13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-12, with 8,112 holding rows worth $265,314,949,000.
- Accession
- 0000950123-20-011384
- Filer
- CIK 1610520
- Filed
- 2020-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A combination report, 13,785 entries on the cover page, a total value of $265,314,949,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $265,315,045,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 56,567 | $2,087,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 12,302 | $2,078,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 95,438 | $2,077,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 204,993 | $2,072,000 | thousands by filing date | |
| AVIENT CORPORATION | 05368V106 | COM | 78,319 | $2,072,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 213,537 | $2,069,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 76,725 | $2,068,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 104,318 | $2,066,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 149,025 | $2,064,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 102,271 | $2,059,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 52,025 | $2,058,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 48,681 | $2,055,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 171,793 | $2,053,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 15,000 | $2,042,000 | thousands by filing date | put |
| DOMO INC | 257554105 | COM CL B | 53,272 | $2,042,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 43,191 | $2,041,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 122,954 | $2,040,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 89,092 | $2,038,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 462,057 | $2,038,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 54,000 | $2,036,000 | thousands by filing date | call |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 400,000 | $2,036,000 | thousands by filing date | put |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 127,784 | $2,032,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 173,951 | $2,032,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 31,917 | $2,027,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 336,731 | $2,024,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 129,895 | $2,022,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 63,931 | $2,022,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 9,600 | $2,018,000 | thousands by filing date | put |
| STITCH FIX INC | 860897107 | COM CL A | 74,365 | $2,017,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 42,479 | $2,014,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 51,578 | $2,011,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 112,968 | $2,010,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 855,500 | $2,010,000 | thousands by filing date | put |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 26,334 | $2,008,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 132,329 | $2,006,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 38,800 | $2,006,000 | thousands by filing date | call |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 358,665 | $2,005,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 42,437 | $2,004,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 27,988 | $2,001,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 147,430 | $2,000,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 183,351 | $2,000,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 34,530 | $1,994,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 77,419 | $1,992,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 16,324 | $1,992,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 220,817 | $1,990,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 110,523 | $1,989,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 184,816 | $1,989,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 10,481 | $1,985,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 60,268 | $1,984,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 88,700 | $1,980,000 | thousands by filing date | put |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 15,338 | $1,979,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 21,224 | $1,978,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 89,813 | $1,974,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 29,905 | $1,973,000 | thousands by filing date | |
| ACCOLADE INC | 00437E102 | COM | 50,731 | $1,972,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 40,000 | $1,971,000 | thousands by filing date | call |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 12,939 | $1,968,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 94,603 | $1,967,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 44,571 | $1,966,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 132,375 | $1,965,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 89,809 | $1,964,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 49,416 | $1,964,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 59,421 | $1,964,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y691 | CMN | 45,957 | $1,964,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 197,510 | $1,963,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 129,072 | $1,962,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 133,676 | $1,958,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 336,467 | $1,958,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 500,000 | $1,955,000 | thousands by filing date | put |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 68,275 | $1,952,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 17,577 | $1,950,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 36,111 | $1,948,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 73,829 | $1,944,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 33,115 | $1,942,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 49,092 | $1,939,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1,047,588 | $1,938,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 15,366 | $1,938,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 227,413 | $1,931,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 459,725 | $1,931,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 28,679 | $1,925,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 68,280 | $1,925,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 79,171 | $1,923,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 52,961 | $1,918,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 245,000 | $1,916,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 64,501 | $1,916,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 14,612 | $1,914,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 23,963 | $1,914,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 73,540 | $1,913,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 18,900 | $1,908,000 | thousands by filing date | put |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 5,615 | $1,901,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 16,129 | $1,899,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 31,065 | $1,897,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 55,200 | $1,896,000 | thousands by filing date | put |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 55,200 | $1,896,000 | thousands by filing date | call |
| MATADOR RES CO COM | 576485205 | Stock | 229,258 | $1,894,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 37,452 | $1,892,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 85,193 | $1,888,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 28,800 | $1,882,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 53,117 | $1,881,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 72,607 | $1,877,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 187,300 | $1,875,000 | thousands by filing date | call |
| DILLARDS INC CL A | 254067101 | Stock | 51,300 | $1,873,000 | thousands by filing date | put |
| STERICYCLE INC | 858912108 | COM | 29,700 | $1,873,000 | thousands by filing date | call |
| OLD NATL BANCORP IND | 680033107 | COM | 148,837 | $1,870,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 71,684 | $1,870,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 227,965 | $1,869,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 145,086 | $1,869,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 52,200 | $1,864,000 | thousands by filing date | put |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 133,457 | $1,860,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 166,817 | $1,859,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 85,033 | $1,856,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 38,938 | $1,856,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 119,200 | $1,853,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 11,333 | $1,853,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 75,130 | $1,853,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 45,411 | $1,852,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 34,016 | $1,851,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 70,330 | $1,849,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 35,188 | $1,849,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 95,888 | $1,849,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 187,560 | $1,849,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 11,200 | $1,844,000 | thousands by filing date | put |
| SONOS INC | 83570H108 | COM | 121,349 | $1,842,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 35,800 | $1,839,000 | thousands by filing date | put |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 209,013 | $1,839,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 21,600 | $1,837,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 45,817 | $1,835,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 59,085 | $1,835,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 40,232 | $1,833,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 19,995 | $1,829,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 100,000 | $1,827,000 | thousands by filing date | call |
| MERCURY GENL CORP NEW | 589400100 | COM | 44,157 | $1,827,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 273,956 | $1,822,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 153,102 | $1,820,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 174,137 | $1,820,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 43,061 | $1,816,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 157,759 | $1,814,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 112,459 | $1,811,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 202,969 | $1,810,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 82,701 | $1,805,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 14,233 | $1,801,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 341,127 | $1,798,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 224,010 | $1,795,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 130,000 | $1,795,000 | thousands by filing date | put |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 72,100 | $1,792,000 | thousands by filing date | put |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 13,737 | $1,791,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 34,551 | $1,787,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 8,500 | $1,786,000 | thousands by filing date | call |
| QIWI PLC | 74735M108 | SPON ADR REP B | 102,967 | $1,786,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 51,162 | $1,784,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 50,000 | $1,784,000 | thousands by filing date | call |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 72,958 | $1,783,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 338,200 | $1,782,000 | thousands by filing date | call |
| TRUSTMARK CORP | 898402102 | COM | 83,179 | $1,781,000 | thousands by filing date | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 92,124 | $1,777,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 48,978 | $1,771,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 23,091 | $1,770,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 20,000 | $1,768,000 | thousands by filing date | put |
| AMCOR PLC | G0250X107 | ORD | 160,000 | $1,768,000 | thousands by filing date | put |
| KINROSS GOLD CORP | 496902404 | COM | 200,000 | $1,764,000 | thousands by filing date | call |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 72,468 | $1,763,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 32,937 | $1,762,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 303,033 | $1,760,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 196,487 | $1,759,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E125 | DAILY SM CP BEAR | 103,662 | $1,758,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 82,840 | $1,755,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 501,510 | $1,751,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 142,093 | $1,751,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 377,125 | $1,750,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 62,313 | $1,749,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 99,370 | $1,747,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 35,971 | $1,747,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 7,500 | $1,745,000 | thousands by filing date | call |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 292,230 | $1,744,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 15,000 | $1,738,000 | thousands by filing date | call |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 80,838 | $1,737,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 185,000 | $1,737,000 | thousands by filing date | call |
| DIODES INC COM | 254543101 | Stock | 30,760 | $1,736,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 10,547 | $1,735,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 42,272 | $1,735,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 30,624 | $1,734,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 58,045 | $1,733,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 146,777 | $1,732,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 42,472 | $1,731,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 96,237 | $1,729,000 | thousands by filing date | |
| THE ODP CORP | 88337F105 | COM | 88,915 | $1,729,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 92,500 | $1,727,000 | thousands by filing date | put |
| M/I HOMES INC | 55305B101 | COM | 37,431 | $1,723,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 58,743 | $1,721,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 27,183 | $1,720,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 333,426 | $1,720,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 82,324 | $1,719,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 48,398 | $1,718,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 22,661 | $1,717,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 32,550 | $1,715,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 163,726 | $1,711,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 1,741,081 | $1,707,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 60,195 | $1,707,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 9,000 | $1,706,000 | thousands by filing date | put |
| ALAMO GROUP INC | 011311107 | COM | 15,775 | $1,704,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 79,457 | $1,703,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 97,400 | $1,701,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 55,184 | $1,700,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 14,399 | $1,699,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 46,266 | $1,697,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 52,099 | $1,695,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 351,067 | $1,695,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 298,119 | $1,694,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 259,713 | $1,691,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 78,142 | $1,691,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 32,986 | $1,691,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 73,857 | $1,690,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 503,731 | $1,687,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 225,689 | $1,686,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 33,279 | $1,684,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 60,000 | $1,681,000 | thousands by filing date | put |
| CME Group Inc. Class A | 12572Q105 | COM | 10,000 | $1,673,000 | thousands by filing date | put |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 97,531 | $1,669,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 17,406 | $1,669,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 130,259 | $1,667,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 15,441 | $1,666,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 72,062 | $1,665,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 38,914 | $1,663,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 40,572 | $1,662,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 57,442 | $1,661,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 230,401 | $1,659,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 52,738 | $1,659,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 110,666 | $1,656,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 178,743 | $1,656,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 105,780 | $1,654,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 148,263 | $1,651,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 174,347 | $1,651,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 117,590 | $1,650,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 46,146 | $1,649,000 | thousands by filing date | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 29,159 | $1,647,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 23,602 | $1,642,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 34,081 | $1,642,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 7,500 | $1,637,000 | thousands by filing date | call |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 41,191 | $1,637,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 20,446 | $1,634,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 158,028 | $1,634,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 217,277 | $1,634,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 139,556 | $1,634,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 25,599 | $1,632,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 28,804 | $1,630,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 24,105 | $1,625,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 143,178 | $1,624,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 145,897 | $1,624,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 82,432 | $1,620,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 146,826 | $1,616,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 3,800 | $1,616,000 | thousands by filing date | call |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 97,734 | $1,616,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 51,695 | $1,615,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 136,500 | $1,615,000 | thousands by filing date | call |
| REGAL REXNORD CORPORATION | 758750103 | COM | 17,191 | $1,614,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 37,127 | $1,613,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 414,781 | $1,613,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 26,476 | $1,612,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 31,816 | $1,610,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 18,581 | $1,609,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 40,967 | $1,608,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 71,633 | $1,606,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 307,371 | $1,605,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 91,589 | $1,605,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 158,958 | $1,604,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 185,084 | $1,603,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 31,372 | $1,602,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 30,573 | $1,601,000 | thousands by filing date | |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 47,520 | $1,599,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 76,191 | $1,597,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 55,106 | $1,596,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 63,950 | $1,595,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 150,800 | $1,591,000 | thousands by filing date | call |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 139,934 | $1,590,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 28,123 | $1,584,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 52,933 | $1,583,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 274,200 | $1,582,000 | thousands by filing date | call |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 120,194 | $1,582,000 | thousands by filing date | |
| VIVINT SMART HOME INC | 928542109 | COMMON STOCK | 92,565 | $1,581,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 92,114 | $1,578,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 30,863 | $1,577,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 118,230 | $1,575,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 80,996 | $1,575,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 64,088 | $1,573,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 25,488 | $1,571,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 30,446 | $1,568,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 128,183 | $1,567,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 125,282 | $1,564,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 49,299 | $1,562,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 27,403 | $1,561,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 36,508 | $1,560,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 14,000 | $1,558,000 | thousands by filing date | put |
| Cyber Security ETF | 26924G201 | Common | 33,456 | $1,558,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 16,185 | $1,557,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 4,357 | $1,552,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 20,564 | $1,550,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 688,594 | $1,549,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 27,089 | $1,546,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 138,775 | $1,545,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 33,743 | $1,545,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 170,545 | $1,545,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 61,476 | $1,544,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 59,001 | $1,542,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 123,108 | $1,542,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 270,634 | $1,540,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 128,039 | $1,537,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V183 | S&P SML 600 EQ | 32,352 | $1,537,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 127,309 | $1,535,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 268,900 | $1,533,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 73,792 | $1,533,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 69,375 | $1,526,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 40,532 | $1,520,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767801 | MSCI ALL CHINA | 49,569 | $1,520,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 5,963 | $1,519,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 30,671 | $1,518,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 1,557,600 | $1,516,000 | thousands by filing date | call |
| PARSONS CORP DEL COM | 70202L102 | Stock | 45,184 | $1,515,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 406,261 | $1,515,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 185,756 | $1,512,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 23,130 | $1,511,000 | thousands by filing date | call |
| MICHAELS COS INC | 59408Q106 | COM | 156,498 | $1,511,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 2,403 | $1,504,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 75,536 | $1,501,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 48,879 | $1,500,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 54,910 | $1,499,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 275,044 | $1,499,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 865,625 | $1,498,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 79,356 | $1,498,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 24,902 | $1,497,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 18,601 | $1,497,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 49,913 | $1,497,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 21,609 | $1,496,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 72,234 | $1,496,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 83,444 | $1,489,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 36,603 | $1,489,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 50,000 | $1,488,000 | thousands by filing date | put |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 276,920 | $1,487,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 254,998 | $1,486,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 97,299 | $1,485,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 56,158 | $1,485,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 18,000 | $1,481,000 | thousands by filing date | put |
| CHAMPION HOMES INC | 830830105 | COM | 55,327 | $1,481,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 115,185 | $1,481,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 541,747 | $1,479,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 33,472 | $1,478,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 26,985 | $1,473,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 33,209 | $1,473,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 30,664 | $1,472,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 490,462 | $1,472,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 28,168 | $1,471,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 51,421 | $1,471,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 50,000 | $1,467,000 | thousands by filing date | put |
| NORDSTROM INC | 655664100 | COM | 123,099 | $1,467,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 200,777 | $1,466,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 154,862 | $1,466,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 20,700 | $1,465,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 106,182 | $1,464,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 238,084 | $1,457,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 67,228 | $1,457,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 78,566 | $1,453,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 22,473 | $1,453,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 51,856 | $1,446,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 33,048 | $1,446,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 39,938 | $1,443,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 24,281 | $1,441,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 185,544 | $1,438,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 44,237 | $1,435,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 281,922 | $1,435,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 74,007 | $1,433,000 | thousands by filing date | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 20,907 | $1,432,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 30,664 | $1,430,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 34,387 | $1,428,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 101,664 | $1,428,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 33,138 | $1,427,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 24,230 | $1,427,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 5,995 | $1,427,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 13,442 | $1,426,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 363,600 | $1,425,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 36,217 | $1,423,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 156,620 | $1,422,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G400 | INFRACP REIT PFD | 64,529 | $1,421,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 15,792 | $1,420,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 76,121 | $1,414,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 46,921 | $1,414,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 93,915 | $1,413,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 26,800 | $1,411,000 | thousands by filing date | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 50,205 | $1,411,000 | thousands by filing date | |
| XPERI HLDG CORP | 98390M103 | COM | 122,746 | $1,410,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 86,513 | $1,408,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 19,917 | $1,407,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 93,800 | $1,405,000 | thousands by filing date | call |
| NUVEEN DYNAMIC MUN OPPORTUNITI | 67079X102 | COM SHS | 93,642 | $1,404,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 215,538 | $1,403,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 32,161 | $1,400,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 157,831 | $1,395,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 37,854 | $1,394,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 22,151 | $1,394,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 50,025 | $1,389,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 37,216 | $1,388,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 15,211 | $1,386,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 25,106 | $1,384,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 119,394 | $1,384,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 270,349 | $1,377,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 69,742 | $1,376,000 | thousands by filing date | |
| RIVERNORTH FLEXIBLE MUN INCO | 76883H104 | COM | 67,600 | $1,375,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 31,670 | $1,374,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 31,565 | $1,373,000 | thousands by filing date | |
| MAGNITE INC COM | 55955D100 | Stock | 197,522 | $1,372,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 14,000 | $1,363,000 | thousands by filing date | put |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 23,500 | $1,360,000 | thousands by filing date | put |
| Direxion High Growth ETF | 25460G765 | HIGH GROWTH | 25,000 | $1,360,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 91,584 | $1,358,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 185,054 | $1,358,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 7,200 | $1,356,000 | thousands by filing date | put |
| CHAMPIONX CORPORATION | 15872M104 | COM | 169,289 | $1,352,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 31,072 | $1,351,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 60,247 | $1,350,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 297,658 | $1,349,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 286,252 | $1,348,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 135,000 | $1,346,000 | thousands by filing date | put |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 84,818 | $1,345,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 97,139 | $1,345,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 12,213 | $1,343,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 17,900 | $1,342,000 | thousands by filing date | call |
| HERBALIFE LTD | G4412G101 | COM SHS | 28,727 | $1,340,000 | thousands by filing date | |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 46,600 | $1,339,000 | thousands by filing date | call |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 21,867 | $1,336,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 485,266 | $1,335,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 21,304 | $1,335,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 250,918 | $1,332,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 22,646 | $1,331,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 22,922 | $1,329,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 251,300 | $1,324,000 | thousands by filing date | put |
| PJT PARTNERS INC | 69343T107 | COM CL A | 21,836 | $1,323,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 54,836 | $1,321,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 84,500 | $1,321,000 | thousands by filing date | call |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 26,900 | $1,320,000 | thousands by filing date | put |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 70,577 | $1,320,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 95,827 | $1,320,000 | thousands by filing date | |
| ONTRAK INC | 683373104 | COM | 21,973 | $1,318,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 25,300 | $1,312,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 24,304 | $1,310,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 54,963 | $1,310,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 65,077 | $1,308,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 52,870 | $1,306,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 37,824 | $1,304,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 17,419 | $1,303,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 106,168 | $1,303,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 30,431 | $1,303,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G724 | CONNECTED | 25,000 | $1,300,000 | thousands by filing date | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 26,678 | $1,297,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G757 | FALLEN KNIVES | 24,736 | $1,297,000 | thousands by filing date | |
| AZEK CO INC | 05478C105 | CL A | 37,226 | $1,296,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 95,509 | $1,295,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 127,933 | $1,294,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 69,979 | $1,290,000 | thousands by filing date | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F827 | NYLI MACKAY MUN | 48,808 | $1,288,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 109,900 | $1,287,000 | thousands by filing date | put |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 20,503 | $1,287,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 68,451 | $1,285,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 528,043 | $1,283,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 56,232 | $1,281,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 42,500 | $1,280,000 | thousands by filing date | call |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 68,234 | $1,279,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 123,829 | $1,278,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 27,600 | $1,276,000 | thousands by filing date | put |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 143,056 | $1,275,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 54,798 | $1,274,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 47,045 | $1,273,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 76,191 | $1,271,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 137,595 | $1,266,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 12,273 | $1,263,000 | thousands by filing date | |
| Direxion Dynamic Hedge ETF | 25460G740 | DYNAMIC HEDGE | 25,000 | $1,260,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 130,455 | $1,258,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 8,023 | $1,258,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 30,378 | $1,253,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 25,628 | $1,252,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 33,319 | $1,250,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 97,178 | $1,246,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 202,076 | $1,245,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 25,747 | $1,244,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 74,700 | $1,244,000 | thousands by filing date | call |
| NIKOLA CORP | 654110105 | COM | 60,706 | $1,244,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 30,510 | $1,242,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 52,829 | $1,241,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 26,923 | $1,241,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 83,105 | $1,236,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 107,775 | $1,236,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 36,126 | $1,236,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 15,708 | $1,235,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 77,032 | $1,235,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 142,620 | $1,231,000 | thousands by filing date | |
| BLACKROCK ETF TRUST | 09290C103 | ISHARES US EQUIT | 43,883 | $1,229,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 55,923 | $1,229,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 20,807 | $1,228,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 180,200 | $1,224,000 | thousands by filing date | call |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 82,774 | $1,223,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 219,525 | $1,220,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 48,505 | $1,219,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 12,498 | $1,218,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-20-011384 | this filing | 2020-11-12 | acceptance time not in the bulk data set |