13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 8,098 holding rows worth $259,766,458,000.
- Accession
- 0000950123-19-010978
- Filer
- CIK 1610520
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A combination report, 13,771 entries on the cover page, a total value of $259,766,458,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $259,766,430,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Lincoln National Corporat | 524901105 | COM | 197,500 | $7,543,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 238,951 | $7,541,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 61,150 | $7,534,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 103,444 | $7,533,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 385,475 | $7,520,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 211,636 | $7,512,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 659,945 | $7,510,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 661,743 | $7,504,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 169,418 | $7,503,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 388,794 | $7,492,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 330,012 | $7,462,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 659,374 | $7,438,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 76,950 | $7,434,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 82,599 | $7,422,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 367,770 | $7,419,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 168,741 | $7,403,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 180,900 | $7,398,000 | thousands by filing date | put |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 185,733 | $7,396,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 158,757 | $7,392,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 628,700 | $7,387,000 | thousands by filing date | call |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 192,093 | $7,382,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 563,154 | $7,344,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 84,624 | $7,342,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 147,974 | $7,341,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 157,892 | $7,340,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 136,301 | $7,322,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 491,640 | $7,320,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 411,339 | $7,302,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 24,553 | $7,295,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 131,400 | $7,272,000 | thousands by filing date | put |
| HUNTSMAN CORP | 447011107 | COM | 312,531 | $7,270,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 441,436 | $7,266,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 890,727 | $7,250,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 443,360 | $7,240,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 245,364 | $7,238,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 175,000 | $7,233,000 | thousands by filing date | put |
| SPLUNK INC | 848637AD6 | BOND | 6,615,000 | $7,231,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 49,401 | $7,228,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 246,168 | $7,218,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 43,600 | $7,211,000 | thousands by filing date | call |
| FEDEX CORP COM | 31428X106 | Stock | 49,400 | $7,191,000 | thousands by filing date | put |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 101,247 | $7,181,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 284,103 | $7,171,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 106,500 | $7,166,000 | thousands by filing date | call |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 1,516,487 | $7,142,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 241,695 | $7,134,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 351,373 | $7,133,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 62,000 | $7,130,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 136,236 | $7,123,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 230,949 | $7,111,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 310,100 | $7,111,000 | thousands by filing date | put |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 2,693,341 | $7,110,000 | thousands by filing date | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 354,511 | $7,107,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 148,200 | $7,105,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 385,324 | $7,102,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 707,977 | $7,101,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 295,358 | $7,100,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 375,000 | $7,095,000 | thousands by filing date | put |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 77,531 | $7,094,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 434,307 | $7,088,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 178,901 | $7,084,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 565,561 | $7,075,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 73,357 | $7,074,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 210,000 | $7,071,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 212,289 | $7,059,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 185,800 | $7,046,000 | thousands by filing date | put |
| MOELIS & CO | 60786M105 | CL A | 214,511 | $7,046,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 132,134 | $7,044,000 | thousands by filing date | principal |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 125,000 | $7,042,000 | thousands by filing date | call |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 222,581 | $7,029,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 443,396 | $7,028,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 164,248 | $7,027,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 171,971 | $7,018,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 124,301 | $7,008,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 328,211 | $6,992,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 55,394 | $6,987,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 49,182 | $6,981,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 74,250 | $6,974,000 | thousands by filing date | call |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 243,102 | $6,973,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 125,000 | $6,968,000 | thousands by filing date | call |
| ONE GAS INC COM | 68235P108 | Stock | 71,910 | $6,912,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 55,500 | $6,902,000 | thousands by filing date | put |
| BLACK HILLS CORP COM | 092113109 | Stock | 89,941 | $6,902,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 65,456 | $6,900,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 301,867 | $6,895,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 855,842 | $6,863,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 640,650 | $6,855,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 284,600 | $6,847,000 | thousands by filing date | put |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 375,921 | $6,842,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 114,733 | $6,837,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 195,871 | $6,836,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 97,549 | $6,819,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 82,500 | $6,811,000 | thousands by filing date | call |
| iShares MSCI Japan ETF | 46434G822 | SHS | 120,000 | $6,809,000 | thousands by filing date | put |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 41,759 | $6,800,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 1,001,616 | $6,791,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 550,194 | $6,789,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 327,477 | $6,782,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 112,000 | $6,774,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 228,206 | $6,764,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 61,500 | $6,763,000 | thousands by filing date | put |
| COTERRA ENERGY INC COM | 127097103 | Stock | 384,700 | $6,759,000 | thousands by filing date | put |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 516,300 | $6,753,000 | thousands by filing date | call |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 600,720 | $6,752,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 85,700 | $6,751,000 | thousands by filing date | call |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 250,000 | $6,742,000 | thousands by filing date | put |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 278,904 | $6,733,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 79,703 | $6,732,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 317,975 | $6,715,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 466,377 | $6,711,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 73,045 | $6,707,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 550,000 | $6,699,000 | thousands by filing date | put |
| PEABODY ENGR CORP | 704551100 | COM | 454,969 | $6,697,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 25,504 | $6,695,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 65,721 | $6,692,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 127,163 | $6,679,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 45,879 | $6,678,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 115,882 | $6,670,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 144,494 | $6,658,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 31,000 | $6,656,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 168,153 | $6,645,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 52,800 | $6,641,000 | thousands by filing date | call |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 138,753 | $6,640,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 90,000 | $6,616,000 | thousands by filing date | call |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 254,140 | $6,615,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 66,568 | $6,605,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 74,322 | $6,592,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 181,432 | $6,586,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 301,651 | $6,576,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 552,027 | $6,569,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 136,560 | $6,567,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 110,472 | $6,545,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 22,700 | $6,540,000 | thousands by filing date | call |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 149,891 | $6,532,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 165,127 | $6,531,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 219,709 | $6,506,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 138,218 | $6,504,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 136,020 | $6,503,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 55,481 | $6,485,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 507,860 | $6,485,000 | thousands by filing date | put |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 34,131 | $6,482,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 127,000 | $6,468,000 | thousands by filing date | put |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 82,856 | $6,455,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 53,566 | $6,454,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 101,201 | $6,448,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 50,314 | $6,447,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 870,691 | $6,443,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 112,834 | $6,437,000 | thousands by filing date | put |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 109,670 | $6,426,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 514,700 | $6,423,000 | thousands by filing date | call |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 331,938 | $6,420,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 126,272 | $6,413,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 79,844 | $6,396,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 40,000 | $6,378,000 | thousands by filing date | call |
| Charles Schwab Corp | 808513105 | COM | 152,200 | $6,367,000 | thousands by filing date | put |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 65,000 | $6,358,000 | thousands by filing date | call |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 790,748 | $6,358,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 110,865 | $6,350,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 602,341 | $6,349,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 268,399 | $6,345,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 2,630,605 | $6,340,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 158,020 | $6,331,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 202,746 | $6,318,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 978,637 | $6,317,000 | thousands by filing date | call |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 165,000 | $6,315,000 | thousands by filing date | put |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 214,944 | $6,294,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 73,215 | $6,291,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 362,795 | $6,291,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 44,200 | $6,279,000 | thousands by filing date | put |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 225,520 | $6,274,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 122,520 | $6,264,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 70,883 | $6,253,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 118,906 | $6,239,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 71,360 | $6,237,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 58,807 | $6,233,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 80,671 | $6,233,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 50,000 | $6,230,000 | thousands by filing date | call |
| 2U INC | 90214J101 | COM | 382,516 | $6,227,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 43,028 | $6,222,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 419,419 | $6,220,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 400,000 | $6,216,000 | thousands by filing date | call |
| Vaneck Long Muni ETF | 92189F536 | ETF | 293,525 | $6,208,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 209,605 | $6,192,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 19,167 | $6,171,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 45,000 | $6,170,000 | thousands by filing date | call |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 399,363 | $6,170,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 131,410 | $6,160,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 169,100 | $6,138,000 | thousands by filing date | call |
| DILLARDS INC CL A | 254067101 | Stock | 92,800 | $6,135,000 | thousands by filing date | put |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 81,603 | $6,124,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 61,492 | $6,114,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 132,571 | $6,111,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 170,733 | $6,105,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 25,400 | $6,099,000 | thousands by filing date | call |
| Uber Technologies | 90353T100 | COM | 200,000 | $6,094,000 | thousands by filing date | call |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 72,134 | $6,076,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 70,716 | $6,067,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 493,100 | $6,050,000 | thousands by filing date | call |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 372,616 | $6,048,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 138,192 | $6,037,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 176,799 | $6,033,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 65,870 | $6,033,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 128,100 | $6,021,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 51,029 | $6,020,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 171,960 | $6,019,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 104,880 | $6,014,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 90,219 | $6,011,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 262,107 | $6,011,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 510,000 | $5,998,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 112,291 | $5,995,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 188,970 | $5,983,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 569,571 | $5,960,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 79,701 | $5,960,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 211,411 | $5,958,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 2,416,200 | $5,944,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 113,577 | $5,938,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 3,961 | $5,938,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 317,100 | $5,927,000 | thousands by filing date | call |
| BRUNSWICK CORP | 117043109 | COM | 113,641 | $5,923,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 183,329 | $5,914,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 14,157 | $5,912,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 121,765 | $5,908,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 135,000 | $5,901,000 | thousands by filing date | put |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 365,567 | $5,882,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 30,200 | $5,851,000 | thousands by filing date | put |
| WAFD INC | 938824109 | COM | 158,043 | $5,846,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 30,421 | $5,841,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 151,000 | $5,841,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 210,674 | $5,825,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 194,619 | $5,821,000 | thousands by filing date | |
| DERMIRA INC | 24983LAB0 | NOTE 3.000% 5/1 | 6,925,000 | $5,821,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 84,634 | $5,820,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 119,812 | $5,809,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 71,996 | $5,803,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 502,400 | $5,803,000 | thousands by filing date | call |
| OLIN CORP | 680665205 | COM PAR $1 | 309,823 | $5,800,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 66,479 | $5,800,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 594,600 | $5,797,000 | thousands by filing date | call |
| Accenture Plc Class A | G1151C101 | COM | 30,100 | $5,790,000 | thousands by filing date | call |
| VEON LTD | 91822M106 | SPONSORED ADR | 2,412,308 | $5,789,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 257,530 | $5,785,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 531,827 | $5,780,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 131,832 | $5,770,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 226,065 | $5,767,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 182,500 | $5,765,000 | thousands by filing date | call |
| M.D.C. HOLDINGS INC | 552676108 | COM | 133,721 | $5,764,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 147,000 | $5,759,000 | thousands by filing date | call |
| PAPA JOHNS INTL INC | 698813102 | COM | 109,979 | $5,757,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 696,863 | $5,749,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 108,295 | $5,745,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 110,000 | $5,730,000 | thousands by filing date | call |
| FOX CORP CL A COM | 35137L105 | Stock | 181,644 | $5,728,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 85,775 | $5,726,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 116,216 | $5,724,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 71,065 | $5,714,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 60,000 | $5,709,000 | thousands by filing date | put |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 618,662 | $5,704,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 360,337 | $5,704,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 388,983 | $5,695,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 90,564 | $5,693,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 204,074 | $5,684,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 176,948 | $5,675,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 452,103 | $5,674,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 150,903 | $5,673,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 706,428 | $5,673,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 149,648 | $5,667,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 141,644 | $5,667,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 74,985 | $5,664,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 377,270 | $5,652,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 111,645 | $5,639,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 51,395 | $5,639,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 125,461 | $5,637,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 200,000 | $5,622,000 | thousands by filing date | call |
| UNITED RENTALS INC COM | 911363109 | Stock | 45,000 | $5,609,000 | thousands by filing date | put |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 43,330 | $5,606,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 55,863 | $5,605,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 119,091 | $5,588,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 454,042 | $5,585,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R754 | CL A | 106,873 | $5,572,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 531,074 | $5,571,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 135,550 | $5,569,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 125,000 | $5,559,000 | thousands by filing date | call |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,242,576 | $5,554,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 55,596 | $5,550,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 51,000 | $5,545,000 | thousands by filing date | call |
| GARTNERINC | 366651107 | STOK | 38,753 | $5,542,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 203,522 | $5,542,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 97,412 | $5,528,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 396,280 | $5,516,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 183,254 | $5,514,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 216,600 | $5,512,000 | thousands by filing date | call |
| CAVCO INDS INC DEL | 149568107 | COM | 28,663 | $5,505,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 109,834 | $5,501,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 167,480 | $5,494,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 298,688 | $5,481,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 300,000 | $5,481,000 | thousands by filing date | put |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 116,811 | $5,480,000 | thousands by filing date | |
| Luckin Coffee Inc | 54951L109 | Equity | 288,100 | $5,474,000 | thousands by filing date | call |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 383,500 | $5,473,000 | thousands by filing date | put |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 110,810 | $5,472,000 | thousands by filing date | call |
| IMMUNOMEDICS INC | 452907108 | COM | 412,661 | $5,472,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 795,000 | $5,470,000 | thousands by filing date | put |
| COLUMBIA BKG SYS INC | 197236102 | COM | 148,210 | $5,469,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 96,458 | $5,469,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 196,727 | $5,460,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 181,703 | $5,460,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 167,887 | $5,455,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 118,654 | $5,452,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 121,257 | $5,449,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 186,641 | $5,437,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 700,000 | $5,436,000 | thousands by filing date | call |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 49,800 | $5,434,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 263,600 | $5,433,000 | thousands by filing date | call |
| ASHLAND INC | 044186104 | COM | 70,500 | $5,432,000 | thousands by filing date | put |
| MARZETTI COMPANY | 513847103 | COM | 39,118 | $5,424,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 178,097 | $5,418,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 238,005 | $5,413,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 223,257 | $5,403,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 158,512 | $5,401,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 150,774 | $5,396,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 102,406 | $5,386,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 92,500 | $5,384,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 135,929 | $5,381,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 297,974 | $5,369,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 160,029 | $5,361,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 137,776 | $5,359,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 145,980 | $5,358,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 653,433 | $5,345,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 193,814 | $5,337,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 108,536 | $5,335,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 115,097 | $5,330,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 500,800 | $5,329,000 | thousands by filing date | call |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 36,900 | $5,329,000 | thousands by filing date | put |
| AMEDISYS INC | 023436108 | COM | 40,620 | $5,322,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 257,166 | $5,318,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 115,269 | $5,317,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 882,482 | $5,313,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 82,593 | $5,302,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 90,898 | $5,298,000 | thousands by filing date | put |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 1,080,367 | $5,294,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 142,109 | $5,292,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 159,600 | $5,292,000 | thousands by filing date | call |
| RBC BEARINGS INC COM | 75524B104 | Stock | 31,877 | $5,289,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 590,323 | $5,283,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2019 HIGH | 46138J403 | BULSHS 2019 HY | 220,626 | $5,277,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 214,644 | $5,267,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 148,242 | $5,263,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 430,462 | $5,260,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 33,353 | $5,259,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 134,193 | $5,259,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 134,777 | $5,258,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 560,000 | $5,253,000 | thousands by filing date | put |
| QUAKER HOUGHTON | 747316107 | COM | 33,194 | $5,250,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 36,977 | $5,244,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 45,800 | $5,229,000 | thousands by filing date | call |
| XENCOR INC | 98401F105 | COMMON STOCK | 154,769 | $5,220,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 88,320 | $5,184,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 1,214,841 | $5,175,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 69,882 | $5,172,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 59,786 | $5,149,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 219,527 | $5,133,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 110,302 | $5,132,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 200,535 | $5,130,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 178,342 | $5,106,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 24,600 | $5,099,000 | thousands by filing date | put |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 448,726 | $5,097,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 30,817 | $5,078,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 127,060 | $5,074,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 111,660 | $5,068,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 188,773 | $5,062,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 33,174 | $5,059,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 168,616 | $5,058,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 75,000 | $5,055,000 | thousands by filing date | put |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 125,823 | $5,043,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 350,000 | $5,042,000 | thousands by filing date | put |
| RH | 74967X103 | COM | 29,471 | $5,035,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 67,379 | $5,026,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 70,295 | $5,015,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 532,985 | $5,015,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 472,800 | $5,007,000 | thousands by filing date | call |
| DECKERS OUTDOOR CORP | 243537107 | COM | 33,961 | $5,005,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 58,700 | $5,004,000 | thousands by filing date | call |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 96,452 | $5,003,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 693,716 | $4,995,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 363,586 | $4,995,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 271,412 | $4,994,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 54,402 | $4,989,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 49,952 | $4,972,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 178,899 | $4,970,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 754,052 | $4,962,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 99,107 | $4,959,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 143,907 | $4,952,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 160,503 | $4,949,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 87,033 | $4,941,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 373,736 | $4,941,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 54,173 | $4,936,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 55,962 | $4,933,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 182,951 | $4,914,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 143,785 | $4,898,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 15,591 | $4,896,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 91,057 | $4,890,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 253,063 | $4,866,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 102,893 | $4,865,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 201,911 | $4,864,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 105,000 | $4,863,000 | thousands by filing date | call |
| Mallinckrodt Plc | G5785G107 | SHS | 2,018,000 | $4,863,000 | thousands by filing date | call |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 49,000 | $4,862,000 | thousands by filing date | call |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 525,000 | $4,856,000 | thousands by filing date | call |
| TIMKEN CO | 887389104 | COM | 111,580 | $4,855,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 84,598 | $4,854,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 34,342 | $4,850,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 142,200 | $4,845,000 | thousands by filing date | call |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 171,418 | $4,840,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 57,976 | $4,839,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 130,773 | $4,836,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 378,017 | $4,835,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 50,000 | $4,826,000 | thousands by filing date | put |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 775,282 | $4,822,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 200,000 | $4,806,000 | thousands by filing date | call |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 153,753 | $4,804,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 226,460 | $4,801,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 122,306 | $4,796,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 298,050 | $4,793,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 239,682 | $4,788,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 822,237 | $4,786,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 135,732 | $4,779,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 45,108 | $4,774,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 15,715 | $4,770,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 170,891 | $4,765,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 34,145 | $4,760,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 464,025 | $4,756,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 500,000 | $4,750,000 | thousands by filing date | put |
| VISTEON CORP | 92839U206 | COM NEW | 57,448 | $4,741,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 311,539 | $4,729,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 199,749 | $4,722,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 230,000 | $4,715,000 | thousands by filing date | put |
| FOOT LOCKER INC | 344849104 | COM | 109,231 | $4,714,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 265,182 | $4,710,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 88,486 | $4,709,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 81,370 | $4,704,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 119,121 | $4,702,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 42,222 | $4,701,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 25,610 | $4,700,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 141,051 | $4,697,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 62,586 | $4,681,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 70,909 | $4,670,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 36,188 | $4,670,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 175,000 | $4,660,000 | thousands by filing date | put |
| PG&E CORP COM | 69331C108 | Stock | 465,500 | $4,655,000 | thousands by filing date | call |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 114,962 | $4,651,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 165,224 | $4,639,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 130,819 | $4,639,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 137,987 | $4,639,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 157,870 | $4,633,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 374,717 | $4,628,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 95,471 | $4,625,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 267,796 | $4,625,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 113,323 | $4,617,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 114,317 | $4,616,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 30,000 | $4,612,000 | thousands by filing date | put |
| FISERV INC | 337738108 | COM | 44,500 | $4,610,000 | thousands by filing date | call |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 34,832 | $4,610,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 80,437 | $4,597,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 431,533 | $4,574,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 134,159 | $4,570,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 85,121 | $4,561,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 301,957 | $4,557,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 420,152 | $4,554,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 57,074 | $4,552,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 35,133 | $4,552,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 42,000 | $4,550,000 | thousands by filing date | call |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 110,000 | $4,546,000 | thousands by filing date | call |
| HILL ROM HLDGS INC | 431475102 | COM | 43,196 | $4,545,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 38,912 | $4,543,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 259,138 | $4,525,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 389,899 | $4,523,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 150,000 | $4,522,000 | thousands by filing date | call |
| BARINGS CORPORATE INVS | 06759X107 | COM | 268,071 | $4,520,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 177,059 | $4,520,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 134,417 | $4,516,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 61,494 | $4,508,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 4,500,000 | $4,503,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 70,886 | $4,493,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 36,389 | $4,492,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 225,427 | $4,492,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 48,340 | $4,491,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 42,535 | $4,491,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 23,910 | $4,484,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 98,990 | $4,476,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 33,264 | $4,474,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 83,677 | $4,468,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 48,917 | $4,459,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 15,300 | $4,456,000 | thousands by filing date | put |
| HERON THERAPEUTICS INC | 427746102 | COM | 240,848 | $4,455,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 130,971 | $4,453,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 53,200 | $4,452,000 | thousands by filing date | put |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 270,757 | $4,449,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 115,103 | $4,442,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 208,465 | $4,429,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 136,501 | $4,424,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-19-010978 | this filing | 2019-11-14 | acceptance time not in the bulk data set |