13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-14, with 7,786 holding rows worth $242,068,153,000.
- Accession
- 0000950123-19-004687
- Filer
- CIK 1610520
- Filed
- 2019-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A combination report, 12,989 entries on the cover page, a total value of $242,068,153,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $242,068,239,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPX CORP | 784635104 | COMMON STOCK | 99,913 | $3,476,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 1,773,042 | $3,475,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R754 | CL A | 69,066 | $3,473,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 142,401 | $3,472,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 62,179 | $3,460,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 527,417 | $3,460,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 159,644 | $3,457,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 84,961 | $3,452,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 135,483 | $3,448,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 92,292 | $3,444,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 26,470 | $3,442,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 48,501 | $3,442,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 56,359 | $3,436,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 86,549 | $3,431,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 137,194 | $3,419,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 55,350 | $3,417,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 39,018 | $3,413,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 30,024 | $3,410,000 | thousands by filing date | |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 62,036 | $3,410,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 106,357 | $3,408,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 149,950 | $3,407,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 484,630 | $3,407,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 281,086 | $3,404,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 56,055 | $3,402,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 25,083 | $3,399,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 92,981 | $3,393,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 62,742 | $3,393,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 360,986 | $3,390,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 211,736 | $3,386,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E396 | S&P 500 CONC ETF | 100,976 | $3,383,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 249,223 | $3,380,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 260,000 | $3,380,000 | thousands by filing date | put |
| VIACOM INC | 92553P201 | CL B | 120,400 | $3,380,000 | thousands by filing date | call |
| YETI HLDGS INC COM | 98585X104 | Stock | 111,713 | $3,379,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 22,953 | $3,375,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 65,000 | $3,374,000 | thousands by filing date | put |
| CARS COM INC | 14575E105 | COM | 147,724 | $3,368,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 36,749 | $3,343,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 102,526 | $3,340,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 257,616 | $3,338,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 129,942 | $3,337,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 71,963 | $3,336,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 34,351 | $3,335,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 116,228 | $3,331,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 175,241 | $3,330,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 265,000 | $3,328,000 | thousands by filing date | put |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 83,692 | $3,318,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 68,029 | $3,316,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 125,360 | $3,315,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 40,274 | $3,312,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 289,522 | $3,303,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 109,132 | $3,300,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 86,696 | $3,296,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 19,372 | $3,282,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 250,000 | $3,275,000 | thousands by filing date | call |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 69,900 | $3,270,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 46,911 | $3,267,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 34,350 | $3,267,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 133,967 | $3,266,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 78,500 | $3,248,000 | thousands by filing date | put |
| IAMGOLD CORP COM | 450913108 | Stock | 935,691 | $3,247,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 171,823 | $3,247,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 65,371 | $3,246,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 59,512 | $3,243,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 473,643 | $3,242,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 193,238 | $3,238,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 35,372 | $3,236,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 204,556 | $3,220,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 3,269 | $3,208,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 117,200 | $3,208,000 | thousands by filing date | put |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 127,311 | $3,205,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 125,318 | $3,204,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 15,400 | $3,200,000 | thousands by filing date | put |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 38,100 | $3,199,000 | thousands by filing date | put |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 196,118 | $3,197,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 95,136 | $3,197,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 57,075 | $3,196,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 111,195 | $3,195,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 52,141 | $3,188,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 186,393 | $3,186,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 100,000 | $3,185,000 | thousands by filing date | call |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 24,900 | $3,180,000 | thousands by filing date | put |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 252,584 | $3,173,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 351,683 | $3,169,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 18,000 | $3,168,000 | thousands by filing date | call |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 336,624 | $3,167,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 120,829 | $3,157,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 48,264 | $3,156,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 33,168 | $3,148,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 198,504 | $3,147,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 142,915 | $3,144,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 128,280 | $3,136,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 119,075 | $3,135,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 46,224 | $3,127,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 77,249 | $3,123,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 19,908 | $3,120,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 64,600 | $3,110,000 | thousands by filing date | call |
| FTAI AVIATION LTD | 34960P101 | COM | 181,772 | $3,110,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 130,551 | $3,107,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 280,198 | $3,102,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 832,420 | $3,097,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 48,743 | $3,095,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 109,100 | $3,092,000 | thousands by filing date | put |
| MONGODB INC CL A | 60937P106 | Stock | 21,000 | $3,087,000 | thousands by filing date | call |
| ERIE INDTY CO CL A | 29530P102 | Stock | 17,276 | $3,084,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 93,339 | $3,079,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 473,056 | $3,075,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 73,761 | $3,066,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 176,193 | $3,059,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 61,393 | $3,055,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 95,707 | $3,053,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 113,365 | $3,048,000 | thousands by filing date | |
| TRIP COM GROUP LTD | 22943FAM2 | DBCV 1.250% 9/1 | 3,000,000 | $3,043,000 | thousands by filing date | principal |
| TETRA TECH INC NEW | 88162G103 | COM | 50,828 | $3,029,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 256,393 | $3,023,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 43,700 | $3,020,000 | thousands by filing date | call |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 132,154 | $3,013,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 38,698 | $3,009,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 60,100 | $3,005,000 | thousands by filing date | call |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 149,916 | $3,000,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 109,292 | $2,994,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 257,688 | $2,992,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 132,173 | $2,991,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 39,311 | $2,989,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 378,296 | $2,988,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 67,947 | $2,985,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 22,000 | $2,981,000 | thousands by filing date | call |
| LHC GROUP | 50187A107 | COM | 26,884 | $2,980,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L207 | SELECT US EQTY | 131,815 | $2,976,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 53,290 | $2,974,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 23,369 | $2,972,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 56,150 | $2,966,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 69,300 | $2,963,000 | thousands by filing date | put |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 35,333 | $2,963,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 571,736 | $2,962,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 481,039 | $2,958,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 193,845 | $2,956,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 35,922 | $2,955,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 103,847 | $2,938,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 125,000 | $2,935,000 | thousands by filing date | call |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 214,581 | $2,931,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 68,491 | $2,931,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 52,379 | $2,929,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 94,912 | $2,911,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 53,565 | $2,908,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 625,370 | $2,908,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 50,000 | $2,903,000 | thousands by filing date | call |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 121,144 | $2,903,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 24,542 | $2,897,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 40,200 | $2,895,000 | thousands by filing date | put |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 192,359 | $2,891,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 700,000 | $2,891,000 | thousands by filing date | call |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 296,864 | $2,888,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 195,578 | $2,887,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 132,734 | $2,884,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 33,226 | $2,884,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 44,243 | $2,883,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 329,460 | $2,880,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 149,264 | $2,879,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 141,000 | $2,879,000 | thousands by filing date | call |
| SL GREEN REALTY CORP | 78440X101 | COM | 32,009 | $2,878,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 3,056,000 | $2,876,000 | thousands by filing date | principal |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 37,700 | $2,870,000 | thousands by filing date | call |
| TOPBUILD COR COM | 89055F103 | Stock | 44,243 | $2,868,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 116,130 | $2,868,000 | thousands by filing date | call |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 150,633 | $2,864,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 87,362 | $2,856,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 67,000 | $2,852,000 | thousands by filing date | call |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 19,600 | $2,847,000 | thousands by filing date | put |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 10,000 | $2,843,000 | thousands by filing date | call |
| Blackrock 2022 Global In | 09258P104 | ETF | 313,732 | $2,842,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 53,241 | $2,841,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 79,936 | $2,840,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 199,931 | $2,839,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 347,458 | $2,838,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 136,588 | $2,836,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 63,109 | $2,835,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 114,365 | $2,835,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 20,400 | $2,832,000 | thousands by filing date | call |
| NUTRIEN LTD COM | 67077M108 | Stock | 53,600 | $2,828,000 | thousands by filing date | call |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 3,165,000 | $2,825,000 | thousands by filing date | principal |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 52,503 | $2,824,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 45,879 | $2,823,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 45,116 | $2,806,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 51,300 | $2,805,000 | thousands by filing date | call |
| CARNIVAL PLC ADS | 14365C103 | ADR | 56,301 | $2,804,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 34,058 | $2,802,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 48,850 | $2,800,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 87,040 | $2,800,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 3,000,000 | $2,799,000 | thousands by filing date | principal |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 27,500 | $2,795,000 | thousands by filing date | put |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 66,375 | $2,792,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 38,886 | $2,789,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 96,354 | $2,788,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 76,482 | $2,783,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 367,122 | $2,783,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 97,731 | $2,781,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 100,679 | $2,777,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 41,184 | $2,773,000 | thousands by filing date | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 101,677 | $2,772,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 59,200 | $2,769,000 | thousands by filing date | put |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 109,634 | $2,769,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 80,000 | $2,760,000 | thousands by filing date | put |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 59,162 | $2,759,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 61,185 | $2,758,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 55,000 | $2,757,000 | thousands by filing date | call |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 216,456 | $2,753,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 87,257 | $2,750,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 37,117 | $2,750,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 52,905 | $2,743,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 221,051 | $2,739,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 314,120 | $2,736,000 | thousands by filing date | call |
| RH | 74967X103 | COM | 26,558 | $2,734,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 98,914 | $2,734,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 130,173 | $2,733,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 121,176 | $2,728,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 302,267 | $2,723,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 92,256 | $2,722,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 301,925 | $2,717,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 132,160 | $2,714,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 109,311 | $2,712,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 136,251 | $2,712,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 272,402 | $2,708,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 44,588 | $2,704,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 111,584 | $2,702,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 143,445 | $2,698,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 222,628 | $2,696,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 56,438 | $2,694,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 20,806 | $2,693,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 30,220 | $2,691,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 80,465 | $2,682,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 107,791 | $2,678,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 59,929 | $2,671,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 22,311 | $2,669,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 40,925 | $2,667,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 110,793 | $2,665,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 89,781 | $2,662,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 20,000 | $2,658,000 | thousands by filing date | call |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 59,743 | $2,654,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 91,656 | $2,648,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 159,207 | $2,646,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 38,963 | $2,644,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 122,824 | $2,643,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 304,000 | $2,642,000 | thousands by filing date | call |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 46,764 | $2,641,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 99,182 | $2,640,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 23,114 | $2,639,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 44,573 | $2,634,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 46,545 | $2,629,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 24,780 | $2,629,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 28,600 | $2,624,000 | thousands by filing date | put |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 28,600 | $2,624,000 | thousands by filing date | call |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 5,789 | $2,617,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 84,918 | $2,610,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 129,279 | $2,607,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 300,000 | $2,607,000 | thousands by filing date | put |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 38,000 | $2,604,000 | thousands by filing date | put |
| QUAKER HOUGHTON | 747316107 | COM | 12,983 | $2,601,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 157,851 | $2,600,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 54,345 | $2,600,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 183,064 | $2,596,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 79,700 | $2,589,000 | thousands by filing date | put |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 218,967 | $2,589,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 31,469 | $2,588,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 72,422 | $2,587,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 116,591 | $2,585,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 240,267 | $2,585,000 | thousands by filing date | |
| PPDAI GROUP INC | 69354V108 | SPONSORED ADR | 682,436 | $2,580,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 180,515 | $2,578,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 84,989 | $2,577,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 1,408,288 | $2,577,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 77,800 | $2,575,000 | thousands by filing date | put |
| WENDYS CO COM | 95058W100 | Stock | 143,890 | $2,575,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 71,867 | $2,574,000 | thousands by filing date | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 40,420 | $2,574,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 279,836 | $2,572,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 31,402 | $2,565,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 50,927 | $2,564,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 36,405 | $2,563,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 321,878 | $2,562,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 1,580,217 | $2,560,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 243,649 | $2,558,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 32,548 | $2,557,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 28,312 | $2,551,000 | thousands by filing date | call |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 50,000 | $2,550,000 | thousands by filing date | put |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 43,169 | $2,547,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 362,743 | $2,546,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 117,121 | $2,545,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 55,382 | $2,544,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 70,020 | $2,541,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 21,781 | $2,540,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 209,441 | $2,528,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 25,300 | $2,522,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 194,035 | $2,521,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 115,605 | $2,518,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 102,578 | $2,516,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 12,500 | $2,515,000 | thousands by filing date | put |
| ARROW ELECTRS INC | 042735100 | COM | 32,626 | $2,515,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 7,859 | $2,515,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 277,445 | $2,513,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 62,029 | $2,511,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 54,309 | $2,508,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 105,200 | $2,506,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 23,750 | $2,505,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 54,218 | $2,500,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 24,000 | $2,495,000 | thousands by filing date | call |
| RAVEN INDS INC COM | 754212108 | Stock | 65,009 | $2,494,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 225,000 | $2,491,000 | thousands by filing date | call |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 27,985 | $2,489,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 3,500 | $2,486,000 | thousands by filing date | call |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 203,039 | $2,485,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 100,000 | $2,482,000 | thousands by filing date | put |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 28,100 | $2,476,000 | thousands by filing date | call |
| KCAP FINANCIAL INC | 48668E101 | COM | 684,010 | $2,476,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 83,522 | $2,475,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 28,887 | $2,473,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 79,277 | $2,468,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 37,797 | $2,463,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 12,476 | $2,463,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 56,051 | $2,460,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 60,615 | $2,455,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 34,406 | $2,451,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 40,025 | $2,445,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 315,859 | $2,441,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 40,000 | $2,438,000 | thousands by filing date | put |
| TREDEGAR CORP | 894650100 | COM | 150,980 | $2,437,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 207,417 | $2,437,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 223,207 | $2,435,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 268,138 | $2,432,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 86,882 | $2,427,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 244,737 | $2,420,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 253,499 | $2,416,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 28,221 | $2,412,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 26,128 | $2,411,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 141,136 | $2,411,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 50,000 | $2,409,000 | thousands by filing date | call |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 23,600 | $2,398,000 | thousands by filing date | call |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 50,200 | $2,390,000 | thousands by filing date | call |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 181,298 | $2,388,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 55,899 | $2,385,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 195,449 | $2,383,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 21,000 | $2,375,000 | thousands by filing date | put |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 160,273 | $2,375,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 50,409 | $2,374,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 22,701 | $2,370,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 19,740 | $2,367,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 46,809 | $2,367,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 113,954 | $2,364,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 19,200 | $2,355,000 | thousands by filing date | call |
| KBR INC COM | 48242W106 | Stock | 123,135 | $2,350,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 76,725 | $2,343,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 77,655 | $2,342,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 50,288 | $2,341,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 221,720 | $2,339,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 189,242 | $2,339,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 89,300 | $2,338,000 | thousands by filing date | call |
| INVITAE CORP | 46185L103 | COM | 99,792 | $2,337,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 22,394 | $2,334,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 30,996 | $2,333,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 60,591 | $2,329,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 15,157 | $2,326,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 140,789 | $2,326,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 167,894 | $2,325,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 80,566 | $2,324,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 51,000 | $2,323,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 75,194 | $2,323,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 390,275 | $2,322,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 61,385 | $2,317,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 24,500 | $2,314,000 | thousands by filing date | call |
| UNIVAR INC | 91336L107 | COMMON STOCK | 104,341 | $2,312,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 84,084 | $2,309,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 114,055 | $2,309,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 110,328 | $2,305,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 69,968 | $2,298,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAC7 | BOND | 1,092,000 | $2,297,000 | thousands by filing date | principal |
| Medtronic Plc | G5960L103 | COM | 25,200 | $2,295,000 | thousands by filing date | put |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 18,000 | $2,291,000 | thousands by filing date | call |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 59,038 | $2,286,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 72,072 | $2,280,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 211,179 | $2,278,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 176,451 | $2,278,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 18,936 | $2,277,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 150,094 | $2,272,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 50,610 | $2,263,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 40,419 | $2,263,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 30,179 | $2,262,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 112,057 | $2,260,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 100,000 | $2,259,000 | thousands by filing date | put |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 100,000 | $2,259,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V183 | S&P SML 600 EQ | 41,824 | $2,259,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 62,276 | $2,257,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 100,364 | $2,256,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 194,855 | $2,251,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 23,563 | $2,248,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 41,958 | $2,244,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 42,884 | $2,243,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 21,232 | $2,242,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 174,473 | $2,233,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 76,108 | $2,231,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 32,239 | $2,226,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 201,997 | $2,226,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 125,000 | $2,225,000 | thousands by filing date | put |
| VIVEVE MED INC | 92852W204 | COM NEW | 2,362,745 | $2,221,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 66,624 | $2,219,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 111,309 | $2,219,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 84,420 | $2,216,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 37,351 | $2,214,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 47,000 | $2,214,000 | thousands by filing date | call |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 69,313 | $2,214,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 104,834 | $2,207,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 8,058 | $2,206,000 | thousands by filing date | call |
| VIPER | 92763M105 | COMMON STOCK | 66,400 | $2,202,000 | thousands by filing date | call |
| ARCONIC INC | 03965L100 | COM | 115,000 | $2,198,000 | thousands by filing date | call |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 120,020 | $2,198,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 148,770 | $2,197,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 85,806 | $2,195,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 48,937 | $2,184,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 53,768 | $2,183,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L688 | STOX GBL ESG SLT | 22,886 | $2,179,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 74,260 | $2,178,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 48,492 | $2,172,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 171,843 | $2,170,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 225,084 | $2,170,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 175,074 | $2,167,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 24,279 | $2,166,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 76,800 | $2,163,000 | thousands by filing date | call |
| GAP INC COM | 364760108 | Stock | 81,950 | $2,146,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 171,211 | $2,141,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 28,445 | $2,137,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 78,267 | $2,136,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 53,685 | $2,136,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 156,988 | $2,135,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 215,328 | $2,134,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 171,842 | $2,131,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 72,108 | $2,125,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 50,000 | $2,124,000 | thousands by filing date | put |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 79,007 | $2,122,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 154,785 | $2,121,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 95,687 | $2,120,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 51,928 | $2,117,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 14,913 | $2,117,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 121,692 | $2,114,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 75,000 | $2,112,000 | thousands by filing date | put |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 85,000 | $2,110,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 91,044 | $2,108,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 112,051 | $2,097,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 92,655 | $2,092,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 69,217 | $2,092,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 304,404 | $2,092,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 36,647 | $2,091,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 151,541 | $2,087,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 58,800 | $2,085,000 | thousands by filing date | call |
| GARRISON CAP INC | 366554103 | COM | 290,378 | $2,085,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 69,760 | $2,085,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 95,168 | $2,084,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 32,565 | $2,082,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 47,312 | $2,077,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 36,211 | $2,077,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 25,054 | $2,073,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 157,120 | $2,073,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 137,308 | $2,073,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 46,402 | $2,072,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 40,996 | $2,071,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 12,230 | $2,071,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 11,800 | $2,069,000 | thousands by filing date | put |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 13,765 | $2,061,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 36,301 | $2,060,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 41,349 | $2,059,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 54,097 | $2,059,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 37,906 | $2,058,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 179,509 | $2,056,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 40,556 | $2,053,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 193,628 | $2,052,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 77,041 | $2,052,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 17,400 | $2,048,000 | thousands by filing date | put |
| BLOOMIN BRANDS INC | 094235108 | COM | 100,000 | $2,045,000 | thousands by filing date | call |
| CVR ENERGY, INC. | 12662P108 | COM | 49,645 | $2,045,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 258,984 | $2,044,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 59,300 | $2,041,000 | thousands by filing date | call |
| KIMBALL INTL INC | 494274103 | CL B | 144,362 | $2,041,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 31,450 | $2,036,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 273,208 | $2,032,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 104,116 | $2,029,000 | thousands by filing date | |
| SPDR SER TR | 78468R713 | DORSEY WRGT FI | 87,469 | $2,023,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 77,549 | $2,020,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 74,483 | $2,020,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 17,154 | $2,019,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 56,394 | $2,015,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 40,500 | $2,014,000 | thousands by filing date | call |
| TIVO CORP | 88870P106 | COM | 215,824 | $2,012,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 56,499 | $2,009,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 35,000 | $2,008,000 | thousands by filing date | put |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 163,680 | $2,007,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 73,300 | $2,002,000 | thousands by filing date | call |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 89,263 | $2,000,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 72,253 | $1,999,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 40,092 | $1,998,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 1,519,065 | $1,990,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 161,161 | $1,984,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 13,000 | $1,980,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-19-004687 | this filing | 2019-05-14 | acceptance time not in the bulk data set |