13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-12, with 8,112 holding rows worth $265,314,949,000.
- Accession
- 0000950123-20-011384
- Filer
- CIK 1610520
- Filed
- 2020-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A combination report, 13,785 entries on the cover page, a total value of $265,314,949,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $265,315,045,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 206,506 | $12,551,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 578,414 | $12,517,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 214,037 | $12,502,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 109,954 | $12,480,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 894,923 | $12,458,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 369,274 | $12,456,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 359,061 | $12,381,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 98,601 | $12,378,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 26,032 | $12,369,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 307,013 | $12,364,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 9,212 | $12,363,000 | thousands by filing date | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 306,237 | $12,326,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 440,156 | $12,315,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 456,840 | $12,307,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 238,272 | $12,306,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 68,033 | $12,296,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 914,420 | $12,272,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 157,200 | $12,200,000 | thousands by filing date | call |
| Oracle Corporation | 68389X105 | COM | 203,200 | $12,131,000 | thousands by filing date | call |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 210,883 | $12,114,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 460,730 | $12,104,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 364,564 | $12,103,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 534,932 | $12,089,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 201,663 | $12,080,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 43,916 | $12,073,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 336,000 | $12,069,000 | thousands by filing date | put |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 135,159 | $12,055,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 1,641,725 | $12,050,000 | thousands by filing date | call |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 1,881,696 | $12,043,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 144,707 | $12,009,000 | thousands by filing date | |
| GLOBE LIFE INC | 37959E102 | COM | 149,706 | $11,961,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 124,460 | $11,948,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 206,361 | $11,934,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 384,966 | $11,884,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 169,503 | $11,870,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 114,772 | $11,813,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 145,900 | $11,810,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 120,611 | $11,785,000 | thousands by filing date | put |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 188,632 | $11,769,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 100,167 | $11,729,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 453,932 | $11,688,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 144,100 | $11,665,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 198,972 | $11,571,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 301,683 | $11,539,000 | thousands by filing date | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 964,137 | $11,512,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 120,342 | $11,504,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 706,525 | $11,502,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 1,023,900 | $11,498,000 | thousands by filing date | put |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 188,666 | $11,484,000 | thousands by filing date | |
| VROOM INC | 92918V109 | COM | 221,700 | $11,480,000 | thousands by filing date | call |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 84,346 | $11,464,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 45,100 | $11,463,000 | thousands by filing date | call |
| ALCON AG ORD SHS | H01301128 | Stock | 201,200 | $11,458,000 | thousands by filing date | call |
| INVESCO | 46138J841 | EXCHANGE TRADED | 516,345 | $11,453,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 440,214 | $11,446,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 1,109,618 | $11,440,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 79,900 | $11,409,000 | thousands by filing date | put |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,261,385 | $11,365,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 365,803 | $11,349,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 268,575 | $11,345,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 289,297 | $11,326,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 272,506 | $11,322,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 323,614 | $11,300,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 78,929 | $11,283,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 887,143 | $11,249,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 376,539 | $11,247,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 94,601 | $11,240,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 145,574 | $11,229,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 340,232 | $11,221,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 97,170 | $11,215,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 92,064 | $11,198,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L207 | SELECT US EQTY | 443,875 | $11,192,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 49,256 | $11,155,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 67,100 | $11,129,000 | thousands by filing date | call |
| HUBSPOTINC | 443573100 | STOK | 37,880 | $11,070,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 171,100 | $11,067,000 | thousands by filing date | put |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 238,380 | $11,030,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 122,504 | $10,993,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 165,552 | $10,971,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 110,816 | $10,954,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 33,000 | $10,948,000 | thousands by filing date | put |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 464,252 | $10,943,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 1,168,146 | $10,934,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 1,059,292 | $10,869,000 | thousands by filing date | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F843 | MACK MU INSD ETF | 399,034 | $10,854,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 634,300 | $10,847,000 | thousands by filing date | call |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 222,403 | $10,811,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 203,823 | $10,789,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 45,826 | $10,785,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 32,900 | $10,770,000 | thousands by filing date | call |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 64,647 | $10,763,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 120,068 | $10,760,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 880,379 | $10,758,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 245,004 | $10,742,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 1,135,724 | $10,721,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 253,722 | $10,717,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,500,000 | $10,680,000 | thousands by filing date | put |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 267,914 | $10,663,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 649,712 | $10,656,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 613,400 | $10,648,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 188,612 | $10,617,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 1,200,000 | $10,584,000 | thousands by filing date | put |
| INSULET CORP COM | 45784P101 | Stock | 44,621 | $10,557,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 29,600 | $10,508,000 | thousands by filing date | call |
| ARCH RESOURCES INC | 03940R107 | CL A | 247,059 | $10,495,000 | thousands by filing date | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 154,739 | $10,487,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 396,000 | $10,446,000 | thousands by filing date | call |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 52,866 | $10,444,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 168,703 | $10,439,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 82,500 | $10,436,000 | thousands by filing date | put |
| LITHIA MTRS INC COM | 536797103 | Stock | 45,732 | $10,425,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 270,000 | $10,419,000 | thousands by filing date | put |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 45,882 | $10,417,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 684,248 | $10,386,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 2,119,270 | $10,385,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 55,000 | $10,384,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 182,491 | $10,376,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 170,133 | $10,373,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 204,197 | $10,356,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 460,419 | $10,355,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 272,326 | $10,354,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 233,092 | $10,338,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 86,339 | $10,320,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 138,658 | $10,308,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 951,904 | $10,271,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 266,209 | $10,270,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 242,712 | $10,260,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 90,600 | $10,253,000 | thousands by filing date | put |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 767,355 | $10,252,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 37,299 | $10,229,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 1,826,269 | $10,227,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 293,800 | $10,210,000 | thousands by filing date | put |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 344,587 | $10,206,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 893,048 | $10,189,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 2,161,768 | $10,160,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 45,300 | $10,146,000 | thousands by filing date | call |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 599,802 | $10,137,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 305,182 | $10,128,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 134,089 | $10,108,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 817,286 | $10,090,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 297,137 | $10,083,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 354,910 | $10,062,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 807,260 | $10,058,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 449,916 | $10,056,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 300,000 | $10,008,000 | thousands by filing date | put |
| CHEESECAKE FACTORY INC | 163072101 | COM | 360,585 | $10,002,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 36,000 | $9,992,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 101,933 | $9,924,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 726,882 | $9,914,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 46,900 | $9,903,000 | thousands by filing date | put |
| AXONENTERPRISEINC | 05464C101 | STOK | 109,164 | $9,901,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 505,665 | $9,901,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 405,549 | $9,888,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 61,195 | $9,878,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 118,500 | $9,830,000 | thousands by filing date | call |
| INTERPUBLIC GROUP COS | 460690100 | COM | 589,089 | $9,820,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 255,000 | $9,789,000 | thousands by filing date | put |
| RALPH LAUREN CORP | 751212101 | CL A | 144,012 | $9,789,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 889,165 | $9,781,000 | thousands by filing date | |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 223,240 | $9,776,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 20,100 | $9,749,000 | thousands by filing date | call |
| SYSCOCORP | 871829107 | COM | 155,400 | $9,669,000 | thousands by filing date | put |
| TEXTRON INC COM | 883203101 | Stock | 267,546 | $9,656,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 364,309 | $9,654,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 65,000 | $9,621,000 | thousands by filing date | put |
| CARMAX INC COM | 143130102 | Stock | 104,587 | $9,613,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 847,614 | $9,603,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 604,739 | $9,585,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 2,596,810 | $9,582,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 797,840 | $9,582,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 76,290 | $9,573,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 84,940 | $9,558,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 57,500 | $9,548,000 | thousands by filing date | put |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 144,280 | $9,547,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 52,418 | $9,529,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 87,377 | $9,528,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 703,561 | $9,519,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 233,510 | $9,510,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 113,846 | $9,507,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 164,900 | $9,488,000 | thousands by filing date | put |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 378,621 | $9,488,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 341,689 | $9,475,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 619,317 | $9,401,000 | thousands by filing date | put |
| ALLEGHANY CORP DEL | 017175100 | COM | 18,049 | $9,394,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 66,855 | $9,388,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 911,412 | $9,387,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 129,105 | $9,386,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 876,930 | $9,365,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 33,000 | $9,361,000 | thousands by filing date | call |
| SYNEOS HEALTH INC | 87166B102 | CL A | 175,965 | $9,354,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 43,705 | $9,352,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 76,043 | $9,337,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 161,067 | $9,307,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 479,871 | $9,300,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 400,000 | $9,296,000 | thousands by filing date | put |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 561,960 | $9,284,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 171,004 | $9,267,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 199,183 | $9,246,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 350,000 | $9,195,000 | thousands by filing date | put |
| Accenture Plc Class A | G1151C101 | COM | 40,600 | $9,176,000 | thousands by filing date | put |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 138,123 | $9,155,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 71,387 | $9,126,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 100,400 | $9,117,000 | thousands by filing date | call |
| ROYAL GOLD INC | 780287108 | COM | 75,800 | $9,109,000 | thousands by filing date | put |
| IROBOT CORP | 462726100 | COM | 120,000 | $9,108,000 | thousands by filing date | call |
| EASTGROUP PPTYS INC | 277276101 | COM | 70,363 | $9,099,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 186,716 | $9,099,000 | thousands by filing date | |
| MATCH GROUP INC NEW | 57667L107 | COM | 82,100 | $9,084,000 | thousands by filing date | call |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 157,661 | $9,067,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 88,864 | $9,067,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 325,643 | $9,044,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 42,000 | $9,035,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717X867 | CMN | 284,381 | $9,026,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 116,921 | $9,023,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 475,000 | $9,020,000 | thousands by filing date | put |
| NEWMARKET CORP COM | 651587107 | Stock | 26,339 | $9,017,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 211,403 | $9,008,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 76,200 | $9,002,000 | thousands by filing date | put |
| TORO CO | 891092108 | COM | 107,108 | $8,992,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 232,063 | $8,990,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 445,146 | $8,988,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 652,906 | $8,983,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 118,501 | $8,968,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1,223,748 | $8,945,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 1,392,742 | $8,942,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 184,268 | $8,926,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 557,479 | $8,926,000 | thousands by filing date | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 159,200 | $8,925,000 | thousands by filing date | put |
| iShares Trust iShares USD Green Bond ETF | 46435U440 | SHS | 160,443 | $8,919,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 297,016 | $8,907,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 105,871 | $8,892,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 160,000 | $8,858,000 | thousands by filing date | put |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 714,572 | $8,804,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 214,932 | $8,798,000 | thousands by filing date | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 526,653 | $8,795,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 45,246 | $8,756,000 | thousands by filing date | |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 427,210 | $8,741,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 329,008 | $8,735,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 334,213 | $8,659,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 553,738 | $8,655,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 397,579 | $8,655,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 223,200 | $8,624,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 676,638 | $8,587,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 2,155,000 | $8,577,000 | thousands by filing date | put |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 230,032 | $8,573,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 313,923 | $8,570,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 184,900 | $8,555,000 | thousands by filing date | put |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 310,374 | $8,547,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 71,879 | $8,546,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 209,106 | $8,544,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 260,000 | $8,538,000 | thousands by filing date | put |
| DRAFTKINGS INC | 26142R104 | COM CL A | 145,000 | $8,532,000 | thousands by filing date | call |
| AGCO CORP | 001084102 | COM | 114,767 | $8,525,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 427,800 | $8,522,000 | thousands by filing date | call |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 103,876 | $8,514,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 257,578 | $8,513,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 75,838 | $8,513,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 169,039 | $8,484,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 337,838 | $8,480,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 86,505 | $8,479,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 79,246 | $8,478,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 751,622 | $8,463,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 41,259 | $8,451,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 92,548 | $8,450,000 | thousands by filing date | call |
| Applied Materials,Inc. | 038222105 | COM | 142,100 | $8,448,000 | thousands by filing date | call |
| INMODE LTD SHS | M5425M103 | Stock | 233,505 | $8,448,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 225,000 | $8,438,000 | thousands by filing date | put |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 900,000 | $8,433,000 | thousands by filing date | put |
| FASTLY INC | 31188V100 | CL A | 89,995 | $8,431,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 120,000 | $8,430,000 | thousands by filing date | call |
| PepsiCo,Inc. | 713448108 | COM | 60,800 | $8,427,000 | thousands by filing date | call |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 168,187 | $8,418,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 66,354 | $8,386,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 94,549 | $8,383,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 48,955 | $8,356,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 607,634 | $8,331,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 59,900 | $8,326,000 | thousands by filing date | call |
| CITRIX SYSTEMS INC | 177376100 | COM | 60,300 | $8,304,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 201,207 | $8,276,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 110,960 | $8,272,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 278,166 | $8,248,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 826,825 | $8,244,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 307,013 | $8,234,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 189,904 | $8,230,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 189,780 | $8,227,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 431,687 | $8,223,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 388,260 | $8,220,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 466,607 | $8,212,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 131,351 | $8,208,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 39,100 | $8,196,000 | thousands by filing date | put |
| UNUM GROUP COM | 91529Y106 | Stock | 482,770 | $8,125,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 120,000 | $8,123,000 | thousands by filing date | call |
| REPLIGEN CORP COM | 759916109 | Stock | 54,998 | $8,115,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 78,449 | $8,112,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 77,372 | $8,097,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 208,578 | $8,095,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 107,727 | $8,093,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 43,943 | $8,090,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 1,981,235 | $8,083,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 126,814 | $8,083,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 583,948 | $8,076,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 195,895 | $8,043,000 | thousands by filing date | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 64,452 | $8,036,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 228,362 | $8,025,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 3,414,850 | $8,025,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 429,005 | $8,010,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 235,701 | $8,009,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 185,228 | $7,991,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 109,933 | $7,987,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 99,289 | $7,985,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 201,353 | $7,984,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 93,164 | $7,980,000 | thousands by filing date | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 549,044 | $7,980,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 214,000 | $7,954,000 | thousands by filing date | call |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 1,302,699 | $7,934,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 63,089 | $7,932,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 249,200 | $7,927,000 | thousands by filing date | put |
| FEDERAL SIGNAL CORP | 313855108 | COM | 270,749 | $7,919,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 524,437 | $7,913,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 46,134 | $7,889,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 270,000 | $7,884,000 | thousands by filing date | call |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 85,000 | $7,869,000 | thousands by filing date | put |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 5,287 | $7,867,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 113,551 | $7,861,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 400,000 | $7,860,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 139,910 | $7,847,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 399,784 | $7,832,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 216,000 | $7,825,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 386,552 | $7,824,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 30,616 | $7,803,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 93,193 | $7,795,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 560,000 | $7,790,000 | thousands by filing date | call |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 98,403 | $7,764,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 234,828 | $7,757,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 36,345 | $7,747,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 88,882 | $7,738,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 294,133 | $7,730,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 75,538 | $7,719,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 119,445 | $7,702,000 | thousands by filing date | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 421,959 | $7,697,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 26,797 | $7,676,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 234,094 | $7,664,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 2,249,746 | $7,649,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y434 | GENOMIC BIOTECH | 423,850 | $7,621,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 144,063 | $7,619,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 275,000 | $7,576,000 | thousands by filing date | put |
| FERRARI N V | N3167Y103 | COM | 41,000 | $7,548,000 | thousands by filing date | call |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 268,698 | $7,542,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 65,000 | $7,530,000 | thousands by filing date | put |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 317,631 | $7,527,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 796,807 | $7,522,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 34,900 | $7,512,000 | thousands by filing date | call |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 405,409 | $7,512,000 | thousands by filing date | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 497,384 | $7,510,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 38,440 | $7,496,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 340,932 | $7,490,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 150,000 | $7,449,000 | thousands by filing date | put |
| GODADDY INC CL A | 380237107 | Stock | 97,945 | $7,441,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 386,288 | $7,440,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 57,594 | $7,438,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 277,896 | $7,431,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 191,087 | $7,416,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 59,400 | $7,414,000 | thousands by filing date | call |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 92,440 | $7,373,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 226,495 | $7,359,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 185,929 | $7,354,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 50,000 | $7,349,000 | thousands by filing date | call |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 286,367 | $7,322,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 127,200 | $7,308,000 | thousands by filing date | call |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 223,615 | $7,303,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 276,700 | $7,283,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 200,000 | $7,270,000 | thousands by filing date | put |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 250,200 | $7,263,000 | thousands by filing date | put |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 609,096 | $7,260,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 491,200 | $7,255,000 | thousands by filing date | call |
| GARTNERINC | 366651107 | STOK | 57,985 | $7,246,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 40,000 | $7,233,000 | thousands by filing date | put |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 587,461 | $7,220,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 53,784 | $7,217,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 1,807,989 | $7,214,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 44,472 | $7,208,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 65,473 | $7,205,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 102,764 | $7,194,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 531,795 | $7,179,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 160,000 | $7,160,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 580,000 | $7,151,000 | thousands by filing date | put |
| THOR INDS INC | 885160101 | COM | 75,000 | $7,145,000 | thousands by filing date | call |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 63,686 | $7,123,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 221,249 | $7,113,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 577,700 | $7,100,000 | thousands by filing date | call |
| FIREEYE INC | 31816Q101 | COM | 575,000 | $7,098,000 | thousands by filing date | put |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 444,228 | $7,090,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 61,800 | $7,067,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 210,851 | $7,065,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 46,000 | $7,061,000 | thousands by filing date | put |
| Analog Devices,Inc. | 032654105 | COM | 60,000 | $7,004,000 | thousands by filing date | put |
| Analog Devices,Inc. | 032654105 | COM | 60,000 | $7,004,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 210,480 | $6,992,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 101,345 | $6,981,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 466,022 | $6,981,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 118,120 | $6,973,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 184,070 | $6,941,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 164,436 | $6,922,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 70,000 | $6,915,000 | thousands by filing date | put |
| APTARGROUP INC COM | 038336103 | Stock | 61,039 | $6,909,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 372,300 | $6,899,000 | thousands by filing date | put |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 1,112,961 | $6,889,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 129,420 | $6,882,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 513,191 | $6,881,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 153,872 | $6,878,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 366,731 | $6,876,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 105,338 | $6,874,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 94,325 | $6,863,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 156,801 | $6,856,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 88,204 | $6,829,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 371,541 | $6,825,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 125,519 | $6,806,000 | thousands by filing date | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 218,200 | $6,795,000 | thousands by filing date | put |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 30,300 | $6,787,000 | thousands by filing date | put |
| VANECK RUSSIA ETF | 92189F403 | ETF | 323,990 | $6,787,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 130,157 | $6,778,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 249,847 | $6,769,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 62,461 | $6,768,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 1,170,900 | $6,756,000 | thousands by filing date | put |
| POPULAR INC | 733174700 | COM NEW | 186,220 | $6,754,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 29,163 | $6,751,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 32,725 | $6,744,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 422,027 | $6,744,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 31,875 | $6,702,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 111,137 | $6,688,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 871,832 | $6,687,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 41,441 | $6,686,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 120,682 | $6,686,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 1,487,552 | $6,679,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 73,759 | $6,676,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 1,414,882 | $6,664,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 198,513 | $6,664,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 1,006,395 | $6,662,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 653,000 | $6,661,000 | thousands by filing date | put |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 115,000 | $6,656,000 | thousands by filing date | call |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 273,748 | $6,647,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 20,300 | $6,645,000 | thousands by filing date | put |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 100,641 | $6,639,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 212,028 | $6,635,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 297,000 | $6,629,000 | thousands by filing date | call |
| VICI PPTYS INC COM | 925652109 | REIT | 282,751 | $6,608,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 498,504 | $6,600,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 356,100 | $6,599,000 | thousands by filing date | call |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 528,156 | $6,597,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 220,564 | $6,595,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 20,900 | $6,594,000 | thousands by filing date | put |
| LULULEMON ATHLETICA INC | 550021109 | COM | 20,000 | $6,587,000 | thousands by filing date | put |
| GAMING & LEISURE P COM | 36467J108 | REIT | 178,367 | $6,587,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 70,097 | $6,586,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 439,547 | $6,584,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 64,506 | $6,580,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 51,666 | $6,580,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 619,582 | $6,580,000 | thousands by filing date | |
| FS KKR CAP CORP II | 35952V303 | COM | 446,693 | $6,571,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 370,658 | $6,564,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 311,883 | $6,559,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 2,210,791 | $6,522,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 340,400 | $6,515,000 | thousands by filing date | call |
| GRUBHUB INC | 400110102 | COM | 90,000 | $6,510,000 | thousands by filing date | put |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 176,600 | $6,509,000 | thousands by filing date | put |
| EBAY INC. COM | 278642103 | Stock | 124,500 | $6,486,000 | thousands by filing date | call |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 238,900 | $6,484,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 339,781 | $6,476,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 134,633 | $6,473,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 120,000 | $6,466,000 | thousands by filing date | call |
| KINSALECAPGROUPINC | 49714P108 | STOK | 33,980 | $6,462,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 432,275 | $6,441,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 245,541 | $6,430,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 180,517 | $6,425,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 84,440 | $6,424,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 51,744 | $6,422,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 46,771 | $6,400,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 432,949 | $6,382,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 102,009 | $6,382,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 80,322 | $6,370,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 100,000 | $6,364,000 | thousands by filing date | call |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 1,410,803 | $6,349,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 260,864 | $6,336,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 215,000 | $6,332,000 | thousands by filing date | put |
| ALCOA CORP COM | 013872106 | Stock | 544,024 | $6,327,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 600,000 | $6,321,000 | thousands by filing date | call |
| BLOCK H & R INC COM | 093671105 | Stock | 387,047 | $6,305,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 534,254 | $6,304,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 58,903 | $6,302,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 314,000 | $6,274,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 161,376 | $6,250,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 42,782 | $6,247,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 152,632 | $6,242,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 145,997 | $6,237,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 172,595 | $6,229,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 163,133 | $6,223,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 104,416 | $6,222,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 809,770 | $6,211,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 88,181 | $6,209,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 288,263 | $6,201,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-20-011384 | this filing | 2020-11-12 | acceptance time not in the bulk data set |