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 87,623 | $3,381,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 63,281 | $3,380,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 106,504 | $3,378,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 171,016 | $3,371,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 44,580 | $3,362,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 63,147 | $3,359,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 152,476 | $3,355,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 156,193 | $3,354,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 305,763 | $3,354,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 99,908 | $3,352,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 161,852 | $3,352,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 237,497 | $3,346,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 139,751 | $3,345,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 122,888 | $3,342,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 19,400 | $3,326,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 14,122 | $3,326,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 166,363 | $3,324,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 338,479 | $3,321,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 216,088 | $3,319,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 331,311 | $3,316,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 143,794 | $3,309,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 119,737 | $3,306,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 40,000 | $3,304,000 | thousands by filing date | call |
| M.D.C. HOLDINGS INC | 552676108 | COM | 70,136 | $3,304,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 1,404,883 | $3,302,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 115,616 | $3,293,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 187,390 | $3,289,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 25,094 | $3,288,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 312,645 | $3,286,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 203,662 | $3,285,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 85,584 | $3,277,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 73,340 | $3,271,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 37,000 | $3,270,000 | thousands by filing date | call |
| DROPBOX INC CL A | 26210C104 | Stock | 169,600 | $3,267,000 | thousands by filing date | put |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 83,430 | $3,266,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 183,268 | $3,265,000 | thousands by filing date | |
| VROOM INC | 92918V109 | COM | 63,003 | $3,262,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 600,600 | $3,255,000 | thousands by filing date | call |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 116,200 | $3,255,000 | thousands by filing date | call |
| KFORCE INC COM | 493732101 | Stock | 101,148 | $3,254,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 75,000 | $3,251,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 169,423 | $3,249,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 11,146 | $3,243,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 69,772 | $3,236,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 219,926 | $3,235,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 223,002 | $3,227,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L405 | CMN | 160,924 | $3,223,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 155,506 | $3,222,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J635 | INVSCO BLSH 26 | 131,246 | $3,219,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 305,820 | $3,217,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 146,065 | $3,214,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 912,814 | $3,213,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 32,481 | $3,208,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 130,538 | $3,207,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 57,307 | $3,205,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 114,667 | $3,204,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 297,037 | $3,202,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 310,000 | $3,199,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 77,372 | $3,197,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 212,586 | $3,195,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 17,980 | $3,194,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 36,612 | $3,194,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 249,181 | $3,192,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 43,403 | $3,190,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 21,896 | $3,188,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 389,335 | $3,177,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 129,779 | $3,166,000 | thousands by filing date | |
| FLYING EAGLE ACQUISITION COR | 34407Y103 | COM | 260,328 | $3,165,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 294,250 | $3,163,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 46,182 | $3,159,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 142,568 | $3,157,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 93,200 | $3,156,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 249,779 | $3,153,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 119,586 | $3,151,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 71,707 | $3,146,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 255,000 | $3,144,000 | thousands by filing date | call |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 175,521 | $3,133,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 266,753 | $3,129,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 400,000 | $3,128,000 | thousands by filing date | call |
| BARINGS CORPORATE INVS | 06759X107 | COM | 250,176 | $3,127,000 | thousands by filing date | |
| VERTIV HOLDINGS LLC | 92537N116 | *W EXP 06/12/202 | 481,604 | $3,121,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 38,900 | $3,120,000 | thousands by filing date | put |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 222,279 | $3,119,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 80,036 | $3,119,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 30,000 | $3,118,000 | thousands by filing date | call |
| COVISTA INC | 00737L103 | COM | 127,008 | $3,117,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 345,000 | $3,108,000 | thousands by filing date | put |
| NOVOCURE LTD | G6674U108 | ORD SHS | 27,862 | $3,102,000 | thousands by filing date | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 32,988 | $3,100,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 309,632 | $3,099,000 | thousands by filing date | put |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 30,135 | $3,097,000 | thousands by filing date | put |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 54,927 | $3,094,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 36,516 | $3,091,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 230,231 | $3,087,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 422,181 | $3,078,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 82,556 | $3,076,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 91,585 | $3,076,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 44,843 | $3,067,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 335,955 | $3,054,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 75,000 | $3,053,000 | thousands by filing date | put |
| CARDINAL HEALTH INC | 14149Y108 | COM | 65,000 | $3,052,000 | thousands by filing date | put |
| BECTON DICKINSON & CO | 075887109 | COM | 13,100 | $3,049,000 | thousands by filing date | put |
| RED ROCK RESORTS INC | 75700L108 | CL A | 178,300 | $3,049,000 | thousands by filing date | put |
| TERRENO RLTY CORP | 88146M101 | COM | 55,488 | $3,039,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 200,593 | $3,038,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 55,973 | $3,036,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 73,339 | $3,033,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 72,911 | $3,029,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 300,000 | $3,027,000 | thousands by filing date | put |
| UFP INDUSTRIES INC | 90278Q108 | COM | 53,510 | $3,024,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 30,000 | $3,019,000 | thousands by filing date | put |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 54,634 | $3,019,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 2,394,521 | $3,017,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 93,800 | $3,016,000 | thousands by filing date | call |
| ENNIS INC COM | 293389102 | Stock | 172,698 | $3,012,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 134,200 | $3,008,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 879,099 | $3,007,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 39,081 | $2,996,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 25,236 | $2,996,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 111,868 | $2,995,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 38,644 | $2,991,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 55,059 | $2,987,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 38,133 | $2,984,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 81,101 | $2,982,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 75,000 | $2,978,000 | thousands by filing date | put |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 248,824 | $2,976,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 203,619 | $2,973,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 116,087 | $2,971,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 402,355 | $2,970,000 | thousands by filing date | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 34,000 | $2,968,000 | thousands by filing date | call |
| MATTEL INC | 577081102 | COM | 253,014 | $2,960,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 266,345 | $2,952,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 46,232 | $2,942,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 45,096 | $2,938,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 30,761 | $2,937,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 75,425 | $2,937,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 177,292 | $2,936,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 52,697 | $2,933,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 323,652 | $2,932,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 295,648 | $2,930,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 35,057 | $2,928,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 46,778 | $2,928,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 119,145 | $2,922,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 78,910 | $2,911,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 20,000 | $2,910,000 | thousands by filing date | put |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 26,024 | $2,909,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 47,727 | $2,905,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 22,860 | $2,903,000 | thousands by filing date | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 142,412 | $2,900,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 231,561 | $2,898,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 137,581 | $2,897,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 19,218 | $2,894,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 75,820 | $2,893,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 300,480 | $2,887,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 163,223 | $2,887,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 89,726 | $2,876,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 45,236 | $2,875,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 108,567 | $2,872,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 310,412 | $2,859,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 98,236 | $2,858,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 3,292,993 | $2,858,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 18,957 | $2,853,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 34,405 | $2,844,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 48,530 | $2,838,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 44,374 | $2,834,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 169,831 | $2,828,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 114,898 | $2,824,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 450,958 | $2,823,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 79,063 | $2,823,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 574,464 | $2,821,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 250,911 | $2,820,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 70,691 | $2,820,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 73,069 | $2,819,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 95,476 | $2,814,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 32,331 | $2,812,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 68,700 | $2,812,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 20,840 | $2,809,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 43,301 | $2,809,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 209,459 | $2,807,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 96,791 | $2,803,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 21,521 | $2,791,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 28,702 | $2,789,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 231,146 | $2,783,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 153,189 | $2,779,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 60,000 | $2,776,000 | thousands by filing date | call |
| CLOUDERA INC | 18914U100 | COM | 254,550 | $2,772,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 164,157 | $2,768,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 50,623 | $2,757,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 15,771 | $2,753,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 336,341 | $2,748,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 19,231 | $2,747,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 394,400 | $2,745,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 164,318 | $2,742,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 62,100 | $2,740,000 | thousands by filing date | put |
| WADDELL & REED FINL INC | 930059100 | CL A | 184,304 | $2,737,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 75,153 | $2,724,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 314,982 | $2,724,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 67,126 | $2,721,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 222,889 | $2,717,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 21,872 | $2,716,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 2,085,695 | $2,712,000 | thousands by filing date | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 142,220 | $2,709,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 19,468 | $2,705,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 195,409 | $2,698,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 64,398 | $2,694,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 82,282 | $2,694,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 192,617 | $2,693,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 73,900 | $2,686,000 | thousands by filing date | put |
| SELECTIVE INS GROUP INC | 816300107 | COM | 51,988 | $2,677,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 10,500 | $2,676,000 | thousands by filing date | call |
| CHART INDS INC | 16115Q308 | COM | 38,080 | $2,676,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 348,590 | $2,675,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 201,887 | $2,674,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 23,273 | $2,669,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 191,733 | $2,669,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 33,765 | $2,668,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 73,000 | $2,661,000 | thousands by filing date | call |
| BlackRock Muniy Michigan | 09254V105 | Fund | 189,682 | $2,659,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 18,000 | $2,656,000 | thousands by filing date | call |
| CORELOGIC INC | 21871D103 | COM | 39,251 | $2,656,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 284,859 | $2,655,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 36,417 | $2,654,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 251,264 | $2,649,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 190,115 | $2,648,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 311,063 | $2,648,000 | thousands by filing date | |
| DADA NEXUS LTD NPV ADR | 23344D108 | ADS | 99,990 | $2,646,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 959,800 | $2,639,000 | thousands by filing date | put |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 125,373 | $2,639,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 26,303 | $2,634,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 194,636 | $2,634,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 431,496 | $2,633,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 537,316 | $2,633,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 40,000 | $2,623,000 | thousands by filing date | put |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 213,485 | $2,623,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 15,000 | $2,618,000 | thousands by filing date | call |
| ZSCALERINC | 98980G102 | STOK | 18,600 | $2,617,000 | thousands by filing date | put |
| SNAP INC | 83304A106 | CL A | 100,200 | $2,616,000 | thousands by filing date | put |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 621,018 | $2,615,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 42,687 | $2,614,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 296,011 | $2,611,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 158,817 | $2,610,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 59,331 | $2,607,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 216,194 | $2,601,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 175,000 | $2,595,000 | thousands by filing date | put |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 479,946 | $2,591,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 171,526 | $2,590,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 474,967 | $2,589,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 84,200 | $2,586,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 103,867 | $2,586,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 16,400 | $2,585,000 | thousands by filing date | call |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 450,271 | $2,584,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 21,283 | $2,580,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 64,422 | $2,572,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 13,220 | $2,570,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 350,000 | $2,569,000 | thousands by filing date | put |
| RITE AID CORP | 767754872 | COM | 270,510 | $2,568,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 14,045 | $2,567,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 18,074 | $2,564,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 70,000 | $2,559,000 | thousands by filing date | call |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 25,029 | $2,558,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 73,429 | $2,558,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 210,433 | $2,557,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 84,452 | $2,556,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 10,578 | $2,549,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 186,476 | $2,549,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 27,626 | $2,546,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 79,138 | $2,542,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 74,655 | $2,541,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 65,118 | $2,537,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 121,483 | $2,534,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 49,275 | $2,531,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 250,559 | $2,531,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 41,469 | $2,529,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 91,910 | $2,528,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 138,045 | $2,519,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 167,183 | $2,514,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 42,453 | $2,514,000 | thousands by filing date | |
| PPD INC | 69355F102 | COM | 67,959 | $2,514,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 69,742 | $2,513,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 98,120 | $2,511,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 116,657 | $2,510,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 56,548 | $2,510,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 205,256 | $2,508,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 100,000 | $2,507,000 | thousands by filing date | put |
| STANTEC INC COM | 85472N109 | Stock | 82,595 | $2,506,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 177,460 | $2,506,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 83,509 | $2,504,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 44,680 | $2,503,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 146,153 | $2,503,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 296,252 | $2,500,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 37,677 | $2,495,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 20,000 | $2,494,000 | thousands by filing date | put |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 169,316 | $2,494,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 267,211 | $2,493,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 23,429 | $2,491,000 | thousands by filing date | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 9,900 | $2,485,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 88,983 | $2,483,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 65,222 | $2,475,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 110,000 | $2,474,000 | thousands by filing date | call |
| CNH INDL N V SHS | N20944109 | Stock | 315,807 | $2,470,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 17,500 | $2,462,000 | thousands by filing date | call |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 50,287 | $2,459,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 408,986 | $2,450,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 116,636 | $2,450,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 127,419 | $2,447,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 50,297 | $2,446,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 137,670 | $2,444,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 29,882 | $2,443,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 121,377 | $2,443,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 182,528 | $2,441,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 257,400 | $2,438,000 | thousands by filing date | call |
| TXNM ENERGY INC COM | 69349H107 | Stock | 58,943 | $2,436,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 28,329 | $2,436,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 144,204 | $2,434,000 | thousands by filing date | |
| SCHRODINGER INC COM | 80810D103 | Stock | 51,159 | $2,431,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 20,065 | $2,429,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 162,169 | $2,429,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 40,800 | $2,427,000 | thousands by filing date | put |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 118,903 | $2,426,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 97,146 | $2,425,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 214,185 | $2,420,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 168,359 | $2,413,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 28,780 | $2,409,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 127,973 | $2,407,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 34,432 | $2,405,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 181,737 | $2,401,000 | thousands by filing date | |
| PROSHARES TR | 74347G861 | ULTRAPRO SHT QQQ | 100,582 | $2,399,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 841,394 | $2,398,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 102,289 | $2,398,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 34,542 | $2,391,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 48,597 | $2,382,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 95,251 | $2,376,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 53,846 | $2,370,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 71,979 | $2,370,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 22,800 | $2,369,000 | thousands by filing date | put |
| BLACKLINE, INC. | 09239B109 | COM | 26,324 | $2,359,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 31,563 | $2,357,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 31,400 | $2,355,000 | thousands by filing date | put |
| RADIAN GROUP INC COM | 750236101 | Stock | 160,957 | $2,352,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F409 | INCOME OPPRTNTES | 119,685 | $2,352,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 45,000 | $2,349,000 | thousands by filing date | call |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 150,000 | $2,346,000 | thousands by filing date | put |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 150,000 | $2,346,000 | thousands by filing date | call |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 45,310 | $2,346,000 | thousands by filing date | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 56,062 | $2,345,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 117,597 | $2,344,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 57,373 | $2,340,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 160,821 | $2,340,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 37,588 | $2,336,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 70,000 | $2,335,000 | thousands by filing date | call |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 71,368 | $2,334,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 55,882 | $2,333,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 29,000 | $2,326,000 | thousands by filing date | call |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 100,000 | $2,324,000 | thousands by filing date | call |
| PIMCO MUN INCOME FD | 72200R107 | COM | 174,053 | $2,324,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 135,920 | $2,322,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 206,525 | $2,319,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 199,999 | $2,315,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 69,584 | $2,310,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 171,574 | $2,310,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 75,000 | $2,307,000 | thousands by filing date | put |
| EQT CORP COM | 26884L109 | Stock | 178,155 | $2,304,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 49,059 | $2,302,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 419,495 | $2,295,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 261,777 | $2,295,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 313,550 | $2,295,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 18,298 | $2,292,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 36,952 | $2,291,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 478,325 | $2,291,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 158,947 | $2,289,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 77,537 | $2,288,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 54,578 | $2,286,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 124,631 | $2,283,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 137,185 | $2,282,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 100,512 | $2,282,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767835 | MSCI ALL CHINA | 67,407 | $2,262,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 185,183 | $2,257,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 154,209 | $2,257,000 | thousands by filing date | |
| ROYALTY PHARMA PLC | G7709Q104 | SHS CLASS A | 53,550 | $2,253,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 40,400 | $2,248,000 | thousands by filing date | put |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 65,421 | $2,246,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 66,200 | $2,245,000 | thousands by filing date | put |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 69,086 | $2,243,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 47,297 | $2,242,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 398,559 | $2,240,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 60,700 | $2,237,000 | thousands by filing date | call |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 137,200 | $2,231,000 | thousands by filing date | call |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 200,459 | $2,221,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 58,148 | $2,215,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 61,093 | $2,215,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 90,000 | $2,206,000 | thousands by filing date | put |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 288,004 | $2,206,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 16,132 | $2,205,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 19,000 | $2,203,000 | thousands by filing date | call |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 455,139 | $2,203,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 168,713 | $2,203,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 115,411 | $2,197,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 128,367 | $2,195,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 100,000 | $2,192,000 | thousands by filing date | put |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 55,331 | $2,190,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 125,920 | $2,186,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 256,904 | $2,171,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 48,835 | $2,171,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 30,000 | $2,170,000 | thousands by filing date | call |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 53,223 | $2,167,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 380,000 | $2,166,000 | thousands by filing date | put |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 39,799 | $2,163,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 16,354 | $2,160,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 28,892 | $2,158,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 202,688 | $2,156,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 40,207 | $2,155,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 43,138 | $2,153,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 41,664 | $2,152,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 53,752 | $2,151,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 114,580 | $2,151,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 26,157 | $2,150,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 27,000 | $2,145,000 | thousands by filing date | put |
| Angel Oak DFS Inc TR | 03462A102 | COM | 120,248 | $2,142,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 124,899 | $2,140,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 9,570 | $2,135,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 52,750 | $2,134,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 100,000 | $2,132,000 | thousands by filing date | call |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 102,690 | $2,132,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 24,600 | $2,130,000 | thousands by filing date | put |
| CARTERS INC | 146229109 | COM | 24,600 | $2,130,000 | thousands by filing date | call |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 257,007 | $2,126,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 34,706 | $2,123,000 | thousands by filing date | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 35,375 | $2,121,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 70,234 | $2,118,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 327,824 | $2,118,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 108,543 | $2,117,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 6,635 | $2,115,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 148,237 | $2,111,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 193,950 | $2,108,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 80,000 | $2,107,000 | thousands by filing date | call |
| ONE GAS INC COM | 68235P108 | Stock | 30,472 | $2,103,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 139,576 | $2,098,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 73,649 | $2,096,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 150,000 | $2,087,000 | thousands by filing date | put |
| MANULIFE FINL CORP | 56501R106 | COM | 150,000 | $2,087,000 | thousands by filing date | call |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 12,565 | $2,087,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-20-011384 | this filing | 2020-11-12 | acceptance time not in the bulk data set |