13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-14, with 7,786 holding rows worth $242,068,153,000.
- Accession
- 0000950123-19-004687
- Filer
- CIK 1610520
- Filed
- 2019-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A combination report, 12,989 entries on the cover page, a total value of $242,068,153,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $242,068,239,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 170,489 | $6,470,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 496,881 | $6,470,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 232,630 | $6,470,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 357,390 | $6,468,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 260,873 | $6,452,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 316,513 | $6,451,000 | thousands by filing date | |
| AXA EQUITABLE HLDGS INC | 054561105 | COM | 320,211 | $6,449,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 220,000 | $6,446,000 | thousands by filing date | call |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 292,024 | $6,445,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 168,514 | $6,444,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 178,887 | $6,435,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 115,666 | $6,431,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 23,800 | $6,420,000 | thousands by filing date | call |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 271,200 | $6,419,000 | thousands by filing date | put |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 306,900 | $6,405,000 | thousands by filing date | put |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 244,990 | $6,404,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 1,223,063 | $6,396,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 979,094 | $6,393,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 115,000 | $6,383,000 | thousands by filing date | put |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 315,734 | $6,378,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 53,752 | $6,370,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 81,473 | $6,358,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 35,000 | $6,349,000 | thousands by filing date | put |
| FEDEX CORP COM | 31428X106 | Stock | 35,000 | $6,349,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 120,258 | $6,345,000 | thousands by filing date | |
| HARMONIC INC | 413160AB8 | NOTE 4.000%12/0 | 5,560,000 | $6,321,000 | thousands by filing date | principal |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 111,737 | $6,318,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 325,000 | $6,315,000 | thousands by filing date | put |
| EVERCORE INC CLASS A | 29977A105 | Stock | 69,355 | $6,312,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 156,543 | $6,311,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 154,226 | $6,302,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 544,421 | $6,299,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 199,297 | $6,294,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 44,125 | $6,292,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 124,083 | $6,285,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 26,000 | $6,278,000 | thousands by filing date | put |
| ADAM NAT RES FD INC | 00548F105 | COM | 374,320 | $6,277,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 56,448 | $6,264,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 78,044 | $6,261,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 100,651 | $6,254,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 81,234 | $6,247,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 128,209 | $6,208,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 134,038 | $6,199,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 379,637 | $6,188,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 108,551 | $6,172,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 516,680 | $6,164,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 593,128 | $6,157,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 112,789 | $6,155,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 144,123 | $6,151,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 63,142 | $6,143,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 296,843 | $6,138,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 312,296 | $6,136,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 104,993 | $6,132,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 37,857 | $6,118,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 89,685 | $6,109,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 81,033 | $6,093,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 123,440 | $6,092,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 291,846 | $6,082,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 289,272 | $6,078,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 34,500 | $6,073,000 | thousands by filing date | put |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 561,162 | $6,044,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 136,437 | $6,033,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 264,500 | $6,031,000 | thousands by filing date | call |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 88,089 | $6,008,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 84,650 | $6,004,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 100,659 | $5,996,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 793,090 | $5,996,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 46,997 | $5,994,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 382,100 | $5,991,000 | thousands by filing date | call |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 119,800 | $5,989,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 163,372 | $5,950,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 525,739 | $5,940,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 107,175 | $5,917,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 309,064 | $5,906,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 52,773 | $5,903,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 165,698 | $5,891,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 238,353 | $5,887,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 252,801 | $5,886,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 200,470 | $5,874,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 122,939 | $5,874,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 610,029 | $5,856,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 273,612 | $5,853,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 56,200 | $5,840,000 | thousands by filing date | put |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 251,511 | $5,838,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 141,493 | $5,832,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 131,300 | $5,827,000 | thousands by filing date | put |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 29,421 | $5,824,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 27,700 | $5,820,000 | thousands by filing date | call |
| M.D.C. HOLDINGS INC | 552676108 | COM | 200,000 | $5,812,000 | thousands by filing date | put |
| QORVO INC COM | 74736K101 | Stock | 80,858 | $5,800,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 799,329 | $5,787,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 175,868 | $5,783,000 | thousands by filing date | call |
| BANK HAWAII CORP | 062540109 | COM | 73,308 | $5,782,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 202,201 | $5,781,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 76,872 | $5,780,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 345,300 | $5,770,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 146,745 | $5,764,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 66,223 | $5,761,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 215,205 | $5,755,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 297,930 | $5,753,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 55,517 | $5,741,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 140,000 | $5,734,000 | thousands by filing date | put |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 50,000 | $5,731,000 | thousands by filing date | put |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 173,383 | $5,701,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 189,353 | $5,694,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 94,354 | $5,694,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 75,688 | $5,681,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 71,289 | $5,667,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 198,429 | $5,663,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V555 | INSIDER SENMNT | 86,928 | $5,653,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 202,793 | $5,640,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 707,077 | $5,628,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 485,667 | $5,619,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 27,900 | $5,613,000 | thousands by filing date | call |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 247,035 | $5,600,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 211,750 | $5,590,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 234,825 | $5,589,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 145,000 | $5,580,000 | thousands by filing date | put |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 235,559 | $5,576,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 296,406 | $5,570,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 41,600 | $5,565,000 | thousands by filing date | put |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 136,435 | $5,557,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 40,000 | $5,552,000 | thousands by filing date | put |
| CLOUDERA INC | 18914U100 | COM | 507,500 | $5,552,000 | thousands by filing date | put |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 85,021 | $5,536,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 681,975 | $5,524,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 102,522 | $5,522,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 237,969 | $5,516,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 135,453 | $5,511,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 366,169 | $5,500,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 79,500 | $5,493,000 | thousands by filing date | put |
| HESS CORP | 42809H107 | COM | 91,100 | $5,487,000 | thousands by filing date | put |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 75,373 | $5,469,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 242,055 | $5,468,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 840,160 | $5,461,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 268,576 | $5,455,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 81,115 | $5,453,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 84,482 | $5,450,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 316,444 | $5,446,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 107,368 | $5,440,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 248,274 | $5,439,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 162,517 | $5,428,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 100,600 | $5,425,000 | thousands by filing date | call |
| ENDO INTL PLC | G30401106 | SHS | 674,100 | $5,413,000 | thousands by filing date | call |
| PERRIGO CO PLC SHS | G97822103 | Stock | 112,289 | $5,408,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 262,500 | $5,408,000 | thousands by filing date | call |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 116,700 | $5,400,000 | thousands by filing date | put |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 74,400 | $5,390,000 | thousands by filing date | put |
| HUDSON PAC PPTYS INC | 444097109 | COM | 156,530 | $5,387,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 115,790 | $5,374,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 53,883 | $5,374,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 144,600 | $5,365,000 | thousands by filing date | call |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 57,806 | $5,362,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 132,000 | $5,357,000 | thousands by filing date | call |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 337,693 | $5,356,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 40,000 | $5,352,000 | thousands by filing date | call |
| RINGCENTRAL INC | 76680R206 | CL A | 49,646 | $5,352,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 90,407 | $5,352,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 105,904 | $5,348,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 32,091 | $5,334,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 217,237 | $5,296,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 127,837 | $5,286,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 528,930 | $5,284,000 | thousands by filing date | call |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 73,450 | $5,279,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 31,934 | $5,269,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 132,550 | $5,246,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 138,898 | $5,242,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 375,981 | $5,237,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 169,503 | $5,233,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 137,082 | $5,227,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 73,192 | $5,219,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 141,563 | $5,210,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 151,075 | $5,210,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 41,676 | $5,190,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 330,742 | $5,189,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 390,035 | $5,168,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 538,856 | $5,162,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 129,608 | $5,149,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 176,348 | $5,147,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 117,932 | $5,145,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 18,923 | $5,140,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 200,000 | $5,132,000 | thousands by filing date | call |
| Charles Schwab Corp | 808513105 | COM | 119,900 | $5,127,000 | thousands by filing date | call |
| USBANCORPDEL | 902973304 | COM NEW | 106,400 | $5,127,000 | thousands by filing date | put |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 579,652 | $5,118,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 193,392 | $5,111,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 588,600 | $5,109,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 91,710 | $5,106,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 100,000 | $5,099,000 | thousands by filing date | call |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 125,002 | $5,096,000 | thousands by filing date | call |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 146,805 | $5,094,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 61,900 | $5,075,000 | thousands by filing date | put |
| SHUTTERFLY INC | 82568P304 | COM | 124,800 | $5,072,000 | thousands by filing date | put |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 113,465 | $5,066,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 39,900 | $5,062,000 | thousands by filing date | put |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 62,901 | $5,042,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 369,999 | $5,039,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 2,408,416 | $5,034,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 251,278 | $5,033,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 34,626 | $5,030,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 75,106 | $5,024,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 88,943 | $5,023,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 185,000 | $5,001,000 | thousands by filing date | put |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 3,695,142 | $4,989,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 45,520 | $4,980,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 289,854 | $4,974,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 226,918 | $4,965,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 164,195 | $4,964,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 931,104 | $4,954,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 895,517 | $4,952,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 31,032 | $4,935,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 90,059 | $4,933,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 25,000 | $4,927,000 | thousands by filing date | call |
| SCHEIN HENRY INC | 806407102 | COM | 81,929 | $4,925,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 20,549 | $4,918,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 81,335 | $4,915,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 98,812 | $4,901,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 305,081 | $4,899,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 88,082 | $4,892,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 68,241 | $4,891,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 130,288 | $4,885,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 39,605 | $4,881,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 187,648 | $4,871,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 119,434 | $4,861,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 16,041 | $4,855,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 343,014 | $4,854,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 139,644 | $4,851,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 137,683 | $4,851,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 117,766 | $4,848,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 192,216 | $4,845,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 80,900 | $4,842,000 | thousands by filing date | call |
| OSI ETF TR | 67110P100 | OSI ETF TR | 182,491 | $4,841,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 248,345 | $4,840,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 123,414 | $4,839,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 135,397 | $4,832,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 54,838 | $4,824,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 3,691 | $4,805,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 312,200 | $4,799,000 | thousands by filing date | put |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 109,684 | $4,796,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 43,200 | $4,793,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 171,633 | $4,787,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 393,944 | $4,782,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 525,937 | $4,781,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 95,000 | $4,779,000 | thousands by filing date | put |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 362,098 | $4,776,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 114,930 | $4,775,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 276,225 | $4,773,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 659,200 | $4,773,000 | thousands by filing date | put |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 94,983 | $4,754,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 82,152 | $4,741,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 125,717 | $4,741,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 330,614 | $4,741,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 142,917 | $4,738,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 484,202 | $4,736,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 788,529 | $4,724,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 314,229 | $4,720,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 220,318 | $4,710,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 50,000 | $4,709,000 | thousands by filing date | put |
| NOBLE ENERGY INC | 655044105 | COM | 190,000 | $4,699,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 258,009 | $4,693,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 142,856 | $4,690,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 72,223 | $4,688,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 85,775 | $4,664,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 47,950 | $4,663,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 216,977 | $4,661,000 | thousands by filing date | put |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 216,977 | $4,661,000 | thousands by filing date | call |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 37,200 | $4,654,000 | thousands by filing date | put |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 47,112 | $4,650,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 390,076 | $4,642,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 191,141 | $4,639,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 36,446 | $4,633,000 | thousands by filing date | |
| BARCLAYS BANK | 06742A750 | IPATH S&P MLP | 269,409 | $4,632,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 166,088 | $4,612,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 340,308 | $4,611,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 486,252 | $4,604,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 363,478 | $4,602,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 106,127 | $4,601,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 93,794 | $4,600,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 143,005 | $4,595,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 167,787 | $4,590,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 224,717 | $4,577,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 377,985 | $4,574,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 277,573 | $4,571,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 402,385 | $4,555,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 58,259 | $4,552,000 | thousands by filing date | |
| OSI ETF TR | 67110P506 | OSHARES FTSE EUR | 190,667 | $4,552,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 291,346 | $4,548,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 48,634 | $4,544,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 156,677 | $4,517,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 57,267 | $4,496,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 77,432 | $4,495,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 175,916 | $4,484,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 152,859 | $4,480,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 48,222 | $4,473,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 32,987 | $4,468,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 39,100 | $4,467,000 | thousands by filing date | call |
| JABIL INC COM | 466313103 | Stock | 167,980 | $4,467,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 86,543 | $4,457,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 132,140 | $4,450,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 47,584 | $4,447,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 35,352 | $4,444,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 45,659 | $4,436,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 135,689 | $4,435,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 44,368 | $4,417,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 40,009 | $4,409,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 91,802 | $4,408,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 135,800 | $4,404,000 | thousands by filing date | call |
| APTARGROUP INC COM | 038336103 | Stock | 41,386 | $4,403,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 119,412 | $4,401,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 54,274 | $4,399,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 459,572 | $4,393,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 307,131 | $4,392,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 45,141 | $4,391,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 47,142 | $4,386,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 56,275 | $4,383,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 197,836 | $4,381,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 118,635 | $4,372,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 31,966 | $4,366,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 35,000 | $4,361,000 | thousands by filing date | put |
| iShares MSCI Mexico ETF | 464286822 | SHS | 100,000 | $4,359,000 | thousands by filing date | call |
| KNOLL INC | 498904200 | COM NEW | 230,217 | $4,353,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 5,000,000 | $4,350,000 | thousands by filing date | principal |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 83,832 | $4,332,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 79,303 | $4,310,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 214,089 | $4,308,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 174,900 | $4,303,000 | thousands by filing date | put |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 86,191 | $4,282,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 147,452 | $4,282,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 138,035 | $4,279,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 131,000 | $4,277,000 | thousands by filing date | put |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 1,030,619 | $4,277,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 120,000 | $4,270,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 84,692 | $4,266,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 617,388 | $4,266,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 72,982 | $4,265,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 250,886 | $4,265,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 17,982 | $4,261,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 134,348 | $4,258,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 50,000 | $4,251,000 | thousands by filing date | put |
| TORCHMARK CORP | 891027104 | COM | 51,874 | $4,251,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 109,282 | $4,246,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 186,167 | $4,241,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 244,591 | $4,229,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 101,967 | $4,224,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 95,057 | $4,219,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 39,325 | $4,212,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 239,863 | $4,212,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 825,600 | $4,211,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 194,442 | $4,202,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 217,826 | $4,187,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 283,898 | $4,182,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 379,328 | $4,180,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 220,133 | $4,178,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 501,475 | $4,177,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 816,797 | $4,174,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 99,601 | $4,174,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 118,175 | $4,164,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 70,816 | $4,163,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 511,113 | $4,160,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 109,885 | $4,149,000 | thousands by filing date | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 65,081 | $4,148,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 130,000 | $4,146,000 | thousands by filing date | call |
| SEALED AIR CORP NEW | 81211K100 | COM | 90,000 | $4,145,000 | thousands by filing date | call |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 129,367 | $4,126,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 25,000 | $4,115,000 | thousands by filing date | put |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 163,707 | $4,114,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 87,571 | $4,113,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 293,008 | $4,111,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 29,819 | $4,111,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 82,032 | $4,104,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 683,539 | $4,094,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 233,682 | $4,080,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 51,000 | $4,077,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 63,206 | $4,076,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 127,739 | $4,075,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 102,209 | $4,070,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 64,192 | $4,062,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 672,111 | $4,059,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 229,987 | $4,052,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 400,536 | $4,042,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 1,113,361 | $4,041,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 122,128 | $4,039,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 75,000 | $4,031,000 | thousands by filing date | put |
| CREDIT SUISSE NASSAU BRH | 22542D332 | VELOCITY SHS DAI | 154,107 | $4,030,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 114,311 | $4,022,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 206,485 | $4,021,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 183,821 | $4,020,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 65,328 | $4,018,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 196,994 | $4,003,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 50,000 | $3,997,000 | thousands by filing date | call |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 22,958 | $3,994,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 79,802 | $3,989,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 30,900 | $3,983,000 | thousands by filing date | put |
| CIT GROUP INC COM NEW | 125581801 | Stock | 82,923 | $3,978,000 | thousands by filing date | |
| DERMIRA INC | 24983LAB0 | NOTE 3.000% 5/1 | 4,500,000 | $3,978,000 | thousands by filing date | principal |
| APTIV PLC | G6095L109 | SHS | 50,000 | $3,975,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 34,262 | $3,958,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 69,700 | $3,956,000 | thousands by filing date | put |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 308,070 | $3,952,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 44,794 | $3,945,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 571,441 | $3,926,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 25,968 | $3,926,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 201,079 | $3,913,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 114,972 | $3,913,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 200,000 | $3,898,000 | thousands by filing date | put |
| QEP RESOURCES INC | 74733V100 | COM | 500,000 | $3,895,000 | thousands by filing date | call |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 162,082 | $3,890,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 154,472 | $3,888,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 113,200 | $3,887,000 | thousands by filing date | put |
| BARINGS CORPORATE INVS | 06759X107 | COM | 250,988 | $3,880,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 644,354 | $3,873,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 283,119 | $3,873,000 | thousands by filing date | |
| OCH ZIFF CPTL MANGEMNT GRP I | 67551U204 | CL A NEW | 235,418 | $3,863,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 131,210 | $3,854,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 43,618 | $3,843,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 61,367 | $3,843,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 37,023 | $3,841,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 79,112 | $3,835,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 94,847 | $3,833,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 168,643 | $3,830,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 315,093 | $3,829,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 31,177 | $3,822,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 115,936 | $3,809,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 20,900 | $3,808,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 122,568 | $3,808,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 184,139 | $3,786,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 99,790 | $3,784,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 130,500 | $3,782,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 101,993 | $3,780,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 404,142 | $3,775,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 314,700 | $3,773,000 | thousands by filing date | call |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 123,495 | $3,772,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 24,070 | $3,771,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 75,569 | $3,757,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 664,979 | $3,757,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 82,600 | $3,757,000 | thousands by filing date | put |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 300,000 | $3,750,000 | thousands by filing date | put |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 214,389 | $3,749,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 53,500 | $3,740,000 | thousands by filing date | call |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 137,447 | $3,735,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 74,836 | $3,734,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 71,957 | $3,733,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 177,806 | $3,728,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 92,913 | $3,727,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 83,748 | $3,727,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 43,600 | $3,720,000 | thousands by filing date | put |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 463,217 | $3,720,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 1,165,750 | $3,719,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 68,119 | $3,718,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 53,684 | $3,713,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 216,737 | $3,711,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 50,000 | $3,706,000 | thousands by filing date | put |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 126,434 | $3,704,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 91,600 | $3,703,000 | thousands by filing date | put |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 47,312 | $3,702,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 123,831 | $3,696,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 48,000 | $3,687,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 98,791 | $3,679,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 96,379 | $3,674,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 147,598 | $3,671,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 77,637 | $3,670,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 132,378 | $3,666,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 12,438 | $3,666,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 248,703 | $3,666,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 175,571 | $3,664,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 76,942 | $3,643,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 405,858 | $3,633,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 227,667 | $3,632,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 69,402 | $3,629,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 71,996 | $3,625,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 66,562 | $3,622,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 155,652 | $3,619,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 416,500 | $3,615,000 | thousands by filing date | put |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 72,300 | $3,614,000 | thousands by filing date | put |
| iShares Global REIT ETF | 46434V647 | SHS | 134,981 | $3,607,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 51,485 | $3,607,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 83,016 | $3,600,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 171,267 | $3,600,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 61,864 | $3,599,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 39,340 | $3,590,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 13,300 | $3,588,000 | thousands by filing date | put |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 117,088 | $3,580,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 910,000 | $3,576,000 | thousands by filing date | put |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 88,754 | $3,570,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 33,919 | $3,567,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 286,825 | $3,557,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 50,000 | $3,553,000 | thousands by filing date | put |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 63,564 | $3,536,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 63,571 | $3,536,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 24,627 | $3,527,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 739,400 | $3,527,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 53,400 | $3,524,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 24,653 | $3,520,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 144,176 | $3,516,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 1,346,705 | $3,515,000 | thousands by filing date | |
| COLUMBIA ETF TR II BEYOND BRICS ETF | 19762B103 | CEF | 210,514 | $3,500,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 107,478 | $3,489,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 242,395 | $3,486,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 380,370 | $3,480,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 87,437 | $3,476,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-19-004687 | this filing | 2019-05-14 | acceptance time not in the bulk data set |