13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-14, with 7,786 holding rows worth $242,068,153,000.
- Accession
- 0000950123-19-004687
- Filer
- CIK 1610520
- Filed
- 2019-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A combination report, 12,989 entries on the cover page, a total value of $242,068,153,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $242,068,239,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FERRO CORP | 315405100 | COM | 12,828 | $243,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 11,416 | $243,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 6,998 | $243,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 9,019 | $242,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 47,666 | $241,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 8,244 | $239,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 11,871 | $239,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 6,267 | $238,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 23,950 | $238,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V829 | DWA NASDAQ MNT | 2,173 | $238,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 4,008 | $237,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 22,386 | $237,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 3,478 | $236,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 8,739 | $236,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 6,914 | $236,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 23,607 | $236,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 5,212 | $235,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 30,372 | $235,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 5,413 | $235,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 6,834 | $234,000 | thousands by filing date | |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 28,100 | $234,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 7,262 | $233,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 5,163 | $232,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 15,729 | $231,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 51,078 | $230,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 24,699 | $229,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 44,403 | $229,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 11,934 | $229,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 7,324 | $227,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 12,181 | $227,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 15,376 | $226,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 4,153 | $226,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 12,852 | $225,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 2,825 | $225,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 8,331 | $224,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 16,645 | $224,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 10,626 | $223,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 75,818 | $223,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 22,800 | $222,000 | thousands by filing date | put |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 10,419 | $222,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 4,755 | $221,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 3,024 | $221,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 24,126 | $221,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 7,110 | $220,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 17,072 | $219,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 3,400 | $219,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 10,089 | $219,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 8,947 | $219,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 28,440 | $219,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 3,982 | $218,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 10,000 | $218,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 13,818 | $218,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 9,139 | $218,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154H731 | DB GOLD SHORT | 15,142 | $217,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 2,478 | $216,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 7,423 | $216,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 46,839 | $216,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 17,276 | $216,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 9,828 | $215,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 4,177 | $215,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 9,870 | $215,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 10,162 | $215,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 6,729 | $215,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 14,487 | $214,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 16,319 | $214,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 69,860 | $214,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 2,888 | $213,000 | thousands by filing date | |
| HESS MIDSTREAM PARTNERS LP | 428104103 | UNIT LTD PR INT | 10,000 | $212,000 | thousands by filing date | put |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 32,200 | $212,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 10,692 | $211,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 10,333 | $210,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 9,549 | $209,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 5,909 | $207,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 3,159 | $207,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 15,000 | $207,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 19,794 | $206,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 10,000 | $206,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 4,794 | $206,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 14,552 | $206,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 16,329 | $205,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 582 | $205,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 171,040 | $205,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 13,123 | $205,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 15,783 | $204,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 8,217 | $204,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 6,164 | $203,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 25,186 | $203,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 14,619 | $203,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 4,685 | $203,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 21,527 | $203,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 65,631 | $203,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 20,441 | $203,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 3,017 | $202,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 8,945 | $202,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 5,400 | $202,000 | thousands by filing date | call |
| PROSHARES TR ULTPRO SHT 2017 | 74348A152 | CEF | 7,905 | $202,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 2,641 | $201,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 6,925 | $201,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 8,615 | $200,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 5,012 | $200,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 35,650 | $200,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 33,780 | $200,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 10,400 | $199,000 | thousands by filing date | call |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 65,530 | $197,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 64,273 | $197,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 35,616 | $197,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 2,400 | $196,000 | thousands by filing date | call |
| BAR HBR BANKSHARES | 066849100 | COM | 7,586 | $196,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 4,709 | $196,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 15,720 | $196,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 45,008 | $195,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 14,747 | $195,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 13,634 | $194,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 2,352 | $194,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 1,794 | $194,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P449 | FUND | 4,441 | $194,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 14,235 | $194,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 7,899 | $193,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 3,555 | $193,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 9,823 | $193,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 4,477 | $193,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 700 | $192,000 | thousands by filing date | put |
| Berry Corp | 08579X101 | Common Stock | 16,659 | $192,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 60,000 | $191,000 | thousands by filing date | call |
| MODERNA INC | 60770K107 | COM | 9,385 | $191,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 9,848 | $191,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06744M836 | NT LKD SER B26 | 1,447 | $191,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 11,204 | $190,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 14,532 | $190,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 6,101 | $189,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E562 | DAILY TECHNOLOGY | 12,282 | $189,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 6,967 | $188,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 1,795 | $188,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 19,749 | $188,000 | thousands by filing date | |
| ELECTRO-SENSORS INC | 285233102 | COM | 54,863 | $188,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22542D290 | VELOCITY SHS ETN | 2,864 | $188,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 7,586 | $187,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 9,078 | $187,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 10,126 | $187,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 5,344 | $187,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 10,853 | $186,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 4,990 | $186,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 10,447 | $186,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 14,073 | $186,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 1,400 | $185,000 | thousands by filing date | put |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 10,000 | $185,000 | thousands by filing date | put |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 12,936 | $185,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 16,049 | $185,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 47,930 | $184,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 3,282 | $184,000 | thousands by filing date | |
| INVSC RAFI US 1500 SML MID ETF | 46137V209 | ETF | 4,994 | $184,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 11,844 | $184,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 4,625 | $183,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 10,429 | $183,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 16,669 | $183,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 12,518 | $182,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 11,222 | $182,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 9,351 | $182,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 1,968 | $182,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 7,830 | $182,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 4,800 | $182,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 186,115 | $182,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 2,962 | $181,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 5,667 | $181,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 9,094 | $181,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 7,200 | $181,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 12,605 | $181,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 39,120 | $181,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 13,300 | $181,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 33,453 | $181,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 2,369 | $180,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 7,822 | $180,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 13,040 | $180,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 7,506 | $180,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 25,732 | $180,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 7,882 | $180,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 6,135 | $180,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 2,159 | $179,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 6,261 | $179,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 3,825 | $179,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 14,753 | $179,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 280,731 | $178,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 3,079 | $178,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 5,679 | $178,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 4,461 | $178,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 5,332 | $178,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 4,675 | $178,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR MFS SYS GWT EQ | 78467V889 | CEF | 2,189 | $178,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 14,442 | $177,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 1,242 | $177,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 8,203 | $177,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 14,111 | $177,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 3,681 | $176,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 5,000 | $176,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 18,792 | $176,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 5,088 | $175,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 20,984 | $175,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572108 | CL B | 572 | $175,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 18,528 | $175,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 5,642 | $174,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 9,910 | $174,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 4,774 | $174,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 4,427 | $173,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 6,759 | $173,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 2,683 | $173,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 11,530 | $173,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 3,593 | $173,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 40,325 | $172,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 3,600 | $172,000 | thousands by filing date | put |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 5,962 | $172,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 9,433 | $171,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 15,041 | $171,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 2,162 | $171,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 1,500 | $171,000 | thousands by filing date | put |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 4,969 | $170,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 4,422 | $170,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 10,000 | $170,000 | thousands by filing date | put |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 7,007 | $169,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 14,088 | $169,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 8,379 | $169,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 9,554 | $168,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 5,706 | $168,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 10,641 | $168,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 9,569 | $168,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 9,815 | $168,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 10,670 | $168,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V871 | MFS SYS VAL EQ | 2,548 | $168,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 15,033 | $167,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 3,307 | $167,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 12,822 | $167,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 2,635 | $167,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 9,297 | $167,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F706 | Cmn | 9,379 | $167,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 7,711 | $166,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 6,700 | $166,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 4,417 | $166,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 2,807 | $166,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 17,816 | $166,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 8,914 | $165,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 5,418 | $165,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 1,174 | $165,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 6,128 | $165,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 9,398 | $165,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 2,394 | $164,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 3,139 | $164,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 10,388 | $164,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 4,200 | $163,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 2,841 | $163,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 18,348 | $163,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 3,721 | $163,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 5,145 | $162,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 2,707 | $162,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 12,890 | $162,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 6,499 | $162,000 | thousands by filing date | |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 1,823 | $162,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 7,553 | $161,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 8,409 | $161,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 12,500 | $161,000 | thousands by filing date | put |
| MILACRON HLDGS CORP | 59870L106 | COM | 14,175 | $160,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 19,858 | $160,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 4,113 | $159,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 14,626 | $159,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 2,678 | $159,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 900 | $158,000 | thousands by filing date | put |
| PROSHARES TR | 74347X815 | ULTRA MDCAP400 | 1,551 | $158,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 34,071 | $158,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 19,351 | $158,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 8,048 | $157,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 17,267 | $157,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 105,215 | $157,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 41,444 | $157,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 7,098 | $156,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 20,682 | $155,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 28,603 | $155,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 12,369 | $155,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 12,148 | $155,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 30,762 | $155,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 3,932 | $154,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E711 | CMN | 4,405 | $154,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 44,419 | $154,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 6,170 | $154,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 59,685 | $153,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 11,353 | $153,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 13,401 | $153,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 4,798 | $152,000 | thousands by filing date | |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 1,599 | $152,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 3,042 | $152,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 3,046 | $152,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 29,140 | $152,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 10,768 | $151,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 3,702 | $151,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 7,668 | $151,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 13,136 | $151,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 24,918 | $151,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 7,849 | $150,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 4,090 | $150,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 3,110 | $150,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 9,988 | $150,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y413 | DLY JPN BULL 3X | 2,914 | $150,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 4,591 | $149,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 10,665 | $149,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 4,313 | $149,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 4,501 | $148,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 5,039 | $148,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 4,615 | $148,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 900 | $147,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 3,838 | $147,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 7,975 | $147,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 2,545 | $147,000 | thousands by filing date | |
| Wellesley Bancorp. | 949485106 | COM | 4,826 | $147,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 5,306 | $146,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 7,699 | $146,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 14,445 | $146,000 | thousands by filing date | |
| PRECIPIO INC | 74019L107 | COM | 77,894 | $146,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 29,160 | $145,000 | thousands by filing date | |
| STRATEGY | 86280R100 | EXCHANGE TRADED | 4,181 | $145,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 11,889 | $145,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 1,731 | $144,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 10,280 | $144,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 7,726 | $143,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 11,045 | $143,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E289 | S&P EMRNG MMTM | 8,935 | $143,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 2,386 | $143,000 | thousands by filing date | |
| ProShares UltraShort MSCI Brazil Capped | 74347B292 | ETP | 4,954 | $143,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 4,974 | $142,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 9,507 | $142,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 13,280 | $142,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061888 | VALUE MOMENTUM | 6,814 | $141,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 10,524 | $141,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 13,325 | $140,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 30,200 | $140,000 | thousands by filing date | call |
| ENOVA INTL INC | 29357K103 | COM | 6,123 | $140,000 | thousands by filing date | |
| PROSHARES TR II | 74347W270 | ULTRA YEN NEW | 2,510 | $140,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 10,743 | $140,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 2,948 | $140,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 1,738 | $139,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 5,080 | $139,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 24,566 | $139,000 | thousands by filing date | |
| REALITY SHS ETF TR | 75605A405 | DIVCN LDRS ETF | 4,152 | $139,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U207 | UNIT 03/31/2021 | 13,900 | $139,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 3,924 | $138,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 4,301 | $138,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 3,448 | $138,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 6,484 | $138,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 7,781 | $137,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 2,769 | $137,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 11,278 | $137,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 3,821 | $137,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 10,000 | $137,000 | thousands by filing date | put |
| Radcom Ltd | M81865111 | COM | 18,410 | $137,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 7,326 | $137,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 21,675 | $137,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 4,266 | $137,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 4,610 | $137,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 2,901 | $136,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 5,700 | $136,000 | thousands by filing date | call |
| GUESS INC COM | 401617105 | Stock | 6,901 | $136,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 19,694 | $136,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 4,559 | $136,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 1,602 | $136,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 222,063 | $136,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 12,063 | $136,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 7,841 | $136,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 24,833 | $135,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 4,295 | $135,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D670 | 3X INVERS GOLD | 2,908 | $135,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E547 | DAILY MSCI EMERG | 3,086 | $135,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 7,585 | $134,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 7,824 | $134,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E877 | DLY JR GOLD 3X | 3,407 | $134,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 90,000 | $134,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 1,718 | $133,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 4,742 | $133,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 3,900 | $133,000 | thousands by filing date | call |
| SIERRA WIRELESS INC | 826516106 | COM | 10,752 | $133,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 24,000 | $133,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 3,783 | $133,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935805 | US VALUE FACTR | 1,834 | $132,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 835 | $132,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 8,553 | $131,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 9,439 | $131,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 5,079 | $131,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 8,339 | $131,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 27,500 | $131,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 6,721 | $131,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 14,110 | $131,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 2,626 | $131,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 1,500 | $130,000 | thousands by filing date | put |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 2,668 | $130,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 10,481 | $130,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 12,038 | $130,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 5,920 | $130,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 4,991 | $130,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 2,863 | $130,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 10,901 | $130,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 2,000 | $129,000 | thousands by filing date | call |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 6,703 | $129,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 4,695 | $129,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 1,222 | $129,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 7,741 | $128,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 7,410 | $128,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 6,989 | $128,000 | thousands by filing date | |
| PROSHARES TR | 74347R750 | ULTRA CONS DISCR | 1,302 | $128,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 2,829 | $128,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 7,852 | $128,000 | thousands by filing date | |
| CLEMENTIA PHARMACEUTICALS IN | 185575107 | COM | 4,918 | $128,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 12,314 | $128,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 10,040 | $128,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 34,000 | $127,000 | thousands by filing date | call |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 6,942 | $127,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 4,959 | $127,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 45,000 | $126,000 | thousands by filing date | put |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,000 | $126,000 | thousands by filing date | put |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 4,100 | $126,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 1,892 | $126,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 3,857 | $126,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 26,583 | $126,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 41,456 | $126,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 500 | $125,000 | thousands by filing date | put |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 1,300 | $125,000 | thousands by filing date | put |
| IMMUNOMEDICS INC | 452907108 | COM | 6,545 | $125,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 52,395 | $125,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 1,500 | $124,000 | thousands by filing date | call |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 73,367 | $124,000 | thousands by filing date | |
| CLPS INCORPORATION | G31642104 | COM | 12,035 | $124,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E521 | FUND | 2,815 | $124,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 12,830 | $123,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 5,244 | $123,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y165 | DAILY 500 2X ETF | 2,357 | $123,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 9,126 | $123,000 | thousands by filing date | |
| STEWARDSHIP FINL CORP | 860326107 | COM | 13,234 | $123,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 20,147 | $123,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 16,539 | $122,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 1,000 | $121,000 | thousands by filing date | put |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 6,017 | $121,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 2,044 | $121,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 2,360 | $121,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746Q256 | ENHANCED EURP C | 1,340 | $121,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 5,769 | $120,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 2,742 | $120,000 | thousands by filing date | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 2,642 | $119,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 5,000 | $119,000 | thousands by filing date | put |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 3,143 | $119,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 3,691 | $119,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 8,250 | $119,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 115,642 | $119,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 2,600 | $118,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 3,481 | $118,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 9,813 | $118,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 17,847 | $118,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 2,000 | $117,000 | thousands by filing date | put |
| IES HOLDINGS INC | 44951W106 | COM | 6,571 | $117,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 3,727 | $117,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 3,702 | $117,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 29,336 | $117,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 6,418 | $117,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRANCH | 22539U107 | FI ENHNCD EUR 50 | 1,347 | $117,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 25,084 | $116,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 3,276 | $116,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 1,862 | $116,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 12,857 | $116,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 7,213 | $116,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 5,564 | $116,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 56,838 | $115,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 4,664 | $115,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 8,320 | $115,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 6,554 | $115,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 6,000 | $115,000 | thousands by filing date | |
| RIVERVIEW FINL CORP NEW | 76940Q105 | COM | 9,962 | $115,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 2,688 | $114,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 7,173 | $114,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 2,883 | $114,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 2,913 | $114,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 7,142 | $114,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH VE | 22542d316 | COM | 1,198 | $114,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 3,548 | $113,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 2,047 | $113,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 10,929 | $113,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 6,806 | $113,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 32,407 | $113,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVS ETF | 75605A108 | CEF | 4,294 | $113,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C674 | RUSL 1000 QTLY | 4,000 | $113,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 800 | $112,000 | thousands by filing date | put |
| UNIQURE NV | N90064101 | SHS | 1,866 | $112,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 3,988 | $112,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 5,732 | $112,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 46,527 | $112,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 6,945 | $112,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 4,946 | $112,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 14,050 | $112,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 2,708 | $112,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 4,250 | $112,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 7,000 | $111,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 1,145 | $111,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 10,777 | $111,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 17,460 | $111,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 24,407 | $111,000 | thousands by filing date | |
| USAA ETF TR | 90291F204 | MSCI USA SMALL | 2,168 | $111,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 5,094 | $110,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 6,700 | $110,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-19-004687 | this filing | 2019-05-14 | acceptance time not in the bulk data set |