13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 8,098 holding rows worth $259,766,458,000.
- Accession
- 0000950123-19-010978
- Filer
- CIK 1610520
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A combination report, 13,771 entries on the cover page, a total value of $259,766,458,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $259,766,430,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 4,789 | $548,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 21,513 | $545,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 10,378 | $543,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 27,585 | $543,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 19,400 | $542,000 | thousands by filing date | call |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 36,876 | $542,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 40,275 | $541,000 | thousands by filing date | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 23,799 | $540,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 53,463 | $540,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 29,598 | $535,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 3,480 | $535,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 7,848 | $535,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 45,867 | $533,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 17,647 | $533,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 9,204 | $532,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 15,185 | $532,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 20,397 | $532,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 93,195 | $532,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 44,717 | $531,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 25,286 | $531,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 11,378 | $529,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 59,780 | $529,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 10,696 | $528,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 18,009 | $527,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 15,763 | $526,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 33,605 | $525,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 7,816 | $525,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 27,217 | $524,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 11,456 | $524,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 15,511 | $523,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 18,927 | $522,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 30,791 | $521,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 103,673 | $521,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 28,662 | $521,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 8,431 | $520,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 102,771 | $517,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 19,852 | $517,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 6,947 | $517,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 30,703 | $516,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 8,667 | $516,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 54,025 | $515,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 11,781 | $515,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 3,725 | $515,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 60,668 | $514,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 43,646 | $513,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 20,000 | $512,000 | thousands by filing date | call |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 42,568 | $512,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 20,544 | $512,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 3,000 | $511,000 | thousands by filing date | put |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 35,874 | $510,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 9,000 | $510,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 20,524 | $510,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 6,669 | $509,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 23,203 | $509,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 81,372 | $507,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 1,297 | $506,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 38,133 | $506,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 33,137 | $506,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 12,322 | $506,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 26,890 | $505,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 36,955 | $505,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 150,357 | $505,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q753 | US VALUE FACTR | 18,861 | $504,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 14,243 | $504,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 6,729 | $504,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 26,293 | $502,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 16,810 | $502,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 15,547 | $502,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 34,935 | $501,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 22,393 | $501,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 26,516 | $500,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 15,874 | $500,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 10,000 | $499,000 | thousands by filing date | call |
| TTEC HLDGS INC | 89854H102 | COM | 10,437 | $499,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 14,843 | $498,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 26,660 | $497,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 52,460 | $497,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 66,004 | $495,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 22,679 | $494,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 27,993 | $494,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 25,852 | $494,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 18,982 | $494,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 19,224 | $493,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 23,970 | $493,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 39,234 | $490,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 76,045 | $490,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 3,900 | $490,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 34,459 | $489,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 95,726 | $488,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 56,164 | $486,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 70,113 | $485,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 21,275 | $484,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 82,986 | $483,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 32,676 | $483,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 17,668 | $483,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 12,346 | $483,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 44,813 | $483,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 81,908 | $482,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 81,145 | $481,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 116,498 | $481,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 10,399 | $480,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 36,729 | $480,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 13,798 | $479,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 6,569 | $479,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 17,117 | $479,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 28,930 | $479,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 10,008 | $479,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 5,955 | $479,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 77,614 | $479,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 168,124 | $479,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 11,773 | $478,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 65,000 | $477,000 | thousands by filing date | put |
| BG STAFFING INC | 05544A109 | COM | 24,990 | $477,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E125 | DAILY SM CP BEAR | 10,144 | $477,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 16,879 | $477,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 14,533 | $476,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 60,532 | $475,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 8,638 | $474,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 52,748 | $474,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 71,934 | $474,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 29,430 | $473,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 2,684 | $473,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 15,400 | $472,000 | thousands by filing date | call |
| SENECA FOODS CORP NEW | 817070501 | CL A | 15,102 | $471,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 21,700 | $471,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 38,949 | $471,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 5,784 | $470,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 50,548 | $470,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 13,740 | $470,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 33,819 | $470,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 13,504 | $468,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 3,067 | $468,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 55,218 | $467,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 23,754 | $466,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 15,000 | $465,000 | thousands by filing date | call |
| QAD INC-A | 74727D306 | CL A | 10,003 | $462,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 119,213 | $462,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 28,978 | $462,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 15,281 | $461,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 50,669 | $461,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 27,000 | $460,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 10,850 | $460,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 55,318 | $460,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 38,435 | $459,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 29,580 | $458,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 119,700 | $457,000 | thousands by filing date | put |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 3,400 | $457,000 | thousands by filing date | call |
| AVANOS MED INC | 05350V106 | COM | 12,202 | $457,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 43,422 | $456,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 26,652 | $456,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 2,834 | $456,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 90,867 | $453,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 41,638 | $453,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 15,571 | $451,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 42,286 | $451,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 58,669 | $451,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 74,623 | $450,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 39,240 | $450,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 31,346 | $450,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 39,368 | $450,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 66,763 | $449,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 65,713 | $449,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 49,045 | $447,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 31,140 | $446,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 26,201 | $445,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 19,710 | $445,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 7,760 | $444,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 20,426 | $444,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E701 | CHINA SMALL CP | 18,687 | $443,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 9,000 | $442,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 8,067 | $442,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 31,696 | $442,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 21,196 | $441,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 28,476 | $441,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 21,873 | $440,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 38,159 | $440,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 20,906 | $440,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 11,541 | $439,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 25,789 | $439,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 29,294 | $438,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 38,425 | $437,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 11,687 | $437,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 30,240 | $436,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 10,509 | $436,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 3,525 | $436,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 3,385 | $435,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 75,000 | $435,000 | thousands by filing date | call |
| MYR GROUP INC | 55405W104 | COM | 13,909 | $435,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 129,824 | $435,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 9,600 | $434,000 | thousands by filing date | put |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 13,333 | $432,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 17,339 | $429,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 22,739 | $429,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 20,096 | $428,000 | thousands by filing date | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 15,800 | $428,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 36,516 | $427,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 15,325 | $427,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 24,855 | $426,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 12,797 | $426,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 88,426 | $426,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 10,294 | $426,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 8,751 | $425,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 60,501 | $425,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 14,918 | $425,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 25,000 | $424,000 | thousands by filing date | put |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 20,397 | $424,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 24,879 | $423,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 3,000 | $420,000 | thousands by filing date | put |
| INVESCO ACTIVELY MANAGED EXC | 46090A705 | S&P500 DOWNSID | 15,312 | $420,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 24,248 | $419,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 16,613 | $419,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 27,244 | $419,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 68,075 | $418,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 16,812 | $418,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 16,755 | $418,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 19,586 | $417,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 7,684 | $416,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 82,031 | $416,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 8,674 | $414,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 11,295 | $414,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 7,573 | $414,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 149,048 | $414,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,300 | $413,000 | thousands by filing date | put |
| WATERSTONE FINL INC MD | 94188P101 | COM | 23,989 | $412,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 27,548 | $412,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 36,610 | $412,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 50,000 | $411,000 | thousands by filing date | call |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 9,577 | $411,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 15,783 | $411,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 14,115 | $411,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 23,975 | $410,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 10,716 | $410,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 48,513 | $409,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 55,032 | $408,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 21,113 | $407,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 20,086 | $407,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 10,300 | $407,000 | thousands by filing date | call |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 33,609 | $407,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 23,696 | $406,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 2,545 | $405,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 22,367 | $404,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 13,684 | $404,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 5,461 | $403,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 21,872 | $403,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 53,083 | $403,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 9,349 | $401,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 6,029 | $401,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 27,772 | $400,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 40,226 | $398,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 53,793 | $398,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 7,200 | $397,000 | thousands by filing date | call |
| ECOLAB INC COM | 278865100 | Stock | 2,000 | $396,000 | thousands by filing date | put |
| SPARTAN MTRS INC | 846819100 | COM | 28,785 | $395,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 42,275 | $394,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 12,190 | $394,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 11,596 | $394,000 | thousands by filing date | |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 6,794 | $394,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 6,745 | $393,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 1,584 | $393,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 17,912 | $393,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 3,609 | $393,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 156,390 | $391,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 90,094 | $390,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 8,600 | $389,000 | thousands by filing date | call |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 23,713 | $388,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 11,472 | $388,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 11,145 | $387,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 8,712 | $387,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 10,368 | $387,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 63,976 | $387,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 30,808 | $386,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 93,189 | $385,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 5,812 | $384,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 10,770 | $384,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 4,547 | $382,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 8,029 | $382,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 28,098 | $381,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 7,824 | $381,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 18,325 | $380,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 10,973 | $380,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 11,575 | $379,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 34,023 | $379,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 12,463 | $378,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 10,017 | $376,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVCN DIVD ETF | 75605A504 | CEF | 12,432 | $376,000 | thousands by filing date | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 12,141 | $375,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 175,297 | $375,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 49,300 | $374,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 12,075 | $374,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 200,000 | $374,000 | thousands by filing date | put |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 6,935 | $373,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 15,782 | $373,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 40,642 | $373,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 17,944 | $372,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 49,633 | $371,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 92,590 | $371,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 32,191 | $370,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 18,325 | $370,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 18,000 | $369,000 | thousands by filing date | call |
| AMERICAN VANGUARD CORP | 030371108 | COM | 23,488 | $368,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 36,541 | $368,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 21,924 | $367,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 60,633 | $367,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 27,599 | $366,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 35,015 | $366,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 38,518 | $365,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 114,871 | $365,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 19,579 | $364,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 33,050 | $364,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 24,254 | $364,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 22,351 | $363,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 281,831 | $363,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 31,947 | $363,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 26,991 | $362,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 30,591 | $362,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 10,730 | $362,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 51,925 | $361,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 4,785 | $361,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 3,421 | $360,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 29,047 | $360,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 32,976 | $359,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 8,762 | $358,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 26,115 | $358,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 12,000 | $357,000 | thousands by filing date | put |
| STANTEC INC COM | 85472N109 | Stock | 16,103 | $357,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 6,971 | $356,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 6,200 | $356,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 3,864 | $356,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 13,358 | $355,000 | thousands by filing date | |
| TORTOISE ESSENTIAL ASSETS IN | 89148A103 | COM SH BEN INT | 21,331 | $355,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 20,147 | $354,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 32,301 | $354,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 26,260 | $353,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 3,899 | $352,000 | thousands by filing date | principal |
| INSTEEL INDS INC | 45774W108 | COM | 17,148 | $352,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 11,870 | $352,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 20,486 | $352,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 20,288 | $352,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 28,661 | $351,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 6,697 | $351,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 67,029 | $351,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 23,824 | $349,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 20,383 | $348,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,900 | $347,000 | thousands by filing date | put |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 13,462 | $347,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 10,899 | $346,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 59,475 | $346,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 22,310 | $346,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 103,041 | $345,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 16,052 | $345,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 9,587 | $343,000 | thousands by filing date | |
| TWIN RIV WORLDWIDE HLDGS INC | 90171V204 | COM | 15,039 | $343,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 28,909 | $342,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 5,756 | $341,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 8,814 | $340,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 17,477 | $340,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 32,563 | $339,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 29,450 | $338,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 5,106 | $338,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 62,127 | $338,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 14,783 | $337,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 6,792 | $337,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 21,921 | $337,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 20,746 | $337,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 27,178 | $336,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 92,841 | $336,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 70,439 | $336,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 8,414 | $336,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 18,444 | $336,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 1,500 | $335,000 | thousands by filing date | put |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 12,650 | $335,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 2,445 | $334,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 24,508 | $334,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 13,994 | $334,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 24,186 | $334,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 5,000 | $334,000 | thousands by filing date | call |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 15,466 | $333,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 44,632 | $333,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 27,003 | $333,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 12,423 | $333,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 61,322 | $332,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 37,056 | $332,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 18,663 | $331,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 58,371 | $330,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 20,159 | $329,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 78,201 | $329,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 100,191 | $328,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 10,100 | $327,000 | thousands by filing date | put |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 36,650 | $326,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 21,625 | $326,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 6,015 | $326,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 6,555 | $326,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 72,482 | $326,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 31,572 | $325,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 11,746 | $325,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,500 | $324,000 | thousands by filing date | call |
| PRINCIPIA BIOPHARMA INC | 74257L108 | COM | 11,430 | $323,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 11,014 | $322,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 11,252 | $322,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 12,613 | $322,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 2,817 | $321,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 12,889 | $321,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 27,263 | $321,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 28,999 | $319,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 11,614 | $319,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 22,139 | $319,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 4,791 | $318,000 | thousands by filing date | principal |
| AXONICS INC | 05465P101 | COM | 11,799 | $318,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 13,366 | $317,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 24,184 | $317,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q705 | COM PAR NEW | 60,660 | $317,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 202,600 | $316,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 6,907 | $316,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 8,388 | $316,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 15,075 | $316,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 2,664 | $315,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 28,449 | $314,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 21,664 | $314,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 22,076 | $314,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 9,271 | $314,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 35,140 | $313,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459Y165 | DAILY 500 2X ETF | 5,460 | $312,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 15,232 | $312,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 3,746 | $311,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 102,267 | $310,000 | thousands by filing date | |
| FORTIVE CORP | 34959J207 | PREFERRED | 344 | $310,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 18,781 | $309,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 25,195 | $309,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 29,415 | $308,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 82,100 | $308,000 | thousands by filing date | put |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 3,510 | $307,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 7,316 | $307,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 21,377 | $307,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 14,999 | $307,000 | thousands by filing date | |
| PROSHARES TR ULTSHRT QQQ | 74347B243 | CEF | 10,228 | $307,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 43,892 | $305,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 79,992 | $305,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 30,453 | $302,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 8,083 | $302,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 119,589 | $302,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 1,094 | $302,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 16,472 | $301,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 8,546 | $300,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 1,870 | $300,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 83,566 | $300,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081507 | Stock | 15,860 | $300,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 8,918 | $299,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 4,667 | $299,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 11,078 | $299,000 | thousands by filing date | |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 3,789 | $299,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 38,383 | $298,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 17,300 | $298,000 | thousands by filing date | call |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 22,144 | $298,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 7,636 | $298,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 20,525 | $298,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 25,826 | $298,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 20,212 | $297,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 11,379 | $297,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 131,399 | $297,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 137,261 | $296,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 7,668 | $296,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 9,111 | $296,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 8,884 | $296,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 227,396 | $296,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 21,067 | $295,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 29,305 | $295,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 14,303 | $294,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 11,180 | $294,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 289,828 | $293,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 4,500 | $292,000 | thousands by filing date | call |
| CAESARSTONE LTD | M20598104 | ORD SHS | 17,535 | $292,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 28,892 | $292,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415116 | UNIT 09/24/2020 | 27,850 | $292,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 7,575 | $291,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 9,534 | $291,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 29,893 | $289,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 44,707 | $289,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 8,151 | $289,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 10,275 | $288,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 7,222 | $288,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 10,382 | $287,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 6,831 | $287,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 25,529 | $286,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 64,224 | $286,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 8,156 | $285,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 59,983 | $285,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 186,124 | $284,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 7,275 | $284,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 46,755 | $284,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 31,323 | $284,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 45,766 | $284,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 5,169 | $283,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 17,738 | $283,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 48,315 | $283,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 19,917 | $283,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 26,798 | $283,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 39,100 | $282,000 | thousands by filing date | put |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 34,076 | $282,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 70,943 | $282,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 27,579 | $282,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-19-010978 | this filing | 2019-11-14 | acceptance time not in the bulk data set |