13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 8,098 holding rows worth $259,766,458,000.
- Accession
- 0000950123-19-010978
- Filer
- CIK 1610520
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A combination report, 13,771 entries on the cover page, a total value of $259,766,458,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $259,766,430,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 154,069 | $4,422,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 148,805 | $4,418,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 75,000 | $4,414,000 | thousands by filing date | put |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 316,395 | $4,407,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 59,930 | $4,403,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 32,903 | $4,400,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 999,631 | $4,399,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 343,023 | $4,391,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 142,163 | $4,390,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 972,177 | $4,390,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 42,320 | $4,384,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 170,105 | $4,375,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 320,201 | $4,364,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 519,109 | $4,355,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 545,613 | $4,354,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 141,481 | $4,348,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 189,828 | $4,343,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 66,420 | $4,342,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 24,388 | $4,339,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 30,000 | $4,333,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 45,567 | $4,332,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 23,294 | $4,325,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 47,605 | $4,324,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 151,405 | $4,318,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 117,503 | $4,312,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 248,284 | $4,310,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L207 | SELECT US EQTY | 180,568 | $4,306,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 113,459 | $4,302,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 257,060 | $4,300,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 530,628 | $4,298,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 119,422 | $4,298,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 30,397 | $4,297,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 150,000 | $4,287,000 | thousands by filing date | put |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 150,000 | $4,287,000 | thousands by filing date | call |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 686,804 | $4,279,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 66,536 | $4,279,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 102,479 | $4,275,000 | thousands by filing date | |
| Luckin Coffee Inc | 54951L109 | Equity | 225,000 | $4,275,000 | thousands by filing date | put |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 100,000 | $4,270,000 | thousands by filing date | put |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 25,000 | $4,260,000 | thousands by filing date | call |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 1,029,079 | $4,260,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 254,065 | $4,258,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J304 | BULSHS 2019 CB | 201,159 | $4,241,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 218,448 | $4,240,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 98,667 | $4,237,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 318,100 | $4,232,000 | thousands by filing date | put |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 65,432 | $4,229,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 46,800 | $4,228,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 75,556 | $4,223,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 159,218 | $4,211,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 149,295 | $4,210,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 522,204 | $4,209,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 137,067 | $4,205,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 55,440 | $4,190,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 78,732 | $4,188,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 178,277 | $4,186,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 220,808 | $4,185,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 340,958 | $4,183,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 221,597 | $4,179,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 133,104 | $4,174,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 298,207 | $4,163,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 323,053 | $4,158,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 157,776 | $4,152,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 48,900 | $4,149,000 | thousands by filing date | |
| OSI ETF TR | 67110P506 | OSHARES FTSE EUR | 173,289 | $4,143,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 242,131 | $4,138,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 211,128 | $4,136,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 243,398 | $4,130,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 417,900 | $4,125,000 | thousands by filing date | put |
| CRH PLC ADS | 12626K203 | ADR | 119,423 | $4,103,000 | thousands by filing date | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 64,716 | $4,098,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 35,735 | $4,091,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 27,519 | $4,090,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 108,253 | $4,076,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 138,198 | $4,074,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 144,919 | $4,074,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 397,210 | $4,071,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 156,300 | $4,064,000 | thousands by filing date | put |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 315,721 | $4,047,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 945,537 | $4,047,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 34,704 | $4,045,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 98,465 | $4,040,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 34,103 | $4,039,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 77,873 | $4,039,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 60,166 | $4,036,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 198,322 | $4,034,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 371,166 | $4,020,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 73,328 | $4,020,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 267,022 | $4,016,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 74,459 | $4,010,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 150,001 | $4,005,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 133,745 | $4,003,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 99,828 | $3,989,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 579,490 | $3,987,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 10,000 | $3,985,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V555 | INSIDER SENMNT | 56,778 | $3,983,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 188,268 | $3,982,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 189,963 | $3,967,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 75,866 | $3,964,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 75,766 | $3,946,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 96,880 | $3,946,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 254,011 | $3,945,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 42,700 | $3,940,000 | thousands by filing date | put |
| QEP RESOURCES INC | 74733V100 | COM | 1,064,454 | $3,938,000 | thousands by filing date | |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 75,022 | $3,936,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 39,534 | $3,921,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 796,274 | $3,918,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 115,000 | $3,918,000 | thousands by filing date | put |
| GENERAC HLDGS INC | 368736104 | COM | 49,947 | $3,913,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 142,620 | $3,902,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 77,877 | $3,898,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 200,102 | $3,898,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 512,612 | $3,896,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 23,675 | $3,892,000 | thousands by filing date | call |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 113,500 | $3,886,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 77,201 | $3,886,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 97,392 | $3,885,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 92,855 | $3,878,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 223,539 | $3,876,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 26,300 | $3,875,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 77,076 | $3,865,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 56,728 | $3,863,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 79,430 | $3,861,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 126,036 | $3,860,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 127,700 | $3,850,000 | thousands by filing date | put |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 41,667 | $3,849,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 134,624 | $3,848,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 70,390 | $3,847,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 38,896 | $3,836,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 212,633 | $3,836,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 42,000 | $3,829,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 400,000 | $3,828,000 | thousands by filing date | call |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 145,746 | $3,827,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 30,340 | $3,813,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 213,772 | $3,809,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 286,144 | $3,807,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 268,567 | $3,806,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 215,655 | $3,804,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 85,995 | $3,804,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 14,300 | $3,803,000 | thousands by filing date | call |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 250,297 | $3,792,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 295,578 | $3,777,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 386,100 | $3,777,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 40,449 | $3,776,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 686,557 | $3,776,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 41,176 | $3,775,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 97,645 | $3,773,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 186,254 | $3,772,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 615,934 | $3,769,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 198,822 | $3,768,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 105,962 | $3,761,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 45,115 | $3,760,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E396 | S&P 500 CONC ETF | 107,112 | $3,760,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 25,000 | $3,752,000 | thousands by filing date | put |
| FLUOR CORP | 343412102 | COM | 195,995 | $3,749,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 52,830 | $3,749,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 149,304 | $3,746,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 42,842 | $3,742,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 25,900 | $3,741,000 | thousands by filing date | put |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 518,208 | $3,741,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 12,051 | $3,741,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 36,500 | $3,738,000 | thousands by filing date | call |
| VERIS RESIDENTIAL INC | 554489104 | COM | 172,259 | $3,731,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 215,539 | $3,725,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 124,774 | $3,715,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 92,200 | $3,712,000 | thousands by filing date | call |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 433,442 | $3,706,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 25,000 | $3,692,000 | thousands by filing date | call |
| MACERICH CO | 554382101 | COM | 116,887 | $3,692,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 37,037 | $3,691,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 75,000 | $3,690,000 | thousands by filing date | put |
| YETI HLDGS INC COM | 98585X104 | Stock | 131,553 | $3,683,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 50,833 | $3,673,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 18,763 | $3,671,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 77,514 | $3,663,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 177,983 | $3,662,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 354,808 | $3,660,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 427,700 | $3,657,000 | thousands by filing date | put |
| TECH DATA CORP | 878237106 | COM | 35,057 | $3,654,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 7,914 | $3,650,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 77,016 | $3,648,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 96,529 | $3,645,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 186,856 | $3,644,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 926,975 | $3,643,000 | thousands by filing date | |
| TCF FINANCIAL CORPORATION NE | 872307103 | COM | 95,645 | $3,641,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 139,800 | $3,635,000 | thousands by filing date | call |
| KIMBALL INTL INC | 494274103 | CL B | 188,129 | $3,631,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 240,030 | $3,626,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 377,289 | $3,626,000 | thousands by filing date | principal |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 266,856 | $3,621,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 86,028 | $3,612,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 213,595 | $3,610,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 55,540 | $3,608,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 28,520 | $3,607,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 93,950 | $3,598,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 25,576 | $3,583,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 74,042 | $3,580,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 138,467 | $3,578,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 235,515 | $3,577,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 44,338 | $3,576,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 29,129 | $3,566,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 77,393 | $3,561,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 44,765 | $3,560,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 85,000 | $3,556,000 | thousands by filing date | call |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 243,910 | $3,556,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 73,700 | $3,555,000 | thousands by filing date | call |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 116,560 | $3,554,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 222,486 | $3,553,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 45,413 | $3,552,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 60,300 | $3,549,000 | thousands by filing date | call |
| OTTER TAIL CORP | 689648103 | COM | 65,928 | $3,543,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 45,674 | $3,541,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 119,298 | $3,541,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 91,282 | $3,541,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 135,185 | $3,532,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 103,150 | $3,529,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 222,820 | $3,527,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 209,787 | $3,516,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 55,246 | $3,509,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 70,600 | $3,506,000 | thousands by filing date | call |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 35,800 | $3,506,000 | thousands by filing date | call |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 758,624 | $3,505,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 246,575 | $3,504,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 150,000 | $3,501,000 | thousands by filing date | call |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 128,339 | $3,500,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 92,500 | $3,498,000 | thousands by filing date | call |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 1,784,497 | $3,498,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 60,910 | $3,497,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 29,360 | $3,494,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 51,143 | $3,492,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 56,263 | $3,492,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 46,971 | $3,485,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 110,143 | $3,476,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 164,752 | $3,476,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 276,173 | $3,474,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 50,000 | $3,464,000 | thousands by filing date | call |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 214,329 | $3,462,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 6,000 | $3,461,000 | thousands by filing date | put |
| VALVOLINE INC COM | 92047W101 | Stock | 157,047 | $3,460,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 50,000 | $3,450,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 32,337 | $3,448,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 189,916 | $3,445,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 2,206,934 | $3,443,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 73,139 | $3,441,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 655,296 | $3,440,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 681,552 | $3,414,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 160,341 | $3,412,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 127,720 | $3,410,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 61,680 | $3,410,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 113,899 | $3,407,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 167,141 | $3,402,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 31,800 | $3,400,000 | thousands by filing date | call |
| PC CONNECTION INC | 69318J100 | COM | 87,409 | $3,400,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 144,007 | $3,399,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 793,902 | $3,398,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 36,806 | $3,397,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 168,048 | $3,396,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 238,566 | $3,395,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 147,370 | $3,391,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 120,000 | $3,391,000 | thousands by filing date | call |
| USBANCORPDEL | 902973304 | COM NEW | 61,200 | $3,387,000 | thousands by filing date | call |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 152,268 | $3,385,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 147,500 | $3,382,000 | thousands by filing date | call |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 49,432 | $3,380,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 40,359 | $3,379,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 161,829 | $3,378,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 53,300 | $3,369,000 | thousands by filing date | put |
| MONROE CAPITAL CORP | 610335101 | COM | 319,079 | $3,367,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 170,935 | $3,354,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 216,119 | $3,352,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 21,988 | $3,347,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 11,000 | $3,346,000 | thousands by filing date | put |
| CLARIVATE PLC | G21810109 | ORD SHS | 198,084 | $3,342,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 63,115 | $3,335,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 253,676 | $3,334,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 83,391 | $3,331,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 228,738 | $3,328,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 232,197 | $3,327,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 155,420 | $3,321,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 127,100 | $3,311,000 | thousands by filing date | put |
| STITCH FIX INC | 860897107 | COM CL A | 171,700 | $3,305,000 | thousands by filing date | put |
| NEKTAR THERAPEUTICS | 640268108 | COM | 181,357 | $3,303,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 174,678 | $3,303,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 88,446 | $3,301,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 50,000 | $3,300,000 | thousands by filing date | put |
| COMERICAINC | 200340107 | COM | 50,000 | $3,300,000 | thousands by filing date | call |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 155,230 | $3,298,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 63,502 | $3,296,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 92,128 | $3,291,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 119,637 | $3,288,000 | thousands by filing date | principal |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 59,041 | $3,287,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 175,793 | $3,285,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 126,567 | $3,281,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 37,317 | $3,277,000 | thousands by filing date | |
| FLEX LNG LTD | G35947202 | SHS | 338,926 | $3,271,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 71,307 | $3,264,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 299,361 | $3,263,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 387,842 | $3,262,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 20,400 | $3,256,000 | thousands by filing date | call |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 148,619 | $3,253,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 115,553 | $3,252,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 626,083 | $3,246,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 85,795 | $3,245,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 124,837 | $3,242,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 30,067 | $3,242,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 44,266 | $3,238,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 240,488 | $3,237,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 63,098 | $3,233,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAB2 | BOND | 3,000,000 | $3,232,000 | thousands by filing date | principal |
| TRITON INTL LTD | G9078F107 | CL A | 95,356 | $3,227,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 61,135 | $3,223,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 125,000 | $3,222,000 | thousands by filing date | put |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 115,484 | $3,220,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 57,180 | $3,214,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 23,750 | $3,211,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 50,286 | $3,207,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 48,597 | $3,204,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 64,786 | $3,201,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 150,000 | $3,200,000 | thousands by filing date | put |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 202,781 | $3,198,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 143,449 | $3,196,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 129,868 | $3,193,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 8,762 | $3,190,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 59,377 | $3,181,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 115,769 | $3,180,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 187,824 | $3,180,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 213,944 | $3,180,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 72,253 | $3,174,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 148,716 | $3,170,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 132,297 | $3,168,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 20,000 | $3,167,000 | thousands by filing date | call |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 103,305 | $3,166,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 35,511 | $3,165,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 656,669 | $3,165,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 64,955 | $3,163,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 51,808 | $3,163,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 133,105 | $3,158,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 332,552 | $3,156,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 127,221 | $3,153,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 341,191 | $3,139,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 42,095 | $3,138,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 27,831 | $3,135,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 458,213 | $3,134,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 78,405 | $3,126,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 41,480 | $3,125,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 52,958 | $3,124,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 141,717 | $3,123,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 141,084 | $3,119,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 67,771 | $3,119,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 130,266 | $3,113,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 155,000 | $3,111,000 | thousands by filing date | put |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 90,150 | $3,110,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 35,043 | $3,103,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 267,212 | $3,086,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 38,619 | $3,084,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 83,098 | $3,077,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 212,960 | $3,077,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 86,200 | $3,070,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 2,450,000 | $3,068,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 82,105 | $3,067,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 88,141 | $3,066,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 52,627 | $3,064,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 92,187 | $3,056,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 89,426 | $3,050,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 24,769 | $3,049,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 164,981 | $3,049,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 48,871 | $3,045,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 678,456 | $3,033,000 | thousands by filing date | call |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 31,051 | $3,030,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 231,946 | $3,029,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 142,180 | $3,028,000 | thousands by filing date | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 136,221 | $3,027,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 123,638 | $3,026,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 33,223 | $3,025,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 63,260 | $3,025,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 128,595 | $3,023,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 73,336 | $3,022,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 79,309 | $3,021,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 2,348,333 | $3,018,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 125,739 | $3,016,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 207,626 | $3,015,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 68,594 | $3,014,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 225,714 | $3,014,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 53,509 | $3,014,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 58,711 | $3,013,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 198,553 | $3,008,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 161,947 | $3,008,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 325,000 | $3,006,000 | thousands by filing date | put |
| ADIENT PLC | G0084W101 | ORD SHS | 130,700 | $3,001,000 | thousands by filing date | put |
| VMWARE, INC. | 928563402 | CL A COM | 20,000 | $3,001,000 | thousands by filing date | call |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 104,159 | $2,999,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 46,365 | $2,994,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 42,493 | $2,989,000 | thousands by filing date | principal |
| BROWN & BROWN INC COM | 115236101 | Stock | 82,858 | $2,988,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 297,146 | $2,986,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 95,760 | $2,983,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 39,311 | $2,980,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 49,400 | $2,977,000 | thousands by filing date | put |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 102,512 | $2,977,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 166,955 | $2,976,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 324,720 | $2,971,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 219,011 | $2,967,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 363,448 | $2,962,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 260,000 | $2,961,000 | thousands by filing date | put |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 177,725 | $2,959,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 242,423 | $2,957,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 108,105 | $2,957,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 52,518 | $2,956,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 119,555 | $2,955,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 37,884 | $2,953,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 512,513 | $2,931,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 86,606 | $2,929,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 37,222 | $2,926,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 330,364 | $2,924,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 90,827 | $2,922,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 51,459 | $2,916,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 76,312 | $2,915,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 339,602 | $2,914,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 157,849 | $2,914,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 10,000 | $2,913,000 | thousands by filing date | call |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 14,951 | $2,910,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 176,160 | $2,908,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 52,081 | $2,905,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 332,268 | $2,904,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 1,343,993 | $2,903,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 35,000 | $2,897,000 | thousands by filing date | call |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 43,600 | $2,892,000 | thousands by filing date | put |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 46,394 | $2,885,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 51,680 | $2,871,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 38,500 | $2,866,000 | thousands by filing date | put |
| CLOUDERA INC | 18914U100 | COM | 323,449 | $2,866,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 73,400 | $2,861,000 | thousands by filing date | call |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 41,681 | $2,861,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 132,018 | $2,861,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 243,555 | $2,859,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 237,854 | $2,854,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 101,618 | $2,854,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 200,852 | $2,848,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 66,519 | $2,845,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 27,219 | $2,845,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 17,600 | $2,841,000 | thousands by filing date | put |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 27,159 | $2,841,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 24,700 | $2,841,000 | thousands by filing date | call |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 62,375 | $2,841,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 31,849 | $2,834,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 41,500 | $2,829,000 | thousands by filing date | call |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 138,911 | $2,828,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 107,707 | $2,827,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 39,709 | $2,825,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 45,162 | $2,823,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 63,567 | $2,821,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 31,163 | $2,818,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 27,408 | $2,818,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 30,288 | $2,816,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 413,819 | $2,814,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 95,792 | $2,813,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 264,000 | $2,809,000 | thousands by filing date | put |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 70,000 | $2,806,000 | thousands by filing date | call |
| AMCOR PLC | G0250X107 | ORD | 287,526 | $2,803,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 42,759 | $2,802,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 149,232 | $2,801,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 54,658 | $2,792,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 2,900,000 | $2,791,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 153,600 | $2,788,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 94,868 | $2,788,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 179,044 | $2,786,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 592,526 | $2,785,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 160,097 | $2,783,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 22,000 | $2,779,000 | thousands by filing date | call |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 234,744 | $2,777,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 50,741 | $2,776,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 200,000 | $2,776,000 | thousands by filing date | call |
| ENDO INTL PLC | G30401106 | SHS | 864,200 | $2,774,000 | thousands by filing date | put |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 33,845 | $2,772,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 42,274 | $2,772,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 20,500 | $2,770,000 | thousands by filing date | call |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 95,462 | $2,768,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 167,383 | $2,765,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 33,500 | $2,758,000 | thousands by filing date | put |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 44,661 | $2,756,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 81,800 | $2,754,000 | thousands by filing date | call |
| CATALENT INC USD 0.01 | 148806102 | COM | 57,731 | $2,752,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 99,793 | $2,751,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 94,232 | $2,749,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 281,888 | $2,749,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 46,878 | $2,748,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 82,070 | $2,746,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 15,484 | $2,745,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 437,818 | $2,745,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 80,126 | $2,744,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 104,547 | $2,737,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 22,000 | $2,736,000 | thousands by filing date | call |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 90,543 | $2,729,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 87,058 | $2,727,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 110,796 | $2,720,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 42,659 | $2,719,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 125,639 | $2,713,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 67,550 | $2,712,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 25,000 | $2,708,000 | thousands by filing date | put |
| HMS HLDGS CORP | 40425J101 | COM | 78,528 | $2,707,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-19-010978 | this filing | 2019-11-14 | acceptance time not in the bulk data set |