13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 8,098 holding rows worth $259,766,458,000.
- Accession
- 0000950123-19-010978
- Filer
- CIK 1610520
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A combination report, 13,771 entries on the cover page, a total value of $259,766,458,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $259,766,430,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 18,200 | $2,706,000 | thousands by filing date | put |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 86,869 | $2,700,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 77,684 | $2,699,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 53,436 | $2,697,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 74,015 | $2,688,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 92,831 | $2,685,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 96,222 | $2,677,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 57,477 | $2,676,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 23,565 | $2,674,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 35,812 | $2,673,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 90,428 | $2,672,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L688 | STOX GBL ESG SLT | 26,895 | $2,672,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 108,045 | $2,672,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 712,539 | $2,672,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 75,514 | $2,669,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 185,155 | $2,668,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 171,505 | $2,664,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 30,400 | $2,659,000 | thousands by filing date | call |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 436,792 | $2,656,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 2,459 | $2,656,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 12,800 | $2,653,000 | thousands by filing date | call |
| ENSIGN GROUP INC | 29358P101 | COM | 55,914 | $2,652,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 72,500 | $2,647,000 | thousands by filing date | call |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 111,881 | $2,646,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 182,000 | $2,643,000 | thousands by filing date | call |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 19,322 | $2,638,000 | thousands by filing date | call |
| FIVE9 INC | 338307101 | COM | 49,072 | $2,637,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 109,500 | $2,635,000 | thousands by filing date | call |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 72,356 | $2,633,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 32,437 | $2,631,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 181,446 | $2,631,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 37,855 | $2,626,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 7,000 | $2,624,000 | thousands by filing date | put |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 185,361 | $2,623,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 63,446 | $2,623,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 98,120 | $2,622,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 595,065 | $2,618,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 57,258 | $2,618,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 67,079 | $2,616,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 51,677 | $2,614,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 287,127 | $2,613,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 1,249,736 | $2,612,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 72,473 | $2,611,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 214,607 | $2,611,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 90,404 | $2,609,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 64,791 | $2,607,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 42,628 | $2,605,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 45,836 | $2,603,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 451,693 | $2,602,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 194,820 | $2,601,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 191,808 | $2,595,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 96,357 | $2,595,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 25,333 | $2,592,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 99,400 | $2,589,000 | thousands by filing date | call |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 94,871 | $2,589,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 77,616 | $2,587,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 105,200 | $2,586,000 | thousands by filing date | call |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 180,735 | $2,586,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 20,000 | $2,585,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 59,495 | $2,584,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 100,000 | $2,578,000 | thousands by filing date | call |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 134,696 | $2,577,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 189,229 | $2,575,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 655,000 | $2,574,000 | thousands by filing date | call |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 238,788 | $2,571,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 48,040 | $2,562,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 127,592 | $2,559,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 11,050 | $2,556,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 18,853 | $2,555,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 113,021 | $2,555,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 258,016 | $2,547,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 55,657 | $2,544,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 16,325 | $2,541,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 59,281 | $2,540,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 197,568 | $2,539,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 106,537 | $2,536,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 78,953 | $2,535,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 97,855 | $2,532,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 21,000 | $2,530,000 | thousands by filing date | call |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 273,070 | $2,525,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 1,308,533 | $2,525,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 193,176 | $2,524,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 43,296 | $2,520,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 25,932 | $2,517,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 29,470 | $2,514,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 145,244 | $2,512,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 125,000 | $2,509,000 | thousands by filing date | call |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 77,764 | $2,509,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 12,000 | $2,504,000 | thousands by filing date | put |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 113,900 | $2,489,000 | thousands by filing date | call |
| RANGE RES CORP COM | 75281A109 | Stock | 650,151 | $2,484,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 67,675 | $2,481,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 53,111 | $2,478,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 110,569 | $2,475,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 75,910 | $2,475,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 78,300 | $2,473,000 | thousands by filing date | call |
| NEWELL BRANDS INC COM | 651229106 | Stock | 132,000 | $2,471,000 | thousands by filing date | put |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 190,534 | $2,471,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 64,853 | $2,470,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 297,860 | $2,470,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 190,685 | $2,470,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 104,542 | $2,464,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 155,613 | $2,463,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 150,000 | $2,462,000 | thousands by filing date | put |
| BJS RESTAURANTS INC | 09180C106 | COM | 63,393 | $2,462,000 | thousands by filing date | |
| SUTTER ROCK CAP CORP | 86944Q100 | COM | 393,809 | $2,457,000 | thousands by filing date | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 33,845 | $2,456,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 223,344 | $2,452,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 51,000 | $2,449,000 | thousands by filing date | |
| SPDR SER TR | 78468R713 | DORSEY WRGT FI | 103,919 | $2,447,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 217,532 | $2,446,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 47,317 | $2,444,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 53,118 | $2,439,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 273,956 | $2,438,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 108,300 | $2,422,000 | thousands by filing date | call |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 50,424 | $2,417,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 67,153 | $2,416,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 36,058 | $2,415,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 57,402 | $2,415,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 26,443 | $2,415,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 164,972 | $2,415,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 28,500 | $2,414,000 | thousands by filing date | put |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 17,194 | $2,412,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 131,289 | $2,408,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 159,714 | $2,403,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 211,809 | $2,400,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 63,566 | $2,393,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 136,365 | $2,392,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 25,507 | $2,390,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 161,031 | $2,389,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 212,591 | $2,381,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 85,800 | $2,378,000 | thousands by filing date | call |
| PAN AMERN SILVER CORP | 697900108 | COM | 151,426 | $2,375,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 72,561 | $2,369,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 17,426 | $2,368,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 38,795 | $2,368,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 54,000 | $2,360,000 | thousands by filing date | call |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 19,077 | $2,354,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 186,343 | $2,352,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 62,100 | $2,347,000 | thousands by filing date | call |
| CONMED CORP COM | 207410101 | Stock | 24,412 | $2,347,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 102,479 | $2,347,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 234,844 | $2,344,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 51,367 | $2,343,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 74,834 | $2,337,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 84,894 | $2,337,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 301,220 | $2,335,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 101,756 | $2,331,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 30,935 | $2,329,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 13,800 | $2,328,000 | thousands by filing date | put |
| HERSHEY CO COM | 427866108 | Stock | 15,000 | $2,325,000 | thousands by filing date | call |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 54,127 | $2,325,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 185,595 | $2,324,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 111,891 | $2,320,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 64,726 | $2,319,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 113,461 | $2,315,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 41,500 | $2,314,000 | thousands by filing date | put |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 78,603 | $2,314,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V183 | S&P SML 600 EQ | 43,430 | $2,313,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 35,400 | $2,305,000 | thousands by filing date | call |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 128,370 | $2,290,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 97,432 | $2,290,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 87,009 | $2,290,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 180,000 | $2,288,000 | thousands by filing date | call |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 148,649 | $2,283,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 11,288 | $2,281,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 34,102 | $2,280,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 91,913 | $2,274,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 54,464 | $2,272,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 129,577 | $2,269,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 95,948 | $2,267,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 492,697 | $2,266,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 36,401 | $2,264,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 25,000 | $2,261,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 71,828 | $2,254,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 163,621 | $2,250,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 32,325 | $2,249,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 326,800 | $2,248,000 | thousands by filing date | call |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 74,879 | $2,243,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 173,025 | $2,242,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 31,500 | $2,241,000 | thousands by filing date | call |
| D R HORTON INC COM | 23331A109 | Stock | 42,500 | $2,240,000 | thousands by filing date | put |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 387,965 | $2,239,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 89,884 | $2,238,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 25,606 | $2,235,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 298,589 | $2,233,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 1,412,326 | $2,231,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 35,146 | $2,225,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 43,868 | $2,223,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 77,800 | $2,219,000 | thousands by filing date | put |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 19,587 | $2,218,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 25,221 | $2,218,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 51,067 | $2,215,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 14,412 | $2,211,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 179,937 | $2,208,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 35,729 | $2,192,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 18,450 | $2,190,000 | thousands by filing date | call |
| URBAN EDGE PPTYS | 91704F104 | COM | 110,706 | $2,190,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 66,137 | $2,187,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 171,194 | $2,186,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 13,000 | $2,184,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 32,499 | $2,182,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 154,183 | $2,179,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 53,867 | $2,178,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 102,316 | $2,169,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 119,971 | $2,168,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 103,480 | $2,167,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 231,320 | $2,167,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 48,679 | $2,166,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 21,978 | $2,158,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 71,855 | $2,152,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 151,200 | $2,149,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 131,661 | $2,147,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 30,540 | $2,146,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 56,618 | $2,145,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 42,111 | $2,144,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 149,842 | $2,143,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 141,311 | $2,142,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 81,862 | $2,141,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 37,882 | $2,140,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 1,218,000 | $2,138,000 | thousands by filing date | put |
| AMDOCS LTD | G02602103 | SHS | 32,327 | $2,137,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 34,331 | $2,137,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 50,000 | $2,136,000 | thousands by filing date | put |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 41,868 | $2,135,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 52,984 | $2,134,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 142,000 | $2,131,000 | thousands by filing date | call |
| BLOCK H & R INC COM | 093671105 | Stock | 90,171 | $2,130,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 28,129 | $2,126,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 24,590 | $2,121,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 101,102 | $2,121,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 189,304 | $2,120,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 19,002 | $2,118,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 88,223 | $2,117,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 49,536 | $2,117,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 70,156 | $2,116,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 149,790 | $2,115,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 182,010 | $2,113,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 25,831 | $2,111,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 56,300 | $2,103,000 | thousands by filing date | put |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 138,857 | $2,102,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 269,358 | $2,098,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 128,623 | $2,097,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 27,687 | $2,096,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 136,171 | $2,096,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 53,900 | $2,092,000 | thousands by filing date | call |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 237,434 | $2,092,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 651,682 | $2,092,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 73,948 | $2,091,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 81,008 | $2,086,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 80,728 | $2,082,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 11,500 | $2,081,000 | thousands by filing date | put |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 204,131 | $2,076,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 59,252 | $2,074,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 131,389 | $2,074,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 83,747 | $2,072,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 278,505 | $2,072,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 106,324 | $2,071,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 157,130 | $2,070,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 124,807 | $2,063,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 88,598 | $2,063,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 163,382 | $2,062,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 75,930 | $2,058,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 467,400 | $2,057,000 | thousands by filing date | put |
| SRC ENERGY INC | 78470V108 | COM | 441,157 | $2,056,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 61,258 | $2,055,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 296,555 | $2,055,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 105,503 | $2,055,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 11,703 | $2,049,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 123,509 | $2,047,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 37,284 | $2,046,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 135,058 | $2,045,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 39,683 | $2,045,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 17,013 | $2,044,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 19,389 | $2,043,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 46,311 | $2,042,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 17,978 | $2,042,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 68,946 | $2,038,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 77,570 | $2,037,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 35,000 | $2,037,000 | thousands by filing date | call |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 50,553 | $2,034,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 52,595 | $2,031,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 10,365 | $2,031,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 277,998 | $2,022,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 202,526 | $2,022,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 43,200 | $2,015,000 | thousands by filing date | put |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 104,153 | $2,014,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 513,097 | $2,012,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 39,180 | $2,006,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 47,013 | $2,006,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 34,962 | $2,000,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 167,433 | $1,994,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 380,000 | $1,986,000 | thousands by filing date | put |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 44,655 | $1,985,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 94,705 | $1,984,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 215,336 | $1,982,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 58,772 | $1,971,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 68,319 | $1,969,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 56,735 | $1,968,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 88,682 | $1,968,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 203,742 | $1,960,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 61,343 | $1,959,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 8,223 | $1,956,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 106,908 | $1,955,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 20,620 | $1,955,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 68,920 | $1,953,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 75,000 | $1,948,000 | thousands by filing date | put |
| TEREX CORP NEW COM | 880779103 | Stock | 75,000 | $1,948,000 | thousands by filing date | call |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 49,537 | $1,946,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 15,000 | $1,944,000 | thousands by filing date | call |
| CHART INDS INC | 16115Q308 | COM | 31,137 | $1,942,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 187,986 | $1,942,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 100,000 | $1,941,000 | thousands by filing date | put |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 100,000 | $1,941,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 72,891 | $1,940,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 247,606 | $1,939,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 42,157 | $1,936,000 | thousands by filing date | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 103,582 | $1,934,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 89,046 | $1,934,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 56,929 | $1,933,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 32,316 | $1,932,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 130,169 | $1,930,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 169,085 | $1,926,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 215,941 | $1,920,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 36,213 | $1,917,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 50,091 | $1,916,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 114,590 | $1,914,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 195,647 | $1,914,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 71,881 | $1,914,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 33,313 | $1,912,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 50,212 | $1,911,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 70,279 | $1,911,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 40,776 | $1,905,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 53,100 | $1,904,000 | thousands by filing date | put |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 51,247 | $1,903,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 50,863 | $1,900,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 12,682 | $1,898,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 8,200 | $1,895,000 | thousands by filing date | put |
| LAM RESEARCH CORP | 512807108 | COM | 8,200 | $1,895,000 | thousands by filing date | call |
| BLOOMIN BRANDS INC | 094235108 | COM | 100,000 | $1,893,000 | thousands by filing date | call |
| RETROPHIN INC | 761299106 | COM | 163,180 | $1,891,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 350,000 | $1,890,000 | thousands by filing date | call |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 47,309 | $1,888,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 126,667 | $1,887,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 189,888 | $1,885,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 22,867 | $1,883,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 778,231 | $1,876,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 212,384 | $1,874,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 83,767 | $1,873,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 18,814 | $1,873,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 33,551 | $1,868,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 45,457 | $1,863,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 95,223 | $1,862,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 11,657 | $1,861,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 64,039 | $1,861,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 269,034 | $1,859,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 51,483 | $1,856,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 138,024 | $1,855,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 43,400 | $1,854,000 | thousands by filing date | call |
| U S PHYSICAL THERAPY | 90337L108 | COM | 14,205 | $1,854,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 14,553 | $1,852,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 86,019 | $1,852,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 36,875 | $1,850,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 101,888 | $1,849,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 46,300 | $1,846,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 38,451 | $1,841,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 2,363 | $1,841,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 38,763 | $1,840,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 72,562 | $1,838,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 167,478 | $1,838,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 20,717 | $1,833,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 98,554 | $1,833,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 13,937 | $1,832,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 55,508 | $1,832,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 17,721 | $1,831,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 106,323 | $1,829,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 29,640 | $1,829,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 56,438 | $1,829,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 10,806 | $1,828,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 201,808 | $1,828,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 39,932 | $1,826,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 29,037 | $1,826,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 12,473 | $1,823,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 49,347 | $1,819,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 169,352 | $1,817,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 87,500 | $1,816,000 | thousands by filing date | put |
| WORKIVA INC COM CL A | 98139A105 | Stock | 41,419 | $1,815,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 54,356 | $1,814,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 183,644 | $1,811,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 42,423 | $1,809,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 28,229 | $1,808,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 138,938 | $1,806,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 1,389,006 | $1,806,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 171,023 | $1,806,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 64,400 | $1,803,000 | thousands by filing date | call |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 34,287 | $1,803,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 33,784 | $1,802,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 19,986 | $1,802,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 82,055 | $1,801,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 50,372 | $1,799,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 120,719 | $1,799,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 111,100 | $1,792,000 | thousands by filing date | put |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 3,798 | $1,791,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 34,222 | $1,790,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 52,717 | $1,787,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 68,943 | $1,785,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 23,487 | $1,783,000 | thousands by filing date | call |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 24,502 | $1,783,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 75,860 | $1,782,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 172,704 | $1,781,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 108,605 | $1,780,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 37,323 | $1,779,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 128,951 | $1,777,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 155,895 | $1,777,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 38,310 | $1,775,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 25,326 | $1,774,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 31,544 | $1,772,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 59,057 | $1,771,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 26,664 | $1,770,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 20,900 | $1,770,000 | thousands by filing date | call |
| AMC NETWORKS INC | 00164V103 | CL A | 35,997 | $1,770,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 54,239 | $1,770,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 25,283 | $1,769,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 17,874 | $1,765,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 39,525 | $1,764,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 31,518 | $1,763,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 49,527 | $1,762,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 158,883 | $1,760,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 95,521 | $1,758,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 61,578 | $1,757,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 323,293 | $1,755,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 92,331 | $1,751,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 31,869 | $1,747,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 578,297 | $1,746,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 16,800 | $1,741,000 | thousands by filing date | call |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 87,022 | $1,740,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 31,967 | $1,739,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 163,932 | $1,736,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 897,500 | $1,732,000 | thousands by filing date | put |
| ASSOCIATED BANC-CORP | 045487105 | COM | 85,483 | $1,731,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 243,151 | $1,731,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 167,122 | $1,728,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 149,489 | $1,727,000 | thousands by filing date | principal |
| BlackRock Muniy Michigan | 09254V105 | Fund | 122,844 | $1,726,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 70,244 | $1,723,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 21,608 | $1,719,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 38,789 | $1,719,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 120,244 | $1,715,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 7,000 | $1,712,000 | thousands by filing date | put |
| DANA INC | 235825205 | COM | 118,528 | $1,712,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 75,000 | $1,711,000 | thousands by filing date | put |
| NEOGENOMICS INC | 64049M209 | COM NEW | 89,437 | $1,710,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 61,367 | $1,707,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 90,153 | $1,707,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 446,429 | $1,705,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 69,696 | $1,705,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 55,500 | $1,703,000 | thousands by filing date | put |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 191,353 | $1,703,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 138,081 | $1,702,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 18,505 | $1,700,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 41,500 | $1,697,000 | thousands by filing date | call |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 64,621 | $1,692,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 87,489 | $1,692,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 57,417 | $1,692,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 159,609 | $1,690,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 169,303 | $1,688,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 28,105 | $1,688,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 146,487 | $1,686,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 165,964 | $1,685,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 25,000 | $1,685,000 | thousands by filing date | call |
| AT HOME GROUP INC | 04650Y100 | COM | 175,018 | $1,683,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 158,500 | $1,682,000 | thousands by filing date | call |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 94,812 | $1,681,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 121,003 | $1,680,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 34,261 | $1,679,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 17,090 | $1,676,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 54,491 | $1,676,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 52,688 | $1,675,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 82,325 | $1,674,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 233,325 | $1,673,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 160,654 | $1,673,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 42,600 | $1,669,000 | thousands by filing date | put |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 21,889 | $1,668,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 40,600 | $1,667,000 | thousands by filing date | put |
| CABLE ONE INC | 12685J105 | COM | 1,328 | $1,666,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 96,665 | $1,664,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 61,208 | $1,662,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 24,029 | $1,661,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 143,185 | $1,660,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 88,807 | $1,660,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 278,528 | $1,657,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 319,737 | $1,656,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 27,573 | $1,656,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 42,835 | $1,653,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 54,176 | $1,652,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 135,000 | $1,648,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 43,557 | $1,648,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 20,847 | $1,647,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 26,839 | $1,642,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 16,500 | $1,642,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-19-010978 | this filing | 2019-11-14 | acceptance time not in the bulk data set |