13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 8,098 holding rows worth $259,766,458,000.
- Accession
- 0000950123-19-010978
- Filer
- CIK 1610520
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A combination report, 13,771 entries on the cover page, a total value of $259,766,458,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $259,766,430,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LULULEMON ATHLETICA INC | 550021109 | COM | 5,000 | $963,000 | thousands by filing date | call |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 18,589 | $962,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 120,000 | $958,000 | thousands by filing date | put |
| Q2 HLDGS INC COM | 74736L109 | Stock | 12,129 | $956,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 56,854 | $955,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 38,308 | $955,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 125,322 | $954,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 30,135 | $954,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 59,854 | $952,000 | thousands by filing date | |
| PREVAIL THERAPEUTICS INC | 74140Y101 | COM | 77,559 | $952,000 | thousands by filing date | principal |
| DOMO INC | 257554105 | COM CL B | 59,523 | $951,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 59,292 | $951,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 798,143 | $949,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 3,700 | $946,000 | thousands by filing date | call |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 55,432 | $946,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 19,916 | $946,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 24,263 | $945,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 43,010 | $945,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 20,339 | $945,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 5,000 | $943,000 | thousands by filing date | put |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 34,023 | $943,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 34,323 | $943,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 21,419 | $942,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 35,642 | $939,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 16,439 | $937,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 27,993 | $937,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 412,500 | $936,000 | thousands by filing date | call |
| OPTION CARE HEALTH INC | 68404L102 | COM | 292,352 | $936,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 38,100 | $935,000 | thousands by filing date | call |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 11,416 | $934,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 61,567 | $932,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 41,090 | $931,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 101,442 | $927,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 25,405 | $927,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 45,742 | $926,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 30,211 | $926,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 39,877 | $925,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 28,465 | $922,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 52,094 | $922,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 30,499 | $918,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 59,326 | $918,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 34,777 | $918,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 58,953 | $918,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 23,273 | $917,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 50,873 | $916,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 16,501 | $915,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 66,724 | $915,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 22,152 | $913,000 | thousands by filing date | principal |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 27,835 | $911,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F409 | INCOME OPPRTNTES | 40,954 | $910,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 51,285 | $908,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 17,321 | $908,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 157,945 | $908,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 28,434 | $906,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 12,100 | $905,000 | thousands by filing date | put |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 24,917 | $905,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 55,905 | $898,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 131,000 | $897,000 | thousands by filing date | call |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 67,600 | $896,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 95,476 | $895,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 65,268 | $895,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 79,679 | $894,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 31,373 | $893,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 11,559 | $893,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 157,549 | $893,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 123,307 | $893,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 94,662 | $891,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 32,905 | $890,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 40,000 | $889,000 | thousands by filing date | call |
| SUZANO S A SPON ADS | 86959K105 | ADR | 110,233 | $889,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 49,746 | $889,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 25,200 | $887,000 | thousands by filing date | call |
| HOME BANCSHARES INC COM | 436893200 | Stock | 47,132 | $886,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC 2.75 CNV PFD C | 84741T302 | Convertible Preferred | 35,103 | $886,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 67,820 | $885,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 81,237 | $884,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 25,429 | $883,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 48,708 | $882,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 13,791 | $881,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 5,600 | $877,000 | thousands by filing date | put |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 48,423 | $877,000 | thousands by filing date | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 131,844 | $876,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 77,086 | $875,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 23,635 | $875,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 22,600 | $874,000 | thousands by filing date | call |
| JUNIPER NETWORKS INC | 48203R104 | COM | 35,300 | $874,000 | thousands by filing date | call |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 14,946 | $872,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 25,502 | $872,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 12,350 | $870,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 11,026 | $870,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 73,989 | $869,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 151,858 | $869,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 38,671 | $868,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 38,459 | $868,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 60,026 | $867,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 5,729 | $867,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 24,021 | $865,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 89,967 | $862,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 2,465 | $859,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 152,866 | $857,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 28,220 | $856,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 15,943 | $853,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 42,190 | $852,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 32,900 | $848,000 | thousands by filing date | call |
| NELNET INC | 64031N108 | CL A | 13,319 | $848,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 32,417 | $848,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 8,700 | $846,000 | thousands by filing date | put |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 32,843 | $846,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 24,013 | $845,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 194,845 | $843,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 81,375 | $842,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 87,500 | $842,000 | thousands by filing date | call |
| JABIL INC COM | 466313103 | Stock | 23,531 | $841,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 73,375 | $840,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 20,770 | $840,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 9,600 | $840,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 30,454 | $837,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 17,271 | $837,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 7,630 | $835,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 32,802 | $833,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 25,000 | $833,000 | thousands by filing date | put |
| ORTHOFIX MED INC | 68752M108 | COM | 15,706 | $833,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 28,989 | $833,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 164,740 | $833,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 53,930 | $832,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 20,467 | $832,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 21,684 | $831,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 26,698 | $831,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 91,185 | $831,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 89,721 | $831,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 60,796 | $831,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 5,100 | $830,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 57,677 | $829,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 262,718 | $828,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 152,436 | $828,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 16,700 | $827,000 | thousands by filing date | put |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 120,817 | $827,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 209,953 | $826,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 195,816 | $825,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 223,037 | $825,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 36,043 | $824,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 68,111 | $824,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 16,886 | $820,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 26,880 | $819,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 22,480 | $818,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 58,089 | $818,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 70,046 | $817,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 37,706 | $816,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 10,793 | $814,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 82,360 | $813,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 25,182 | $813,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 16,864 | $811,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 13,467 | $811,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 158,386 | $811,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 27,388 | $811,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 10,847 | $810,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 21,414 | $809,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 37,633 | $809,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 87,163 | $808,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 8,200 | $807,000 | thousands by filing date | call |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 55,647 | $807,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 25,164 | $806,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 43,181 | $806,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 56,823 | $805,000 | thousands by filing date | |
| BARCLAYS BANK | 06742A750 | IPATH S&P MLP | 50,962 | $805,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 39,336 | $803,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 21,208 | $802,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 14,432 | $800,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 83,590 | $799,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 13,390 | $798,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 88,622 | $798,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 6,641 | $796,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 42,369 | $794,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 45,600 | $792,000 | thousands by filing date | call |
| WILLIAMS COS INC COM | 969457100 | Stock | 32,900 | $792,000 | thousands by filing date | put |
| High Templar Tech Limit | 747798106 | COM | 115,000 | $792,000 | thousands by filing date | put |
| ACUSHNET HLDGS CORP | 005098108 | COM | 29,879 | $789,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 57,232 | $789,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 57,382 | $789,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 43,587 | $788,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 24,194 | $787,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 143,336 | $787,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 66,549 | $787,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 40,085 | $786,000 | thousands by filing date | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 49,750 | $786,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 36,628 | $785,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 54,108 | $784,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 206,057 | $783,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 57,495 | $783,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 12,184 | $780,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 23,544 | $777,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 5,200 | $776,000 | thousands by filing date | put |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 51,244 | $776,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 6,200 | $774,000 | thousands by filing date | put |
| SAUL CTRS INC COM | 804395101 | REIT | 14,179 | $773,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 40,649 | $771,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 14,005 | $769,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 22,885 | $769,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 166,890 | $768,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 10,654 | $767,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 38,984 | $766,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 61,232 | $763,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 46,451 | $762,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 47,004 | $761,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 53,358 | $761,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 31,040 | $761,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 43,170 | $760,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 35,482 | $760,000 | thousands by filing date | |
| AXA EQUITABLE HLDGS INC | 054561105 | COM | 34,319 | $760,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 150,000 | $759,000 | thousands by filing date | call |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 53,784 | $759,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 11,422 | $758,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 36,158 | $758,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 22,545 | $758,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 10,388 | $757,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 15,317 | $757,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 26,089 | $757,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 50,583 | $755,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 25,690 | $755,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 18,489 | $755,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 34,972 | $755,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 25,464 | $755,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 86,886 | $754,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 10,000 | $753,000 | thousands by filing date | put |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 32,100 | $750,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 68,199 | $750,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 33,798 | $750,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 12,582 | $750,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 31,631 | $749,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 26,300 | $747,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 58,160 | $744,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 29,662 | $743,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 30,852 | $743,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 34,720 | $743,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 5,352 | $741,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 42,245 | $740,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 14,125 | $740,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 21,166 | $738,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 78,725 | $737,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 5,000 | $736,000 | thousands by filing date | put |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 70,029 | $736,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 22,597 | $736,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 25,186 | $733,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 79,250 | $732,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 20,799 | $732,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 81,929 | $732,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 10,877 | $726,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 18,500 | $725,000 | thousands by filing date | call |
| LAKELAND BANCORP INC | 511637100 | COM | 47,008 | $725,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 30,228 | $724,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 33,699 | $723,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 79,461 | $722,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 47,896 | $722,000 | thousands by filing date | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 78,100 | $722,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 26,427 | $721,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 15,324 | $721,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 16,921 | $720,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 24,733 | $719,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 14,500 | $716,000 | thousands by filing date | call |
| CSX Corporation | 126408103 | COM | 10,300 | $713,000 | thousands by filing date | put |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 11,681 | $713,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 10,283 | $713,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 11,040 | $713,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 5,975 | $713,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 45,504 | $713,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 1,072 | $711,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 62,502 | $711,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 9,529 | $709,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 161,634 | $706,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 9,674 | $706,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 3,720 | $703,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 12,028 | $702,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 24,964 | $702,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 14,500 | $700,000 | thousands by filing date | call |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 31,155 | $699,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 16,700 | $698,000 | thousands by filing date | put |
| ABERDEEN INDIA FD INC | 454089103 | COM | 33,994 | $698,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 30,000 | $698,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 24,900 | $697,000 | thousands by filing date | put |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 14,036 | $697,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 40,000 | $694,000 | thousands by filing date | call |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 48,303 | $694,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 18,733 | $693,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 16,460 | $693,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 41,718 | $693,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 17,772 | $691,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 30,854 | $690,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 24,777 | $688,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 43,934 | $687,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 28,304 | $687,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 26,917 | $685,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 10,024 | $684,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 52,118 | $684,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 13,208 | $683,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 33,482 | $683,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 20,000 | $682,000 | thousands by filing date | call |
| WEYCO GROUP INC COM | 962149100 | Stock | 30,145 | $682,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 80,546 | $682,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 87,100 | $681,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 17,838 | $679,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 9,839 | $678,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 7,631 | $678,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 18,307 | $678,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E834 | DWA TACTCL MLT | 26,415 | $678,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G680 | S&P FINCIAL REVE | 9,930 | $677,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 33,283 | $674,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 158,329 | $673,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 9,217 | $672,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 64,254 | $672,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 237,674 | $672,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 12,166 | $671,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 65,777 | $671,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 18,269 | $670,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 24,213 | $669,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 2,491 | $669,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 6,934 | $668,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 84,135 | $667,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 43,009 | $665,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 60,736 | $664,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416300 | Cmn | 40,565 | $664,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 185,737 | $663,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 21,746 | $661,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 14,834 | $661,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 181,731 | $661,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 57,244 | $660,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 16,069 | $659,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 9,303 | $658,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 25,778 | $658,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 89,231 | $658,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 15,152 | $657,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 34,117 | $657,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 95,600 | $657,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 55,392 | $655,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 17,918 | $654,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 57,707 | $653,000 | thousands by filing date | put |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 30,052 | $653,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 31,349 | $651,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 69,566 | $649,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 12,018 | $649,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 12,139 | $648,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 48,734 | $648,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 28,066 | $645,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 33,041 | $644,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 318,657 | $643,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 13,474 | $642,000 | thousands by filing date | call |
| FB FINL CORP | 30257X104 | COM | 17,106 | $642,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 26,477 | $640,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 23,500 | $639,000 | thousands by filing date | call |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 59,054 | $639,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 17,800 | $638,000 | thousands by filing date | call |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 25,594 | $638,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 43,317 | $638,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 20,582 | $637,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 85,696 | $637,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 23,705 | $637,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 138,235 | $635,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 18,724 | $635,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 3,000 | $634,000 | thousands by filing date | put |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 12,452 | $634,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 23,459 | $634,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 23,752 | $633,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 26,027 | $633,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 52,101 | $632,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 55,700 | $632,000 | thousands by filing date | call |
| AVEDRO INC | 05355N109 | COM | 27,850 | $632,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 25,038 | $631,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 243,477 | $630,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 2,070 | $629,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 75,000 | $629,000 | thousands by filing date | put |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 25,518 | $629,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 12,700 | $627,000 | thousands by filing date | call |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 40,249 | $627,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 5,299 | $626,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 13,055 | $625,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 24,060 | $623,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 17,467 | $623,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 29,540 | $623,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 25,000 | $623,000 | thousands by filing date | call |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 43,970 | $621,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 25,594 | $620,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 16,000 | $620,000 | thousands by filing date | put |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 40,000 | $619,000 | thousands by filing date | call |
| USD PARTNERS LP LP | 903318103 | STOK | 58,975 | $616,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 7,541 | $615,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 8,726 | $614,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 14,006 | $614,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 8,172 | $613,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 90,985 | $613,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 16,329 | $612,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 17,866 | $610,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 52,351 | $610,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 139,448 | $610,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 45,947 | $610,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L209 | UNIT 03/04/2024 | 60,552 | $610,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 19,142 | $609,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 16,100 | $608,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 9,511 | $607,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 5,939 | $606,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 14,525 | $606,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 92,173 | $606,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 29,346 | $606,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 10,174 | $605,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 18,491 | $604,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 23,733 | $603,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 65,132 | $603,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 42,209 | $602,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 20,200 | $602,000 | thousands by filing date | call |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 40,980 | $601,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 12,168 | $600,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 41,918 | $600,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 7,299 | $599,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 41,558 | $596,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 22,874 | $596,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 13,713 | $595,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 31,800 | $594,000 | thousands by filing date | put |
| ANGIODYNAMICS INC | 03475V101 | COM | 32,240 | $594,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 30,951 | $594,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 39,064 | $594,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 21,653 | $594,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 8,013 | $593,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 25,720 | $592,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 7,805 | $592,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 179,580 | $592,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 27,371 | $592,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 36,400 | $591,000 | thousands by filing date | call |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 40,209 | $591,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 64,173 | $591,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 34,748 | $590,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 150,000 | $590,000 | thousands by filing date | put |
| ENOVIS CORP | 194014106 | COMMON STOCK | 20,307 | $590,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 32,253 | $587,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 222,995 | $586,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 63,353 | $586,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 30,182 | $586,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 18,227 | $585,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 18,608 | $584,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 19,998 | $584,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 23,722 | $584,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 21,699 | $584,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 18,110 | $582,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 53,027 | $582,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 28,135 | $581,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 14,054 | $581,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 16,266 | $580,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 7,617 | $580,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 9,947 | $580,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 15,680 | $580,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 134,127 | $578,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 9,900 | $577,000 | thousands by filing date | put |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 5,205 | $576,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 16,210 | $576,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 38,067 | $575,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 25,000 | $574,000 | thousands by filing date | call |
| RMR GROUP INC | 74967R106 | CL A | 12,605 | $573,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 18,772 | $573,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 10,052 | $573,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 11,900 | $572,000 | thousands by filing date | call |
| AVX CORP NEW | 002444107 | COM | 37,589 | $572,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 12,850 | $570,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 57,086 | $570,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 8,432 | $569,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 40,518 | $568,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 37,040 | $567,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 32,312 | $567,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 45,315 | $567,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 10,000 | $566,000 | thousands by filing date | call |
| PRICESMART INC COM | 741511109 | Stock | 7,931 | $564,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 17,354 | $564,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 183,071 | $564,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 97,341 | $563,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 284,411 | $563,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 79,902 | $563,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 27,024 | $561,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 35,321 | $561,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 103,082 | $560,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 67,339 | $559,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 10,233 | $559,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 41,326 | $559,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 24,622 | $558,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 6,489 | $558,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 37,997 | $556,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 7,346 | $556,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 48,090 | $554,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 34,100 | $554,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 2,500 | $553,000 | thousands by filing date | put |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 5,730 | $553,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 72,543 | $553,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 21,721 | $553,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 9,181 | $553,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 27,966 | $553,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 50,300 | $552,000 | thousands by filing date | call |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 23,889 | $551,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 12,509 | $551,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 55,752 | $550,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 24,419 | $550,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 31,272 | $550,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 41,988 | $550,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 31,589 | $549,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 72,405 | $549,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 126,365 | $548,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-19-010978 | this filing | 2019-11-14 | acceptance time not in the bulk data set |