13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 8,098 holding rows worth $259,766,458,000.
- Accession
- 0000950123-19-010978
- Filer
- CIK 1610520
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A combination report, 13,771 entries on the cover page, a total value of $259,766,458,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $259,766,430,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 290,951 | $1,641,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 197,000 | $1,638,000 | thousands by filing date | call |
| STITCH FIX INC | 860897107 | COM CL A | 85,000 | $1,636,000 | thousands by filing date | call |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 54,819 | $1,634,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 21,740 | $1,634,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 276,264 | $1,633,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 33,509 | $1,633,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 244,075 | $1,633,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 20,114 | $1,632,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 17,567 | $1,631,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 40,994 | $1,631,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 29,748 | $1,628,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 36,367 | $1,623,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 58,035 | $1,622,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 10,000 | $1,620,000 | thousands by filing date | call |
| ALBEMARLE CORP | 012653101 | COM | 23,300 | $1,620,000 | thousands by filing date | call |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 17,000 | $1,618,000 | thousands by filing date | call |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 1,500,000 | $1,618,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 136,187 | $1,617,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 79,037 | $1,616,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 1,601,000 | $1,616,000 | thousands by filing date | principal |
| RINGCENTRAL INC | 76680RAD9 | NOTE 3/1 | 1,000,000 | $1,612,000 | thousands by filing date | principal |
| MDU RES GROUP INC | 552690109 | COM | 57,115 | $1,610,000 | thousands by filing date | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 59,511 | $1,609,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 42,500 | $1,607,000 | thousands by filing date | put |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 243,453 | $1,604,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 31,637 | $1,602,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 26,794 | $1,601,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 17,800 | $1,600,000 | thousands by filing date | call |
| GREIF INC | 397624107 | CL A | 42,145 | $1,597,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 80,000 | $1,595,000 | thousands by filing date | put |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 16,725 | $1,594,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 39,200 | $1,593,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 118,877 | $1,593,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 168,136 | $1,591,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 175,717 | $1,590,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 21,610 | $1,588,000 | thousands by filing date | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 1,500,000 | $1,588,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 17,323 | $1,586,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 36,346 | $1,586,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 25,525 | $1,585,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 53,995 | $1,579,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 38,600 | $1,576,000 | thousands by filing date | call |
| CROCS INC COM | 227046109 | Stock | 56,512 | $1,568,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 485,012 | $1,567,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 47,415 | $1,561,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 9,670 | $1,559,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 562,857 | $1,559,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 14,613 | $1,558,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 42,744 | $1,557,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 33,304 | $1,556,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 24,513 | $1,555,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 21,991 | $1,555,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 25,635 | $1,553,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 99,716 | $1,552,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 101,832 | $1,551,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 15,279 | $1,548,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 281,242 | $1,547,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 275,199 | $1,545,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 147,285 | $1,545,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J867 | MLTFACTR UTILS | 44,514 | $1,545,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 50,836 | $1,543,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 53,017 | $1,542,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 29,019 | $1,541,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 24,574 | $1,541,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 74,655 | $1,541,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 9,100 | $1,540,000 | thousands by filing date | call |
| TRINSEO S A | L9340P101 | SHS | 35,758 | $1,536,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 26,475 | $1,535,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 48,883 | $1,532,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 111,851 | $1,531,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 34,600 | $1,530,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 39,330 | $1,524,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 65,119 | $1,522,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 117,414 | $1,522,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 66,671 | $1,518,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 57,357 | $1,515,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 51,491 | $1,513,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 110,351 | $1,512,000 | thousands by filing date | |
| DHX MEDIA LTD | 252406152 | COM VAR VTG | 1,035,500 | $1,512,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 747,800 | $1,511,000 | thousands by filing date | put |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 385,000 | $1,509,000 | thousands by filing date | put |
| SPS COMM INC COM | 78463M107 | Stock | 32,047 | $1,508,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 15,825 | $1,506,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 168,236 | $1,506,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 29,542 | $1,505,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 320,937 | $1,505,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 130,300 | $1,502,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 109,527 | $1,501,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 48,400 | $1,500,000 | thousands by filing date | call |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 107,252 | $1,500,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 180,883 | $1,500,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 57,611 | $1,499,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 47,105 | $1,499,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 66,911 | $1,498,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 109,109 | $1,497,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 14,575 | $1,495,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 67,612 | $1,495,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 11,026 | $1,495,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 71,659 | $1,495,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 26,438 | $1,495,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 31,785 | $1,494,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 30,081 | $1,491,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 66,388 | $1,490,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 36,446 | $1,482,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 4,200 | $1,480,000 | thousands by filing date | put |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 130,000 | $1,478,000 | thousands by filing date | put |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 56,368 | $1,477,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 117,278 | $1,476,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 47,064 | $1,473,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 67,635 | $1,472,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 84,391 | $1,470,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 151,917 | $1,466,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 259,657 | $1,464,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 28,480 | $1,464,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 30,517 | $1,462,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 52,500 | $1,461,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 20,235 | $1,459,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 14,721 | $1,457,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 16,000 | $1,456,000 | thousands by filing date | put |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 12,897 | $1,456,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 33,031 | $1,454,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 164,159 | $1,454,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 156,188 | $1,454,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 11,200 | $1,452,000 | thousands by filing date | put |
| NETSCOUT SYS INC | 64115T104 | COM | 62,886 | $1,450,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 174,202 | $1,448,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 100,960 | $1,448,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 643,693 | $1,448,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 49,387 | $1,446,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 24,984 | $1,445,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 52,131 | $1,444,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 135,516 | $1,442,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 100,300 | $1,440,000 | thousands by filing date | call |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 46,099 | $1,438,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 85,410 | $1,438,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 35,646 | $1,437,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 95,261 | $1,437,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 110,931 | $1,437,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 38,337 | $1,435,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 82,353 | $1,433,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 224,145 | $1,433,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 13,257 | $1,430,000 | thousands by filing date | principal |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 18,050 | $1,429,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 129,940 | $1,429,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 25,572 | $1,429,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 62,780 | $1,429,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 31,862 | $1,425,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 20,721 | $1,422,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 38,180 | $1,422,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 54,421 | $1,419,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 76,420 | $1,416,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 10,900 | $1,410,000 | thousands by filing date | call |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 68,235 | $1,410,000 | thousands by filing date | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 58,991 | $1,409,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 178,689 | $1,404,000 | thousands by filing date | principal |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 141,517 | $1,402,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 82,708 | $1,401,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 32,609 | $1,399,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 68,855 | $1,393,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 101,017 | $1,392,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 48,483 | $1,391,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 18,600 | $1,391,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 105,744 | $1,391,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 70,575 | $1,389,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 94,200 | $1,388,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 160,087 | $1,385,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 744,494 | $1,384,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 21,186 | $1,381,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 49,356 | $1,377,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 79,826 | $1,377,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 63,706 | $1,375,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 103,363 | $1,372,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 79,072 | $1,372,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 83,796 | $1,371,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 80,082 | $1,369,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 15,351 | $1,365,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 94,528 | $1,364,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 99,062 | $1,363,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 27,345 | $1,361,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 49,068 | $1,361,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 18,357 | $1,361,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 137,310 | $1,361,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 101,797 | $1,359,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 27,962 | $1,358,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 55,554 | $1,358,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 62,994 | $1,358,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 65,780 | $1,355,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 9,100 | $1,353,000 | thousands by filing date | call |
| Schwab US REIT ETF | 808524847 | SHS | 28,637 | $1,351,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 85,462 | $1,349,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 154,183 | $1,347,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 2,853 | $1,346,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 571,778 | $1,343,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 641,905 | $1,342,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 218,220 | $1,340,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 150,000 | $1,338,000 | thousands by filing date | put |
| High Templar Tech Limit | 747798106 | COM | 194,033 | $1,337,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 28,268 | $1,335,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 42,306 | $1,334,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 100,000 | $1,334,000 | thousands by filing date | call |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 762,262 | $1,334,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 57,954 | $1,334,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 51,798 | $1,332,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 50,000 | $1,332,000 | thousands by filing date | call |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 39,422 | $1,329,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 246,004 | $1,328,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 218,272 | $1,327,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 31,677 | $1,324,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 40,500 | $1,323,000 | thousands by filing date | put |
| PINTEREST INC CL A | 72352L106 | Stock | 50,000 | $1,322,000 | thousands by filing date | put |
| TRICIDA INC | 89610F101 | COM | 42,843 | $1,322,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 44,362 | $1,320,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 57,967 | $1,318,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 52,755 | $1,318,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 35,970 | $1,316,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 28,600 | $1,316,000 | thousands by filing date | call |
| Gulfport Energy | 402635304 | COM | 485,000 | $1,314,000 | thousands by filing date | call |
| DOMTAR CORP | 257559203 | COM NEW | 36,608 | $1,311,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E776 | FRONTIER MKTS | 96,092 | $1,310,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 12,527 | $1,309,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 104,883 | $1,307,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 33,500 | $1,305,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 248,253 | $1,305,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 37,225 | $1,303,000 | thousands by filing date | |
| Invesco S&P 500 Momentum ETF | 46138E339 | SHS | 32,076 | $1,302,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 19,123 | $1,302,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 55,100 | $1,301,000 | thousands by filing date | call |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 104,427 | $1,299,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 27,766 | $1,298,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 283,605 | $1,296,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 40,793 | $1,296,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 50,854 | $1,294,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 439,952 | $1,293,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 66,207 | $1,292,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 567,455 | $1,288,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 192,465 | $1,286,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 9,174 | $1,283,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 43,251 | $1,282,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 74,502 | $1,281,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 383,614 | $1,281,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 40,000 | $1,280,000 | thousands by filing date | call |
| TRANSENTERIX INC | 89366M201 | COM NEW | 2,064,801 | $1,280,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 661,700 | $1,278,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 101,453 | $1,278,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 2,826,009 | $1,275,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 73,133 | $1,274,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 23,000 | $1,272,000 | thousands by filing date | call |
| MFA FINL INC | 55272X102 | COM | 172,800 | $1,272,000 | thousands by filing date | put |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 89,122 | $1,270,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 382,786 | $1,267,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 125,277 | $1,265,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 82,529 | $1,263,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 20,927 | $1,262,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 287,000 | $1,260,000 | thousands by filing date | put |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 277,312 | $1,259,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 36,157 | $1,258,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 63,468 | $1,258,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 17,301 | $1,257,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 48,044 | $1,254,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 90,610 | $1,254,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 98,168 | $1,253,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 78,825 | $1,250,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 20,338 | $1,248,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 119,100 | $1,246,000 | thousands by filing date | put |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 44,853 | $1,246,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 1,276,922 | $1,245,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 67,293 | $1,245,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 108,349 | $1,244,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 94,530 | $1,241,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 17,991 | $1,241,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 79,489 | $1,241,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 316,589 | $1,241,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 86,371 | $1,241,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 36,876 | $1,240,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 613,100 | $1,238,000 | thousands by filing date | call |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 18,368 | $1,234,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 36,162 | $1,233,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 68,821 | $1,232,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 31,303 | $1,231,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 215,771 | $1,230,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 21,500 | $1,229,000 | thousands by filing date | put |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 49,227 | $1,227,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 204,398 | $1,226,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 17,183 | $1,222,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 278,268 | $1,221,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 221,100 | $1,220,000 | thousands by filing date | put |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 20,778 | $1,220,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 46,935 | $1,218,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 359,862 | $1,216,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 26,155 | $1,216,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 33,432 | $1,216,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 5,000 | $1,215,000 | thousands by filing date | put |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 5,000 | $1,215,000 | thousands by filing date | call |
| CONDUENT INC | 206787103 | COM | 195,151 | $1,214,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 114,218 | $1,214,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 92,555 | $1,212,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 58,849 | $1,211,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 30,675 | $1,211,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 107,194 | $1,211,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 48,558 | $1,209,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 44,810 | $1,208,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 18,877 | $1,207,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 39,275 | $1,203,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 49,566 | $1,203,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 226,480 | $1,202,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 170,733 | $1,202,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 22,772 | $1,201,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 59,049 | $1,199,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 43,563 | $1,197,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 78,669 | $1,194,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 229,497 | $1,193,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 39,597 | $1,193,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 199,365 | $1,192,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 372,500 | $1,185,000 | thousands by filing date | put |
| TRANSCAT INC | 893529107 | COM | 46,235 | $1,184,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 20,400 | $1,183,000 | thousands by filing date | call |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 75,992 | $1,183,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 66,734 | $1,181,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 25,000 | $1,180,000 | thousands by filing date | put |
| JELD-WEN HLDG INC | 47580P103 | COM | 61,084 | $1,178,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 11,357 | $1,177,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 27,008 | $1,177,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 39,046 | $1,176,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 74,164 | $1,175,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 269,457 | $1,172,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 64,715 | $1,170,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 15,387 | $1,167,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 27,389 | $1,165,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 12,325 | $1,165,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 11,000 | $1,164,000 | thousands by filing date | call |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 20,970 | $1,164,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 32,300 | $1,161,000 | thousands by filing date | call |
| RETROPHIN INC | 761299106 | COM | 100,000 | $1,159,000 | thousands by filing date | call |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 33,041 | $1,156,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 18,363 | $1,154,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 1,960,671 | $1,153,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 15,523 | $1,153,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 18,766 | $1,153,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 47,253 | $1,152,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 52,602 | $1,152,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 20,949 | $1,151,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 85,695 | $1,150,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 45,390 | $1,149,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 113,911 | $1,148,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 17,054 | $1,148,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 45,505 | $1,148,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 139,881 | $1,147,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 33,355 | $1,145,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 185,595 | $1,145,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 283,841 | $1,144,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 102,053 | $1,143,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 35,579 | $1,143,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 23,639 | $1,142,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 46,556 | $1,141,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 25,577 | $1,140,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 10,162 | $1,139,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 177,406 | $1,139,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 61,012 | $1,138,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 62,277 | $1,136,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 121,451 | $1,136,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 31,025 | $1,133,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 32,568 | $1,131,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 29,389 | $1,131,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 115,626 | $1,129,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 67,976 | $1,127,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 48,672 | $1,126,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 25,600 | $1,124,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 114,360 | $1,122,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 38,733 | $1,121,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 1,836,516 | $1,115,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 64,920 | $1,115,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 25,700 | $1,113,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 24,186 | $1,113,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 351,862 | $1,112,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 18,112 | $1,111,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 14,566 | $1,111,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 14,990 | $1,109,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 97,361 | $1,108,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 31,127 | $1,108,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 17,341 | $1,107,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 30,180 | $1,107,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 9,455 | $1,106,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 46,000 | $1,105,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 30,992 | $1,103,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 24,087 | $1,101,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 164,610 | $1,101,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 23,401 | $1,100,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 16,581 | $1,097,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 286,800 | $1,096,000 | thousands by filing date | call |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 18,244 | $1,096,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 10,000 | $1,095,000 | thousands by filing date | call |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 25,759 | $1,095,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 151,241 | $1,095,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 81,570 | $1,094,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 572,771 | $1,094,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 12,012 | $1,090,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 29,107 | $1,090,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 56,561 | $1,088,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 26,000 | $1,087,000 | thousands by filing date | call |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 13,400 | $1,086,000 | thousands by filing date | call |
| ACUITY INC COM | 00508Y102 | Stock | 8,048 | $1,085,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 43,351 | $1,085,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 68,913 | $1,083,000 | thousands by filing date | |
| CLARIVATE ANALYTICS PLC | G21810117 | *W EXP 05/13/202 | 183,872 | $1,083,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 25,000 | $1,079,000 | thousands by filing date | put |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 68,266 | $1,078,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 26,449 | $1,076,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 34,000 | $1,074,000 | thousands by filing date | put |
| DNOW INC | 67011P100 | COMMON STOCK | 93,631 | $1,074,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 40,180 | $1,073,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 39,185 | $1,073,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 8,500 | $1,072,000 | thousands by filing date | put |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 33,389 | $1,071,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 16,440 | $1,071,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 85,571 | $1,070,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 44,338 | $1,067,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 25,047 | $1,067,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 3,500 | $1,065,000 | thousands by filing date | call |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 29,160 | $1,065,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 11,181 | $1,061,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 103,395 | $1,058,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 436,613 | $1,057,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 55,436 | $1,056,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 79,388 | $1,054,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 76,102 | $1,053,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 72,653 | $1,052,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 20,537 | $1,051,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 10,966 | $1,051,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 46,100 | $1,051,000 | thousands by filing date | put |
| ZYMEWORKS INC | 98985W102 | COM | 42,367 | $1,051,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 32,783 | $1,050,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 68,300 | $1,046,000 | thousands by filing date | put |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 17,925 | $1,046,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 113,991 | $1,044,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 261,043 | $1,044,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 41,263 | $1,044,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 35,000 | $1,043,000 | thousands by filing date | put |
| DAVITA INC COM | 23918K108 | Stock | 18,270 | $1,043,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 12,200 | $1,042,000 | thousands by filing date | put |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 9,460 | $1,038,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 528,916 | $1,037,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 69,486 | $1,037,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 110,130 | $1,035,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 26,816 | $1,034,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 63,758 | $1,034,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 23,589 | $1,028,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 7,600 | $1,027,000 | thousands by filing date | put |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 211,268 | $1,027,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 19,400 | $1,023,000 | thousands by filing date | call |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 79,417 | $1,023,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 125,417 | $1,022,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 131,825 | $1,020,000 | thousands by filing date | |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 27,114 | $1,019,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 77,646 | $1,018,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 26,307 | $1,016,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 58,827 | $1,016,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 23,356 | $1,015,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 55,518 | $1,015,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 48,530 | $1,013,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 71,514 | $1,013,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 15,543 | $1,012,000 | thousands by filing date | |
| INVESCO EXCHANGETRADED FD T DWA TACTCL SCT | 46138E826 | CEF | 32,212 | $1,011,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 17,082 | $1,008,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 63,349 | $1,007,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 176,670 | $1,003,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 95,502 | $1,003,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 19,664 | $1,000,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 26,691 | $999,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 23,492 | $998,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 8,000 | $997,000 | thousands by filing date | call |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 111,635 | $995,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 65,803 | $993,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 531,218 | $993,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 37,745 | $992,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 69,047 | $991,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 11,237 | $991,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 382,022 | $990,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 60,413 | $990,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 20,658 | $989,000 | thousands by filing date | principal |
| MYLAN NV | N59465109 | SHS EURO | 50,000 | $989,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 25,262 | $988,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 16,102 | $983,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 361,578 | $983,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 119,732 | $982,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 17,761 | $981,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 500,000 | $980,000 | thousands by filing date | put |
| MOBILEIRON INC | 60739U204 | COM NEW | 149,671 | $980,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 21,571 | $978,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 9,453 | $978,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 92,600 | $976,000 | thousands by filing date | call |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 59,118 | $975,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 151,751 | $971,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 90,750 | $971,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 17,229 | $970,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 135,339 | $970,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 9,800 | $968,000 | thousands by filing date | call |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 51,605 | $968,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 38,087 | $966,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 26,858 | $965,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-19-010978 | this filing | 2019-11-14 | acceptance time not in the bulk data set |