13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 8,098 holding rows worth $259,766,458,000.
- Accession
- 0000950123-19-010978
- Filer
- CIK 1610520
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A combination report, 13,771 entries on the cover page, a total value of $259,766,458,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $259,766,430,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 484,561 | $13,983,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 492,193 | $13,885,000 | thousands by filing date | call |
| READY CAPITAL CORP | 75574U101 | COM | 871,634 | $13,877,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 208,059 | $13,849,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 188,853 | $13,843,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 256,241 | $13,819,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 125,600 | $13,811,000 | thousands by filing date | put |
| CUMMINS INC COM | 231021106 | Stock | 84,800 | $13,794,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 131,560 | $13,757,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 128,400 | $13,728,000 | thousands by filing date | put |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 229,125 | $13,727,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 438,928 | $13,725,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 65,900 | $13,709,000 | thousands by filing date | call |
| ZOETIS INC CL A | 98978V103 | Stock | 110,000 | $13,705,000 | thousands by filing date | put |
| FIREEYE INC | 31816Q101 | COM | 1,025,892 | $13,685,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 663,962 | $13,611,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 142,536 | $13,609,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 161,978 | $13,608,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 326,122 | $13,593,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 215,439 | $13,586,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 258,216 | $13,560,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 221,942 | $13,558,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 2,192,300 | $13,526,000 | thousands by filing date | put |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 548,731 | $13,504,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 1,691,993 | $13,503,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 385,521 | $13,501,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374AB0 | Convertible Bond | 18,675,000 | $13,501,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 862,467 | $13,484,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 671,044 | $13,481,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 362,826 | $13,450,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 979,295 | $13,446,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 385,509 | $13,435,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 1,478,839 | $13,428,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 732,617 | $13,414,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 63,999 | $13,408,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 898,462 | $13,405,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 98,240 | $13,403,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 1,246,612 | $13,401,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 276,395 | $13,361,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 123,000 | $13,360,000 | thousands by filing date | put |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 8,756 | $13,331,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 50,000 | $13,297,000 | thousands by filing date | put |
| AMEREN CORP COM | 023608102 | Stock | 166,060 | $13,293,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 409,911 | $13,277,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 1,326,100 | $13,261,000 | thousands by filing date | put |
| Verizon Communications Inc | 92343V104 | COM | 219,600 | $13,255,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 295,374 | $13,218,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 871,592 | $13,205,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 1,080,816 | $13,197,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 370,688 | $13,196,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 1,350,100 | $13,163,000 | thousands by filing date | put |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 589,466 | $13,139,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 195,000 | $13,122,000 | thousands by filing date | put |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 239,232 | $13,086,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 405,416 | $13,062,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 71,598 | $13,028,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 113,177 | $13,019,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 588,432 | $12,969,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 277,433 | $12,956,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 228,781 | $12,954,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 406,719 | $12,917,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 830,000 | $12,898,000 | thousands by filing date | put |
| TANGER INC | 875465106 | COM | 830,294 | $12,853,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 65,400 | $12,831,000 | thousands by filing date | put |
| UNUM GROUP COM | 91529Y106 | Stock | 431,442 | $12,822,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 249,421 | $12,803,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 32,100 | $12,792,000 | thousands by filing date | call |
| INVESCO | 46138J866 | EXCHANGE TRADED | 600,180 | $12,778,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 616,519 | $12,768,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 93,500 | $12,764,000 | thousands by filing date | put |
| KLA CORP | 482480100 | COM | 80,000 | $12,756,000 | thousands by filing date | put |
| AFLAC INC COM | 001055102 | Stock | 243,800 | $12,756,000 | thousands by filing date | put |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 124,204 | $12,752,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 398,289 | $12,725,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 192,400 | $12,698,000 | thousands by filing date | call |
| Intuitive Surgical,Inc. | 46120E602 | COM | 23,500 | $12,688,000 | thousands by filing date | put |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 207,103 | $12,687,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 226,900 | $12,684,000 | thousands by filing date | call |
| ALCOA CORP COM | 013872106 | Stock | 631,580 | $12,675,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 130,654 | $12,671,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 167,148 | $12,653,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 1,210,669 | $12,652,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 513,417 | $12,641,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 211,768 | $12,601,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 548,617 | $12,597,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 631,200 | $12,580,000 | thousands by filing date | call |
| TRIPADVISOR INC | 896945201 | COM | 324,640 | $12,556,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 582,403 | $12,556,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 64,862 | $12,547,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 206,476 | $12,523,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 222,091 | $12,488,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 138,124 | $12,467,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 1,130,704 | $12,449,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 448,253 | $12,439,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 2,280,667 | $12,430,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 657,985 | $12,403,000 | thousands by filing date | call |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 290,000 | $12,395,000 | thousands by filing date | put |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 5,902,000 | $12,337,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 647,731 | $12,326,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 1,146,144 | $12,309,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 185,325 | $12,298,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 53,000 | $12,297,000 | thousands by filing date | call |
| MASCO CORP | 574599106 | COM | 295,000 | $12,296,000 | thousands by filing date | call |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 441,531 | $12,292,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 263,100 | $12,263,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 228,213 | $12,235,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 544,600 | $12,232,000 | thousands by filing date | call |
| AES CORP COM | 00130H105 | Stock | 748,483 | $12,229,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 336,643 | $12,220,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 259,000 | $12,214,000 | thousands by filing date | call |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 140,575 | $12,197,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 188,604 | $12,191,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 335,472 | $12,177,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 779,108 | $12,169,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 45,650 | $12,151,000 | thousands by filing date | call |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 772,628 | $12,092,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 101,900 | $12,085,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 178,513 | $12,085,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 142,110 | $12,048,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 341,428 | $12,029,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 85,665 | $12,027,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 313,467 | $11,993,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 503,091 | $11,969,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 60,100 | $11,957,000 | thousands by filing date | put |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 829,848 | $11,954,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 276,624 | $11,953,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 292,336 | $11,951,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 448,721 | $11,950,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 715,575 | $11,929,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 127,219 | $11,924,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 543,036 | $11,914,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 504,100 | $11,912,000 | thousands by filing date | put |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 104,571 | $11,910,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 167,207 | $11,895,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 81,423 | $11,885,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 269,260 | $11,869,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 74,300 | $11,810,000 | thousands by filing date | put |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 142,732 | $11,785,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 702,416 | $11,766,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 98,033 | $11,766,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 1,281,700 | $11,740,000 | thousands by filing date | call |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 451,724 | $11,717,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 140,000 | $11,714,000 | thousands by filing date | call |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 440,536 | $11,712,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 2,542,900 | $11,697,000 | thousands by filing date | call |
| Oracle Corporation | 68389X105 | COM | 212,500 | $11,694,000 | thousands by filing date | call |
| IDEX CORP COM | 45167R104 | Stock | 71,317 | $11,688,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 157,873 | $11,676,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 53,600 | $11,648,000 | thousands by filing date | call |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,861,385 | $11,643,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 3,364,859 | $11,643,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 442,053 | $11,631,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 142,054 | $11,611,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 141,564 | $11,599,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 522,010 | $11,589,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 453,869 | $11,585,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 161,118 | $11,578,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 68,117 | $11,577,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 209,800 | $11,564,000 | thousands by filing date | put |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 564,663 | $11,547,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 427,676 | $11,534,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 2,786,893 | $11,455,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 261,841 | $11,451,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 300,700 | $11,424,000 | thousands by filing date | call |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 576,554 | $11,421,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 42,400 | $11,413,000 | thousands by filing date | put |
| REPLIGEN CORP COM | 759916109 | Stock | 148,691 | $11,403,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 203,938 | $11,400,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 232,157 | $11,367,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 70,603 | $11,366,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 269,422 | $11,332,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 162,884 | $11,319,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 99,100 | $11,313,000 | thousands by filing date | put |
| DOCUSIGN INC COM | 256163106 | Stock | 182,197 | $11,282,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 45,000 | $11,279,000 | thousands by filing date | call |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 195,200 | $11,275,000 | thousands by filing date | call |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 54,000 | $11,267,000 | thousands by filing date | call |
| KOHLS CORP | 500255104 | COM | 226,703 | $11,258,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 100,000 | $11,247,000 | thousands by filing date | call |
| ROYCE VALUE TRUST | 780910105 | COM | 817,201 | $11,245,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 485,103 | $11,240,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 80,774 | $11,232,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 196,242 | $11,229,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 618,925 | $11,221,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 1,171,184 | $11,125,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 410,000 | $11,107,000 | thousands by filing date | call |
| PAYPALHLDGSINC | 70450Y103 | STOK | 107,000 | $11,084,000 | thousands by filing date | call |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 423,982 | $11,083,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 235,000 | $11,045,000 | thousands by filing date | call |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 148,591 | $11,038,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 161,900 | $11,038,000 | thousands by filing date | put |
| Eli Lilly and Company | 532457108 | COM | 98,600 | $11,026,000 | thousands by filing date | put |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 41,799 | $11,015,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 205,400 | $11,011,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 147,815 | $11,009,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 59,057 | $10,993,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 132,033 | $10,976,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 736,439 | $10,965,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 100,000 | $10,959,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 682,341 | $10,945,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 110,000 | $10,923,000 | thousands by filing date | put |
| ASSURANT INC COM | 04621X108 | Stock | 86,469 | $10,879,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 614,451 | $10,867,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 110,334 | $10,864,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 98,346 | $10,863,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 735,354 | $10,846,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 195,900 | $10,835,000 | thousands by filing date | put |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 219,723 | $10,835,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 200,000 | $10,802,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 428,716 | $10,774,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 184,300 | $10,743,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 137,388 | $10,726,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 1,154,790 | $10,687,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 213,000 | $10,650,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 075896100 | COM | 1,000,790 | $10,648,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 134,415 | $10,632,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 690,105 | $10,628,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 270,802 | $10,623,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 486,119 | $10,622,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 237,142 | $10,612,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 106,679 | $10,573,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 140,000 | $10,559,000 | thousands by filing date | put |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 65,242 | $10,550,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 407,273 | $10,540,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 526,145 | $10,533,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 649,969 | $10,530,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 88,700 | $10,491,000 | thousands by filing date | call |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 493,000 | $10,476,000 | thousands by filing date | call |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 348,569 | $10,464,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 321,500 | $10,446,000 | thousands by filing date | call |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 438,897 | $10,430,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 142,994 | $10,422,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 232,359 | $10,409,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 2,463,355 | $10,346,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 112,508 | $10,326,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 652,600 | $10,324,000 | thousands by filing date | call |
| VIPER | 92763M105 | COMMON STOCK | 373,080 | $10,324,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 731,926 | $10,320,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 94,838 | $10,311,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 126,536 | $10,307,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 399,348 | $10,299,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 380,000 | $10,294,000 | thousands by filing date | put |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 262,713 | $10,291,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 247,224 | $10,277,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 837,390 | $10,275,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 381,582 | $10,269,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 388,000 | $10,263,000 | thousands by filing date | call |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 636,173 | $10,261,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 197,203 | $10,210,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 122,515 | $10,208,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 672,145 | $10,190,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 50,991 | $10,189,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 830,000 | $10,184,000 | thousands by filing date | put |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 2,523,481 | $10,144,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 127,511 | $10,133,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 346,980 | $10,132,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 59,468 | $10,108,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 701,055 | $10,095,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 386,816 | $10,088,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 616,601 | $10,075,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 500,000 | $10,070,000 | thousands by filing date | put |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 500,000 | $10,070,000 | thousands by filing date | call |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 1,224,290 | $10,063,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 466,940 | $10,044,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 193,272 | $10,005,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 202,200 | $9,985,000 | thousands by filing date | put |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 185,500 | $9,978,000 | thousands by filing date | put |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 627,202 | $9,966,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 69,175 | $9,948,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 61,400 | $9,946,000 | thousands by filing date | put |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 564,121 | $9,929,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 102,577 | $9,900,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 89,282 | $9,889,000 | thousands by filing date | call |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 136,276 | $9,884,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 223,629 | $9,876,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 480,488 | $9,850,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 181,574 | $9,829,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 75,519 | $9,822,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 137,476 | $9,817,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 322,163 | $9,815,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 561,827 | $9,787,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 490,068 | $9,771,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 331,792 | $9,748,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 377,938 | $9,743,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 53,700 | $9,715,000 | thousands by filing date | call |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 89,033 | $9,715,000 | thousands by filing date | call |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 210,646 | $9,702,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 73,261 | $9,698,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 154,393 | $9,663,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 200,805 | $9,655,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 323,652 | $9,654,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 345,400 | $9,649,000 | thousands by filing date | put |
| HUMANA INC COM | 444859102 | Stock | 37,600 | $9,614,000 | thousands by filing date | put |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 679,927 | $9,601,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 447,938 | $9,599,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 215,964 | $9,596,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 117,152 | $9,577,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 523,049 | $9,556,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 177,355 | $9,540,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 104,006 | $9,517,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 482,781 | $9,515,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 150,800 | $9,509,000 | thousands by filing date | put |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 297,090 | $9,507,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 186,823 | $9,492,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 62,500 | $9,487,000 | thousands by filing date | put |
| VICI PPTYS INC COM | 925652109 | REIT | 417,674 | $9,461,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 72,966 | $9,460,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 214,496 | $9,442,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 104,759 | $9,440,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 486,011 | $9,433,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 107,740 | $9,420,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 62,979 | $9,398,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 642,653 | $9,382,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 74,772 | $9,379,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 179,939 | $9,371,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 25,000 | $9,370,000 | thousands by filing date | call |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 208,050 | $9,365,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 236,744 | $9,354,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 82,349 | $9,352,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 55,572 | $9,333,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 688,516 | $9,332,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 265,594 | $9,323,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 256,014 | $9,309,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 547,764 | $9,307,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 598,354 | $9,299,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 220,654 | $9,296,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 95,000 | $9,293,000 | thousands by filing date | put |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 112,452 | $9,272,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 254,813 | $9,260,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 955,123 | $9,226,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 80,000 | $9,200,000 | thousands by filing date | put |
| FEDERAL SIGNAL CORP | 313855108 | COM | 280,788 | $9,193,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 654,327 | $9,186,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 420,000 | $9,177,000 | thousands by filing date | put |
| PALO ALTO NETWORKS INC | 697435105 | COM | 45,000 | $9,172,000 | thousands by filing date | put |
| MASCO CORP | 574599106 | COM | 220,000 | $9,170,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 120,709 | $9,125,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 550,236 | $9,123,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 188,292 | $9,098,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 175,800 | $9,096,000 | thousands by filing date | call |
| MASTEC INC COM | 576323109 | Stock | 139,833 | $9,079,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 116,509 | $9,075,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 665,320 | $9,068,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 380,700 | $9,061,000 | thousands by filing date | put |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 238,271 | $9,050,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 319,878 | $9,050,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 320,000 | $9,043,000 | thousands by filing date | put |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 2,025,962 | $9,036,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 1,351,353 | $9,027,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 2,049,000 | $9,016,000 | thousands by filing date | put |
| LKQ CORP COM | 501889208 | Stock | 286,573 | $9,013,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 449,600 | $8,996,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 234,886 | $8,982,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 140,761 | $8,971,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 446,170 | $8,959,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 131,700 | $8,942,000 | thousands by filing date | call |
| THOR INDS INC | 885160101 | COM | 157,812 | $8,938,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 1,098,000 | $8,938,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F676 | COM | 75,000 | $8,935,000 | thousands by filing date | call |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 853,385 | $8,884,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 344,883 | $8,884,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 158,813 | $8,843,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 370,000 | $8,824,000 | thousands by filing date | put |
| DAVITA INC COM | 23918K108 | Stock | 154,600 | $8,823,000 | thousands by filing date | call |
| HESS MIDSTREAM PARTNERS LP | 428104103 | UNIT LTD PR INT | 457,934 | $8,819,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 113,400 | $8,803,000 | thousands by filing date | put |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 164,245 | $8,797,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 584,443 | $8,790,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 180,300 | $8,757,000 | thousands by filing date | call |
| BARCLAYS PLC ADR | 06738E204 | ADR | 1,192,795 | $8,755,000 | thousands by filing date | |
| EZCORP INC | 302301AF3 | NOTE2.875% 7/0 | 9,275,000 | $8,748,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 120,995 | $8,740,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 204,174 | $8,718,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 211,896 | $8,706,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 3,037,809 | $8,703,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 325,289 | $8,696,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 131,598 | $8,693,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 126,725 | $8,692,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 280,558 | $8,683,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 255,000 | $8,670,000 | thousands by filing date | put |
| DOCUSIGN INC COM | 256163106 | Stock | 140,000 | $8,669,000 | thousands by filing date | put |
| FERRARI N V | N3167Y103 | COM | 56,000 | $8,629,000 | thousands by filing date | call |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 500,000 | $8,625,000 | thousands by filing date | put |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 117,300 | $8,623,000 | thousands by filing date | put |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 157,189 | $8,617,000 | thousands by filing date | |
| Gaotu Techedu Inc | 36257Y109 | COM | 562,541 | $8,612,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 145,500 | $8,603,000 | thousands by filing date | put |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 35,349 | $8,588,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 102,000 | $8,586,000 | thousands by filing date | call |
| LYFT INC | 55087P104 | CL A COM | 210,000 | $8,576,000 | thousands by filing date | put |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 145,000 | $8,574,000 | thousands by filing date | call |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 1,015,000 | $8,536,000 | thousands by filing date | call |
| MSA SAFETY INC COM | 553498106 | Stock | 78,186 | $8,531,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 180,648 | $8,519,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 284,933 | $8,503,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 56,071 | $8,501,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 43,566 | $8,500,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 93,065 | $8,489,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 262,943 | $8,485,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 659,751 | $8,484,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 170,761 | $8,482,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 214,147 | $8,472,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 600,000 | $8,472,000 | thousands by filing date | put |
| TWILIO INC CL A | 90138F102 | Stock | 76,900 | $8,456,000 | thousands by filing date | call |
| FOOT LOCKER INC | 344849104 | COM | 195,700 | $8,446,000 | thousands by filing date | call |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 76,323 | $8,445,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 597,882 | $8,442,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 141,100 | $8,415,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 324,797 | $8,415,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 150,000 | $8,412,000 | thousands by filing date | call |
| CORESITE RLTY CORP | 21870Q105 | COM | 68,994 | $8,407,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 63,300 | $8,404,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 194,893 | $8,394,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 456,687 | $8,385,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 344,404 | $8,366,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 381,500 | $8,363,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 536,701 | $8,356,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 555,582 | $8,356,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 184,438 | $8,356,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 54,151 | $8,344,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 506,619 | $8,344,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 422,697 | $8,311,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 341,020 | $8,311,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 73,782 | $8,307,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 70,200 | $8,274,000 | thousands by filing date | call |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 202,499 | $8,264,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 577,562 | $8,248,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 240,758 | $8,224,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 80,000 | $8,192,000 | thousands by filing date | put |
| ETSY INC | 29786A106 | COM | 144,805 | $8,182,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 1,549,392 | $8,181,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 1,585,152 | $8,180,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 304,000 | $8,162,000 | thousands by filing date | put |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 98,584 | $8,122,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 106,900 | $8,117,000 | thousands by filing date | put |
| POPULAR INC | 733174700 | COM NEW | 149,891 | $8,106,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 335,500 | $8,072,000 | thousands by filing date | call |
| iShares Silver Trust | 46428Q109 | COM | 506,370 | $8,061,000 | thousands by filing date | put |
| NCR VOYIX CORPORATION | 62886E108 | COM | 255,000 | $8,048,000 | thousands by filing date | call |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 935,614 | $8,032,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 417,277 | $8,028,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 18,000 | $8,022,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP | 674599105 | COM | 180,200 | $8,013,000 | thousands by filing date | put |
| SELECTIVE INS GROUP INC | 816300107 | COM | 106,539 | $8,010,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 104,207 | $8,009,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 494,989 | $8,004,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 242,612 | $7,999,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 311,882 | $7,944,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 366,963 | $7,944,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 62,990 | $7,943,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 251,300 | $7,936,000 | thousands by filing date | put |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 759,469 | $7,922,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 47,176 | $7,920,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 489,615 | $7,912,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 132,527 | $7,880,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 1,879,933 | $7,877,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 106,739 | $7,876,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 48,362 | $7,866,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 73,069 | $7,850,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 251,260 | $7,844,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 117,406 | $7,834,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 80,811 | $7,829,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 150,000 | $7,800,000 | thousands by filing date | call |
| INSULET CORP COM | 45784P101 | Stock | 47,218 | $7,788,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 176,811 | $7,774,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 785,566 | $7,769,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 104,777 | $7,768,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 209,303 | $7,759,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 553,679 | $7,755,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 147,793 | $7,752,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 98,400 | $7,751,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 307,718 | $7,748,000 | thousands by filing date | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 383,772 | $7,740,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 94,498 | $7,731,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 85,833 | $7,710,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 440,381 | $7,707,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 83,452 | $7,700,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 337,500 | $7,698,000 | thousands by filing date | call |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 384,824 | $7,693,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 539,541 | $7,683,000 | thousands by filing date | |
| GLOBE LIFE INC | 37959E102 | COM | 80,204 | $7,681,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 38,052 | $7,675,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 285,845 | $7,664,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 311,756 | $7,663,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 54,440 | $7,659,000 | thousands by filing date | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 143,356 | $7,657,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 659,703 | $7,652,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 9,300,000 | $7,649,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 61,065 | $7,634,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 84,800 | $7,628,000 | thousands by filing date | call |
| HEXCEL CORP NEW | 428291108 | COM | 92,850 | $7,626,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 1,017,280 | $7,609,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 331,405 | $7,609,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 196,011 | $7,607,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 508,949 | $7,599,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 259,943 | $7,591,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 278,506 | $7,590,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 335,656 | $7,579,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 225,945 | $7,560,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 174,296 | $7,549,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-19-010978 | this filing | 2019-11-14 | acceptance time not in the bulk data set |