13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 8,098 holding rows worth $259,766,458,000.
- Accession
- 0000950123-19-010978
- Filer
- CIK 1610520
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A combination report, 13,771 entries on the cover page, a total value of $259,766,458,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $259,766,430,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR SERIES TRUST | 78464A110 | CMN | 2,813 | $281,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 51,000 | $281,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 23,446 | $280,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 8,594 | $280,000 | thousands by filing date | principal |
| PCSB FINL CORP COM | 69324R104 | Stock | 14,015 | $280,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 12,608 | $280,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 13,168 | $279,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 54,083 | $279,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 9,280 | $279,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 17,508 | $278,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 12,453 | $278,000 | thousands by filing date | |
| EAGLE POINT INCOME COMPANY I | 269817102 | COM | 14,326 | $278,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 13,965 | $278,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 4,242 | $278,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 54,779 | $278,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 12,728 | $277,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767850 | MSCI CHINA CLEAN | 16,032 | $277,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 28,152 | $277,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 19,626 | $275,000 | thousands by filing date | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 7,889 | $274,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 20,826 | $274,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 96,205 | $273,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 11,496 | $273,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 17,680 | $272,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 4,644 | $272,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 24,476 | $272,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 12,155 | $271,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 13,773 | $271,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 28,187 | $270,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 113,857 | $270,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 13,167 | $269,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 45,903 | $268,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 22,452 | $268,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 10,000 | $268,000 | thousands by filing date | call |
| ISHARES TR | 464288422 | S&P DEV EX-US | 6,958 | $268,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 15,764 | $268,000 | thousands by filing date | |
| TORM PLC SHS CL A | G89479102 | Stock | 33,370 | $267,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 9,156 | $267,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 1,978 | $266,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 8,239 | $265,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 8,295 | $265,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 10,185 | $265,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 12,000 | $264,000 | thousands by filing date | put |
| COMPUGEN LTD | M25722105 | ORD | 62,442 | $264,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 225,000 | $264,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 34,953 | $264,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 1,001,127 | $264,000 | thousands by filing date | |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 32,673 | $263,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 6,677 | $262,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 17,493 | $261,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 5,000 | $261,000 | thousands by filing date | put |
| PPDAI GROUP INC | 69354V108 | SPONSORED ADR | 89,872 | $261,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 10,667 | $260,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 6,497 | $259,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 195,356 | $259,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 12,916 | $259,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 202,550 | $259,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 70,725 | $258,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 55,985 | $258,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 10,000 | $258,000 | thousands by filing date | call |
| ANTERIX INC | 03676C100 | COMMON STOCK | 7,136 | $258,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L200 | UNIT 10/31/2026 | 25,000 | $258,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 2,533 | $257,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 29,957 | $257,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 198,200 | $256,000 | thousands by filing date | call |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 23,214 | $256,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 10,167 | $256,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 18,048 | $255,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 10,216 | $254,000 | thousands by filing date | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 7,700 | $254,000 | thousands by filing date | |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 31,207 | $254,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 11,771 | $254,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 23,828 | $253,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 77,394 | $253,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 14,464 | $252,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 13,219 | $251,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 12,720 | $251,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 66,336 | $250,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 6,270 | $249,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 5,178 | $249,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 21,943 | $249,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 17,398 | $248,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 8,302 | $248,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 8,680 | $248,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 9,519 | $248,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 142,574 | $248,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 51,027 | $248,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 13,964 | $246,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 5,500 | $246,000 | thousands by filing date | put |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 6,957 | $246,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 11,016 | $246,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 52,829 | $246,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 6,666 | $245,000 | thousands by filing date | principal |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 68,628 | $245,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 25,720 | $245,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 20,649 | $245,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 14,465 | $244,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 15,739 | $244,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 17,256 | $243,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 5,334 | $243,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 5,347 | $243,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 245,129 | $243,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 9,196 | $242,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 13,045 | $242,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 6,146 | $242,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 5,682 | $242,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 16,402 | $242,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 15,671 | $242,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 100,000 | $241,000 | thousands by filing date | put |
| GLOBALSTAR INC | 378973408 | COM | 582,753 | $241,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 9,414 | $241,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 117,503 | $240,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 3,404 | $240,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 32,410 | $239,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 25,992 | $239,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 5,924 | $237,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 5,570 | $237,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 56,442 | $237,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 16,874 | $237,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 20,329 | $237,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 17,363 | $236,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 36,517 | $236,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 15,000 | $235,000 | thousands by filing date | call |
| BOISE CASCADE CO DEL | 09739D100 | COM | 7,220 | $235,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 9,883 | $235,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 7,260 | $235,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 32,982 | $235,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 9,900 | $235,000 | thousands by filing date | put |
| OCWEN FINL CORP | 675746309 | COM NEW | 125,278 | $235,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 22,643 | $235,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 7,596 | $234,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 11,466 | $234,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 10,902 | $234,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E166 | DAILY JR GLD MIN | 4,091 | $234,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 6,846 | $233,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 22,392 | $233,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 27,224 | $233,000 | thousands by filing date | |
| PROSHARES TR | 74348A392 | ULTPRO SHT MDCP | 30,599 | $233,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 36,370 | $232,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 19,419 | $232,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 10,551 | $232,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 5,065 | $231,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 23,146 | $231,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 8,217 | $231,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 8,266 | $231,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 16,511 | $231,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 7,841 | $231,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 19,846 | $230,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 5,634 | $230,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 9,276 | $230,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 11,500 | $230,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 48,445 | $230,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 17,729 | $230,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 8,106 | $229,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 18,802 | $229,000 | thousands by filing date | |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 1,830 | $229,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 9,303 | $228,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 4,887 | $228,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 4,100 | $227,000 | thousands by filing date | call |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 110,096 | $227,000 | thousands by filing date | |
| PROSHARES TR | 74347B706 | COM | 3,012 | $227,000 | thousands by filing date | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 6,128 | $226,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 24,831 | $226,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 17,358 | $226,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 15,568 | $226,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 5,057 | $226,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 16,843 | $226,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 15,534 | $224,000 | thousands by filing date | principal |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 13,684 | $224,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 23,952 | $223,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 31,860 | $223,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 5,000 | $222,000 | thousands by filing date | put |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 7,259 | $222,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 118,935 | $222,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 5,617 | $222,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 10,856 | $222,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 15,587 | $221,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 29,483 | $221,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 22,216 | $221,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 16,662 | $221,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 71,363 | $221,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 1,673 | $221,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 2,148 | $220,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 10,800 | $219,000 | thousands by filing date | call |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 6,016 | $219,000 | thousands by filing date | |
| iShares Trust iShares USD Green Bond ETF | 46435U440 | SHS | 3,912 | $218,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 5,239 | $218,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 101,633 | $218,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 124,374 | $218,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 3,590 | $218,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 5,624 | $217,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 15,141 | $217,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 9,553 | $217,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 63,630 | $217,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 11,109 | $217,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 13,074 | $217,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 11,186 | $217,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 18,369 | $216,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 7,203 | $216,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 35,848 | $216,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 175,765 | $216,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 29,824 | $216,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 9,017 | $216,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 7,618 | $215,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 8,877 | $215,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 19,784 | $215,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 17,531 | $215,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 16,488 | $215,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 71,707 | $215,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 29,034 | $214,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 44,698 | $214,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 45,439 | $214,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 11,793 | $214,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 1,811 | $213,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 2,946 | $212,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 13,091 | $212,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 7,204 | $211,000 | thousands by filing date | call |
| FARMMI INC SHS NEW | G33277107 | Stock | 135,310 | $211,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 98,175 | $210,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 37,750 | $210,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 7,475 | $210,000 | thousands by filing date | |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 40,097 | $210,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 7,611 | $209,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 18,410 | $209,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 19,246 | $209,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 14,943 | $209,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 42,503 | $208,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 9,685 | $208,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 6,723 | $208,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 9,927 | $208,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 8,153 | $208,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 13,498 | $207,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 20,950 | $207,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 11,703 | $206,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 3,931 | $206,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 12,915 | $206,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 13,954 | $206,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 28,463 | $206,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 5,799 | $205,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 5,980 | $205,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 13,291 | $205,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 25,715 | $205,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 365 | $205,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 14,335 | $205,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 10,050 | $205,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 20,717 | $205,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 8,001 | $204,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 22,563 | $204,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 11,912 | $204,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 101,571 | $204,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 7,240 | $204,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 21,616 | $203,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 28,168 | $203,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 34,867 | $203,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 17,055 | $203,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 39,153 | $203,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 8,147 | $202,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 4,500 | $202,000 | thousands by filing date | call |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 23,451 | $202,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 9,210 | $202,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 10,919 | $201,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 9,282 | $201,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 3,780 | $201,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 16,619 | $200,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 18,686 | $200,000 | thousands by filing date | |
| ELECTRO-SENSORS INC | 285233102 | COM | 52,000 | $200,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 1,000 | $199,000 | thousands by filing date | call |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 9,962 | $199,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 26,246 | $198,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 11,109 | $198,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 4,987 | $197,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 13,432 | $197,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 12,321 | $197,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 17,777 | $197,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 5,901 | $196,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 83,967 | $196,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 40,954 | $196,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 9,790 | $196,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 15,196 | $195,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 7,056 | $194,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 13,840 | $194,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 13,178 | $194,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V829 | DWA NASDAQ MNT | 1,803 | $194,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 30,846 | $193,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 3,891 | $192,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 3,474 | $192,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 4,096 | $192,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 40,000 | $192,000 | thousands by filing date | put |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 10,023 | $192,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 22,728 | $192,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 7,229 | $191,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 9,364 | $191,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 5,313 | $191,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 5,433 | $190,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 9,700 | $190,000 | thousands by filing date | put |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 4,752 | $190,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572108 | CL B | 572 | $190,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 20,347 | $190,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 6,545 | $190,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 6,319 | $190,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 11,328 | $189,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 6,013 | $188,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 7,912 | $188,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 10,955 | $188,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 8,089 | $188,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 7,480 | $188,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 11,069 | $187,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 117,453 | $187,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 14,912 | $186,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 18,550 | $186,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 13,560 | $186,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 32,310 | $186,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 4,800 | $186,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J627 | ESG REV ETF | 5,824 | $186,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 7,368 | $185,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 2,966 | $185,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 42,839 | $185,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 119,528 | $185,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 145,067 | $184,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 34,653 | $184,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 41,431 | $184,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 13,987 | $183,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 6,895 | $183,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 6,528 | $183,000 | thousands by filing date | |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 7,028 | $183,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 18,842 | $183,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 14,505 | $182,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 52,435 | $182,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 12,603 | $182,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 9,000 | $182,000 | thousands by filing date | put |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 11,809 | $182,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 51,000 | $182,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 12,940 | $181,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,100 | $180,000 | thousands by filing date | put |
| CNX RES CORP COM | 12653C108 | Stock | 24,712 | $180,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 7,714 | $180,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR MFS SYS GWT EQ | 78467V889 | CEF | 2,209 | $180,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 6,820 | $179,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 49,301 | $179,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 5,215 | $179,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 7,577 | $179,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 3,860 | $179,000 | thousands by filing date | principal |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 57,956 | $178,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 25,454 | $178,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 1,686 | $178,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 9,811 | $178,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 23,963 | $177,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 8,916 | $177,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 10,104 | $177,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 5,603 | $177,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 7,780 | $176,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 5,554 | $176,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 48,938 | $176,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 79,810 | $176,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 8,464 | $175,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 20,303 | $175,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 17,111 | $175,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 25,574 | $175,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 7,764 | $175,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 3,182 | $174,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 7,462 | $174,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 5,240 | $174,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 15,411 | $174,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 67,984 | $174,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 11,000 | $173,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 15,988 | $173,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 36,866 | $173,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 7,813 | $173,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 2,987 | $173,000 | thousands by filing date | |
| PROSHARES TR | 74347X815 | ULTRA MDCAP400 | 1,681 | $173,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 62,754 | $173,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 122,948 | $173,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 6,312 | $172,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 12,573 | $172,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 7,200 | $171,000 | thousands by filing date | put |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 6,840 | $171,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 24,649 | $171,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 6,463 | $170,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 25,476 | $170,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 3,000 | $170,000 | thousands by filing date | call |
| STRATUS PPTYS INC | 863167201 | COM NEW | 5,778 | $170,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 16,180 | $170,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 17,316 | $170,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BEAR 2X SHARES | 25460E554 | ETF | 3,529 | $170,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 49,860 | $169,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 5,919 | $169,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 14,571 | $169,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 4,527 | $169,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 57,419 | $169,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D218 | FI ENHANCD ETN | 923 | $169,000 | thousands by filing date | |
| ProShares UltraShort MSCI Brazil Capped | 74347B292 | ETP | 6,877 | $169,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y876 | DAIL HEAL BU ETF | 3,328 | $168,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 2,909 | $168,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 8,101 | $168,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 5,000 | $168,000 | thousands by filing date | put |
| SEASPINE HLDGS CORP | 81255T108 | COM | 13,774 | $168,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 34,000 | $167,000 | thousands by filing date | call |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 32,693 | $167,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 192,368 | $167,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 13,685 | $167,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 27,000 | $166,000 | thousands by filing date | call |
| SILGAN HLDGS INC | 827048109 | COM | 5,526 | $166,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 24,922 | $166,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 3,150 | $166,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 15,265 | $166,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 3,725 | $166,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 972 | $165,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 8,305 | $165,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 4,653 | $165,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 2,705 | $165,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 5,000 | $165,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 2,954 | $165,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 12,526 | $165,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 10,655 | $165,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 26,893 | $165,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 20,170 | $164,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 21,899 | $164,000 | thousands by filing date | |
| HEALTH SCIENCES ACQUSTN CORP | 42227C201 | UNIT 04/01/2024 | 15,308 | $164,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 31,462 | $163,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 21,805 | $163,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 19,247 | $163,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 10,370 | $162,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 4,287 | $162,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 15,200 | $162,000 | thousands by filing date | call |
| TILLYS INC | 886885102 | CL A | 17,164 | $162,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 178,928 | $162,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 6,861 | $162,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 7,820 | $162,000 | thousands by filing date | |
| PROSHARES TR | 74348A582 | ULTRAPRO FINLS | 1,870 | $162,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 18,014 | $162,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 13,664 | $161,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 42,677 | $161,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 20,806 | $161,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 41,825 | $161,000 | thousands by filing date | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F843 | MACK MU INSD ETF | 6,087 | $161,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 11,040 | $161,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 4,528 | $161,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 3,161 | $161,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 31,488 | $160,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 8,058 | $160,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 14,568 | $160,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 131,831 | $160,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 9,668 | $159,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 2,084 | $159,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 18,437 | $159,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 24,256 | $159,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 6,085 | $158,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 22,500 | $158,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 24,189 | $157,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 7,086 | $157,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 49,368 | $157,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 4,882 | $157,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 13,830 | $157,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 7,182 | $157,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 10,000 | $156,000 | thousands by filing date | put |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 55,513 | $156,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 7,500 | $155,000 | thousands by filing date | put |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 6,066 | $155,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 6,514 | $155,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 4,618 | $155,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 2,187 | $155,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 12,070 | $155,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 10,052 | $155,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 116,034 | $154,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 7,291 | $154,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 10,769 | $154,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 4,875 | $153,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 12,248 | $153,000 | thousands by filing date | principal |
| GRAFTECH INTL LTD | 384313508 | COM | 11,940 | $153,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X376 | MSCI CDA STRTGIC | 2,517 | $152,000 | thousands by filing date | |
| PROSIGHT GLOBAL INC | 74349J103 | COM | 7,847 | $152,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 22,196 | $151,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 5,067 | $151,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 970 | $151,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 73,499 | $151,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 12,664 | $151,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 2,345 | $151,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 10,162 | $151,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E608 | KNLDG LD WD ETF | 4,467 | $151,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 6,221 | $150,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 3,572 | $150,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 13,379 | $150,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 54,149 | $150,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 40,000 | $150,000 | thousands by filing date | call |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 8,603 | $150,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06744M836 | NT LKD SER B26 | 1,095 | $150,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 6,617 | $149,000 | thousands by filing date | principal |
| CALERES INC | 129500104 | COM | 6,332 | $149,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 8,700 | $149,000 | thousands by filing date | call |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 14,330 | $149,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 14,777 | $149,000 | thousands by filing date | |
| PROSHARES TR ULTPRO SHT 2017 | 74348A152 | CEF | 6,178 | $149,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 2,404 | $148,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 900 | $148,000 | thousands by filing date | put |
| SEMPRA COM | 816851109 | Stock | 1,000 | $148,000 | thousands by filing date | call |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 1,532 | $148,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 7,300 | $148,000 | thousands by filing date | put |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 2,736 | $148,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 6,611 | $148,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P611 | CMN | 5,729 | $148,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-19-010978 | this filing | 2019-11-14 | acceptance time not in the bulk data set |