13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-14, with 7,786 holding rows worth $242,068,153,000.
- Accession
- 0000950123-19-004687
- Filer
- CIK 1610520
- Filed
- 2019-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A combination report, 12,989 entries on the cover page, a total value of $242,068,153,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $242,068,239,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ACCENDRA HEALTH INC | 690732102 | COM | 26,634 | $110,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 8,149 | $110,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 4,341 | $110,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 1,823 | $109,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H205 | SILVER FD | 4,859 | $109,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR GBL ROTN | 00400R866 | CEF | 4,641 | $109,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 21,675 | $108,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 4,676 | $108,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 9,904 | $108,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 2,201 | $108,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 10,737 | $108,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 19,236 | $108,000 | thousands by filing date | |
| PROSHARES TR | 74348A376 | SHRT SMALLCAP60 | 3,253 | $108,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 8,320 | $108,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 6,945 | $108,000 | thousands by filing date | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 10,919 | $108,000 | thousands by filing date | |
| WORLD GOLD TR SPDR LNG DLR GLD | 98149E105 | CEF | 834 | $108,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 1,070 | $107,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 1,386 | $107,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 28,364 | $107,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 4,686 | $107,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 3,451 | $107,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 2,448 | $107,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 613 | $107,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 4,043 | $106,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 42,724 | $106,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 4,448 | $106,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 9,787 | $106,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 1,889 | $106,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D654 | 3X INVERS SILV | 3,532 | $106,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 3,825 | $105,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 6,060 | $105,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 5,626 | $105,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 39,741 | $105,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 2,100 | $105,000 | thousands by filing date | call |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 9,837 | $105,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 1,562 | $105,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 3,555 | $104,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 7,264 | $104,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 1,029 | $104,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 5,656 | $104,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W417 | RETAIL BULL 3X | 3,520 | $104,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 2,965 | $104,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 20,000 | $104,000 | thousands by filing date | |
| PROSHARES TR II | 74347W221 | ULTRAPRO 3X CR | 3,871 | $104,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 5,848 | $103,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 4,287 | $103,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 6,994 | $103,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 2,999 | $103,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L746 | US QUALITY CAP | 3,066 | $103,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 5,369 | $103,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 19,034 | $103,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 9,210 | $103,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 46,819 | $103,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 1,967 | $102,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 2,488 | $102,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 6,482 | $102,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 1,807 | $102,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 2,757 | $102,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 2,750 | $102,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 3,717 | $102,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 18,666 | $101,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 1,251 | $101,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 4,357 | $101,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 2,545 | $101,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 18,000 | $101,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A529 | NYSE PICKENS | 4,539 | $101,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 11,760 | $100,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 2,578 | $100,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 3,169 | $100,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 5,215 | $100,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 1,011 | $99,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 4,458 | $99,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 1,845 | $99,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 7,458 | $99,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 5,832 | $99,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 5,998 | $99,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 3,590 | $99,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 15,000 | $99,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 4,088 | $99,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 32,279 | $99,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 11,213 | $99,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 35,000 | $98,000 | thousands by filing date | call |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 10,255 | $98,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 2,324 | $98,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 1,121 | $98,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N840 | VCSHS INTL VOLTY | 2,602 | $98,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 6,171 | $98,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 1,816 | $98,000 | thousands by filing date | |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 944 | $98,000 | thousands by filing date | |
| PROSHARES TR | 74347B706 | COM | 1,301 | $98,000 | thousands by filing date | |
| GRAF INDUSTRIAL CORP | 384278206 | COM | 9,668 | $98,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 1,645 | $97,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 2,661 | $97,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 1,880 | $97,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 2,385 | $96,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 3,236 | $96,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 1,349 | $96,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 1,793 | $96,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 15,517 | $96,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 4,708 | $96,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 1,548 | $95,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 2,500 | $95,000 | thousands by filing date | call |
| CNO FINL GROUP INC | 12621E103 | COM | 5,899 | $95,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 2,375 | $95,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 3,077 | $95,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 42,968 | $95,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 4,127 | $94,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 5,400 | $94,000 | thousands by filing date | call |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 1,880 | $94,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 2,406 | $94,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 1,050 | $94,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 10,307 | $94,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 3,411 | $94,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 9,396 | $94,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 4,000 | $93,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 6,350 | $93,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 2,286 | $93,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 6,420 | $93,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 4,292 | $93,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 2,680 | $93,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 1,952 | $93,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 4,803 | $93,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 54,404 | $93,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 10,549 | $93,000 | thousands by filing date | |
| INVESCO CURNCYSHS SNGPORE DL | 46138Y103 | SINGAPORE DLR | 1,286 | $93,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 13,322 | $92,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 2,672 | $92,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 4,259 | $92,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 6,926 | $92,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 3,864 | $92,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 5,325 | $92,000 | thousands by filing date | |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 1,432 | $92,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 3,368 | $91,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 35,000 | $91,000 | thousands by filing date | put |
| ISHARES TR | 46435G862 | MSCI UN KNGDOM | 3,855 | $91,000 | thousands by filing date | |
| USCF FDS TR | 91733T307 | US 3X OIL FD | 2,769 | $91,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BEAR 2X SHARES | 25460E554 | ETF | 2,304 | $91,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 300 | $90,000 | thousands by filing date | put |
| GENUINE PARTS CO COM | 372460105 | Stock | 800 | $90,000 | thousands by filing date | put |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 10,808 | $90,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 500 | $90,000 | thousands by filing date | put |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 3,519 | $90,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 5,425 | $90,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 1,274 | $90,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 15,896 | $90,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 2,621 | $89,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 2,254 | $89,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 3,049 | $89,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 11,241 | $89,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 6,836 | $89,000 | thousands by filing date | |
| PACER FDS TR | 69374H840 | WEALTHSHIELD | 3,651 | $89,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 1,308 | $89,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 1,647 | $89,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 1,790 | $89,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 12,725 | $89,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 2,239 | $89,000 | thousands by filing date | |
| SPDR SER TR | 78468R119 | S&P TECH H | 1,203 | $89,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 5,008 | $88,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 2,642 | $88,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 751 | $88,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 2,015 | $88,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 3,027 | $88,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 11,650 | $88,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 22,442 | $88,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 11,045 | $87,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 2,000 | $87,000 | thousands by filing date | call |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 14,546 | $87,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y574 | ADAPTIVE US | 3,584 | $87,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 4,133 | $87,000 | thousands by filing date | |
| STRATEGY | 86280R209 | EXCHANGE TRADED | 2,162 | $87,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 330 | $87,000 | thousands by filing date | |
| PROSHARES TR | 74347B185 | FUND | 3,848 | $87,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 13,781 | $87,000 | thousands by filing date | |
| FI ENHANCED GLBL HIGH YLD BCSB | 06746Q249 | COM | 856 | $87,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 600 | $86,000 | thousands by filing date | put |
| NELNET INC | 64031N108 | CL A | 1,559 | $86,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 6,655 | $86,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 1,163 | $86,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 3,795 | $86,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 1,691 | $86,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 23,143 | $86,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 16,903 | $86,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A727 | CLEARSHS OCIO | 3,303 | $86,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 6,342 | $86,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II VCSHS EMRG VOLTY | 92647N857 | CEF | 3,327 | $86,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 2,203 | $85,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 200 | $85,000 | thousands by filing date | put |
| QUINSTREET INC | 74874Q100 | COM | 6,263 | $85,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 4,695 | $85,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 2,651 | $85,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 5,983 | $85,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 4,416 | $85,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 32,648 | $85,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K117 | DAILY NAT GAS RE | 2,993 | $85,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A875 | DMND HILL VAL | 2,621 | $85,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 1,214 | $84,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 2,561 | $84,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 9,856 | $84,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 1,752 | $84,000 | thousands by filing date | |
| PROSHARES TR | 74348A491 | ULSH 20YRTRE NEW | 3,750 | $84,000 | thousands by filing date | |
| SPDR DOW JONES INDUSTRIAL AVRG ETF | 46435G870 | COM | 3,051 | $84,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 20,100 | $84,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 25,156 | $84,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC | 92828Q208 | PFD CV SER D | 943 | $84,000 | thousands by filing date | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 1,226 | $83,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 3,149 | $83,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 1,130 | $83,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 1,393 | $83,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 953 | $83,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 17,486 | $83,000 | thousands by filing date | |
| WISDOMTREE TR DYNAMIC US EQT | 97717X297 | CEF | 3,575 | $83,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 3,920 | $82,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L761 | CR SCD US BD | 1,625 | $82,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 2,135 | $82,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 18,530 | $82,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 4,855 | $82,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 1,628 | $82,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U200 | 7% CN SR NT 2023 | 3,100 | $82,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L204 | UNIT 99/99/9999 | 8,224 | $82,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 3,425 | $81,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 9,543 | $81,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 7,843 | $81,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 3,412 | $81,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W598 | BLOOMBERG ROLL | 1,766 | $81,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 12,437 | $81,000 | thousands by filing date | |
| PROSHARES TR | 74347R768 | ULTRA CONSU STAP | 1,886 | $81,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q510 | ACTIVE EQTY OPPT | 2,454 | $81,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 5,094 | $81,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 45,200 | $81,000 | thousands by filing date | |
| INVESCO BLDRS INDEX FDS TR | 46090C206 | DEVLPD MKTS100 | 3,776 | $81,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 1,500 | $80,000 | thousands by filing date | put |
| JELD-WEN HLDG INC | 47580P103 | COM | 4,516 | $80,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 3,251 | $80,000 | thousands by filing date | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 2,445 | $80,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 8,834 | $80,000 | thousands by filing date | |
| PROSHARES TR | 74348A582 | ULTRAPRO FINLS | 1,137 | $80,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E119 | MSCI SUPR EM ETF | 5,650 | $80,000 | thousands by filing date | |
| PROSHARES TR | 74347B177 | BASIC MAT NEW | 2,801 | $80,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 500 | $79,000 | thousands by filing date | put |
| NLIGHT INC | 65487K100 | COM | 3,525 | $79,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 3,397 | $79,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 3,222 | $79,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A511 | CMN | 2,607 | $79,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E661 | CMN | 1,787 | $79,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 3,452 | $79,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 12,500 | $79,000 | thousands by filing date | call |
| AK STEEL HOLDING CORP | 001547108 | COM | 28,735 | $79,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 27,931 | $79,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F108 | SHS | 7,698 | $79,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 10,989 | $78,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 4,708 | $78,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 600 | $78,000 | thousands by filing date | put |
| PGIM ETF TR | 69344A107 | PGIM ULTRA SH BD | 1,550 | $78,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 5,636 | $78,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 1,637 | $78,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 3,260 | $78,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 2,023 | $78,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 13,743 | $78,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 400 | $77,000 | thousands by filing date | put |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 39,332 | $77,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 2,275 | $77,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 1,777 | $77,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 1,256 | $77,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 5,715 | $77,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 2,812 | $77,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 12,797 | $77,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 8,220 | $77,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 3,676 | $76,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 2,484 | $76,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 8,267 | $76,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 6,671 | $76,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 5,434 | $76,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L753 | CR SCORED LONG | 1,461 | $76,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 2,510 | $76,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 5,000 | $76,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 21,752 | $75,000 | thousands by filing date | call |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 29,882 | $75,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 1,221 | $75,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 1,437 | $75,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 3,079 | $75,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 32,098 | $75,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y301 | Cmn | 3,105 | $75,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 23,676 | $74,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 600 | $74,000 | thousands by filing date | put |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 2,443 | $74,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 1,146 | $74,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 5,264 | $74,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 22,203 | $74,000 | thousands by filing date | |
| ISHARES TR | 46435G813 | MSCI SPAIN ETF | 3,441 | $74,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 4,424 | $73,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 1,700 | $73,000 | thousands by filing date | call |
| ST JOE CO | 790148100 | COM | 4,427 | $73,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 1,243 | $73,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 6,877 | $73,000 | thousands by filing date | |
| CARBON BLACK INC | 14081R103 | COM | 5,261 | $73,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25155L293 | FI ENH GL0BAL HY | 425 | $73,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 2,967 | $72,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 5,042 | $72,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 8,238 | $72,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 1,938 | $72,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 2,541 | $72,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 6,388 | $72,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 31,939 | $72,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L508 | ALPHA ARCHITECT | 2,898 | $72,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 4,276 | $72,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 5,000 | $71,000 | thousands by filing date | call |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 3,729 | $71,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y280 | DLY FTS BUL 3X | 2,695 | $71,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 1,493 | $71,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 1,281 | $71,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 8,023 | $71,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 5,466 | $71,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 2,959 | $71,000 | thousands by filing date | |
| USAA ETF TR | 90291F105 | MSCI USA VL MT | 1,420 | $71,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 3,545 | $70,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 1,097 | $70,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 4,620 | $70,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 8,815 | $70,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 5,243 | $70,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 1,355 | $70,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 21,563 | $70,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K273 | COM | 1,865 | $70,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 1,125 | $69,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 4,410 | $69,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 2,097 | $69,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 2,869 | $69,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 14,625 | $69,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 22,100 | $69,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q528 | DYNAM US ETF | 2,153 | $69,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 17,515 | $69,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 157,454 | $69,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T205 | COM NEW | 15,154 | $69,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 2,978 | $68,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 3,415 | $68,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 8,542 | $68,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 30,000 | $68,000 | thousands by filing date | put |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 5,076 | $68,000 | thousands by filing date | |
| PROSHARES TR II | 74347W460 | PROSHS U/SHAUS | 1,252 | $68,000 | thousands by filing date | |
| LUOKUNG TECHNOLOGY CORP | G56981106 | SHS | 9,098 | $68,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E851 | DAILY JR BULL 3X | 6,942 | $68,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 1,977 | $67,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 2,403 | $67,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 4,623 | $67,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 7,059 | $67,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 4,830 | $67,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 14,162 | $67,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 1,851 | $67,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 6,090 | $67,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 6,166 | $67,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 6,818 | $66,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 5,280 | $66,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 9,359 | $66,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 1,176 | $66,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 1,650 | $66,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 5,053 | $66,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 38,090 | $66,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 30,917 | $66,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B511 | IQ LEADERS GTA | 2,765 | $66,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F783 | POLAND ETF | 3,960 | $66,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 1,610 | $65,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 1,202 | $65,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 1,374 | $65,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 60,000 | $65,000 | thousands by filing date | principal |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 66,761 | $65,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 30,000 | $65,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G607 | SHIPPING ETF | 7,410 | $65,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 4,864 | $64,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 2,455 | $64,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 6,400 | $64,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E737 | CMN | 2,077 | $64,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 976 | $64,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 2,647 | $64,000 | thousands by filing date | |
| PROSHARES TR | 74348A368 | ULTRASHORT INDL | 4,562 | $64,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 12,223 | $63,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 8,505 | $63,000 | thousands by filing date | |
| BRAEMAR HOTELS & RESORTS INC | 10482B200 | 5.5 CUM CV PFD B | 3,147 | $63,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 1,052 | $63,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 10,000 | $63,000 | thousands by filing date | put |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 4,337 | $63,000 | thousands by filing date | |
| INNOVATOR ETFS TR II | 45783G102 | LADRD FD US EQT | 1,897 | $63,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 1,515 | $63,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 3,238 | $63,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 1,014 | $63,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R103 | CL A | 6,128 | $63,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 37,233 | $62,000 | thousands by filing date | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 2,752 | $62,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 858 | $62,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 751 | $62,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 4,594 | $62,000 | thousands by filing date | |
| WATSCO INC | 942622101 | CL B CONV | 436 | $62,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 594 | $62,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 4,186 | $62,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 79,000 | $62,000 | thousands by filing date | principal |
| GOLD STD VENTURES CORP | 380738104 | COM | 61,078 | $62,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 2,110 | $62,000 | thousands by filing date | |
| PROSHARES TR II | 74347W742 | PROSHS SHT EUR | 1,401 | $62,000 | thousands by filing date | |
| DBX ETF TR | 233051762 | XTRACK MSCI CHNA | 1,788 | $62,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643103 | COM CL A | 6,200 | $62,000 | thousands by filing date | |
| DBX ETF TR | 233051473 | XTRCK BRCLY TRSY | 1,240 | $62,000 | thousands by filing date | |
| ISHARES TR | 46435G664 | ADAPTV EUR ETF | 2,314 | $62,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 2,113 | $61,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 1,674 | $61,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 2,291 | $61,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 3,355 | $61,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 3,626 | $61,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 5,250 | $61,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 1,900 | $61,000 | thousands by filing date | call |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 5,836 | $61,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 1,654 | $61,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 756 | $61,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 12,791 | $61,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 5,901 | $61,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 6,452 | $61,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 3,887 | $61,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y405 | 20YR TRES BEAR | 3,143 | $61,000 | thousands by filing date | |
| INSPIRE 500 ETF | 45782C201 | ETF | 2,866 | $61,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 23,135 | $61,000 | thousands by filing date | |
| WISDOMTREE DYNAMIC LONG/SHORT | 97717x313 | INDX FD | 2,073 | $61,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 3,219 | $60,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 18,052 | $60,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 4,847 | $60,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 41,372 | $60,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 2,607 | $60,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 29,243 | $60,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 3,094 | $60,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 5,588 | $60,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 2,349 | $60,000 | thousands by filing date | |
| CONTURA ENERGY INC | 21241B100 | COM | 1,036 | $60,000 | thousands by filing date | |
| CITIGROUP INC NEW | 17321F201 | CTRAKS ETN MILLR | 4,372 | $60,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y103 | SCIEN BETA | 1,896 | $60,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 1,768 | $59,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 3,069 | $59,000 | thousands by filing date | |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 4,743 | $59,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 15,814 | $59,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 1,000 | $59,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 1,886 | $59,000 | thousands by filing date | |
| ISHARES TR | 46435G821 | MSCI ITALY ETF | 3,484 | $59,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C781 | GLOBAL ESG ETF | 2,038 | $59,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 6,822 | $58,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 1,250 | $58,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 2,375 | $58,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B202 | EM CORE EX ETF | 2,292 | $58,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 34,946 | $58,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 1,698 | $58,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 19,398 | $58,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 7,561 | $58,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y116 | CSI300 CHINA1X | 1,955 | $58,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 14,494 | $58,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 6,381 | $57,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 800 | $57,000 | thousands by filing date | put |
| HECLA MNG CO | 422704106 | COM | 24,888 | $57,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 2,368 | $57,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 12,589 | $57,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 2,909 | $57,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 600 | $56,000 | thousands by filing date | put |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 930 | $56,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 3,512 | $56,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 788 | $56,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 2,146 | $56,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 1,489 | $56,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y768 | STAR GLOB BUYW | 1,784 | $56,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M209 | COM | 3,551 | $56,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 15,500 | $56,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 30,348 | $56,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 5,093 | $56,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X376 | MSCI CDA STRTGIC | 974 | $56,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 2,000 | $55,000 | thousands by filing date | call |
| GNC HLDGS INC | 36191G107 | COM CL A | 20,130 | $55,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 10,430 | $55,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 8,083 | $55,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 1,899 | $55,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 2,020 | $55,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 4,712 | $55,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X812 | INDXX GLOBAL AGR | 2,371 | $55,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 2,392 | $55,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 2,359 | $55,000 | thousands by filing date | |
| LINCOLN NATL CORP IND | 534187117 | *W EXP 07/10/201 | 1,000 | $55,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 2,500 | $55,000 | thousands by filing date | |
| CITIGROUP GLOBAL MKTS HLDGS | 17325E291 | VLCTYSHS 3X LNG | 3,039 | $55,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L720 | CUR HDG DM IDX | 2,035 | $55,000 | thousands by filing date | |
| REALITY | 75605A884 | SHS ETF TR FUNDDSTRAT DQM | 2,150 | $55,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G830 | VIRTUS GLOVIST | 2,500 | $55,000 | thousands by filing date | |
| PROSHARES TR | 74347B193 | ULTRAPRO SHORT N | 4,142 | $55,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 2,941 | $54,000 | thousands by filing date | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 1,893 | $54,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 2,700 | $54,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 1,086 | $54,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 920 | $54,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 732 | $54,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 3,184 | $54,000 | thousands by filing date | |
| CITIGROUP GLOBAL | 17326E647 | MKT HLDGS I VELCTYSHS USDAUD | 3,000 | $54,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 1,108 | $53,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 621 | $53,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 2,938 | $53,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 300 | $53,000 | thousands by filing date | put |
| FRANKLIN FTSE EUROPE ETF | 35473P652 | ETF | 2,290 | $53,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 3,526 | $53,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 26,685 | $53,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 1,696 | $53,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-19-004687 | this filing | 2019-05-14 | acceptance time not in the bulk data set |