13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 8,098 holding rows worth $259,766,458,000.
- Accession
- 0000950123-19-010978
- Filer
- CIK 1610520
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A combination report, 13,771 entries on the cover page, a total value of $259,766,458,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $259,766,430,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 443,855 | $28,810,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 412,322 | $28,751,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 890,069 | $28,678,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 1,807,600 | $28,560,000 | thousands by filing date | put |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 257,125 | $28,518,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 1,115,908 | $28,400,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 664,700 | $28,363,000 | thousands by filing date | call |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 255,500 | $28,271,000 | thousands by filing date | put |
| COMERICAINC | 200340107 | COM | 428,108 | $28,252,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 194,075 | $28,222,000 | thousands by filing date | put |
| NASDAQ INC COM | 631103108 | Stock | 283,445 | $28,160,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 352,859 | $28,095,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 4,817,117 | $28,084,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 237,018 | $28,070,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 377,983 | $27,979,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 710,590 | $27,955,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 397,588 | $27,834,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 880,900 | $27,783,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 417,145 | $27,769,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 3,508,145 | $27,750,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 523,470 | $27,749,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 243,380 | $27,745,000 | thousands by filing date | put |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 477,203 | $27,707,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 2,636,134 | $27,706,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 2,400,427 | $27,605,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 3,111,600 | $27,569,000 | thousands by filing date | put |
| VERISIGN INC COM | 92343E102 | Stock | 146,123 | $27,563,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 686,000 | $27,557,000 | thousands by filing date | call |
| NOKIA CORP | 654902204 | SPONSORED ADR | 5,432,132 | $27,486,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 668,825 | $27,455,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 1,387,307 | $27,441,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 415,104 | $27,430,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 304,584 | $27,385,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 230,000 | $27,299,000 | thousands by filing date | put |
| Wells Fargo & Company | 949746101 | COM | 540,300 | $27,253,000 | thousands by filing date | call |
| SYNOPSYS INC COM | 871607107 | Stock | 198,551 | $27,251,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 1,221,327 | $27,174,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 408,338 | $27,093,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 2,828,747 | $27,071,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 371,400 | $27,042,000 | thousands by filing date | call |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 253,119 | $27,041,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 601,380 | $26,900,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 187,220 | $26,894,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 290,223 | $26,883,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 920,790 | $26,869,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 438,417 | $26,866,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 85,821 | $26,748,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 793,568 | $26,719,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 267,967 | $26,679,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 1,146,954 | $26,655,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 157,700 | $26,539,000 | thousands by filing date | put |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 597,557 | $26,537,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 407,312 | $26,410,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 798,437 | $26,365,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 965,003 | $26,364,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 162,100 | $26,166,000 | thousands by filing date | call |
| MEDICINES CO | 584688105 | COM | 523,199 | $26,160,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 495,000 | $26,131,000 | thousands by filing date | put |
| CBS CORP NEW | 124857202 | CL B | 647,183 | $26,127,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 221,342 | $26,097,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 185,713 | $26,078,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 392,997 | $26,071,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 1,390,688 | $26,062,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 296,087 | $26,059,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 921,513 | $26,042,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 368,300 | $26,006,000 | thousands by filing date | call |
| BARRICK GOLD CORP | 067901108 | COM | 1,493,714 | $25,886,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 235,266 | $25,870,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 204,500 | $25,830,000 | thousands by filing date | put |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 349,658 | $25,787,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 226,500 | $25,692,000 | thousands by filing date | put |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 18,221,300 | $25,692,000 | thousands by filing date | call |
| BLACKSTONE INC | 09260D107 | COM | 526,000 | $25,690,000 | thousands by filing date | put |
| TELEFLEX INCORPORATED | 879369106 | COM | 75,506 | $25,653,000 | thousands by filing date | |
| STERIS PLC SHS USD | G8473T100 | Stock | 176,768 | $25,541,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 123,737 | $25,522,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 195,302 | $25,489,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 810,792 | $25,482,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 945,964 | $25,399,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 1,075,812 | $25,357,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 585,390 | $25,330,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 273,400 | $25,325,000 | thousands by filing date | put |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 565,106 | $25,323,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 366,556 | $25,288,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 1,535,684 | $25,201,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 76,701 | $25,120,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 105,000 | $25,087,000 | thousands by filing date | put |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 305,053 | $25,087,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 1,734,217 | $25,077,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 223,300 | $25,036,000 | thousands by filing date | put |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 508,599 | $25,024,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 493,400 | $25,020,000 | thousands by filing date | call |
| SMUCKER J M CO | 832696405 | COM NEW | 227,229 | $25,000,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 768,222 | $24,998,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 321,900 | $24,989,000 | thousands by filing date | call |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 2,319,757 | $24,938,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 516,527 | $24,913,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 6,689 | $24,866,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 774,667 | $24,758,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 180,000 | $24,678,000 | thousands by filing date | put |
| Texas Instruments Incorporated | 882508104 | COM | 190,800 | $24,659,000 | thousands by filing date | put |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 1,041,594 | $24,623,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 254,512 | $24,560,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 1,676,686 | $24,479,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 1,239,907 | $24,388,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 822,102 | $24,375,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 1,290,000 | $24,355,000 | thousands by filing date | call |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 3,798,785 | $24,312,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 1,947,600 | $24,306,000 | thousands by filing date | put |
| HALLIBURTON CO COM | 406216101 | Stock | 1,289,400 | $24,305,000 | thousands by filing date | put |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 649,138 | $24,291,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 253,700 | $24,221,000 | thousands by filing date | put |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 2,899,798 | $24,185,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 2,375,729 | $24,184,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 575,927 | $24,177,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 657,239 | $24,147,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 200,000 | $24,140,000 | thousands by filing date | call |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 424,471 | $24,131,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 161,822 | $24,010,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 448,626 | $23,925,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 314,800 | $23,837,000 | thousands by filing date | call |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 175,060 | $23,833,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 1,987,454 | $23,830,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 2,340,553 | $23,757,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 149,128 | $23,685,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 730,841 | $23,680,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 279,551 | $23,675,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 376,729 | $23,651,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 1,389,980 | $23,644,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 243,479 | $23,545,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 214,753 | $23,516,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 520,787 | $23,488,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 213,900 | $23,441,000 | thousands by filing date | put |
| CARMAX INC COM | 143130102 | Stock | 265,303 | $23,347,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 521,376 | $23,331,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 1,552,340 | $23,208,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 6,825,251 | $23,206,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 1,010,613 | $23,168,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 231,975 | $23,142,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 1,527,984 | $23,103,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 1,099,134 | $23,060,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 145,280 | $22,949,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 212,734 | $22,944,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 740,879 | $22,857,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 441,440 | $22,823,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 1,318,893 | $22,803,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 1,440,656 | $22,791,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 79,352 | $22,756,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 945,226 | $22,742,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 194,300 | $22,698,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 1,356,295 | $22,691,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 68,194 | $22,690,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 109,852 | $22,670,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 90,959 | $22,596,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 19,043 | $22,507,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 507,564 | $22,485,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 301,900 | $22,407,000 | thousands by filing date | call |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 1,433,512 | $22,406,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 229,876 | $22,314,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 594,771 | $22,245,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 180,354 | $22,226,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 245,120 | $22,168,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 587,808 | $22,161,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 90,985 | $22,148,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 547,100 | $22,086,000 | thousands by filing date | call |
| Concho Resources Inc. | 20605P101 | COM | 325,175 | $22,080,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 422,500 | $22,008,000 | thousands by filing date | put |
| ISHARES INC | 46434G863 | COM | 674,575 | $21,944,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 1,291,593 | $21,879,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 1,117,295 | $21,854,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 283,065 | $21,853,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 723,603 | $21,838,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 2,649,628 | $21,833,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 378,216 | $21,747,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 73,144 | $21,724,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 303,146 | $21,657,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 870,419 | $21,629,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 174,925 | $21,623,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 357,500 | $21,622,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 563,677 | $21,606,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 1,145,899 | $21,589,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 1,431,836 | $21,549,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 685,033 | $21,545,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 180,003 | $21,460,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 359,366 | $21,432,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 416,221 | $21,427,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 130,300 | $21,421,000 | thousands by filing date | put |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 5,933,833 | $21,361,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 313,300 | $21,358,000 | thousands by filing date | put |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 21,852,000 | $21,290,000 | thousands by filing date | principal |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 277,247 | $21,245,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 826,548 | $21,234,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 524,600 | $21,178,000 | thousands by filing date | put |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 1,209,353 | $21,176,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 994,052 | $21,173,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 506,028 | $21,162,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 4,190,597 | $21,162,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 408,082 | $21,135,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 818,280 | $21,095,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 168,831 | $21,083,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 626,953 | $21,047,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 132,995 | $21,031,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 1,549,252 | $21,023,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 727,761 | $20,938,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 755,445 | $20,892,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 210,300 | $20,883,000 | thousands by filing date | call |
| iShares Silver Trust | 46428Q109 | COM | 1,310,300 | $20,860,000 | thousands by filing date | call |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 1,244,367 | $20,843,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 320,509 | $20,798,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 1,444,619 | $20,759,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 374,820 | $20,728,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 419,103 | $20,725,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 878,088 | $20,670,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 391,809 | $20,631,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 165,696 | $20,618,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 46,200 | $20,588,000 | thousands by filing date | put |
| DUKE REALTY CORP | 264411505 | COM NEW | 605,290 | $20,562,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 643,937 | $20,554,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 74,400 | $20,552,000 | thousands by filing date | call |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 153,285 | $20,478,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 538,800 | $20,469,000 | thousands by filing date | put |
| REVVITY INC | 714046109 | COM | 240,324 | $20,468,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 228,600 | $20,453,000 | thousands by filing date | put |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 321,045 | $20,441,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 219,401 | $20,429,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 343,076 | $20,375,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 394,212 | $20,310,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 584,021 | $20,297,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 232,167 | $20,295,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 2,407,200 | $20,245,000 | thousands by filing date | put |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 105,574 | $20,212,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 487,888 | $20,199,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 399,887 | $20,190,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 313,209 | $20,155,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 36,600 | $20,125,000 | thousands by filing date | call |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 813,594 | $20,112,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 298,115 | $20,093,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 148,503 | $20,064,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 330,700 | $19,961,000 | thousands by filing date | call |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 1,623,682 | $19,955,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 3,286,296 | $19,948,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 128,100 | $19,939,000 | thousands by filing date | call |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 936,477 | $19,910,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 295,943 | $19,890,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 133,809 | $19,865,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 666,219 | $19,854,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 218,128 | $19,835,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 415,776 | $19,820,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 35,952 | $19,818,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 1,625,092 | $19,793,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 159,268 | $19,761,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 320,000 | $19,734,000 | thousands by filing date | put |
| International Business Machines Corporation | 459200101 | COM | 135,700 | $19,733,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 468,797 | $19,670,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 519,770 | $19,648,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 669,416 | $19,647,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 392,400 | $19,620,000 | thousands by filing date | put |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 353,158 | $19,582,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 761,533 | $19,495,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 248,779 | $19,479,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 2,268,648 | $19,477,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 528,944 | $19,359,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 659,000 | $19,302,000 | thousands by filing date | put |
| LINDE PLC | G5494J103 | SHS | 99,500 | $19,275,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 458,356 | $19,273,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 949,774 | $19,271,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 4,309,400 | $19,263,000 | thousands by filing date | put |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 830,104 | $19,258,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 612,496 | $19,208,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 469,046 | $19,203,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 172,970 | $19,202,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 128,100 | $19,171,000 | thousands by filing date | call |
| SEALED AIR CORP NEW | 81211K100 | COM | 460,753 | $19,125,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 1,070,461 | $19,076,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 328,953 | $19,050,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 342,000 | $19,049,000 | thousands by filing date | call |
| ANSYS INC COM | 03662Q105 | COM | 86,014 | $19,039,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 284,565 | $19,031,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 596,609 | $19,008,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 372,997 | $18,989,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 465,000 | $18,944,000 | thousands by filing date | call |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 211,285 | $18,924,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 149,523 | $18,913,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 84,687 | $18,905,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 1,196,316 | $18,902,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 205,099 | $18,869,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 75,247 | $18,861,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 253,940 | $18,850,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 277,819 | $18,813,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 1,626,500 | $18,786,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 334,516 | $18,770,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 196,000 | $18,712,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 334,612 | $18,708,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 509,636 | $18,694,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 203,033 | $18,642,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 89,136 | $18,625,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 699,181 | $18,620,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 146,000 | $18,612,000 | thousands by filing date | put |
| OGE ENERGY CORP | 670837103 | COM | 409,955 | $18,604,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 327,885 | $18,601,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 1,453,058 | $18,555,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 816,088 | $18,525,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 249,100 | $18,489,000 | thousands by filing date | put |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 323,503 | $18,486,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 172,408 | $18,453,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 763,818 | $18,423,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 524,500 | $18,363,000 | thousands by filing date | put |
| Medtronic Plc | G5960L103 | COM | 169,000 | $18,357,000 | thousands by filing date | call |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 315,453 | $18,322,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 535,976 | $18,314,000 | thousands by filing date | call |
| REGENXBIO INC | 75901B107 | COM | 513,797 | $18,292,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 140,721 | $18,266,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 1,203,735 | $18,261,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 324,100 | $18,260,000 | thousands by filing date | put |
| Booking Holdings Inc. | 09857L108 | COM | 9,300 | $18,252,000 | thousands by filing date | call |
| TYSON FOODS INC CL A | 902494103 | Stock | 211,494 | $18,218,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 506,779 | $18,203,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 1,258,459 | $18,185,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 290,489 | $18,179,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 136,454 | $18,144,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 75,207 | $18,116,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 276,062 | $18,055,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 1,900,000 | $18,050,000 | thousands by filing date | call |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 986,807 | $18,039,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 401,683 | $18,007,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 246,913 | $17,956,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 218,013 | $17,948,000 | thousands by filing date | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 19,222,000 | $17,930,000 | thousands by filing date | principal |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 250,875 | $17,890,000 | thousands by filing date | put |
| CMS ENERGY CORP COM | 125896100 | Stock | 279,595 | $17,880,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 310,300 | $17,873,000 | thousands by filing date | call |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 50,000 | $17,830,000 | thousands by filing date | put |
| RPM INTL INC COM | 749685103 | Stock | 259,107 | $17,829,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 358,700 | $17,813,000 | thousands by filing date | put |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 174,032 | $17,809,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 765,296 | $17,755,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 132,000 | $17,742,000 | thousands by filing date | put |
| EBAY INC. COM | 278642103 | Stock | 453,000 | $17,658,000 | thousands by filing date | put |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 199,623 | $17,649,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 526,152 | $17,647,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 2,720,888 | $17,631,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 790,573 | $17,616,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1,918,879 | $17,615,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 146,554 | $17,453,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 533,455 | $17,428,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 243,470 | $17,425,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 2,634,125 | $17,359,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 660,901 | $17,342,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 65,159 | $17,339,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 318,396 | $17,334,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 994,989 | $17,243,000 | thousands by filing date | call |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 1,365,515 | $17,219,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 247,668 | $17,217,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 340,958 | $17,140,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 258,204 | $17,125,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 309,500 | $17,122,000 | thousands by filing date | put |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 1,919,083 | $17,118,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 179,795 | $17,113,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 438,714 | $17,088,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 1,756,465 | $17,072,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 295,000 | $17,039,000 | thousands by filing date | put |
| WELBILT INC | 949090104 | COM | 1,007,818 | $16,992,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 300,654 | $16,957,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 741,027 | $16,940,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 161,731 | $16,928,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 502,564 | $16,881,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 334,500 | $16,862,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 112,801 | $16,850,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 967,500 | $16,796,000 | thousands by filing date | put |
| MOODYS CORP COM | 615369105 | Stock | 81,758 | $16,747,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 112,026 | $16,746,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 316,000 | $16,723,000 | thousands by filing date | put |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 32,113 | $16,721,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 205,632 | $16,679,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 600,000 | $16,632,000 | thousands by filing date | put |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 674,483 | $16,599,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 323,358 | $16,540,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 284,945 | $16,530,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 67,411 | $16,488,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 169,528 | $16,486,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 277,344 | $16,466,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 937,072 | $16,465,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 102,945 | $16,459,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 979,300 | $16,452,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 255,851 | $16,441,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 453,000 | $16,426,000 | thousands by filing date | put |
| FORTIS INC | 349553107 | COM | 387,880 | $16,419,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 738,685 | $16,369,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 137,786 | $16,353,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 4,210,312 | $16,336,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 1,221,242 | $16,328,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 528,057 | $16,327,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 657,146 | $16,265,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 756,799 | $16,263,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 424,759 | $16,256,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 787,300 | $16,226,000 | thousands by filing date | put |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 766,222 | $16,206,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 63,800 | $16,196,000 | thousands by filing date | call |
| Proshares Short S&P | 74347B425 | COM | 619,010 | $16,175,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 42,300 | $16,094,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 1,262,644 | $16,086,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 252,988 | $16,070,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 210,200 | $16,034,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 853,641 | $16,031,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 894,080 | $16,031,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 284,426 | $16,024,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 752,746 | $15,980,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 426,389 | $15,951,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 233,504 | $15,920,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 2,308,728 | $15,883,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 355,770 | $15,839,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 155,632 | $15,837,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 2,145,389 | $15,769,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 639,945 | $15,762,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 22,353 | $15,745,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 259,200 | $15,710,000 | thousands by filing date | call |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 997,888 | $15,707,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 617,302 | $15,648,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 413,381 | $15,626,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 117,600 | $15,613,000 | thousands by filing date | call |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 632,962 | $15,559,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 560,599 | $15,539,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 850,400 | $15,537,000 | thousands by filing date | call |
| PG&E CORP COM | 69331C108 | Stock | 1,552,982 | $15,530,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 234,834 | $15,495,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 333,142 | $15,482,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 166,055 | $15,456,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 1,767,941 | $15,381,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 25,891 | $15,359,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 1,044,411 | $15,353,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 286,051 | $15,344,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 103,877 | $15,326,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 810,440 | $15,325,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 292,300 | $15,302,000 | thousands by filing date | put |
| Gilead Sciences,Inc. | 375558103 | COM | 240,300 | $15,230,000 | thousands by filing date | call |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 954,399 | $15,222,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 330,431 | $15,213,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 177,115 | $15,126,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 292,203 | $15,107,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 200,280 | $15,105,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 2,229,603 | $15,039,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 367,803 | $15,021,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 400,000 | $14,992,000 | thousands by filing date | call |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 1,553,636 | $14,992,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 725,527 | $14,982,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 750,000 | $14,948,000 | thousands by filing date | put |
| ALLEGHANY CORP DEL | 017175100 | COM | 18,715 | $14,931,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 95,306 | $14,919,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 417,831 | $14,883,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 65,392 | $14,880,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 117,631 | $14,866,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 601,541 | $14,864,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 2,583,999 | $14,858,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 266,587 | $14,839,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 245,215 | $14,830,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 164,533 | $14,809,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 430,839 | $14,808,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 253,606 | $14,800,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 76,700 | $14,753,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 247,056 | $14,710,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 195,231 | $14,705,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 99,000 | $14,622,000 | thousands by filing date | put |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 500,000 | $14,600,000 | thousands by filing date | put |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 128,003 | $14,592,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 85,600 | $14,483,000 | thousands by filing date | put |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 692,308 | $14,455,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 54,300 | $14,454,000 | thousands by filing date | put |
| PACKAGING CORP AMER COM | 695156109 | Stock | 135,941 | $14,424,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 672,253 | $14,413,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 132,500 | $14,405,000 | thousands by filing date | put |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 269,376 | $14,404,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 643,500 | $14,389,000 | thousands by filing date | put |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 52,492 | $14,388,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 551,979 | $14,378,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 735,332 | $14,361,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 722,400 | $14,333,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 961,687 | $14,330,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 273,800 | $14,325,000 | thousands by filing date | call |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 468,265 | $14,310,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 943,089 | $14,297,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 300,000 | $14,295,000 | thousands by filing date | put |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 511,200 | $14,288,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 1,045,870 | $14,245,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 539,860 | $14,242,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 118,500 | $14,199,000 | thousands by filing date | put |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 239,960 | $14,189,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 565,313 | $14,115,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 240,551 | $14,106,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 286,899 | $14,096,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 184,700 | $14,083,000 | thousands by filing date | call |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 16,751 | $14,079,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 371,200 | $14,076,000 | thousands by filing date | call |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 689,163 | $14,052,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 730,545 | $14,035,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 45,000 | $14,025,000 | thousands by filing date | put |
| PROSHARES TR | 74347B714 | FUND | 505,562 | $14,024,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 91,000 | $14,022,000 | thousands by filing date | put |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 98,299 | $14,020,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 144,902 | $14,012,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 95,674 | $13,993,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-19-010978 | this filing | 2019-11-14 | acceptance time not in the bulk data set |