13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 8,115 holding rows worth $220,519,201,000.
- Accession
- 0000950123-19-001793
- Filer
- CIK 1610520
- Filed
- 2019-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A combination report, 14,003 entries on the cover page, a total value of $220,519,201,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $220,518,266,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OKTAINCCLASSA | 679295105 | STOK | 93,137 | $5,942,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 290,393 | $5,939,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 600,000 | $5,934,000 | thousands by filing date | put |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 59,249 | $5,928,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 50,152 | $5,920,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 140,856 | $5,917,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 171,258 | $5,912,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 91,365 | $5,903,000 | thousands by filing date | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 139,362 | $5,895,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 45,300 | $5,894,000 | thousands by filing date | put |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 908,490 | $5,878,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 142,880 | $5,865,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 90,997 | $5,859,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 365,576 | $5,846,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 800,000 | $5,840,000 | thousands by filing date | put |
| BARCLAYS PLC ADR | 06738E204 | ADR | 774,429 | $5,839,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 46,694 | $5,838,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 180,652 | $5,837,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 62,905 | $5,833,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 102,691 | $5,818,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 533,340 | $5,808,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 95,000 | $5,803,000 | thousands by filing date | call |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 570,741 | $5,793,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 364,295 | $5,792,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 44,982 | $5,785,000 | thousands by filing date | put |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,012,598 | $5,782,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 89,718 | $5,778,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 20,382 | $5,773,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 109,507 | $5,768,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 55,000 | $5,767,000 | thousands by filing date | put |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 1,900,399 | $5,758,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 287,310 | $5,755,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 132,250 | $5,748,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 400,000 | $5,736,000 | thousands by filing date | put |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 613,563 | $5,718,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 162,188 | $5,694,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 131,671 | $5,680,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 44,833 | $5,661,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 55,591 | $5,654,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 760,036 | $5,639,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 600,000 | $5,634,000 | thousands by filing date | call |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 26,704 | $5,630,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 2,402,717 | $5,622,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 480,829 | $5,621,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 160,815 | $5,620,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 418,846 | $5,617,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 200,000 | $5,614,000 | thousands by filing date | call |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 13,000 | $5,613,000 | thousands by filing date | put |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 49,158 | $5,579,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 316,632 | $5,578,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 138,879 | $5,576,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V555 | INSIDER SENMNT | 98,628 | $5,574,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 192,379 | $5,556,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 170,381 | $5,555,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 67,229 | $5,543,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 179,863 | $5,540,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 3,257,161 | $5,538,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 294,917 | $5,532,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 190,161 | $5,528,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 106,877 | $5,519,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 265,687 | $5,519,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 115,144 | $5,505,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 312,703 | $5,501,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 123,559 | $5,481,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 139,442 | $5,465,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 42,700 | $5,463,000 | thousands by filing date | put |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 72,382 | $5,446,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 633,504 | $5,442,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 159,395 | $5,439,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 508,207 | $5,428,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 41,976 | $5,424,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 495,741 | $5,419,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 270,000 | $5,414,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 118,540 | $5,413,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 392,722 | $5,412,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 187,810 | $5,411,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 179,884 | $5,404,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 2,109,626 | $5,400,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 215,805 | $5,400,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 42,600 | $5,397,000 | thousands by filing date | put |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 395,678 | $5,393,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 279,963 | $5,381,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 91,120 | $5,374,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 262,644 | $5,366,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 43,381 | $5,365,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 96,354 | $5,360,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 38,700 | $5,350,000 | thousands by filing date | put |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 292,842 | $5,350,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 135,854 | $5,349,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 69,600 | $5,346,000 | thousands by filing date | put |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 281,307 | $5,330,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 205,379 | $5,328,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 69,255 | $5,320,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 122,282 | $5,317,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 84,247 | $5,307,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 4,234 | $5,304,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 314,005 | $5,295,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 234,700 | $5,290,000 | thousands by filing date | call |
| SNAP INC | 83304A106 | CL A | 960,000 | $5,290,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 70,798 | $5,277,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 92,887 | $5,276,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 104,307 | $5,274,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 173,055 | $5,254,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 70,560 | $5,253,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 51,000 | $5,250,000 | thousands by filing date | put |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 610,277 | $5,242,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 58,565 | $5,220,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 1,190,598 | $5,215,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 45,000 | $5,207,000 | thousands by filing date | call |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 670,875 | $5,199,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 47,471 | $5,197,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 475,073 | $5,193,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 113,535 | $5,185,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 218,126 | $5,185,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 355,316 | $5,177,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 412,396 | $5,167,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 737,559 | $5,163,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 19,800 | $5,147,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 58,910 | $5,138,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 502,368 | $5,124,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 146,219 | $5,116,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 120,852 | $5,112,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 1,489,593 | $5,110,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 59,960 | $5,109,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 92,977 | $5,108,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 147,947 | $5,101,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 190,690 | $5,096,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 153,626 | $5,094,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 25,000 | $5,093,000 | thousands by filing date | call |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 254,000 | $5,090,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 149,800 | $5,090,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 309,006 | $5,087,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 566,264 | $5,085,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 86,100 | $5,081,000 | thousands by filing date | put |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 90,583 | $5,075,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 68,103 | $5,067,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 227,600 | $5,066,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 244,722 | $5,058,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 42,951 | $5,056,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 100,000 | $5,045,000 | thousands by filing date | call |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 247,058 | $5,045,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 96,217 | $5,043,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 299,000 | $5,041,000 | thousands by filing date | put |
| ARCONIC INC | 03965L100 | COM | 299,000 | $5,041,000 | thousands by filing date | call |
| BOSTON BEER INC CL A | 100557107 | Stock | 20,920 | $5,038,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 180,078 | $5,030,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 170,927 | $5,029,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 84,812 | $5,028,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 104,754 | $5,026,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 82,437 | $5,024,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 35,600 | $5,020,000 | thousands by filing date | put |
| ROLLINS INC COM | 775711104 | Stock | 138,904 | $5,015,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 109,358 | $5,014,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 54,996 | $4,986,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 142,729 | $4,967,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 305,814 | $4,945,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 62,600 | $4,940,000 | thousands by filing date | call |
| VERISIGN INC COM | 92343E102 | Stock | 33,300 | $4,938,000 | thousands by filing date | call |
| FORTINET INC COM | 34959E109 | Stock | 70,100 | $4,937,000 | thousands by filing date | put |
| CROWN HLDGS INC COM | 228368106 | Stock | 118,600 | $4,930,000 | thousands by filing date | call |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 36,683 | $4,924,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 43,732 | $4,922,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 1,337,399 | $4,921,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 298,332 | $4,916,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 200,006 | $4,915,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 132,796 | $4,911,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 162,313 | $4,910,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 104,265 | $4,908,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 136,086 | $4,899,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 184,931 | $4,884,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 72,542 | $4,883,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 68,609 | $4,869,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 26,025 | $4,867,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 106,400 | $4,862,000 | thousands by filing date | put |
| EXPONENT INC | 30214U102 | COM | 95,821 | $4,859,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 30,300 | $4,850,000 | thousands by filing date | put |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 38,307 | $4,850,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 52,097 | $4,843,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 725,650 | $4,840,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 48,732 | $4,827,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 59,601 | $4,826,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 73,456 | $4,819,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 38,000 | $4,814,000 | thousands by filing date | call |
| GAP INC COM | 364760108 | Stock | 186,870 | $4,814,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 267,098 | $4,810,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 126,815 | $4,806,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 160,392 | $4,786,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 35,140 | $4,785,000 | thousands by filing date | call |
| CARS COM INC | 14575E105 | COM | 222,298 | $4,779,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 56,983 | $4,776,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 58,549 | $4,769,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 266,400 | $4,763,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 109,468 | $4,762,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 84,890 | $4,761,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 208,829 | $4,751,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 134,945 | $4,747,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 304,600 | $4,743,000 | thousands by filing date | call |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 29,660 | $4,741,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 309,624 | $4,738,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 118,208 | $4,737,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 455,375 | $4,736,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 281,690 | $4,727,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 54,800 | $4,721,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 164,624 | $4,721,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 142,860 | $4,706,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 159,187 | $4,697,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 165,839 | $4,695,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 294,871 | $4,688,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 42,200 | $4,686,000 | thousands by filing date | call |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 109,149 | $4,685,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 92,200 | $4,682,000 | thousands by filing date | call |
| LIBERTY | 531229888 | COMMON STOCK | 187,924 | $4,677,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 86,652 | $4,670,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 157,732 | $4,666,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 117,200 | $4,666,000 | thousands by filing date | call |
| CHAMPION HOMES INC | 830830105 | COM | 317,482 | $4,664,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 112,518 | $4,657,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 247,124 | $4,656,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 82,662 | $4,654,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 97,034 | $4,651,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 120,500 | $4,650,000 | thousands by filing date | put |
| EAGLE MATLS INC COM | 26969P108 | Stock | 76,158 | $4,648,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 84,040 | $4,647,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 202,432 | $4,635,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 210,944 | $4,626,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 298,468 | $4,626,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 205,000 | $4,621,000 | thousands by filing date | put |
| PETMED EXPRESS INC | 716382106 | COM | 198,431 | $4,615,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 133,686 | $4,612,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 52,081 | $4,612,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 116,549 | $4,610,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 179,100 | $4,603,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 86,039 | $4,598,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 111,962 | $4,587,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 126,354 | $4,586,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 27,369 | $4,586,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 5,000,000 | $4,571,000 | thousands by filing date | principal |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 118,858 | $4,568,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 74,425 | $4,563,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 293,227 | $4,563,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 114,073 | $4,561,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 193,126 | $4,560,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 44,328 | $4,556,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 110,000 | $4,554,000 | thousands by filing date | put |
| KILROY REALTY CORP COM | 49427F108 | REIT | 72,306 | $4,547,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 272,652 | $4,546,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 36,053 | $4,533,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 113,583 | $4,524,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 99,435 | $4,511,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 49,031 | $4,509,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 253,220 | $4,502,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 243,380 | $4,495,000 | thousands by filing date | call |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 46,803 | $4,484,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 401,643 | $4,475,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 17,302 | $4,473,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 69,300 | $4,464,000 | thousands by filing date | call |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 228,255 | $4,455,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 170,446 | $4,454,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 105,786 | $4,438,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 93,300 | $4,435,000 | thousands by filing date | call |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 172,489 | $4,423,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 10,239 | $4,421,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 1,127,300 | $4,419,000 | thousands by filing date | call |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 200,000 | $4,418,000 | thousands by filing date | call |
| ICU MED INC | 44930G107 | COM | 19,233 | $4,417,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 234,189 | $4,417,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 18,006 | $4,409,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 139,549 | $4,408,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 135,500 | $4,406,000 | thousands by filing date | put |
| XPO INC COM | 983793100 | Stock | 77,200 | $4,403,000 | thousands by filing date | call |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 139,372 | $4,400,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 150,000 | $4,382,000 | thousands by filing date | put |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 625,953 | $4,382,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 295,713 | $4,364,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 292,031 | $4,349,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 31,031 | $4,346,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 72,669 | $4,340,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 109,704 | $4,338,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 160,000 | $4,330,000 | thousands by filing date | put |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 95,884 | $4,329,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 47,898 | $4,312,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 340,555 | $4,311,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 169,748 | $4,309,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 89,733 | $4,305,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 230,748 | $4,298,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 371,286 | $4,295,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 52,242 | $4,294,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 339,728 | $4,294,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 102,492 | $4,292,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 229,072 | $4,290,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 323,951 | $4,286,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 67,500 | $4,274,000 | thousands by filing date | put |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 34,590 | $4,272,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 82,197 | $4,264,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 316,173 | $4,262,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 43,808 | $4,255,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 110,833 | $4,252,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 152,653 | $4,251,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 119,823 | $4,232,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 799,464 | $4,229,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 27,131 | $4,222,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 109,238 | $4,221,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 178,414 | $4,216,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 53,400 | $4,214,000 | thousands by filing date | put |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 262,679 | $4,208,000 | thousands by filing date | |
| RH | 74967X103 | COM | 35,106 | $4,207,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 205,185 | $4,206,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 207,867 | $4,201,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 106,342 | $4,199,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 110,408 | $4,198,000 | thousands by filing date | call |
| SSR MINING IN | 784730103 | COM | 346,935 | $4,195,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 40,000 | $4,194,000 | thousands by filing date | call |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 50,400 | $4,191,000 | thousands by filing date | put |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 220,791 | $4,191,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 9,700 | $4,188,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 94,554 | $4,185,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 110,300 | $4,183,000 | thousands by filing date | call |
| RADIUS HEALTH INC | 750469207 | COM NEW | 253,672 | $4,183,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 217,407 | $4,179,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 209,956 | $4,178,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 24,300 | $4,176,000 | thousands by filing date | call |
| FRONTDOOR INC COM | 35905A109 | Stock | 156,671 | $4,169,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 256,820 | $4,166,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 622,556 | $4,165,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 432,679 | $4,162,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 50,000 | $4,158,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 401,971 | $4,144,000 | thousands by filing date | call |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 230,654 | $4,140,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 100,688 | $4,138,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 211,388 | $4,135,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 272,661 | $4,123,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 79,549 | $4,118,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 122,618 | $4,111,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 306,785 | $4,111,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 425,923 | $4,110,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 1,221,494 | $4,104,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 53,825 | $4,102,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 63,260 | $4,093,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 160,652 | $4,076,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 36,106 | $4,073,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 39,700 | $4,068,000 | thousands by filing date | put |
| CITRIX SYSTEMS INC | 177376100 | COM | 39,700 | $4,068,000 | thousands by filing date | call |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 33,030 | $4,068,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 1,350,125 | $4,064,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 50,000 | $4,063,000 | thousands by filing date | put |
| Abbott Laboratories | 002824100 | COM | 56,000 | $4,051,000 | thousands by filing date | put |
| INTREXON CORP | 46122T102 | COM | 618,937 | $4,048,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 97,181 | $4,042,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 21,734 | $4,038,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 60,338 | $4,024,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 64,075 | $4,023,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 68,670 | $4,023,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 441,968 | $4,022,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 22,739 | $4,022,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 384,334 | $4,020,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 250,000 | $4,015,000 | thousands by filing date | put |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 200,000 | $4,010,000 | thousands by filing date | put |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 200,000 | $4,008,000 | thousands by filing date | put |
| QUALYS INC COM | 74758T303 | Stock | 53,584 | $4,005,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 119,433 | $4,001,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 32,749 | $3,994,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 96,100 | $3,991,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 132,000 | $3,989,000 | thousands by filing date | put |
| AMEDISYS INC | 023436108 | COM | 34,059 | $3,989,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 708,000 | $3,986,000 | thousands by filing date | call |
| AMETEK INC COM | 031100100 | Stock | 58,697 | $3,974,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 227,141 | $3,968,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 86,143 | $3,962,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 132,281 | $3,961,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 620,501 | $3,953,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 52,916 | $3,953,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 91,200 | $3,952,000 | thousands by filing date | call |
| WEBSTER FINL CORP | 947890109 | COM | 80,185 | $3,952,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 60,000 | $3,949,000 | thousands by filing date | call |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 134,029 | $3,944,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 165,220 | $3,939,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 51,400 | $3,939,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 81,553 | $3,936,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 41,753 | $3,936,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 188,270 | $3,933,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 335,322 | $3,930,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 81,600 | $3,927,000 | thousands by filing date | call |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 353,297 | $3,918,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 192,309 | $3,914,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 78,942 | $3,913,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 33,655 | $3,911,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 309,790 | $3,910,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 1,139,000 | $3,907,000 | thousands by filing date | call |
| U S CONCRETE INC | 90333L201 | COM | 110,729 | $3,907,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 508,972 | $3,894,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 33,543 | $3,893,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 111,848 | $3,893,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 65,398 | $3,888,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 29,503 | $3,886,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 48,409 | $3,884,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 127,366 | $3,883,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 230,013 | $3,883,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 43,360 | $3,879,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 46,305 | $3,877,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 97,780 | $3,873,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 270,823 | $3,873,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 63,044 | $3,867,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 214,479 | $3,845,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 115,851 | $3,843,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 79,428 | $3,842,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 77,880 | $3,833,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 254,488 | $3,832,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 25,770 | $3,830,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 53,503 | $3,830,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 165,673 | $3,824,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 53,434 | $3,823,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 94,762 | $3,821,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 21,500 | $3,818,000 | thousands by filing date | call |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 148,500 | $3,818,000 | thousands by filing date | call |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 50,506 | $3,815,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 24,998 | $3,811,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 120,596 | $3,799,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 292,567 | $3,797,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 74,977 | $3,795,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 33,526 | $3,795,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 127,546 | $3,791,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 538,846 | $3,788,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 192,156 | $3,785,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 149,483 | $3,784,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 41,382 | $3,783,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 79,926 | $3,782,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 152,404 | $3,782,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 67,985 | $3,781,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 72,641 | $3,779,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 109,000 | $3,777,000 | thousands by filing date | call |
| STELLUS CAP INVT CORP | 858568108 | COM | 291,444 | $3,774,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 328,159 | $3,767,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 61,033 | $3,766,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 300,000 | $3,765,000 | thousands by filing date | put |
| DUKE REALTY CORP | 264411505 | COM NEW | 145,306 | $3,764,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 150,000 | $3,761,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 327,573 | $3,761,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 56,420 | $3,760,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 126,700 | $3,757,000 | thousands by filing date | call |
| KENNAMETAL INC | 489170100 | COM | 112,900 | $3,757,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 108,894 | $3,755,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 390,856 | $3,752,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 221,740 | $3,750,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 809,030 | $3,746,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 210,210 | $3,741,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 174,455 | $3,724,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 83,657 | $3,720,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 440,110 | $3,711,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 132,856 | $3,709,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 52,526 | $3,708,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 416,565 | $3,699,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 147,323 | $3,691,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 307,653 | $3,683,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 145,517 | $3,681,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 148,736 | $3,672,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 21,100 | $3,668,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 34,061 | $3,662,000 | thousands by filing date | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 65,803 | $3,656,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 314,582 | $3,646,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 58,235 | $3,645,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 530,979 | $3,637,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 239,900 | $3,634,000 | thousands by filing date | put |
| PDL BIOPHARMA INC | 69329Y104 | COM | 1,252,766 | $3,633,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 184,596 | $3,629,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 102,800 | $3,615,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 38,622 | $3,606,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 135,644 | $3,605,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 35,815 | $3,600,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 43,594 | $3,594,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 36,900 | $3,593,000 | thousands by filing date | call |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 157,230 | $3,591,000 | thousands by filing date | put |
| ENVESTNET INC | 29404K106 | COM | 72,973 | $3,590,000 | thousands by filing date | |
| BARCLAYS BANK | 06742A750 | IPATH S&P MLP | 243,463 | $3,590,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 195,379 | $3,586,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 74,405 | $3,583,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 284,737 | $3,582,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 222,575 | $3,567,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 133,296 | $3,561,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 151,165 | $3,556,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 128,633 | $3,550,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 31,337 | $3,549,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 148,766 | $3,548,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 100,671 | $3,546,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 58,212 | $3,542,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 69,502 | $3,541,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 203,894 | $3,539,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 430,851 | $3,538,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 46,337 | $3,537,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 182,956 | $3,536,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 84,405 | $3,536,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 35,797 | $3,535,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 113,421 | $3,533,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 241,786 | $3,530,000 | thousands by filing date | |
| COLUMBIA ETF TR II BEYOND BRICS ETF | 19762B103 | CEF | 224,492 | $3,527,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 114,301 | $3,517,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 855,021 | $3,514,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 30,223 | $3,513,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 20,900 | $3,511,000 | thousands by filing date | call |
| CRH PLC ADS | 12626K203 | ADR | 133,130 | $3,508,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 799,060 | $3,508,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-19-001793 | this filing | 2019-02-14 | acceptance time not in the bulk data set |