13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-12, with 8,112 holding rows worth $265,314,949,000.
- Accession
- 0000950123-20-011384
- Filer
- CIK 1610520
- Filed
- 2020-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A combination report, 13,785 entries on the cover page, a total value of $265,314,949,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $265,315,045,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 18,300 | $6,200,000 | thousands by filing date | put |
| UNIFIRST CORP MASS | 904708104 | COM | 32,705 | $6,193,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 364,509 | $6,189,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 690,401 | $6,179,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 332,972 | $6,173,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 1,668,229 | $6,172,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 50,855 | $6,169,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 220,773 | $6,148,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 78,201 | $6,132,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 64,369 | $6,132,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 508,392 | $6,131,000 | thousands by filing date | |
| ALLIANZGI ARTIFICIAL INTELLI | 01883M101 | COM | 284,033 | $6,129,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 285,808 | $6,113,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 254,132 | $6,112,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 150,000 | $6,110,000 | thousands by filing date | call |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 101,363 | $6,109,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 297,600 | $6,095,000 | thousands by filing date | put |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 61,417 | $6,092,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 106,062 | $6,087,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 266,609 | $6,049,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 246,600 | $6,045,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 175,200 | $6,041,000 | thousands by filing date | call |
| MDU RES GROUP INC | 552690109 | COM | 268,240 | $6,036,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 109,400 | $6,027,000 | thousands by filing date | put |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 293,474 | $6,027,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 232,691 | $6,015,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 194,683 | $6,015,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 123,687 | $6,009,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 789,547 | $6,001,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 58,335 | $5,995,000 | thousands by filing date | call |
| ALCON AG ORD SHS | H01301128 | Stock | 105,241 | $5,993,000 | thousands by filing date | put |
| VARONIS SYS INC | 922280102 | COM | 51,800 | $5,979,000 | thousands by filing date | put |
| KADANT INC | 48282T104 | COM | 54,523 | $5,977,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 100,000 | $5,964,000 | thousands by filing date | call |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 44,973 | $5,956,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 112,488 | $5,948,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 114,436 | $5,946,000 | thousands by filing date | |
| UTZ BRANDS INC COM CL A | 918090101 | Stock | 331,659 | $5,937,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 48,511 | $5,937,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 100,000 | $5,933,000 | thousands by filing date | put |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 573,138 | $5,915,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 171,288 | $5,911,000 | thousands by filing date | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 218,876 | $5,908,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 58,226 | $5,907,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 1,491,249 | $5,905,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 108,461 | $5,905,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 265,605 | $5,899,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 58,401 | $5,898,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 90,034 | $5,894,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 201,574 | $5,890,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 242,072 | $5,889,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 77,153 | $5,884,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 223,000 | $5,883,000 | thousands by filing date | put |
| AVANTOR INC COM | 05352A100 | Stock | 261,368 | $5,879,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 25,300 | $5,844,000 | thousands by filing date | put |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 56,565 | $5,844,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 690,090 | $5,838,000 | thousands by filing date | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 197,619 | $5,836,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 30,536 | $5,835,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 196,531 | $5,831,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 268,015 | $5,822,000 | thousands by filing date | |
| FLEX LNG LTD | G35947202 | SHS | 1,011,934 | $5,807,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 702,135 | $5,806,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 322,886 | $5,784,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 1,146,623 | $5,768,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 589,763 | $5,768,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 275,000 | $5,761,000 | thousands by filing date | put |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 369,272 | $5,738,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 78,209 | $5,736,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 582,650 | $5,734,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 70,000 | $5,728,000 | thousands by filing date | call |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 92,900 | $5,725,000 | thousands by filing date | call |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 63,300 | $5,725,000 | thousands by filing date | put |
| DROPBOX INC CL A | 26210C104 | Stock | 296,900 | $5,718,000 | thousands by filing date | call |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 120,047 | $5,717,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 44,565 | $5,716,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 397,794 | $5,712,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 596,304 | $5,706,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 156,300 | $5,694,000 | thousands by filing date | call |
| LHC GROUP | 50187A107 | COM | 26,789 | $5,694,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 113,878 | $5,686,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 232,923 | $5,679,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 214,685 | $5,676,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 68,600 | $5,675,000 | thousands by filing date | call |
| COUSINSPPTYSINC | 222795502 | STOK | 198,386 | $5,672,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 368,035 | $5,668,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 462,852 | $5,665,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 112,729 | $5,659,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 144,545 | $5,656,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 104,900 | $5,652,000 | thousands by filing date | put |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 62,465 | $5,651,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 213,360 | $5,648,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 218,751 | $5,635,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 165,258 | $5,633,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 80,000 | $5,620,000 | thousands by filing date | put |
| AUTODESK INC COM | 052769106 | Stock | 24,300 | $5,614,000 | thousands by filing date | call |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 404,931 | $5,608,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 83,853 | $5,603,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 504,318 | $5,603,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 82,889 | $5,594,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 49,172 | $5,564,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 402,100 | $5,543,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 201,555 | $5,530,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 151,525 | $5,519,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 56,326 | $5,512,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 48,056 | $5,510,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 844,017 | $5,503,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 251,131 | $5,503,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 547,707 | $5,499,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 227,094 | $5,496,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 106,555 | $5,488,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 377,247 | $5,485,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 300,000 | $5,481,000 | thousands by filing date | put |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 84,000 | $5,481,000 | thousands by filing date | call |
| FIRST AMERN FINL CORP | 31847R102 | COM | 107,562 | $5,476,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 72,137 | $5,476,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 103,262 | $5,467,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 1,366,245 | $5,451,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 103,472 | $5,443,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 300,852 | $5,442,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 64,597 | $5,441,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 679,098 | $5,440,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 331,253 | $5,432,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 226,667 | $5,428,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 318,644 | $5,427,000 | thousands by filing date | call |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 30,000 | $5,425,000 | thousands by filing date | call |
| OMEROS CORP | 682143102 | COM | 536,024 | $5,416,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 25,100 | $5,405,000 | thousands by filing date | call |
| EXCHANGE TRADED CONCEPTS TRU | 301505723 | ROBO GBL HLTCR | 154,321 | $5,405,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 291,306 | $5,398,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 213,990 | $5,395,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 66,000 | $5,391,000 | thousands by filing date | put |
| VMWARE, INC. | 928563402 | CL A COM | 37,500 | $5,388,000 | thousands by filing date | put |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 436,484 | $5,386,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 249,914 | $5,378,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 163,400 | $5,366,000 | thousands by filing date | call |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 373,564 | $5,364,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 103,700 | $5,362,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 128,700 | $5,354,000 | thousands by filing date | put |
| MAIN STR CAP CORP | 56035L104 | COM | 180,552 | $5,339,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R754 | CL A | 158,311 | $5,338,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 69,914 | $5,336,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 96,224 | $5,331,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 250,000 | $5,330,000 | thousands by filing date | put |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 183,103 | $5,325,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 176,066 | $5,321,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 172,829 | $5,316,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 211,026 | $5,309,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 257,346 | $5,306,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 102,323 | $5,303,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 247,228 | $5,271,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 23,300 | $5,266,000 | thousands by filing date | call |
| LIFE STORAGE INC | 53223X107 | COM | 50,023 | $5,266,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 91,698 | $5,265,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 82,300 | $5,263,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 486,191 | $5,255,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 303,151 | $5,253,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 460,134 | $5,250,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 32,660 | $5,245,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 60,700 | $5,240,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 250,000 | $5,238,000 | thousands by filing date | call |
| FRANCO NEV CORP COM | 351858105 | Stock | 37,500 | $5,234,000 | thousands by filing date | put |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 142,562 | $5,222,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 67,307 | $5,213,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 118,360 | $5,213,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 337,103 | $5,212,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 392,203 | $5,197,000 | thousands by filing date | |
| XP INC CL A | G98239109 | Stock | 124,606 | $5,195,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 232,822 | $5,191,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 164,078 | $5,188,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 41,543 | $5,186,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 442,951 | $5,174,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 101,564 | $5,169,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 54,300 | $5,169,000 | thousands by filing date | put |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 108,928 | $5,169,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 325,889 | $5,168,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 50,573 | $5,167,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 137,810 | $5,167,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 322,295 | $5,160,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 60,000 | $5,159,000 | thousands by filing date | put |
| ALCOA CORP COM | 013872106 | Stock | 443,000 | $5,152,000 | thousands by filing date | put |
| TJX Companies Inc | 872540109 | COM | 92,500 | $5,148,000 | thousands by filing date | call |
| BMC STK HLDGS INC | 05591B109 | COM | 120,123 | $5,144,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 374,299 | $5,143,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 147,575 | $5,140,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 82,272 | $5,137,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 167,363 | $5,136,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 728,091 | $5,126,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 843,122 | $5,126,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 117,465 | $5,120,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 199,663 | $5,107,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 67,500 | $5,105,000 | thousands by filing date | put |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 86,635 | $5,096,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 205,289 | $5,084,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 15,000 | $5,082,000 | thousands by filing date | call |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 80,000 | $5,082,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 166,749 | $5,063,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 251,907 | $5,058,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 54,901 | $5,054,000 | thousands by filing date | |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 288,399 | $5,050,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 36,027 | $5,046,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 614,255 | $5,037,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 20,000 | $5,030,000 | thousands by filing date | call |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 118,407 | $5,030,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 118,502 | $5,019,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 441,687 | $5,018,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 403,905 | $5,017,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 372,199 | $5,007,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 55,300 | $5,001,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 122,056 | $4,999,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 408,700 | $4,998,000 | thousands by filing date | call |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 101,277 | $4,995,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 20,149 | $4,991,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 72,502 | $4,967,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 1,356,920 | $4,966,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 580,612 | $4,958,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 107,098 | $4,954,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 149,289 | $4,951,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 86,239 | $4,949,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 22,847 | $4,947,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 1,437,055 | $4,936,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 106,021 | $4,922,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 147,746 | $4,918,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 26,100 | $4,910,000 | thousands by filing date | call |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 413,014 | $4,907,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 665,764 | $4,900,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 517,656 | $4,897,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 98,280 | $4,867,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 76,713 | $4,858,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 32,546 | $4,853,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 425,000 | $4,849,000 | thousands by filing date | put |
| CALLAWAY GOLF CO | 131193104 | COM | 253,307 | $4,848,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 28,507 | $4,845,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 79,680 | $4,840,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 100,000 | $4,837,000 | thousands by filing date | put |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 97,146 | $4,833,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 581,110 | $4,829,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 121,091 | $4,829,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 44,238 | $4,822,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 394,337 | $4,819,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 343,420 | $4,815,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 308,408 | $4,814,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 73,550 | $4,808,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 66,725 | $4,806,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 202,053 | $4,793,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 181,900 | $4,788,000 | thousands by filing date | call |
| PVH CORPORATION COM | 693656100 | Stock | 80,196 | $4,783,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 119,433 | $4,783,000 | thousands by filing date | |
| XPENG INC ADS | 98422D105 | ADR | 238,358 | $4,783,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 80,000 | $4,771,000 | thousands by filing date | put |
| FIRSTENERGY CORP | 337932107 | COM | 166,100 | $4,769,000 | thousands by filing date | put |
| PAPA JOHNS INTL INC | 698813102 | COM | 57,836 | $4,758,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 182,923 | $4,756,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 21,611 | $4,755,000 | thousands by filing date | |
| TCF FINANCIAL CORPORATION NE | 872307103 | COM | 203,574 | $4,755,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 106,528 | $4,754,000 | thousands by filing date | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 186,391 | $4,753,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 37,787 | $4,751,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 176,500 | $4,741,000 | thousands by filing date | put |
| STERICYCLE INC | 858912108 | COM | 74,900 | $4,722,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 95,342 | $4,712,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 32,000 | $4,711,000 | thousands by filing date | put |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 132,211 | $4,706,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 21,800 | $4,695,000 | thousands by filing date | put |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 817,570 | $4,693,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 275,299 | $4,688,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 661,889 | $4,687,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 445,556 | $4,683,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 26,382 | $4,678,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 163,833 | $4,650,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 175,060 | $4,643,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 106,500 | $4,642,000 | thousands by filing date | call |
| BEYOND MEAT INC | 08862E109 | COM | 27,932 | $4,638,000 | thousands by filing date | call |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 151,506 | $4,633,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 135,186 | $4,632,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 47,586 | $4,632,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 114,133 | $4,630,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 81,624 | $4,624,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 239,870 | $4,613,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 61,724 | $4,612,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 44,225 | $4,611,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 65,000 | $4,582,000 | thousands by filing date | put |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 230,000 | $4,582,000 | thousands by filing date | put |
| FLEX LTD ORD | Y2573F102 | Stock | 411,273 | $4,581,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 485,900 | $4,563,000 | thousands by filing date | put |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 332,316 | $4,559,000 | thousands by filing date | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 106,000 | $4,557,000 | thousands by filing date | call |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 10,000 | $4,547,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y293 | GLB X MLP ENRG I | 205,932 | $4,547,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 233,161 | $4,546,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 773,829 | $4,543,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 247,475 | $4,541,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 260,000 | $4,540,000 | thousands by filing date | put |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 170,270 | $4,535,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 240,662 | $4,530,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 174,342 | $4,521,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 52,845 | $4,515,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 842,456 | $4,515,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 172,594 | $4,506,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 413,280 | $4,501,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 66,100 | $4,495,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 075896100 | COM | 300,000 | $4,494,000 | thousands by filing date | put |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 208,898 | $4,490,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 35,000 | $4,488,000 | thousands by filing date | put |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 35,000 | $4,488,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25460G773 | WORK FROM HOME | 83,000 | $4,482,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 71,327 | $4,476,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 40,491 | $4,469,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 55,679 | $4,463,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 85,654 | $4,453,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 161,600 | $4,452,000 | thousands by filing date | call |
| AVANGRID INC | 05351W103 | COM | 88,222 | $4,452,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 72,327 | $4,450,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 24,883 | $4,449,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 246,564 | $4,438,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 57,191 | $4,437,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 300,000 | $4,431,000 | thousands by filing date | put |
| ISHARES TR | 46435G441 | ESG ADVNCD HY BD | 86,846 | $4,425,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 26,999 | $4,423,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 150,033 | $4,420,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 158,446 | $4,409,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 161,500 | $4,394,000 | thousands by filing date | call |
| FIDELITY COMWLTH TR | 315912808 | COM | 10,111 | $4,388,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 96,820 | $4,388,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 102,318 | $4,385,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 875,133 | $4,384,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 378,178 | $4,368,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 248,692 | $4,360,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 78,209 | $4,359,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 165,661 | $4,352,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 237,216 | $4,350,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 99,408 | $4,347,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 95,998 | $4,346,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 206,743 | $4,344,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 165,525 | $4,337,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 243,203 | $4,336,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 50,383 | $4,336,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 134,184 | $4,335,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 915,613 | $4,321,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 240,000 | $4,320,000 | thousands by filing date | call |
| VISTRA CORP COM | 92840M102 | Stock | 228,829 | $4,316,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 311,228 | $4,298,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 518,762 | $4,295,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 127,322 | $4,292,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 507,850 | $4,286,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 42,098 | $4,284,000 | thousands by filing date | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 73,759 | $4,277,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 39,500 | $4,274,000 | thousands by filing date | put |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 425,256 | $4,274,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 1,122,739 | $4,267,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 305,385 | $4,257,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 122,439 | $4,256,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 131,605 | $4,252,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 27,933 | $4,247,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 70,509 | $4,231,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 249,170 | $4,226,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 198,938 | $4,224,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 39,864 | $4,224,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 175,133 | $4,222,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 65,957 | $4,218,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 278,447 | $4,215,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 566,871 | $4,212,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 156,649 | $4,211,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 44,025 | $4,204,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 39,718 | $4,193,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 72,836 | $4,191,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 37,202 | $4,181,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 32,287 | $4,181,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 103,220 | $4,173,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 324,216 | $4,169,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 18,800 | $4,167,000 | thousands by filing date | put |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 124,198 | $4,162,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 476,595 | $4,156,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 1,210,000 | $4,150,000 | thousands by filing date | put |
| HUDSON PAC PPTYS INC | 444097109 | COM | 189,218 | $4,150,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 80,000 | $4,147,000 | thousands by filing date | put |
| KBHOME | 48666K109 | COM | 107,696 | $4,135,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 125,000 | $4,129,000 | thousands by filing date | put |
| AMER STATES WTR CO COM | 029899101 | Stock | 55,040 | $4,126,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 89,647 | $4,116,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 50,500 | $4,094,000 | thousands by filing date | call |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 307,285 | $4,093,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 321,870 | $4,088,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 986,841 | $4,085,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 52,324 | $4,081,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 40,000 | $4,078,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 68,663 | $4,077,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 96,355 | $4,071,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 599,172 | $4,068,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 2,624,731 | $4,068,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 510,953 | $4,057,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 67,657 | $4,057,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 118,659 | $4,049,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 112,337 | $4,047,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 135,112 | $4,047,000 | thousands by filing date | call |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 465,421 | $4,040,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 107,436 | $4,034,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 68,198 | $4,031,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 126,889 | $4,030,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 70,374 | $4,016,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 295,140 | $4,011,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 25,000 | $4,005,000 | thousands by filing date | call |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 250,000 | $4,003,000 | thousands by filing date | call |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 35,722 | $3,993,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 72,800 | $3,992,000 | thousands by filing date | put |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 324,500 | $3,988,000 | thousands by filing date | call |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 185,188 | $3,987,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 255,068 | $3,986,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 106,520 | $3,978,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 254,100 | $3,972,000 | thousands by filing date | put |
| WELLTOWER INC COM | 95040Q104 | REIT | 72,000 | $3,966,000 | thousands by filing date | call |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 91,500 | $3,964,000 | thousands by filing date | put |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 164,423 | $3,964,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 100,403 | $3,963,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 43,806 | $3,959,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 58,200 | $3,956,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 210,225 | $3,950,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 299,746 | $3,948,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 266,075 | $3,940,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 213,241 | $3,934,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 228,618 | $3,934,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 39,955 | $3,931,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 98,993 | $3,929,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 158,498 | $3,919,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 49,737 | $3,912,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 10,200 | $3,910,000 | thousands by filing date | put |
| CSX Corporation | 126408103 | COM | 50,300 | $3,907,000 | thousands by filing date | put |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 50,640 | $3,907,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 108,486 | $3,903,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 120,188 | $3,900,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 35,000 | $3,895,000 | thousands by filing date | put |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 334,684 | $3,892,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 445,817 | $3,892,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 109,984 | $3,884,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 161,893 | $3,876,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 247,700 | $3,874,000 | thousands by filing date | call |
| AMEDISYS INC | 023436108 | COM | 16,366 | $3,869,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 184,966 | $3,867,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 59,693 | $3,865,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 57,063 | $3,864,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 172,404 | $3,855,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y467 | E COMMERCE ETF | 140,926 | $3,843,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 39,343 | $3,833,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 296,501 | $3,830,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 434,719 | $3,829,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 156,559 | $3,828,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 74,133 | $3,823,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 557,364 | $3,818,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 87,903 | $3,811,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 60,407 | $3,807,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 73,509 | $3,804,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 290,802 | $3,801,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 43,976 | $3,800,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 143,732 | $3,797,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 86,011 | $3,792,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 75,269 | $3,785,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 143,421 | $3,783,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 30,907 | $3,782,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 90,089 | $3,782,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 113,779 | $3,782,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 129,326 | $3,779,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 55,897 | $3,771,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 174,870 | $3,770,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 180,000 | $3,764,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 69,660 | $3,762,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 314,700 | $3,751,000 | thousands by filing date | call |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 6,000 | $3,746,000 | thousands by filing date | call |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 114,370 | $3,745,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 34,400 | $3,744,000 | thousands by filing date | call |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 42,915 | $3,741,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 68,160 | $3,738,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 190,700 | $3,736,000 | thousands by filing date | put |
| KKR & CO INC | 48251W104 | COM | 108,700 | $3,733,000 | thousands by filing date | put |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 41,056 | $3,729,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 57,810 | $3,728,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 55,834 | $3,722,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 49,200 | $3,721,000 | thousands by filing date | call |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 15,603 | $3,707,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 75,000 | $3,695,000 | thousands by filing date | put |
| GROUPON INC | 399473206 | COM NEW | 181,045 | $3,694,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 42,921 | $3,690,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 125,736 | $3,689,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 111,100 | $3,687,000 | thousands by filing date | put |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 368,668 | $3,683,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 288,488 | $3,675,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 30,000 | $3,674,000 | thousands by filing date | put |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 4,715 | $3,673,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 15,000 | $3,671,000 | thousands by filing date | put |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 440,005 | $3,670,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 47,545 | $3,669,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 15,080 | $3,658,000 | thousands by filing date | call |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 793,409 | $3,657,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 25,600 | $3,655,000 | thousands by filing date | call |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 34,818 | $3,650,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 280,845 | $3,643,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 188,690 | $3,638,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 86,742 | $3,631,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 141,227 | $3,631,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 171,031 | $3,629,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 18,000 | $3,617,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-20-011384 | this filing | 2020-11-12 | acceptance time not in the bulk data set |