13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-14, with 7,786 holding rows worth $242,068,153,000.
- Accession
- 0000950123-19-004687
- Filer
- CIK 1610520
- Filed
- 2019-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A combination report, 12,989 entries on the cover page, a total value of $242,068,153,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $242,068,239,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TCW CONV SECS FD INC | 872340104 | COM | 200,861 | $1,105,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 78,114 | $1,103,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 57,320 | $1,103,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 51,686 | $1,103,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 21,700 | $1,100,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 12,306 | $1,100,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 1,251 | $1,099,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 34,559 | $1,098,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 13,110 | $1,098,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 21,172 | $1,095,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 86,055 | $1,093,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 25,000 | $1,092,000 | thousands by filing date | put |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 98,837 | $1,090,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 227,436 | $1,090,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 176,974 | $1,090,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 41,816 | $1,089,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 24,016 | $1,088,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 41,495 | $1,085,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 46,498 | $1,084,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 42,368 | $1,081,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 48,459 | $1,080,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 157,701 | $1,080,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 86,397 | $1,080,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 54,731 | $1,076,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 80,976 | $1,075,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 127,583 | $1,073,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 50,029 | $1,073,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 44,580 | $1,073,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 125,032 | $1,071,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 20,057 | $1,068,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 24,021 | $1,066,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 11,004 | $1,065,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 17,794 | $1,065,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 4,000 | $1,064,000 | thousands by filing date | put |
| HUMANA INC COM | 444859102 | Stock | 4,000 | $1,064,000 | thousands by filing date | call |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 28,965 | $1,064,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 18,518 | $1,062,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 41,132 | $1,060,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 21,996 | $1,058,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 50,000 | $1,057,000 | thousands by filing date | call |
| MONRO INC | 610236101 | COMMON STOCK | 12,166 | $1,053,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 32,455 | $1,049,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 14,597 | $1,047,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 47,167 | $1,047,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 12,976 | $1,046,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 82,972 | $1,046,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 279,762 | $1,044,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 127,969 | $1,043,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 39,307 | $1,042,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 70,686 | $1,041,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 34,836 | $1,041,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 9,718 | $1,040,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 15,421 | $1,038,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 36,203 | $1,035,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 22,748 | $1,035,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 29,720 | $1,034,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 25,707 | $1,028,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 264,813 | $1,028,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 64,399 | $1,027,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 32,268 | $1,027,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 10,825 | $1,026,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 148,199 | $1,026,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 53,934 | $1,025,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 44,602 | $1,025,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 14,435 | $1,025,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 114,580 | $1,024,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 328,831 | $1,023,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 17,156 | $1,021,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 14,445 | $1,021,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 187,285 | $1,021,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 12,413 | $1,017,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 17,500 | $1,016,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 24,669 | $1,016,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 61,707 | $1,016,000 | thousands by filing date | |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 32,200 | $1,016,000 | thousands by filing date | |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 41,180 | $1,014,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 34,720 | $1,013,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 50,363 | $1,012,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 104,322 | $1,012,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 11,065 | $1,011,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 73,460 | $1,011,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 6,804 | $1,010,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 52,500 | $1,008,000 | thousands by filing date | put |
| Lincoln National Corporat | 524901105 | COM | 36,740 | $1,006,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 13,255 | $1,005,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 67,029 | $1,004,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 14,168 | $1,004,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 46,565 | $1,003,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 18,458 | $1,002,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 56,305 | $1,002,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 54,614 | $1,002,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 8,400 | $1,000,000 | thousands by filing date | put |
| Attunity Ltd | M15332121 | SHS NEW | 42,600 | $999,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 22,869 | $998,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 24,821 | $997,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 10,999 | $996,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 307,040 | $995,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 12,740 | $993,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 38,027 | $991,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 59,593 | $991,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 24,391 | $989,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 43,416 | $988,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 133,892 | $988,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 113,114 | $987,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 91,263 | $986,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC 2.75 CNV PFD C | 84741T302 | Convertible Preferred | 39,336 | $985,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 54,293 | $984,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 40,022 | $983,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 25,319 | $982,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 35,065 | $982,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 138,828 | $979,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 90,674 | $977,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 26,138 | $973,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 49,179 | $972,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 21,089 | $972,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 18,961 | $968,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 8,600 | $961,000 | thousands by filing date | put |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 267,441 | $960,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 83,890 | $958,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 181,897 | $953,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 7,291 | $949,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 81,739 | $948,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 31,935 | $945,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 40,156 | $944,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 34,024 | $943,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 12,501 | $943,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 13,155 | $941,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 81,876 | $941,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 15,000 | $939,000 | thousands by filing date | put |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 14,993 | $939,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 14,185 | $936,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 142,315 | $936,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 29,451 | $935,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 206,743 | $934,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 23,751 | $934,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 250,000 | $933,000 | thousands by filing date | put |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 84,276 | $932,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 16,403 | $931,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 17,500 | $929,000 | thousands by filing date | call |
| AUTOLIV INC | 052800109 | COM | 12,639 | $929,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 59,920 | $928,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 31,267 | $928,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 18,589 | $927,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 135,374 | $925,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 23,908 | $923,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 73,973 | $922,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 20,463 | $921,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 61,526 | $921,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 13,501 | $917,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 10,467 | $916,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 29,280 | $916,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 15,347 | $915,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 35,136 | $915,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 105,638 | $914,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 9,937 | $913,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 70,676 | $913,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 73,033 | $912,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 29,387 | $911,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 7,063 | $910,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 15,000 | $910,000 | thousands by filing date | put |
| REALPAGE INC | 75606N109 | COM | 15,000 | $910,000 | thousands by filing date | call |
| ETFMG | 26924G508 | EXCHANGE TRADED | 24,977 | $909,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 35,040 | $908,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 8,010 | $907,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 26,369 | $906,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 31,499 | $903,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 23,446 | $901,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 139,495 | $901,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 97,285 | $898,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 84,795 | $897,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 14,758 | $895,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 48,109 | $893,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 84,734 | $893,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 182,675 | $890,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 66,735 | $887,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 25,934 | $886,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 90,232 | $886,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 17,769 | $883,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 38,307 | $883,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 100,000 | $879,000 | thousands by filing date | call |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 51,802 | $878,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 23,865 | $877,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 26,377 | $876,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 35,000 | $874,000 | thousands by filing date | call |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 42,726 | $873,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 36,158 | $870,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 20,000 | $867,000 | thousands by filing date | call |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 88,161 | $866,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 89,584 | $865,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 11,851 | $865,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 17,000 | $862,000 | thousands by filing date | call |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 23,951 | $862,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 117,449 | $862,000 | thousands by filing date | |
| ROAN RES INC | 769755109 | CL A COM | 140,929 | $861,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 150,000 | $858,000 | thousands by filing date | call |
| ZIFF DAVIS INC | 48123V102 | COM | 9,903 | $857,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 22,661 | $857,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 30,160 | $856,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 42,500 | $856,000 | thousands by filing date | put |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 61,724 | $855,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 43,087 | $854,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 15,103 | $854,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 70,950 | $853,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 38,549 | $850,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 43,440 | $849,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 78,033 | $848,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 16,800 | $847,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 37,320 | $846,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 246,343 | $842,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 34,788 | $840,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 25,859 | $839,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 33,621 | $838,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 44,955 | $836,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 5,409 | $835,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 86,215 | $835,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 19,348 | $834,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 6,374 | $833,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 15,096 | $832,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 23,314 | $832,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 64,418 | $829,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 15,100 | $827,000 | thousands by filing date | call |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 73,070 | $824,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J118 | WHEN ISSUED | 22,800 | $822,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 203,333 | $821,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 9,500 | $820,000 | thousands by filing date | call |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 194,950 | $817,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L209 | UNIT 03/04/2024 | 81,800 | $817,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 47,389 | $816,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 10,258 | $814,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 13,167 | $814,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 16,378 | $814,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 1,351,069 | $813,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 22,100 | $813,000 | thousands by filing date | call |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 10,573 | $811,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 32,514 | $810,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 24,269 | $810,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 6,595 | $806,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 16,354 | $806,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 28,062 | $802,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 37,979 | $802,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 68,218 | $801,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 61,223 | $801,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 139,157 | $796,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 13,865 | $795,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 62,648 | $795,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 56,665 | $794,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 18,131 | $793,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 18,946 | $792,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 19,580 | $792,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 17,606 | $791,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 6,548 | $791,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 22,813 | $788,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 75,228 | $788,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 52,581 | $782,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 59,565 | $781,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 27,665 | $781,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 39,215 | $780,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 50,431 | $780,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 104,035 | $777,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 15,109 | $777,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 14,615 | $773,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 71,275 | $772,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 62,831 | $772,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 14,228 | $772,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 11,745 | $770,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 154,648 | $769,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 7,949 | $767,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 61,670 | $764,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 16,862 | $759,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 45,962 | $758,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 27,849 | $756,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 35,765 | $752,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 62,181 | $751,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 210,044 | $750,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVCN DIVD ETF | 75605A504 | CEF | 26,306 | $750,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 45,613 | $748,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 30,893 | $747,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 19,323 | $747,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 26,333 | $746,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 53,079 | $745,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 54,982 | $744,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 123,786 | $744,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 102,592 | $744,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 26,009 | $743,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 75,087 | $743,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 27,253 | $741,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 11,177 | $739,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 5,591 | $738,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 187,027 | $735,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 7,477 | $732,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 9,200 | $732,000 | thousands by filing date | call |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 112,019 | $730,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 66,100 | $728,000 | thousands by filing date | call |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 23,439 | $728,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 18,206 | $728,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 25,400 | $727,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 124,604 | $726,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 30,177 | $726,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 14,000 | $725,000 | thousands by filing date | put |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 11,942 | $725,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 175,445 | $725,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 14,467 | $724,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 9,518 | $722,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 161,798 | $720,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 31,082 | $719,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 35,026 | $717,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 42,982 | $717,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 380,159 | $715,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 10,000 | $715,000 | thousands by filing date | put |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 11,300 | $715,000 | thousands by filing date | call |
| DRIVE SHACK INC | 262077100 | COM | 158,571 | $712,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 10,611 | $711,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 48,159 | $709,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 95,200 | $708,000 | thousands by filing date | put |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 88,719 | $707,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 21,172 | $705,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 39,144 | $705,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 19,347 | $704,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 31,756 | $704,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 76,437 | $702,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 11,033 | $702,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 27,494 | $701,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 44,240 | $701,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 7,411 | $700,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 33,633 | $698,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 58,941 | $697,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 8,865 | $695,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 8,715 | $695,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 16,678 | $694,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 47,308 | $693,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 16,782 | $692,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 64,118 | $692,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 54,600 | $691,000 | thousands by filing date | put |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 52,944 | $691,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 20,048 | $691,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 11,966 | $690,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 4,811 | $690,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 18,955 | $690,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 7,780 | $689,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 193,162 | $688,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 15,756 | $687,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E834 | DWA TACTCL MLT | 27,470 | $687,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 691,546 | $686,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 26,302 | $686,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 60,000 | $684,000 | thousands by filing date | put |
| Medtronic Plc | G5960L103 | COM | 7,500 | $683,000 | thousands by filing date | call |
| VONAGE HLDGS CORP | 92886T201 | COM | 68,049 | $683,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 14,903 | $682,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 22,400 | $681,000 | thousands by filing date | call |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 16,962 | $680,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 70,682 | $678,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 12,192 | $674,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 58,526 | $673,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 32,235 | $672,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 51,128 | $670,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 77,904 | $670,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 21,550 | $667,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 12,279 | $665,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 11,822 | $665,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 950,000 | $663,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 9,981 | $662,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 401,016 | $662,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 10,573 | $661,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 2,300 | $660,000 | thousands by filing date | put |
| AVNET INC COM | 053807103 | Stock | 15,203 | $659,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 124,177 | $659,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 167,846 | $658,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 8,125 | $657,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 15,982 | $657,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 144,714 | $657,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 16,836 | $656,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 56,231 | $656,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 45,407 | $654,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 52,749 | $654,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 20,100 | $653,000 | thousands by filing date | call |
| CELLECTIS ADS | 15117K103 | COM | 35,626 | $653,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 71,259 | $653,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 163,654 | $652,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 5,516 | $650,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 13,493 | $650,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 24,624 | $650,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 24,843 | $649,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 12,500 | $648,000 | thousands by filing date | put |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 36,119 | $647,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 18,911 | $647,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 47,653 | $646,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 4,547 | $644,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 3,226 | $643,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 80,248 | $642,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 3,589 | $642,000 | thousands by filing date | call |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 33,329 | $642,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 57,866 | $642,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 63,824 | $641,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 12,741 | $640,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 70,798 | $639,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 10,541 | $638,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 588,920 | $636,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 11,188 | $635,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 18,759 | $635,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 7,200 | $635,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 5,000 | $634,000 | thousands by filing date | call |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 40,895 | $632,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 9,618 | $631,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 25,337 | $629,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 16,488 | $628,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 24,262 | $628,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 25,428 | $628,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 50,000 | $628,000 | thousands by filing date | call |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 26,856 | $626,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 47,955 | $625,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 19,309 | $622,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 10,003 | $622,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 12,774 | $621,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 30,230 | $621,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 29,700 | $620,000 | thousands by filing date | call |
| QUIDEL CORP | 74838J101 | COM | 9,477 | $620,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 11,400 | $619,000 | thousands by filing date | put |
| NIO INC SPON ADS | 62914V106 | ADR | 121,510 | $619,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 309,693 | $619,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 58,537 | $618,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 30,340 | $618,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 10,430 | $617,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 26,441 | $617,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 129,601 | $616,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 18,512 | $615,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 121,188 | $614,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 8,043 | $612,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 63,275 | $612,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 54,498 | $612,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 59,296 | $610,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 6,359 | $607,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 19,515 | $606,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 30,173 | $606,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 49,506 | $605,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 15,791 | $605,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 2,500 | $604,000 | thousands by filing date | call |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 39,561 | $604,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 24,191 | $603,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 47,418 | $601,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 15,092 | $600,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R809 | WBI BBR QTY 3000 | 22,791 | $599,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 48,915 | $599,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 20,800 | $597,000 | thousands by filing date | call |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 29,254 | $596,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 30,146 | $595,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 68,883 | $594,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 14,366 | $593,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 16,318 | $593,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 24,038 | $592,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 115,610 | $592,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 46,126 | $592,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 63,103 | $591,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 61,584 | $591,000 | thousands by filing date | |
| BRIGHTSPHERE INVESTMENT GROUP | G1644T109 | COMMON STOCK-FO | 43,587 | $591,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 116,157 | $590,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 26,918 | $590,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 5,000 | $589,000 | thousands by filing date | call |
| TPI Composites Inc | 87266J104 | Common Stock | 20,566 | $589,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 18,964 | $587,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 41,427 | $586,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 163,419 | $586,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 143,530 | $585,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 55,969 | $585,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 13,153 | $585,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 11,653 | $584,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 59,286 | $583,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 12,683 | $581,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 17,371 | $580,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 14,266 | $580,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 25,353 | $578,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 12,385 | $577,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 9,971 | $576,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 33,311 | $576,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 36,040 | $576,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 14,972 | $576,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 19,590 | $574,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 7,088 | $574,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 31,700 | $573,000 | thousands by filing date | call |
| RANGE RES CORP COM | 75281A109 | Stock | 51,000 | $573,000 | thousands by filing date | call |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 27,901 | $571,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 86,450 | $569,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 43,798 | $567,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 66,436 | $566,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 10,645 | $565,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 12,557 | $564,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 15,179 | $564,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 9,821 | $563,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 7,502 | $563,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 44,331 | $561,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 27,284 | $560,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 38,195 | $559,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 16,430 | $559,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 40,396 | $558,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 17,500 | $555,000 | thousands by filing date | call |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 13,513 | $555,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 77,280 | $554,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 53,247 | $554,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 14,653 | $553,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 10,089 | $553,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 15,900 | $553,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-19-004687 | this filing | 2019-05-14 | acceptance time not in the bulk data set |