13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-14, with 7,786 holding rows worth $242,068,153,000.
- Accession
- 0000950123-19-004687
- Filer
- CIK 1610520
- Filed
- 2019-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A combination report, 12,989 entries on the cover page, a total value of $242,068,153,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $242,068,239,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 12,847 | $1,978,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 52,011 | $1,976,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 31,056 | $1,973,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 62,885 | $1,973,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 354,222 | $1,970,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 28,364 | $1,967,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 452,672 | $1,965,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 48,967 | $1,962,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 38,727 | $1,956,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 248,751 | $1,955,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 25,423 | $1,953,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 194,855 | $1,951,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 4,175 | $1,947,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 191,513 | $1,946,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 149,617 | $1,945,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 35,000 | $1,943,000 | thousands by filing date | call |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 21,200 | $1,943,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 135,145 | $1,941,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 307,689 | $1,935,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 36,609 | $1,933,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 145,854 | $1,933,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 160,954 | $1,933,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 131,641 | $1,932,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 29,417 | $1,931,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 87,092 | $1,926,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 99,577 | $1,922,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 87,989 | $1,922,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 15,229 | $1,919,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 80,207 | $1,919,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 37,443 | $1,917,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 47,350 | $1,911,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 70,139 | $1,910,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 27,246 | $1,904,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 54,922 | $1,895,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 135,000 | $1,894,000 | thousands by filing date | call |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 291,655 | $1,890,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 20,000 | $1,887,000 | thousands by filing date | call |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 7,000 | $1,887,000 | thousands by filing date | put |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 28,829 | $1,886,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 66,748 | $1,878,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 64,042 | $1,877,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 502,407 | $1,874,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 527,113 | $1,871,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 71,428 | $1,869,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 92,500 | $1,864,000 | thousands by filing date | call |
| ANAPLAN INC | 03272L108 | COM | 47,306 | $1,862,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 233,660 | $1,858,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 56,448 | $1,858,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 50,000 | $1,857,000 | thousands by filing date | call |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 338,680 | $1,856,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 83,508 | $1,855,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 109,394 | $1,852,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 88,222 | $1,845,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 50,000 | $1,841,000 | thousands by filing date | call |
| SABRE CORP COM | 78573M104 | Stock | 85,858 | $1,837,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 533,766 | $1,836,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 73,000 | $1,835,000 | thousands by filing date | call |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 16,918 | $1,833,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 15,251 | $1,830,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 76,241 | $1,830,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 634,506 | $1,828,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 24,967 | $1,824,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 88,090 | $1,822,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 27,258 | $1,816,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 126,009 | $1,814,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 4,000 | $1,813,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 36,338 | $1,811,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 111,997 | $1,810,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 93,623 | $1,809,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 171,189 | $1,808,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 3,481,361 | $1,807,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 4,436 | $1,806,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 56,730 | $1,803,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 23,594 | $1,802,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 20,000 | $1,802,000 | thousands by filing date | put |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 27,287 | $1,801,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 113,588 | $1,800,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 48,259 | $1,793,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 33,600 | $1,792,000 | thousands by filing date | put |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 385,000 | $1,786,000 | thousands by filing date | put |
| BARCLAYS PLC ADR | 06738E204 | ADR | 223,000 | $1,784,000 | thousands by filing date | put |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 137,923 | $1,782,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 462,522 | $1,780,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 39,218 | $1,777,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 30,000 | $1,777,000 | thousands by filing date | put |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 61,289 | $1,777,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 182,444 | $1,773,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 53,658 | $1,771,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 31,747 | $1,769,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 20,000 | $1,768,000 | thousands by filing date | put |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 255,544 | $1,768,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 33,857 | $1,767,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 131,695 | $1,766,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 85,315 | $1,764,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 70,227 | $1,763,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 21,780 | $1,761,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 15,600 | $1,761,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 112,170 | $1,761,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 39,425 | $1,761,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 109,635 | $1,759,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 15,454 | $1,754,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 376,721 | $1,748,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 43,634 | $1,748,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 95,616 | $1,745,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 144,663 | $1,743,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 34,715 | $1,742,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 15,900 | $1,741,000 | thousands by filing date | put |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 40,286 | $1,740,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 38,534 | $1,740,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 327,000 | $1,740,000 | thousands by filing date | call |
| DECKERS OUTDOOR CORP | 243537107 | COM | 11,821 | $1,738,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 9,547 | $1,738,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 93,770 | $1,732,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 112,216 | $1,732,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 59,278 | $1,730,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 97,830 | $1,726,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 46,011 | $1,726,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 3,974 | $1,723,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 95,558 | $1,721,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 69,078 | $1,720,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 10,817 | $1,718,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 229,554 | $1,717,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 85,069 | $1,717,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 19,932 | $1,716,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 59,540 | $1,715,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 42,497 | $1,712,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 82,444 | $1,711,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 257,656 | $1,706,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 50,379 | $1,705,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 114,768 | $1,704,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 39,099 | $1,702,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 50,037 | $1,701,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 54,494 | $1,701,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 65,751 | $1,699,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 32,800 | $1,697,000 | thousands by filing date | call |
| EASTGROUP PPTYS INC | 277276101 | COM | 15,185 | $1,696,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 80,000 | $1,691,000 | thousands by filing date | put |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 26,319 | $1,689,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 506,467 | $1,686,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 20,000 | $1,684,000 | thousands by filing date | call |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 56,369 | $1,683,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 14,861 | $1,681,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 55,517 | $1,679,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 125,550 | $1,679,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 32,297 | $1,675,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 12,900 | $1,673,000 | thousands by filing date | put |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 162,491 | $1,672,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 170,685 | $1,666,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 34,762 | $1,664,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 121,837 | $1,664,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 29,525 | $1,662,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 21,452 | $1,662,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 184,067 | $1,660,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 133,304 | $1,660,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 10,500 | $1,658,000 | thousands by filing date | put |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 109,278 | $1,656,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 151,247 | $1,654,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 44,300 | $1,653,000 | thousands by filing date | put |
| L BRANDS INC | 501797104 | COM | 59,700 | $1,647,000 | thousands by filing date | put |
| FIRST TR EXCHNG TRADED FD VI | 33740F409 | INCOME OPPRTNTES | 76,923 | $1,646,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 46,114 | $1,645,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 28,371 | $1,645,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 13,000 | $1,644,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 14,408 | $1,637,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 106,515 | $1,636,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 82,049 | $1,631,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 95,158 | $1,631,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 79,655 | $1,629,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 24,000 | $1,629,000 | thousands by filing date | put |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 112,740 | $1,626,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 161,546 | $1,624,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 426,660 | $1,621,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 50,236 | $1,620,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 106,111 | $1,620,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 85,665 | $1,620,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 20,000 | $1,615,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 25,634 | $1,614,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 22,731 | $1,614,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 131,150 | $1,613,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 19,769 | $1,612,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 277,960 | $1,612,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 74,771 | $1,607,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 342,400 | $1,606,000 | thousands by filing date | put |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 47,541 | $1,605,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 62,306 | $1,605,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 112,972 | $1,603,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 25,864 | $1,599,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 55,141 | $1,597,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 114,781 | $1,596,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 39,400 | $1,593,000 | thousands by filing date | call |
| KRATON CORPORATION | 50077C106 | COM | 49,500 | $1,593,000 | thousands by filing date | call |
| PEGASYSTEMS INC COM | 705573103 | Stock | 24,451 | $1,589,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 39,666 | $1,589,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 25,404 | $1,584,000 | thousands by filing date | |
| DHX MEDIA LTD | 252406152 | COM VAR VTG | 1,035,500 | $1,584,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 50,765 | $1,578,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 10,100 | $1,574,000 | thousands by filing date | put |
| AUTODESK INC COM | 052769106 | Stock | 10,100 | $1,574,000 | thousands by filing date | call |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 1,015,469 | $1,574,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 135,000 | $1,573,000 | thousands by filing date | put |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 1,600,000 | $1,573,000 | thousands by filing date | principal |
| GARMIN LTD SHS | H2906T109 | Stock | 18,200 | $1,572,000 | thousands by filing date | put |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 42,637 | $1,572,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 31,020 | $1,568,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 54,730 | $1,561,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 292,092 | $1,557,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 59,827 | $1,557,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 132,479 | $1,554,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 207,168 | $1,554,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 64,122 | $1,553,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 25,000 | $1,550,000 | thousands by filing date | call |
| TRUSTMARK CORP | 898402102 | COM | 46,058 | $1,549,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 29,217 | $1,549,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 500,818 | $1,547,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 204,701 | $1,546,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 170,000 | $1,545,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 55,825 | $1,545,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 117,233 | $1,545,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 109,835 | $1,544,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 69,873 | $1,544,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 143,675 | $1,542,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 45,362 | $1,538,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 85,658 | $1,538,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 142,840 | $1,537,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 158,991 | $1,537,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 71,402 | $1,536,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 103,770 | $1,535,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 43,526 | $1,534,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 73,567 | $1,534,000 | thousands by filing date | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 55,659 | $1,533,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 12,664 | $1,530,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 133,600 | $1,528,000 | thousands by filing date | call |
| CARGURUS INC COM CL A | 141788109 | Stock | 38,108 | $1,527,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 40,402 | $1,522,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 10,000 | $1,518,000 | thousands by filing date | put |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 129,131 | $1,517,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 8,400 | $1,516,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 14,451 | $1,515,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 60,590 | $1,514,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 35,898 | $1,513,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 52,033 | $1,513,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 137,729 | $1,513,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 66,813 | $1,512,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 41,865 | $1,511,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 74,000 | $1,511,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 122,825 | $1,511,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 90,000 | $1,511,000 | thousands by filing date | put |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 10,000 | $1,506,000 | thousands by filing date | put |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 75,700 | $1,506,000 | thousands by filing date | call |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 121,788 | $1,503,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 15,766 | $1,501,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 51,844 | $1,498,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 122,634 | $1,498,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 47,100 | $1,494,000 | thousands by filing date | put |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 46,595 | $1,494,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 28,547 | $1,494,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 77,539 | $1,489,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 51,467 | $1,484,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 62,745 | $1,483,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 1,057,544 | $1,480,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 81,803 | $1,480,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 102,265 | $1,477,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 259,991 | $1,477,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 280,276 | $1,471,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 40,600 | $1,470,000 | thousands by filing date | put |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 114,598 | $1,468,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 1,779,909 | $1,467,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 103,861 | $1,466,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 45,533 | $1,462,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 251,470 | $1,461,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 68,247 | $1,458,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 93,065 | $1,456,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 145,541 | $1,454,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 62,700 | $1,453,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 13,966 | $1,452,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 4,200 | $1,451,000 | thousands by filing date | put |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 12,661 | $1,450,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 21,216 | $1,448,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 67,847 | $1,447,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 12,255 | $1,446,000 | thousands by filing date | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 69,406 | $1,445,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 323,201 | $1,445,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 16,868 | $1,439,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 278,259 | $1,439,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 107,502 | $1,435,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 32,677 | $1,433,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 84,064 | $1,433,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 74,089 | $1,429,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 11,551 | $1,428,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 600,035 | $1,428,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 60,537 | $1,427,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR RNG 2000 | 00400R106 | CEF | 66,272 | $1,427,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 34,234 | $1,423,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 28,343 | $1,419,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 24,300 | $1,418,000 | thousands by filing date | call |
| BLACKLINE, INC. | 09239B109 | COM | 30,616 | $1,418,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 116,890 | $1,416,000 | thousands by filing date | put |
| PJT PARTNERS INC | 69343T107 | COM CL A | 33,879 | $1,416,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 113,345 | $1,415,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 80,604 | $1,415,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 241,800 | $1,407,000 | thousands by filing date | call |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 39,424 | $1,406,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 25,758 | $1,402,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 24,503 | $1,402,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 21,705 | $1,401,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 117,232 | $1,399,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 205,393 | $1,399,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 113,134 | $1,396,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 16,400 | $1,394,000 | thousands by filing date | call |
| HERON THERAPEUTICS INC | 427746102 | COM | 56,903 | $1,390,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 33,765 | $1,390,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 128,498 | $1,390,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E776 | FRONTIER MKTS | 101,550 | $1,390,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 103,451 | $1,384,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 262,961 | $1,383,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 49,201 | $1,382,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 1,491 | $1,380,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 320,700 | $1,379,000 | thousands by filing date | call |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 97,540 | $1,379,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 25,383 | $1,374,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 39,680 | $1,373,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 112,030 | $1,372,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 15,290 | $1,368,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 79,055 | $1,368,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 74,058 | $1,368,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 20,520 | $1,366,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 17,889 | $1,362,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 19,472 | $1,362,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 76,720 | $1,361,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 101,443 | $1,361,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 26,878 | $1,359,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 6,500 | $1,351,000 | thousands by filing date | call |
| Amgen Inc. | 031162100 | COM | 7,100 | $1,349,000 | thousands by filing date | call |
| GENPACT LIMITED SHS | G3922B107 | Stock | 38,136 | $1,342,000 | thousands by filing date | |
| GRAF INDL CORP | 384278107 | COM | 136,417 | $1,342,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 155,941 | $1,338,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 54,095 | $1,337,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 63,494 | $1,336,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 14,352 | $1,332,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 100,480 | $1,331,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 50,000 | $1,324,000 | thousands by filing date | call |
| VECTOR GROUP LTD | 92240M108 | COM | 122,651 | $1,323,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 63,670 | $1,322,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 50,876 | $1,321,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 27,472 | $1,321,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 25,000 | $1,319,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 256,206 | $1,319,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 18,584 | $1,319,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 81,883 | $1,318,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 37,973 | $1,317,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 61,212 | $1,316,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 20,297 | $1,314,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 14,542 | $1,313,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 53,925 | $1,312,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 9,999 | $1,312,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 25,616 | $1,311,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 66,789 | $1,311,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR GBL HIGH | 00400R882 | CEF | 58,312 | $1,310,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 5,000 | $1,307,000 | thousands by filing date | call |
| INTERPUBLIC GROUP COS | 460690100 | COM | 62,200 | $1,307,000 | thousands by filing date | call |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 53,749 | $1,304,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 92,312 | $1,301,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 21,900 | $1,298,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 78,169 | $1,295,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 119,248 | $1,293,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 123,001 | $1,292,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 84,964 | $1,292,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 86,896 | $1,291,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 456,070 | $1,286,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 155,564 | $1,285,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 23,688 | $1,280,000 | thousands by filing date | |
| NEW YORK MTG TR INC | 649604808 | PFD-C CONV | 51,321 | $1,277,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 24,602 | $1,272,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 19,479 | $1,271,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 76,353 | $1,271,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 19,000 | $1,268,000 | thousands by filing date | call |
| INTELSAT S A | L5140P101 | COM | 81,000 | $1,268,000 | thousands by filing date | call |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 36,100 | $1,262,000 | thousands by filing date | put |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 16,650 | $1,261,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 23,814 | $1,260,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 29,783 | $1,260,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 12,965 | $1,256,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 40,319 | $1,256,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 24,540 | $1,254,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 84,780 | $1,254,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 86,845 | $1,252,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 100,777 | $1,252,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 22,000 | $1,249,000 | thousands by filing date | call |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 124,283 | $1,248,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 321,200 | $1,246,000 | thousands by filing date | call |
| Viacom Inc Cl A | 92553P102 | CL A | 38,388 | $1,246,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 22,305 | $1,245,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 78,717 | $1,244,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 24,900 | $1,243,000 | thousands by filing date | call |
| GTT COMMUNICATIONS INC | 362393100 | COM | 35,772 | $1,241,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 848,284 | $1,239,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 99,581 | $1,238,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 28,300 | $1,238,000 | thousands by filing date | call |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 196,512 | $1,238,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 188,060 | $1,237,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 35,000 | $1,234,000 | thousands by filing date | put |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 2,022,984 | $1,234,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 130,114 | $1,232,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 19,605 | $1,230,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 75,000 | $1,227,000 | thousands by filing date | put |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 113,635 | $1,226,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 66,130 | $1,226,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 366,051 | $1,226,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 32,969 | $1,225,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 26,573 | $1,225,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 49,040 | $1,224,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 99,217 | $1,222,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 79,261 | $1,218,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 32,566 | $1,212,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 40,872 | $1,211,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 147,834 | $1,211,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 81,461 | $1,210,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 13,752 | $1,210,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 29,486 | $1,210,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 80,032 | $1,209,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 20,242 | $1,209,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 125,122 | $1,209,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 108,441 | $1,208,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 6,614 | $1,207,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 90,032 | $1,206,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 150,000 | $1,205,000 | thousands by filing date | put |
| CVB FINL CORP COM | 126600105 | Stock | 57,246 | $1,205,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 35,126 | $1,205,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 118,500 | $1,204,000 | thousands by filing date | put |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 39,961 | $1,203,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 19,361 | $1,202,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 9,578 | $1,200,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 35,297 | $1,198,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 184,313 | $1,198,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 251,144 | $1,198,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 12,443 | $1,197,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 42,700 | $1,194,000 | thousands by filing date | call |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 143,107 | $1,194,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 17,204 | $1,193,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 182,449 | $1,188,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 34,494 | $1,184,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 32,892 | $1,184,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 16,446 | $1,182,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 25,678 | $1,180,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 27,304 | $1,178,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 77,551 | $1,178,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 148,931 | $1,177,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 62,076 | $1,176,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 24,213 | $1,175,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 122,996 | $1,173,000 | thousands by filing date | |
| INVESCO EXCHANGETRADED FD T DWA TACTCL SCT | 46138E826 | CEF | 39,362 | $1,173,000 | thousands by filing date | |
| DREYFUS ALCENTRA GBL CR INCO | 26189A105 | COM | 133,100 | $1,173,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 7,000 | $1,170,000 | thousands by filing date | call |
| GLOBANT S A | L44385109 | COM | 16,385 | $1,170,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 304,381 | $1,169,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 15,454 | $1,167,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 202,850 | $1,162,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 35,944 | $1,162,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 25,000 | $1,161,000 | thousands by filing date | put |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 375,400 | $1,160,000 | thousands by filing date | call |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 37,268 | $1,158,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 94,838 | $1,157,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 9,159 | $1,157,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 30,468 | $1,156,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 32,670 | $1,155,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 73,866 | $1,155,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416300 | Cmn | 74,095 | $1,153,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 43,826 | $1,151,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 25,886 | $1,150,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 65,212 | $1,145,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 33,785 | $1,144,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 4,943 | $1,140,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 22,621 | $1,139,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 185,039 | $1,138,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 117,911 | $1,138,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 76,695 | $1,137,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 27,200 | $1,136,000 | thousands by filing date | call |
| AK STEEL HOLDING CORP | 001547108 | COM | 412,500 | $1,134,000 | thousands by filing date | call |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 54,222 | $1,134,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 47,677 | $1,133,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 16,436 | $1,133,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 142,646 | $1,133,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 16,479 | $1,131,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 5,674 | $1,126,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 57,972 | $1,125,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 61,591 | $1,124,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 59,093 | $1,123,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 21,376 | $1,120,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 55,900 | $1,120,000 | thousands by filing date | put |
| STONECO LTD | G85158106 | COM CL A | 27,200 | $1,118,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 51,490 | $1,117,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 174,679 | $1,116,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 77,078 | $1,115,000 | thousands by filing date | |
| NIGHTSTAR THERAPEUTICS PLC | 65413A101 | ADR | 43,901 | $1,114,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 40,000 | $1,112,000 | thousands by filing date | call |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 24,798 | $1,112,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 28,500 | $1,112,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 20,235 | $1,109,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 115,006 | $1,108,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 127,419 | $1,108,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-19-004687 | this filing | 2019-05-14 | acceptance time not in the bulk data set |