13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-14, with 7,786 holding rows worth $242,068,153,000.
- Accession
- 0000950123-19-004687
- Filer
- CIK 1610520
- Filed
- 2019-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A combination report, 12,989 entries on the cover page, a total value of $242,068,153,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $242,068,239,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 153,204 | $12,318,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 453,209 | $12,313,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 250,500 | $12,297,000 | thousands by filing date | put |
| LOGITECH INTL S A SHS | H50430232 | Stock | 312,381 | $12,289,000 | thousands by filing date | put |
| COGNEX CORP | 192422103 | COM | 241,049 | $12,259,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 129,087 | $12,249,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 435,870 | $12,248,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 307,372 | $12,245,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 247,091 | $12,236,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 244,517 | $12,224,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 500,277 | $12,216,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 378,712 | $12,213,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 367,402 | $12,209,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 210,009 | $12,193,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 137,885 | $12,188,000 | thousands by filing date | put |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 107,474 | $12,181,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 384,052 | $12,139,000 | thousands by filing date | |
| EZCORP INC | 302301AF3 | NOTE2.875% 7/0 | 10,825,000 | $12,133,000 | thousands by filing date | principal |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 266,600 | $12,125,000 | thousands by filing date | call |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 58,600 | $12,108,000 | thousands by filing date | put |
| XPO INC COM | 983793100 | Stock | 225,264 | $12,106,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 91,667 | $12,100,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 76,300 | $12,084,000 | thousands by filing date | call |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 675,420 | $12,070,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 154,172 | $12,070,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 199,425 | $12,025,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 401,385 | $12,017,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 916,923 | $12,012,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 256,800 | $11,993,000 | thousands by filing date | call |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 53,800 | $11,963,000 | thousands by filing date | put |
| PAYPALHLDGSINC | 70450Y103 | STOK | 115,000 | $11,942,000 | thousands by filing date | call |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 46,000 | $11,920,000 | thousands by filing date | call |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 481,218 | $11,891,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 430,927 | $11,852,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 100,000 | $11,840,000 | thousands by filing date | put |
| VULCAN MATLS CO COM | 929160109 | Stock | 100,000 | $11,840,000 | thousands by filing date | call |
| AES CORP COM | 00130H105 | Stock | 654,283 | $11,830,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 707,300 | $11,819,000 | thousands by filing date | put |
| Deere & Company | 244199105 | COM | 73,800 | $11,796,000 | thousands by filing date | put |
| Cigna Corporation | 125523100 | COM | 73,300 | $11,788,000 | thousands by filing date | call |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 62,426 | $11,739,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 75,300 | $11,726,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 173,670 | $11,721,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 853,700 | $11,704,000 | thousands by filing date | call |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 1,014,521 | $11,698,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 2,153,246 | $11,692,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 238,863 | $11,685,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 454,645 | $11,666,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 86,562 | $11,664,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 312,330 | $11,662,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 343,955 | $11,636,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 335,701 | $11,635,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 260,706 | $11,612,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 183,500 | $11,610,000 | thousands by filing date | put |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 53,571 | $11,569,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 186,753 | $11,563,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 307,160 | $11,552,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 628,020 | $11,536,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 1,063,078 | $11,534,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 795,951 | $11,525,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 442,248 | $11,511,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 158,368 | $11,477,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 124,369 | $11,464,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 217,475 | $11,443,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 344,993 | $11,432,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 275,000 | $11,426,000 | thousands by filing date | call |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 440,438 | $11,424,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 242,910 | $11,417,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 729,809 | $11,400,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 433,746 | $11,386,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 209,855 | $11,383,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 96,220 | $11,378,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 123,800 | $11,375,000 | thousands by filing date | put |
| CNH INDL N V SHS | N20944109 | Stock | 1,115,116 | $11,374,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 103,975 | $11,374,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 254,065 | $11,374,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 649,009 | $11,364,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 639,769 | $11,356,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 694,145 | $11,356,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 2,628,693 | $11,356,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 613,897 | $11,339,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 27,500 | $11,292,000 | thousands by filing date | put |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 172,900 | $11,258,000 | thousands by filing date | call |
| MOELIS & CO | 60786M105 | CL A | 270,551 | $11,258,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 285,000 | $11,212,000 | thousands by filing date | call |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 340,700 | $11,206,000 | thousands by filing date | put |
| FLIR SYS INC | 302445101 | COM | 235,505 | $11,206,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 212,968 | $11,203,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 218,195 | $11,196,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 217,514 | $11,191,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 1,547,494 | $11,188,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 529,257 | $11,188,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 435,000 | $11,162,000 | thousands by filing date | put |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 431,553 | $11,121,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 300,600 | $11,119,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 150,000 | $11,118,000 | thousands by filing date | call |
| TELUS CORPORATION COM | 87971M103 | Stock | 299,974 | $11,111,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 941,736 | $11,104,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 3,750,994 | $11,103,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 188,488 | $11,087,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 139,207 | $11,085,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 434,000 | $11,076,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 239,523 | $11,056,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 63,107 | $11,042,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 75,250 | $11,017,000 | thousands by filing date | call |
| BRUNSWICK CORP | 117043109 | COM | 218,426 | $10,994,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 798,975 | $10,994,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 260,000 | $10,982,000 | thousands by filing date | put |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 260,000 | $10,982,000 | thousands by filing date | call |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 774,313 | $10,980,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 311,664 | $10,964,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 96,057 | $10,939,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 131,699 | $10,927,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 215,529 | $10,918,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 137,295 | $10,904,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 531,962 | $10,882,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 536,134 | $10,857,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 330,000 | $10,854,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 777,929 | $10,844,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 149,183 | $10,816,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 2,064,004 | $10,815,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 305,077 | $10,805,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 236,100 | $10,802,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 217,141 | $10,796,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 290,400 | $10,791,000 | thousands by filing date | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 10,222,000 | $10,775,000 | thousands by filing date | principal |
| ROYAL GOLD INC | 780287108 | COM | 117,932 | $10,724,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 100,000 | $10,667,000 | thousands by filing date | put |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 100,000 | $10,667,000 | thousands by filing date | call |
| HASBRO INC COM | 418056107 | Stock | 125,342 | $10,657,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 73,673 | $10,638,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 37,400 | $10,634,000 | thousands by filing date | put |
| ALLERGAN PLC | G0177J108 | SHS | 72,500 | $10,615,000 | thousands by filing date | put |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 253,277 | $10,605,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 152,653 | $10,585,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 450,000 | $10,584,000 | thousands by filing date | call |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 180,000 | $10,564,000 | thousands by filing date | call |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 220,500 | $10,560,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F676 | COM | 99,100 | $10,537,000 | thousands by filing date | put |
| HANESBRANDS INC | 410345102 | COM | 589,219 | $10,534,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 150,648 | $10,515,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 354,121 | $10,507,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 163,776 | $10,497,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 89,348 | $10,487,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 214,997 | $10,468,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 323,264 | $10,447,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 72,613 | $10,446,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 41,873 | $10,396,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 240,428 | $10,386,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 221,049 | $10,343,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 327,659 | $10,341,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 919,900 | $10,340,000 | thousands by filing date | put |
| Union Pacific Corporation | 907818108 | COM | 61,800 | $10,332,000 | thousands by filing date | put |
| IDEX CORP COM | 45167R104 | Stock | 68,045 | $10,326,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 91,301 | $10,316,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 209,903 | $10,308,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 335,624 | $10,304,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 430,350 | $10,302,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 469,171 | $10,223,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 121,507 | $10,214,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 110,811 | $10,210,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 311,432 | $10,200,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 117,100 | $10,192,000 | thousands by filing date | call |
| CROWN HLDGS INC COM | 228368106 | Stock | 185,839 | $10,141,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 183,560 | $10,131,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 233,489 | $10,119,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 435,873 | $10,108,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 416,010 | $10,084,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 195,200 | $10,082,000 | thousands by filing date | call |
| AFLAC INC COM | 001055102 | Stock | 201,200 | $10,060,000 | thousands by filing date | put |
| UNIFIRST CORP MASS | 904708104 | COM | 65,488 | $10,052,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 366,943 | $10,043,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 1,194,256 | $10,043,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 14,128 | $10,035,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 49,776 | $10,014,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 298,493 | $9,999,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 637,000 | $9,988,000 | thousands by filing date | put |
| BIOGEN INC COM | 09062X103 | Stock | 42,200 | $9,975,000 | thousands by filing date | call |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 134,587 | $9,957,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 626,005 | $9,941,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 221,872 | $9,918,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 2,353,133 | $9,883,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 285,155 | $9,861,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 180,260 | $9,860,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 226,633 | $9,858,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 411,978 | $9,854,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 177,478 | $9,831,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 156,098 | $9,830,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 697,578 | $9,829,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 204,500 | $9,820,000 | thousands by filing date | put |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 286,332 | $9,798,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 175,424 | $9,797,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 654,806 | $9,783,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 128,738 | $9,771,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 630,858 | $9,766,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 370,000 | $9,742,000 | thousands by filing date | put |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 202,785 | $9,727,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 95,964 | $9,721,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 219,015 | $9,716,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 745,168 | $9,695,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 51,000 | $9,685,000 | thousands by filing date | call |
| TARGET CORP COM | 87612E106 | Stock | 120,500 | $9,672,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 211,076 | $9,667,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 379,399 | $9,662,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 2,057,864 | $9,651,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 378,441 | $9,650,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 100,814 | $9,636,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 80,403 | $9,583,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 191,135 | $9,568,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 82,964 | $9,553,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 182,508 | $9,536,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 1,170,865 | $9,531,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 342,161 | $9,516,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 158,999 | $9,492,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 334,318 | $9,487,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 473,700 | $9,479,000 | thousands by filing date | put |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 116,000 | $9,476,000 | thousands by filing date | put |
| QURATE RETAIL INC | 74915M100 | COM SER A | 590,926 | $9,443,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 259,916 | $9,404,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 136,697 | $9,394,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 348,371 | $9,379,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 315,054 | $9,376,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 351,857 | $9,374,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 234,922 | $9,348,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 195,034 | $9,340,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 48,600 | $9,326,000 | thousands by filing date | call |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 742,483 | $9,326,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 953,269 | $9,313,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 101,389 | $9,302,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 436,586 | $9,290,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 340,000 | $9,279,000 | thousands by filing date | call |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 215,000 | $9,258,000 | thousands by filing date | call |
| TANGER INC | 875465106 | COM | 440,582 | $9,243,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 72,522 | $9,240,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 199,843 | $9,239,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 296,215 | $9,230,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 447,644 | $9,221,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 653,304 | $9,218,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 15,022 | $9,199,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 214,137 | $9,199,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 2,865,325 | $9,198,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 7,104 | $9,181,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 715,031 | $9,160,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 75,071 | $9,155,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 278,996 | $9,151,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 64,800 | $9,143,000 | thousands by filing date | call |
| NEW MTN FIN CORP | 647551100 | COM | 673,629 | $9,141,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 347,085 | $9,132,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 30,159 | $9,113,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 383,876 | $9,109,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 429,942 | $9,084,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 76,300 | $9,080,000 | thousands by filing date | put |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 1,085,388 | $9,074,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 125,647 | $9,062,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 106,800 | $9,060,000 | thousands by filing date | call |
| FOOT LOCKER INC | 344849104 | COM | 149,340 | $9,050,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 131,400 | $9,036,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 95,216 | $9,010,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 99,696 | $8,999,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 642,014 | $8,976,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 57,172 | $8,966,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 94,000 | $8,965,000 | thousands by filing date | call |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 78,330 | $8,953,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 365,342 | $8,947,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 150,000 | $8,912,000 | thousands by filing date | call |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 755,546 | $8,900,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 168,029 | $8,878,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 312,969 | $8,870,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 230,094 | $8,854,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 304,528 | $8,849,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 376,345 | $8,836,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 419,815 | $8,829,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 236,088 | $8,782,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 693,047 | $8,774,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 468,125 | $8,768,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 210,496 | $8,761,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 78,790 | $8,761,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 110,516 | $8,760,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 87,900 | $8,760,000 | thousands by filing date | put |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 354,400 | $8,754,000 | thousands by filing date | put |
| WEX INC | 96208T104 | COM | 45,591 | $8,753,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 160,000 | $8,747,000 | thousands by filing date | put |
| INTERXION HOLDING N.V | N47279109 | SHS | 130,862 | $8,733,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 139,907 | $8,726,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 703,194 | $8,726,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 329,572 | $8,723,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 400,000 | $8,716,000 | thousands by filing date | put |
| ISHARES TR | 464287713 | US TELECOM ETF | 292,775 | $8,707,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 156,625 | $8,702,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 140,000 | $8,669,000 | thousands by filing date | put |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 604,007 | $8,668,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 132,009 | $8,655,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 164,383 | $8,620,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 248,000 | $8,616,000 | thousands by filing date | call |
| FOX CORP | 35137L204 | CL B COM | 239,986 | $8,611,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 151,989 | $8,598,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 157,100 | $8,575,000 | thousands by filing date | put |
| SUN CMNTYS INC COM | 866674104 | REIT | 72,329 | $8,573,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 412,034 | $8,570,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 34,600 | $8,555,000 | thousands by filing date | call |
| KOHLS CORP | 500255104 | COM | 124,253 | $8,545,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 104,662 | $8,496,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 163,284 | $8,465,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 137,365 | $8,451,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 675,883 | $8,448,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 594,674 | $8,439,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 220,778 | $8,429,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 271,025 | $8,423,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 1,955,516 | $8,409,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 208,590 | $8,400,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 510,855 | $8,368,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 540,336 | $8,364,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 620,033 | $8,358,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 177,305 | $8,357,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 209,933 | $8,331,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 168,961 | $8,320,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 175,000 | $8,318,000 | thousands by filing date | put |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 79,674 | $8,300,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 82,109 | $8,276,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 268,103 | $8,255,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 250,000 | $8,253,000 | thousands by filing date | put |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,460,680 | $8,253,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2019 HIGH | 46138J403 | BULSHS 2019 HY | 342,845 | $8,228,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 350,000 | $8,218,000 | thousands by filing date | put |
| WPX ENERGY INC | 98212B103 | COM | 625,600 | $8,202,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 155,794 | $8,157,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 106,143 | $8,154,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 221,504 | $8,153,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 437,491 | $8,151,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 121,650 | $8,132,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 509,716 | $8,119,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 89,500 | $8,103,000 | thousands by filing date | put |
| ILLUMINA INC | 452327109 | COM | 26,000 | $8,078,000 | thousands by filing date | put |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 198,900 | $8,071,000 | thousands by filing date | put |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 752,277 | $8,050,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 94,121 | $8,046,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 185,145 | $8,045,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 117,535 | $8,040,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 1,898,630 | $8,031,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 90,480 | $7,992,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 120,000 | $7,944,000 | thousands by filing date | call |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 531,867 | $7,935,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 342,467 | $7,925,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 751,491 | $7,921,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 666,841 | $7,902,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 235,630 | $7,898,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 82,600 | $7,854,000 | thousands by filing date | put |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 478,914 | $7,854,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 317,881 | $7,852,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 219,184 | $7,841,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 474,750 | $7,834,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 1,012,440 | $7,826,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 167,702 | $7,824,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 241,799 | $7,817,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 576,839 | $7,811,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 682,800 | $7,811,000 | thousands by filing date | put |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 215,403 | $7,800,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 538,850 | $7,797,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 163,669 | $7,792,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 88,085 | $7,786,000 | thousands by filing date | call |
| DROPBOX INC CL A | 26210C104 | Stock | 357,026 | $7,783,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 350,796 | $7,772,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 59,845 | $7,761,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 239,489 | $7,723,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 50,902 | $7,721,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 101,597 | $7,718,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 70,600 | $7,717,000 | thousands by filing date | call |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 203,883 | $7,715,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 160,000 | $7,690,000 | thousands by filing date | call |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 84,065 | $7,685,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 187,498 | $7,665,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 306,695 | $7,646,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 952,147 | $7,646,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 670,631 | $7,645,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 127,400 | $7,625,000 | thousands by filing date | put |
| PHILLIPS 66 COM | 718546104 | Stock | 80,000 | $7,614,000 | thousands by filing date | put |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 750,570 | $7,614,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 276,297 | $7,612,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 555,100 | $7,610,000 | thousands by filing date | put |
| VIRTU FINL INC | 928254101 | CL A | 320,339 | $7,609,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 679,700 | $7,606,000 | thousands by filing date | call |
| CNX RES CORP COM | 12653C108 | Stock | 704,934 | $7,592,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 245,605 | $7,592,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 345,248 | $7,585,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 196,504 | $7,575,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 291,145 | $7,567,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 60,754 | $7,549,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 597,179 | $7,549,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 127,992 | $7,546,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 386,649 | $7,529,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 769,627 | $7,527,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 61,764 | $7,500,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 120,152 | $7,492,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 150,500 | $7,483,000 | thousands by filing date | put |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 62,800 | $7,473,000 | thousands by filing date | call |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 45,100 | $7,467,000 | thousands by filing date | put |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 138,158 | $7,463,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 378,740 | $7,438,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 119,913 | $7,434,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 92,600 | $7,432,000 | thousands by filing date | call |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 132,924 | $7,423,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 65,000 | $7,400,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 65,000 | $7,400,000 | thousands by filing date | call |
| HILLENBRAND INC | 431571108 | COM | 178,152 | $7,399,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 328,548 | $7,389,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 158,473 | $7,380,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 1,543,331 | $7,378,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 122,208 | $7,362,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 72,491 | $7,357,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 133,846 | $7,356,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 525,000 | $7,355,000 | thousands by filing date | call |
| EOG RES INC COM | 26875P101 | Stock | 77,100 | $7,338,000 | thousands by filing date | call |
| Invesco S&P 500 Momentum ETF | 46138E339 | SHS | 186,598 | $7,329,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 44,500 | $7,324,000 | thousands by filing date | call |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 59,749 | $7,320,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 531,860 | $7,318,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 61,700 | $7,311,000 | thousands by filing date | put |
| PERFICIENT INC | 71375U101 | COM | 266,759 | $7,307,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 596,123 | $7,297,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 56,424 | $7,250,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 87,375 | $7,227,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 68,243 | $7,224,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 151,402 | $7,203,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 34,200 | $7,201,000 | thousands by filing date | put |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 51,731 | $7,179,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 104,779 | $7,167,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 94,137 | $7,162,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 144,867 | $7,158,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 292,313 | $7,153,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 278,589 | $7,149,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 529,524 | $7,133,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 167,800 | $7,126,000 | thousands by filing date | call |
| IPG PHOTONICS CORP | 44980X109 | COM | 46,741 | $7,094,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 206,372 | $7,091,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 66,180 | $7,082,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 232,816 | $7,082,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 116,800 | $7,078,000 | thousands by filing date | put |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 615,067 | $7,074,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 127,000 | $7,068,000 | thousands by filing date | put |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 447,982 | $7,065,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 60,027 | $7,055,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 268,104 | $7,051,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 63,902 | $7,048,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 301,109 | $7,046,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 94,971 | $7,042,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 289,316 | $7,039,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 96,088 | $7,037,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 133,547 | $7,018,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 37,754 | $7,013,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 403,411 | $7,007,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 337,741 | $7,001,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 211,412 | $6,996,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 220,000 | $6,987,000 | thousands by filing date | put |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 258,821 | $6,983,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 94,852 | $6,976,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 159,869 | $6,975,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 454,706 | $6,970,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 544,441 | $6,968,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 73,790 | $6,967,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 765,000 | $6,954,000 | thousands by filing date | put |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 337,922 | $6,951,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 598,699 | $6,945,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 180,227 | $6,926,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 219,200 | $6,918,000 | thousands by filing date | put |
| MACERICH CO | 554382101 | COM | 159,487 | $6,914,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 36,100 | $6,893,000 | thousands by filing date | put |
| INVITATION HOMES INC COM | 46187W107 | REIT | 282,928 | $6,884,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 46,363 | $6,830,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 100,623 | $6,822,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 80,725 | $6,806,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 223,244 | $6,789,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 150,000 | $6,752,000 | thousands by filing date | put |
| DRIL-QUIP INC | 262037104 | COM | 147,216 | $6,750,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 359,903 | $6,741,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 188,000 | $6,738,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 126,888 | $6,729,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 65,312 | $6,723,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 804,463 | $6,701,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 328,096 | $6,667,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 32,588 | $6,661,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 42,247 | $6,647,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 162,570 | $6,633,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 358,365 | $6,630,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 124,961 | $6,617,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 203,700 | $6,606,000 | thousands by filing date | put |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 745,000 | $6,578,000 | thousands by filing date | call |
| GAMING & LEISURE P COM | 36467J108 | REIT | 170,530 | $6,577,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 755,775 | $6,560,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 148,188 | $6,536,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 280,567 | $6,523,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 158,765 | $6,516,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 112,600 | $6,515,000 | thousands by filing date | call |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 309,541 | $6,513,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 77,562 | $6,505,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 370,000 | $6,497,000 | thousands by filing date | call |
| GRUBHUB INC | 400110102 | COM | 93,463 | $6,493,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 538,376 | $6,493,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 142,563 | $6,481,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 225,284 | $6,477,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 40,432 | $6,470,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-19-004687 | this filing | 2019-05-14 | acceptance time not in the bulk data set |