13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-14, with 7,786 holding rows worth $242,068,153,000.
- Accession
- 0000950123-19-004687
- Filer
- CIK 1610520
- Filed
- 2019-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A combination report, 12,989 entries on the cover page, a total value of $242,068,153,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $242,068,239,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 4,416 | $53,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 1,674 | $53,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 5,300 | $53,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 3,623 | $53,000 | thousands by filing date | |
| ENTREPRENEURSHARES SERIES TR | 293828802 | ERSHARES ENT | 3,121 | $53,000 | thousands by filing date | |
| FLEXSHARES TR CUR HDG EM IDX | 33939L712 | CEF | 1,841 | $53,000 | thousands by filing date | |
| MELROSE BANCORP INC | 585553100 | COM | 2,803 | $53,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 1,202 | $52,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 7,634 | $52,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 7,439 | $52,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 2,157 | $52,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 2,087 | $52,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R601 | WBI BBR VAL 3000 | 1,854 | $52,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 4,176 | $52,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 2,225 | $52,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 8,307 | $52,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P650 | TRES 5YR BULL | 1,047 | $52,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06745R693 | IPATH B S&P ETN | 843 | $52,000 | thousands by filing date | |
| EAGLE GRWTH & INCOME OPPTY F | 26958J105 | COM SHS BEN IN | 3,406 | $52,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B552 | HDGD FTSE EURO | 2,756 | $52,000 | thousands by filing date | |
| CM SEVEN STAR ACQUISITION CO | G2345N102 | SHS | 7,281 | $52,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C732 | INTL ULTRA DIV | 2,200 | $52,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 4,248 | $51,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 4,668 | $51,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 3,069 | $51,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 787 | $51,000 | thousands by filing date | |
| ISHARES TR | 46435U861 | CORE DIVID ETF | 1,897 | $51,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 600 | $51,000 | thousands by filing date | put |
| EZCORP INC | 302301106 | CL A NON VTG | 5,502 | $51,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 4,392 | $51,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 11,902 | $51,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 1,945 | $51,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P571 | FUND | 1,161 | $51,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 1,090 | $51,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 1,869 | $51,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 1,999 | $51,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR INDUSTRIALS ETF | 47804J883 | ETF | 1,432 | $51,000 | thousands by filing date | |
| ARROW INVTS TR | 042765784 | QVM EQT FACTOR | 1,890 | $51,000 | thousands by filing date | |
| CITIGROUP GLOBAL MKTS HLDGS | 17325K743 | VELOCITYSHS LONG | 1,697 | $51,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G797 | ROGERS AI GLOB | 2,088 | $51,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 1,300 | $50,000 | thousands by filing date | put |
| AGILYSYS INC | 00847J105 | COM | 2,388 | $50,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 8,026 | $50,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G400 | INFRACP REIT PFD | 2,037 | $50,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 3,387 | $50,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 1,455 | $50,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 1,386 | $50,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P595 | SENIOR LOAN ETF | 1,992 | $50,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 8,000 | $50,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE MOMENTUM ETF | 02072L409 | ETF | 1,710 | $50,000 | thousands by filing date | |
| LGL GROUP INC | 50186A108 | COM | 7,652 | $50,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 2,295 | $50,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 1,997 | $50,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 7,110 | $50,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 1,540 | $50,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 1,628 | $50,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 2,600 | $50,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 5,072 | $50,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R111 | UNIT 99/99/9999 | 4,891 | $50,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90270L842 | ETRACS MTH 2XLV | 3,517 | $50,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 2,224 | $50,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 20,768 | $49,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 7,244 | $49,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 3,190 | $49,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 2,179 | $49,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 2,349 | $49,000 | thousands by filing date | |
| PINTEC TECHNOLOGY HLDGS LTD SPONSORED ADS | 72352G107 | ADR | 3,800 | $49,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 4,463 | $48,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 1,756 | $48,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 13,673 | $48,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 4,312 | $48,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 796 | $48,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 6,891 | $48,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 6,707 | $48,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 49,358 | $48,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 3,432 | $48,000 | thousands by filing date | |
| ARROW INVTS TR | 042765685 | DWA TACT INTL | 1,797 | $48,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 31,250 | $48,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 8,020 | $48,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 2,201 | $48,000 | thousands by filing date | |
| LEGACY RESVS INC COM | 524706108 | Stock | 97,594 | $48,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR QTY 2000 | 00400R403 | CEF | 2,300 | $48,000 | thousands by filing date | |
| HUNTER MARITIME ACQUISITION | Y37828111 | CL A | 617 | $48,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 1,751 | $47,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 1,870 | $47,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 1,408 | $47,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 2,617 | $47,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 1,372 | $47,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 6,146 | $47,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R829 | S NETWRK E-COM | 2,097 | $47,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 6,121 | $47,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 840 | $47,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 1,000 | $47,000 | thousands by filing date | put |
| GMS INC | 36251C103 | COM | 3,083 | $47,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 4,743 | $47,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 2,728 | $47,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505400 | FORENSIC ACCTG | 1,202 | $47,000 | thousands by filing date | |
| INVESCO BLDRS INDEX FDS TR | 46090C107 | ASIA 50ADR IDX | 1,516 | $47,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y651 | NORTH SQUA MCKE | 476 | $47,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E552 | MSCI EMRNG MKT | 1,487 | $47,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 2,517 | $47,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 18,133 | $47,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q544 | RIVERFRONT UNC | 1,877 | $47,000 | thousands by filing date | |
| CITIGROUP GLOBAL | 17326E662 | MKT HLDGS I VELCTYSHS USDJPY | 1,970 | $47,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 7,024 | $46,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 336 | $46,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 1,294 | $46,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 2,671 | $46,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 3,729 | $46,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 2,881 | $46,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430404 | ACTIVEBETA JAP | 1,480 | $46,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 751 | $46,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 5,996 | $46,000 | thousands by filing date | |
| PROSHARES TR | 74347X526 | ULT FTSE EUROPE | 1,009 | $46,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 3,585 | $46,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 1,509 | $46,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 2,121 | $46,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 1,300 | $46,000 | thousands by filing date | |
| PROSHARES SHORT OIL GAS | 74347R222 | COM | 1,958 | $46,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 12,551 | $46,000 | thousands by filing date | |
| AQUANTIA CORP | 03842Q108 | COM | 5,043 | $46,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 15,037 | $46,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 5,007 | $46,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K166 | DAILY EUROPEAN | 1,681 | $46,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 1,935 | $45,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 1,403 | $45,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 1,423 | $45,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 1,518 | $45,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 2,891 | $45,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 3,325 | $45,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 5,193 | $45,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 2,269 | $45,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 4,029 | $45,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 1,277 | $45,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 1,216 | $45,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 13,948 | $45,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 19,636 | $45,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 2,684 | $45,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 5,654 | $44,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 3,959 | $44,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C409 | US EQTY BUFR JAN | 1,587 | $44,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 1,560 | $44,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 6,155 | $44,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 15,685 | $44,000 | thousands by filing date | |
| INTERGROUP CORP | 458685104 | COM | 1,448 | $44,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 10,371 | $44,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 5,245 | $44,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 1,025 | $44,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K809 | PS CRD OIL ETN | 815 | $44,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 2,975 | $44,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 2,924 | $44,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 2,486 | $44,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E836 | DLY SEMICNDTR 3X | 6,733 | $44,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 31,000 | $44,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 1,414 | $44,000 | thousands by filing date | |
| LEGG MASON ETF INVT TR | 52468L604 | EMRG MKTS VOLA | 1,685 | $44,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C757 | INTERNATNL REV | 1,765 | $44,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 9,539 | $43,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 2,970 | $43,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 683 | $43,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 1,877 | $43,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 1,568 | $43,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 563 | $43,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 1,516 | $43,000 | thousands by filing date | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE MOMENTUM ET | 02072L300 | ETF | 1,683 | $43,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 4,746 | $43,000 | thousands by filing date | |
| GYRODYNE LLC | 403829104 | COM | 2,413 | $43,000 | thousands by filing date | |
| PROSHARES TR | 74347R685 | PSHS ULTRA UTIL | 749 | $43,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 47,888 | $43,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 19,544 | $43,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R106 | SHS | 4,300 | $43,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 1,034 | $43,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 1,233 | $43,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 43,248 | $43,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 1,800 | $43,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 47,944 | $43,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 1,020 | $43,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 4,102 | $43,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CORP | 80821R208 | UNIT EX 123123 | 4,305 | $43,000 | thousands by filing date | |
| PROSHARES TR | 74347B219 | ULSHRT SEMIC NEW | 3,195 | $43,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 400 | $42,000 | thousands by filing date | put |
| FORTIVE CORP COM | 34959J108 | Stock | 500 | $42,000 | thousands by filing date | put |
| ACCENDRA HEALTH INC | 690732102 | COM | 10,300 | $42,000 | thousands by filing date | call |
| COHU INC | 192576106 | COM | 2,828 | $42,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C862 | INNOVATOR DEEPW | 1,746 | $42,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 1,299 | $42,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 1,238 | $42,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 3,609 | $42,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 1,571 | $42,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 1,251 | $42,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 6,557 | $42,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 1,325 | $42,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 1,822 | $42,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 1,500 | $42,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122AN8 | DBCV | 34,000 | $42,000 | thousands by filing date | principal |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 7,724 | $42,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061805 | GBL TAIL RISK ET | 1,697 | $42,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A768 | PRMSE CP DIVRSFD | 1,412 | $42,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F129 | 6% PFD CNV SR A | 1,550 | $42,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482103 | COM | 4,100 | $42,000 | thousands by filing date | |
| DD3 ACQUISITION CORP | G2692M103 | SHS | 4,300 | $42,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 1,860 | $41,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 5,889 | $41,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 5,816 | $41,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 4,932 | $41,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 2,903 | $41,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 364 | $41,000 | thousands by filing date | |
| WISDOMTREE INTERNATIONAL ESG FUND | 97717Y709 | ETF | 1,719 | $41,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 6,130 | $41,000 | thousands by filing date | |
| ZEALAND PHARMA A/S | 98920Y304 | CMN | 2,407 | $41,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 1,828 | $41,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E135 | GBL X JPM ROTA | 1,697 | $41,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 3,308 | $40,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 4,959 | $40,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 1,590 | $40,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 400 | $40,000 | thousands by filing date | put |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 2,344 | $40,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 1,767 | $40,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 3,220 | $40,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 1,557 | $40,000 | thousands by filing date | |
| PROSHARES TR | 74348A566 | MERGER ETF | 1,064 | $40,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 7,458 | $40,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 13,468 | $40,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 1,430 | $40,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 12,000 | $40,000 | thousands by filing date | put |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 1,971 | $40,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 2,401 | $40,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 900 | $40,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641205 | UNIT 99/99/9999 | 4,000 | $40,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G871 | VIRTUS CUMBRLAND | 1,579 | $40,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 102 | $39,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 100 | $39,000 | thousands by filing date | put |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 2,807 | $39,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 958 | $39,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 2,097 | $39,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 2,007 | $39,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 2,020 | $39,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 14,390 | $39,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 1,473 | $39,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 1,051 | $39,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74347B227 | ETF | 672 | $39,000 | thousands by filing date | |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 5,025 | $39,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 15,000 | $39,000 | thousands by filing date | call |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 2,738 | $39,000 | thousands by filing date | |
| 111 INC | 68247Q102 | ADR | 6,000 | $39,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 6,969 | $39,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 2,575 | $39,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 2,854 | $39,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W398 | NEGT DUR HIG YLD | 1,967 | $39,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867206 | 6.50 PFD SER B | 597 | $39,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 1,236 | $38,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 2,587 | $38,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 2,099 | $38,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 1,845 | $38,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 2,901 | $38,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 5,902 | $38,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 17,627 | $38,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 2,083 | $38,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 1,130 | $38,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V654 | DYNMC RETAIL | 1,018 | $38,000 | thousands by filing date | |
| ISHARES TR | 46435G722 | JPX NIKKEI 400 | 1,351 | $38,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 2,806 | $38,000 | thousands by filing date | |
| PROSHARES TR ULTSH NASD BIOT | 74347B789 | CEF | 2,254 | $38,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 30,648 | $38,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22542D282 | Cmn | 354 | $38,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X255 | EUROPE MULTIFCTR | 1,324 | $38,000 | thousands by filing date | |
| NAVIOS MARITIME HLDGS INC | 63938Y100 | SPN ADR RP PFD G | 4,500 | $38,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 2,406 | $37,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 2,074 | $37,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 2,213 | $37,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 3,128 | $37,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 1,239 | $37,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 6,049 | $37,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 1,272 | $37,000 | thousands by filing date | |
| MORPHOSYS AG | 617760202 | ADR | 1,626 | $37,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y533 | MSCI CHINA IT | 1,998 | $37,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y665 | GBL X MSCI NIGER | 2,171 | $37,000 | thousands by filing date | |
| DBX ETF TR | 233051523 | XTRACK MSCI CHIN | 1,778 | $37,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B388 | IQ U.S. LRGE CAP | 1,561 | $37,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P100 | COM | 3,657 | $37,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 1,261 | $36,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P678 | FTSE UNTD KGDM | 1,476 | $36,000 | thousands by filing date | |
| LIMBACH HLDGS INC | 53263P105 | COM | 4,763 | $36,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 3,317 | $36,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 4,442 | $36,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 705 | $36,000 | thousands by filing date | |
| ABRDN ETFS | 003261203 | BBRG ALL COMMDY | 1,479 | $36,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 2,543 | $36,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 911 | $36,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 1,441 | $36,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 4,106 | $36,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 1,094 | $36,000 | thousands by filing date | |
| PROSHARES TR | 74347X641 | SHRT RL EST FD | 2,520 | $36,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E768 | FTSE INTL LOW | 1,271 | $36,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 5,436 | $36,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 2,030 | $36,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E143 | GBL X JPM EFF | 1,440 | $36,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950103 | ORD SHS | 3,600 | $36,000 | thousands by filing date | |
| STRONGVEST ETF TR | 863418109 | CWA INCOME | 1,400 | $36,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 268 | $35,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 1,396 | $35,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 1,583 | $35,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 942 | $35,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 4,763 | $35,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 774 | $35,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 11,600 | $35,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 1,040 | $35,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 1,375 | $35,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 1,695 | $35,000 | thousands by filing date | |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 408 | $35,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 63,722 | $35,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 6,632 | $35,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 4,000 | $35,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 3,900 | $35,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 35,017 | $35,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 5,462 | $35,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641737 | CMCI FOOD ETN | 2,148 | $35,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 1,412 | $35,000 | thousands by filing date | |
| MORGAN STANLEY | 61747W257 | RENMIN/USD ETN | 800 | $35,000 | thousands by filing date | |
| APTORUM GROUP LIMITED | G6096M106 | CL A ORD SHS | 2,623 | $35,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G104 | SPONS ADR | 49,951 | $35,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H666 | FRMLAFOLIOS TATL | 1,446 | $35,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R304 | WBI BBR YLD 2000 | 1,786 | $35,000 | thousands by filing date | |
| Proshares Ultrashort Health ETF | 74348A228 | COM | 1,584 | $35,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 1,537 | $35,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H716 | QUTX RSK MGDML | 1,412 | $35,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A883 | VAL MKT LEG ET | 1,304 | $35,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 1,975 | $34,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 200 | $34,000 | thousands by filing date | put |
| DIGI INTL INC | 253798102 | COM | 2,684 | $34,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 703 | $34,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 670 | $34,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 1,754 | $34,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 1,855 | $34,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 850 | $34,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 1,070 | $34,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 1,260 | $34,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 3,820 | $34,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 6,724 | $34,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 9,446 | $34,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 2,667 | $34,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937303 | INTNTL IPO ETF | 1,619 | $34,000 | thousands by filing date | |
| VIRTUS ETF TR II | 92790A207 | VIRTUS NEWFLEET | 1,400 | $34,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 1,633 | $34,000 | thousands by filing date | |
| SYNTHORX INC COM | 87167A103 | Stock | 1,642 | $34,000 | thousands by filing date | |
| PROSHARES TR | 74347B367 | DECLINE RETAIL | 1,002 | $34,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 1,570 | $34,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 2,367 | $34,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 2,095 | $34,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 1,699 | $34,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION CORP. | 92211L105 | Common Stock | 3,300 | $34,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 6,997 | $34,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 122,470 | $34,000 | thousands by filing date | |
| ISHARES US ETF TR | 46431W820 | INT RT HD EMRG | 1,366 | $34,000 | thousands by filing date | |
| GLOBAL X FOUNDER-RUN COMPANIES ETF | 37954Y681 | ETF | 1,710 | $34,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 25,244 | $34,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J114 | *W EXP 04/13/202 | 4,094 | $34,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372108 | UNIT 08/29/2024 | 3,289 | $34,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT COMPA | G9145A107 | SHS | 3,400 | $34,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 3,197 | $33,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P660 | FRANKLIN ASIA | 1,500 | $33,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 5,195 | $33,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 1,476 | $33,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 2,715 | $33,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 1,875 | $33,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 4,723 | $33,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 942 | $33,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 2,996 | $33,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 1,424 | $33,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A628 | POINT BRIDGE AMR | 1,241 | $33,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 2,651 | $33,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q105 | SIMP AF WORL ETF | 1,459 | $33,000 | thousands by filing date | |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 788 | $33,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 2,261 | $33,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 4,067 | $33,000 | thousands by filing date | |
| PROSHARES TR | 74347X708 | UL MSCI JP ETF | 1,026 | $33,000 | thousands by filing date | |
| PROSHARES TR | 74347R263 | ULTRA COMMUNICTN | 799 | $33,000 | thousands by filing date | |
| ISHARES TR | 46435G169 | RUSSELL 1000 US | 1,203 | $33,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C763 | mc | 1,651 | $33,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 1,252 | $33,000 | thousands by filing date | |
| CITIZENS FIRST CORP | 17462Q107 | COM | 1,336 | $33,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 3,396 | $33,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 5,603 | $33,000 | thousands by filing date | |
| HULL TACTICAL US ETF | 301505806 | ETF | 1,344 | $33,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745204 | UNIT 02/01/2023 | 3,139 | $33,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 1,749 | $32,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 4,988 | $32,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 400 | $32,000 | thousands by filing date | put |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 1,952 | $32,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 513 | $32,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 1,444 | $32,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 1,653 | $32,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 2,012 | $32,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y876 | DAIL HEAL BU ETF | 582 | $32,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 2,410 | $32,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 646 | $32,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 7,810 | $32,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P835 | FTSE BRAZIL | 1,252 | $32,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 1,500 | $32,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R837 | CMN | 1,502 | $32,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 1,224 | $32,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 3,732 | $32,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 2,075 | $32,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 1,459 | $32,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 13,000 | $32,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 2,367 | $32,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 3,939 | $32,000 | thousands by filing date | |
| ISHARES TR | 46435G888 | MSCI SO KOREA | 1,259 | $32,000 | thousands by filing date | |
| BIO-PATH HLDGS INC | 09057N300 | COM | 1,563 | $32,000 | thousands by filing date | |
| NEON THERAPEUTICS INC | 64050Y100 | COM | 4,997 | $32,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788206 | UNIT 01/18/2023 | 3,000 | $32,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 2,336 | $31,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 718 | $31,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 1,175 | $31,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 1,275 | $31,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 1,138 | $31,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 907 | $31,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 3,434 | $31,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 2,917 | $31,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F508 | FLEXIBL MUN HIGH | 1,657 | $31,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 45,000 | $31,000 | thousands by filing date | principal |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 5,114 | $31,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 68,325 | $31,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 1,480 | $31,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 1,343 | $31,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 3,415 | $31,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 7,685 | $31,000 | thousands by filing date | |
| INTERNET GOLD-GOLDEN LINES | M56595107 | COM | 55,819 | $31,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BEAR 3X SHARES | 25460E539 | ETF | 1,668 | $31,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 8,000 | $31,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 6,493 | $31,000 | thousands by filing date | |
| ISHARES TR | 46435G805 | MSCI MEXICO | 1,848 | $31,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISITION CO | G3165V117 | UNIT 10/04/2023 | 3,040 | $31,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E513 | DLY ROB AI 3X | 2,706 | $31,000 | thousands by filing date | |
| iShares High Yield Systematic Bond ETF | 46435G250 | SHS | 609 | $30,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 3,000 | $30,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 1,783 | $30,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 868 | $30,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 1,884 | $30,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 1,600 | $30,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 2,612 | $30,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 1,531 | $30,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 1,243 | $30,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N667 | VICSHS DV AC ETF | 944 | $30,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 2,868 | $30,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 649 | $30,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 9,175 | $30,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 1,811 | $30,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 1,913 | $30,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 2,235 | $30,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 546 | $30,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 1,500 | $30,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 1,269 | $30,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 1,254 | $30,000 | thousands by filing date | |
| MSB FINL CORP NEW | 55352L101 | COM | 1,696 | $30,000 | thousands by filing date | |
| ONE MADISON CORP | G6772P100 | COM CL A | 2,905 | $30,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 2,026 | $30,000 | thousands by filing date | |
| ACORN INTL INC | 004854204 | SPONSORD ADR NEW | 1,224 | $30,000 | thousands by filing date | |
| JANUS DETROIT STR TR OBESITY ETF | 47103U506 | CEF | 885 | $30,000 | thousands by filing date | |
| CRYOPORT INC | 229050125 | W EXP 07/29/202 | 3,133 | $30,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19762B889 | I INDIA SML CP ETF | 1,989 | $30,000 | thousands by filing date | |
| JENSYN ACQUISITION CORP | 47632B102 | COM | 2,910 | $30,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R762 | PFD CL A 6.875 | 1,174 | $30,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | 81728P105 | CL A | 3,027 | $30,000 | thousands by filing date | |
| Invesco S&P International Dev Momt ETF | 46138E222 | SHS | 1,130 | $29,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 1,053 | $29,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 1,167 | $29,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 5,225 | $29,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 1,679 | $29,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 1,000 | $29,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 639 | $29,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 575 | $29,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 3,434 | $29,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 1,052 | $29,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R761 | CMN | 1,296 | $29,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 2,143 | $29,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 6,224 | $29,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 10,873 | $29,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 757 | $29,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 8,059 | $29,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 1,157 | $29,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 981 | $29,000 | thousands by filing date | |
| DGSE COMPANIES INC | 23323G106 | COM | 66,758 | $29,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641760 | CMCI AGRI ETN | 1,851 | $29,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 3,601 | $29,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K125 | DAILY S&P OIL | 3,037 | $29,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679104 | ETN LKD 36 | 599 | $29,000 | thousands by filing date | |
| PROSHARES TR | 74348A327 | ULTSHT SMLCP600 | 2,051 | $29,000 | thousands by filing date | |
| RUMBLEON INC | 781386206 | COM CL B | 5,800 | $29,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T290 | XLNKS AMLP ETN36 | 1,951 | $29,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 571 | $28,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 1,170 | $28,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 1,653 | $28,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 889 | $28,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 5,559 | $28,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 1,003 | $28,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 2,500 | $28,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 1,133 | $28,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 1,098 | $28,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 2,246 | $28,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-19-004687 | this filing | 2019-05-14 | acceptance time not in the bulk data set |