13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-14, with 7,786 holding rows worth $242,068,153,000.
- Accession
- 0000950123-19-004687
- Filer
- CIK 1610520
- Filed
- 2019-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A combination report, 12,989 entries on the cover page, a total value of $242,068,153,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $242,068,239,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 14,497 | $552,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 65,105 | $552,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 3,371 | $552,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 9,200 | $549,000 | thousands by filing date | put |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 11,460 | $549,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 117,639 | $549,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 5,859 | $548,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 9,284 | $548,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 28,033 | $546,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 48,841 | $546,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 33,188 | $545,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 23,165 | $543,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 18,164 | $543,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 35,519 | $543,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 7,209 | $542,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 24,785 | $542,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 68,866 | $542,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 23,617 | $540,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 44,629 | $540,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 152,858 | $538,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 18,100 | $537,000 | thousands by filing date | call |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 8,585 | $535,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 6,921 | $534,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 9,533 | $534,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 11,971 | $531,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C773 | ESG REV ETF | 17,118 | $531,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 113,825 | $529,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 40,829 | $528,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 24,164 | $525,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 6,069 | $525,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 151,763 | $523,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 185,799 | $522,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 48,293 | $522,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 350,000 | $522,000 | thousands by filing date | call |
| STANTEC INC COM | 85472N109 | Stock | 22,034 | $521,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 5,713 | $521,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 15,588 | $521,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 25,012 | $520,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 25,000 | $519,000 | thousands by filing date | call |
| MOBILE MINI INC | 60740F105 | COM | 15,310 | $519,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 94,711 | $518,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 6,384 | $516,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 20,393 | $516,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 87,197 | $516,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 40,906 | $515,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 30,338 | $514,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 25,355 | $514,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 65,916 | $513,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 112,676 | $513,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 39,930 | $511,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 5,871 | $510,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 68,953 | $510,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 172,598 | $510,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 19,627 | $508,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 744 | $508,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 18,679 | $508,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 378,308 | $507,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 27,494 | $506,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 32,885 | $505,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 44,862 | $504,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 28,091 | $504,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E701 | CHINA SMALL CP | 19,023 | $504,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 12,467 | $503,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,500 | $502,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 5,000 | $502,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 44,024 | $501,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 16,434 | $500,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 39,089 | $498,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 10,854 | $497,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 11,774 | $497,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 11,797 | $495,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 45,945 | $495,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 9,600 | $494,000 | thousands by filing date | call |
| AIRGAIN INC | 00938A104 | COM | 38,544 | $494,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 42,870 | $493,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 91,809 | $492,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 10,718 | $492,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 20,916 | $490,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 13,141 | $490,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 33,509 | $490,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 17,550 | $488,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 45,373 | $486,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 9,133 | $486,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 18,214 | $485,000 | thousands by filing date | |
| FORTIVE CORP | 34959J207 | PREFERRED | 462 | $485,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 14,752 | $484,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 25,000 | $483,000 | thousands by filing date | put |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 23,600 | $483,000 | thousands by filing date | put |
| REXNORD CORP | 76169B102 | COMMON STOCK | 19,242 | $483,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 32,537 | $482,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 42,473 | $482,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 30,186 | $480,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 15,000 | $480,000 | thousands by filing date | put |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 41,839 | $480,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 9,850 | $479,000 | thousands by filing date | |
| TORTOISE ESSENTIAL ASSETS IN | 89148A103 | COM SH BEN INT | 23,955 | $479,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 4,000 | $477,000 | thousands by filing date | put |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 307,689 | $477,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 76,228 | $475,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 4,634 | $475,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 52,291 | $473,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 26,000 | $473,000 | thousands by filing date | call |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 36,267 | $472,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 36,443 | $472,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 49,337 | $470,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 12,223 | $468,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 27,262 | $466,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 41,500 | $466,000 | thousands by filing date | call |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 7,048 | $465,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 30,685 | $463,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 17,930 | $462,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 13,923 | $461,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 21,055 | $461,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 32,748 | $461,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 9,603 | $460,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 2,600 | $459,000 | thousands by filing date | put |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 4,344 | $458,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 23,305 | $458,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 9,968 | $457,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 20,000 | $456,000 | thousands by filing date | put |
| INVESCO ACTIVELY MANAGED EXC | 46090A705 | S&P500 DOWNSID | 16,355 | $456,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 67,323 | $456,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 9,115 | $455,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 21,915 | $455,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 5,109 | $454,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 22,527 | $452,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 36,921 | $451,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 37,287 | $451,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 25,952 | $451,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 7,244 | $450,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 17,381 | $450,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 18,957 | $449,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 17,485 | $448,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 85,536 | $448,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 30,342 | $447,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 14,292 | $447,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 14,926 | $446,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 26,428 | $446,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 7,534 | $444,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 12,427 | $444,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 9,025 | $443,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 10,747 | $443,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 31,236 | $440,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 33,616 | $440,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 63,975 | $440,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 33,796 | $439,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 7,351 | $436,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 30,500 | $436,000 | thousands by filing date | call |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 14,921 | $434,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 41,941 | $434,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 41,415 | $434,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 211,798 | $434,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 31,156 | $433,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 9,123 | $433,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 13,729 | $432,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 7,548 | $431,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 9,302 | $431,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 14,555 | $431,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 14,252 | $430,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 29,738 | $429,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 17,094 | $428,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 22,014 | $428,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 10,803 | $427,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 189,247 | $426,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 10,137 | $423,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 1,682 | $423,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 33,145 | $421,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 38,673 | $421,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 18,514 | $419,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 39,246 | $418,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 49,726 | $415,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E271 | S&P GLOBL DIVI | 36,537 | $415,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 58,425 | $412,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 24,003 | $411,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 10,578 | $411,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 19,101 | $410,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 10,113 | $410,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 21,556 | $410,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 33,759 | $409,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 5,608 | $409,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 7,526 | $408,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 44,227 | $407,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 103,322 | $406,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 13,968 | $405,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 30,400 | $403,000 | thousands by filing date | call |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 106,841 | $403,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 2,100 | $402,000 | thousands by filing date | put |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 3,221 | $402,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 43,464 | $402,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 12,213 | $402,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 29,354 | $400,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 13,391 | $399,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 10,439 | $398,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 44,354 | $398,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 15,634 | $398,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 10,000 | $397,000 | thousands by filing date | call |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 5,601 | $396,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 6,168 | $395,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 4,214 | $394,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 55,904 | $394,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 3,036 | $393,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 53,928 | $393,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 9,500 | $392,000 | thousands by filing date | call |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 39,100 | $391,000 | thousands by filing date | put |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 25,188 | $391,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 12,335 | $391,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 21,311 | $391,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 12,094 | $391,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 1,353 | $390,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 18,488 | $390,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 3,723 | $390,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 5,000 | $390,000 | thousands by filing date | call |
| REVLON INC | 761525609 | OPT | 20,000 | $388,000 | thousands by filing date | put |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 29,713 | $387,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 135,000 | $387,000 | thousands by filing date | put |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 7,783 | $386,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 6,237 | $386,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 134,565 | $386,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 2,242 | $385,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 30,300 | $384,000 | thousands by filing date | call |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 7,107 | $384,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 17,820 | $384,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 33,933 | $383,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 26,008 | $383,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 118,972 | $383,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 20,740 | $382,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 3,231 | $381,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 3,508 | $380,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 40,482 | $379,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 38,626 | $379,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 91,584 | $379,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 16,949 | $379,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 2,378 | $378,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 13,826 | $377,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 15,813 | $377,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 2,400 | $376,000 | thousands by filing date | put |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 142,049 | $376,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 23,810 | $375,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 7,235 | $375,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 10,290 | $374,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 2,891 | $373,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 5,179 | $373,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 16,795 | $373,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 70,625 | $371,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 34,610 | $371,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 13,580 | $370,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 30,858 | $370,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 4,041 | $369,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 69,302 | $368,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 36,603 | $368,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 66,804 | $368,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 16,233 | $367,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 17,973 | $366,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 12,038 | $366,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 54,669 | $365,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 979 | $364,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 22,830 | $364,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 3,093 | $364,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 10,000 | $363,000 | thousands by filing date | put |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 70,172 | $363,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 26,630 | $363,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 9,911 | $363,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 8,854 | $361,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 32,241 | $361,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 70,887 | $361,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 63,000 | $360,000 | thousands by filing date | put |
| CERNER CORP | 156782104 | COM | 6,300 | $360,000 | thousands by filing date | call |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 22,515 | $360,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 25,927 | $360,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 16,589 | $360,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 19,749 | $360,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 4,784 | $358,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 8,587 | $357,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 8,126 | $357,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 27,415 | $356,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415116 | UNIT 09/24/2020 | 35,000 | $354,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 4,000 | $353,000 | thousands by filing date | put |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 18,877 | $353,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 49,545 | $353,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 14,147 | $353,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 12,918 | $352,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 44,311 | $352,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 10,107 | $351,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 3,866 | $350,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 200 | $349,000 | thousands by filing date | call |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 22,147 | $349,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 31,134 | $349,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 7,045 | $348,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 24,246 | $347,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 6,689 | $346,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 152,713 | $346,000 | thousands by filing date | |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 66,251 | $346,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 8,474 | $345,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 10,906 | $344,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 4,925 | $344,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 25,544 | $343,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 20,903 | $343,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 7,835 | $342,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 126,250 | $342,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 46,586 | $341,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 15,689 | $341,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 10,409 | $341,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 16,150 | $340,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 27,838 | $340,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 42,097 | $339,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 4,622 | $338,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 10,798 | $337,000 | thousands by filing date | |
| ISHARES TR | 46434V746 | MIN VOL ASIA JAP | 9,367 | $336,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 2,200 | $335,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 10,617 | $335,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 6,555 | $334,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 8,856 | $334,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 6,493 | $334,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 24,014 | $331,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 12,881 | $329,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 11,460 | $329,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 4,656 | $329,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 17,033 | $328,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 24,557 | $328,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 6,104 | $327,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 37,126 | $327,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 18,851 | $327,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 13,101 | $327,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767850 | MSCI CHINA CLEAN | 16,088 | $326,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 55,279 | $326,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 24,976 | $325,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 16,031 | $324,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 1,900 | $324,000 | thousands by filing date | call |
| ZUORA INC | 98983V106 | COMMON STOCK | 16,180 | $324,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 20,365 | $324,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 174,200 | $324,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 51,921 | $323,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 49,500 | $323,000 | thousands by filing date | call |
| MICHAELS COS INC | 59408Q106 | COM | 28,300 | $323,000 | thousands by filing date | put |
| CONSOL COAL RESOURCES LP | 20855T100 | COM UNIT | 18,259 | $322,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 11,198 | $321,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 3,600 | $320,000 | thousands by filing date | put |
| UPWORK INC | 91688F104 | COM | 16,709 | $320,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 22,273 | $320,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 4,235 | $319,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 3,911 | $319,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 31,068 | $318,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 56,992 | $317,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 9,812 | $316,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 6,186 | $315,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 10,349 | $315,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 120,721 | $315,000 | thousands by filing date | |
| SEADRILL LTD | G7998G106 | COM | 37,877 | $315,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 4,300 | $314,000 | thousands by filing date | put |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 17,454 | $314,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 26,242 | $314,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 4,269 | $313,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 13,921 | $313,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 9,561 | $312,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 9,016 | $311,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 7,832 | $311,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 10,200 | $310,000 | thousands by filing date | put |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 4,599 | $310,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 3,500 | $309,000 | thousands by filing date | call |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 158,233 | $307,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 72,857 | $305,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 2,600 | $304,000 | thousands by filing date | put |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 23,300 | $303,000 | thousands by filing date | call |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 10,775 | $303,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 10,141 | $302,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 56,965 | $302,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 5,971 | $301,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 4,565 | $301,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 8,302 | $301,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 410 | $301,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 2,040 | $300,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 5,812 | $300,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 20,648 | $300,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 23,290 | $298,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 10,733 | $296,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 20,152 | $296,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 31,537 | $296,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 6,541 | $295,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 36,400 | $295,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 10,003 | $294,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 10,691 | $293,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 58,718 | $291,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 6,146 | $291,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 41,900 | $291,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F510 | PRE REFUNDED MUN | 11,794 | $291,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 337,204 | $290,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 674,142 | $290,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 39,515 | $290,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 5,252 | $289,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 10,200 | $289,000 | thousands by filing date | call |
| KEMET CORP | 488360207 | COM NEW | 17,018 | $289,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 26,602 | $287,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 921 | $286,000 | thousands by filing date | call |
| EDISON INTL COM | 281020107 | Stock | 4,600 | $285,000 | thousands by filing date | call |
| CROCS INC COM | 227046109 | Stock | 10,993 | $283,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 16,103 | $283,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 21,353 | $282,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 25,641 | $282,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 100,250 | $281,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 13,250 | $280,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 9,937 | $280,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 4,729 | $280,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 5,610 | $280,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 37,926 | $280,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 16,665 | $279,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 6,198 | $279,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 21,000 | $278,000 | thousands by filing date | put |
| American Tower Corporation | 03027X100 | COM | 1,400 | $276,000 | thousands by filing date | put |
| LTC PPTYS INC COM | 502175102 | REIT | 6,000 | $275,000 | thousands by filing date | call |
| COHEN & STEERS INC COM | 19247A100 | Stock | 6,476 | $274,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 4,280 | $274,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 6,427 | $274,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 41,498 | $273,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 12,723 | $273,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 143,422 | $272,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 4,620 | $272,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 9,337 | $272,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 9,609 | $271,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 19,216 | $271,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 11,332 | $271,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 15,357 | $271,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 8,730 | $270,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 4,042 | $270,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 12,004 | $270,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 6,175 | $270,000 | thousands by filing date | call |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 87,173 | $270,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 21,659 | $270,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 10,829 | $268,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 9,258 | $268,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 1,300 | $268,000 | thousands by filing date | call |
| DBX ETF TR | 233051408 | FUND | 10,538 | $268,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 13,016 | $268,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 3,155 | $267,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 7,377 | $266,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 6,859 | $266,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 5,584 | $266,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 35,140 | $266,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 3,443 | $265,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 5,405 | $264,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 16,866 | $264,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 18,073 | $263,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 8,003 | $263,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 5,892 | $263,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 1,896 | $263,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 12,996 | $263,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 4,300 | $262,000 | thousands by filing date | call |
| GENIE ENERGY LTD | 372284208 | CL B | 30,859 | $262,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 19,885 | $262,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 32,712 | $262,000 | thousands by filing date | |
| SPDR INDEX SHS FDS SOLACTIVE JAPAN | 78463X368 | CEF | 3,616 | $262,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 6,000 | $261,000 | thousands by filing date | put |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 5,800 | $260,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 7,019 | $260,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 9,671 | $259,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 7,670 | $259,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q585 | SPROTT JR GLD | 9,366 | $259,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 1,595 | $258,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 43,299 | $258,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 3,888 | $258,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 218 | $258,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 17,076 | $257,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 3,366 | $257,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 23,508 | $257,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 51,000 | $257,000 | thousands by filing date | principal |
| TAILORED BRANDS INC | 87403A107 | COM | 32,818 | $257,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 9,929 | $256,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 4,412 | $255,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 7,377 | $255,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 48,531 | $255,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 13,401 | $255,000 | thousands by filing date | |
| PIVOTAL ACQUISITION CORP | 72583A200 | UNIT 12/01/2025 | 25,000 | $255,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 9,924 | $253,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 7,106 | $253,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 4,978 | $252,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 3,600 | $251,000 | thousands by filing date | call |
| OFG BANCORP | 67103X102 | COM | 12,646 | $251,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 5,410 | $251,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 7,058 | $251,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 5,700 | $250,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 6,433 | $250,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 1,670 | $250,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 3,018 | $250,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 6,918 | $249,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 66,597 | $249,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 2,212 | $248,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 25,753 | $248,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 31,871 | $247,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 66,344 | $247,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 4,917 | $246,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 11,900 | $246,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 6,000 | $245,000 | thousands by filing date | put |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 9,513 | $245,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 9,957 | $245,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 8,317 | $245,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 8,493 | $245,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 22,000 | $245,000 | thousands by filing date | call |
| SAUL CTRS INC COM | 804395101 | REIT | 4,726 | $243,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 18,203 | $243,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 4,742 | $243,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 35,513 | $243,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-19-004687 | this filing | 2019-05-14 | acceptance time not in the bulk data set |