13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-01-22, with 4,717 holding rows worth $105,817,113,000.
- Accession
- 0000950123-19-000234
- Filer
- CIK 927971
- Filed
- 2019-01-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 16,129 entries on the cover page, a total value of $105,817,113,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $105,817,113,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO PRIVATE INVESTMENT COUNSEL INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerCTC MYCFO
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 3,046 | $29,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 1,000 | $29,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 790 | $29,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 3,527 | $29,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 2,208 | $29,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 18,000 | $29,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 200 | $28,000 | thousands by filing date | put |
| COHEN & STEERS INC COM | 19247A100 | Stock | 797 | $28,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 4,436 | $28,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 1,202 | $28,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 1,000 | $28,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 731 | $28,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 543 | $28,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 489 | $28,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 2,504 | $28,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 576 | $28,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 469 | $28,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 3,341 | $28,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 850 | $28,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 752 | $28,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767850 | MSCI CHINA CLEAN | 1,600 | $28,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 13,521 | $28,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 1,710 | $28,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 2,158 | $28,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 40,609 | $28,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 400 | $27,000 | thousands by filing date | put |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 1,461 | $27,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 266 | $27,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 919 | $27,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 1,647 | $27,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 1,651 | $27,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 986 | $27,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 1,851 | $27,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 1,870 | $27,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 703 | $27,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 425 | $27,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 4,100 | $27,000 | thousands by filing date | put |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 21,064 | $27,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 553 | $27,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 3,200 | $27,000 | thousands by filing date | put |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 1,635 | $27,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314507 | COM NEW | 57,242 | $27,000 | thousands by filing date | |
| CHINANET ONLINE HLDGS INC | 16949H201 | COM NEW | 20,000 | $27,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 22,383 | $27,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 3,553 | $27,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 1,487 | $26,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 7,900 | $26,000 | thousands by filing date | call |
| LEMAITRE VASCULAR INC | 525558201 | COM | 1,113 | $26,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 1,013 | $26,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 2,072 | $26,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 785 | $26,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 999 | $26,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 1,162 | $26,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 2,725 | $26,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 1,075 | $26,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 35,973 | $26,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 786 | $26,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 1,395 | $26,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 840 | $25,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 1,718 | $25,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 1,692 | $25,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 1,164 | $25,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 1,803 | $25,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 200 | $25,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 827 | $25,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 714 | $25,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 750 | $25,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 3,212 | $25,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 19,400 | $25,000 | thousands by filing date | put |
| DRIVE SHACK INC | 262077100 | COM | 6,330 | $25,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 1,544 | $25,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 3,298 | $25,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 3,269 | $24,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 1,859 | $24,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 703 | $24,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 433 | $24,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 602 | $24,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 1,727 | $24,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 1,989 | $24,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 1,340 | $24,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 1,837 | $24,000 | thousands by filing date | |
| QUARTERHILL INC COM | 747713105 | COM | 23,925 | $24,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 1,628 | $24,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 952 | $24,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 1,676 | $24,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 1,573 | $24,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 59,582 | $24,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 1,817 | $23,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 844 | $23,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 510 | $23,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 343 | $23,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 585 | $23,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 1,000 | $23,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 1,000 | $23,000 | thousands by filing date | put |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 419 | $23,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 988 | $23,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 899 | $23,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 824 | $23,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 6,000 | $23,000 | thousands by filing date | call |
| INTREXON CORP | 46122T102 | COM | 3,500 | $23,000 | thousands by filing date | put |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 2,700 | $23,000 | thousands by filing date | |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 500 | $23,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 1,629 | $23,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 730 | $22,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 267 | $22,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 3,100 | $22,000 | thousands by filing date | call |
| FB FINL CORP | 30257X104 | COM | 624 | $22,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 300 | $22,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 317 | $22,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 626 | $22,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 604 | $22,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 769 | $22,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 418 | $22,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 1,700 | $22,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 360 | $22,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 3,875 | $22,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 254 | $22,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 1,331 | $22,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 1,395 | $22,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 1,280 | $22,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 375 | $21,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 1,000 | $21,000 | thousands by filing date | put |
| TRINITY INDS INC | 896522109 | COM | 1,000 | $21,000 | thousands by filing date | call |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 2,343 | $21,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 1,412 | $21,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 3,190 | $21,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 1,691 | $21,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 2,072 | $21,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 8,877 | $21,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 841 | $21,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 689 | $21,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 1,387 | $21,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 572 | $21,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 5,151 | $21,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 1,120 | $21,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 978 | $21,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 621 | $20,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 2,187 | $20,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 2,544 | $20,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 1,595 | $20,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 1,540 | $20,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 1,554 | $20,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 2,000 | $20,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 1,091 | $20,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 615 | $20,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 2,962 | $20,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 1,471 | $20,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 1,356 | $20,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 1,200 | $20,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 347 | $20,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 8,991 | $20,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 500 | $20,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 3,860 | $20,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 6,066 | $20,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 1,541 | $20,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 247 | $20,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 1,460 | $20,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 2,280 | $19,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 500 | $19,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 459 | $19,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 775 | $19,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 747 | $19,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 1,323 | $19,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 698 | $19,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 1,164 | $19,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 299 | $19,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 588 | $19,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 539 | $19,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 880 | $19,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 422 | $19,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 2,801 | $19,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 333 | $19,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 9,877 | $19,000 | thousands by filing date | |
| DHX MEDIA LTD | 252406152 | COM VAR VTG | 11,168 | $19,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 645 | $18,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 1,030 | $18,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 1,308 | $18,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 514 | $18,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 345 | $18,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 3,753 | $18,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 4,144 | $18,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 2,478 | $18,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 500 | $18,000 | thousands by filing date | |
| SENDGRID INC | 816883102 | COM | 416 | $18,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 10,475 | $18,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 1,161 | $18,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 9,080 | $18,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 3,853 | $18,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 1,768 | $18,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 6,921 | $18,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 10,000 | $18,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 1,621 | $18,000 | thousands by filing date | |
| ALIO GOLD INC | 01627X108 | COM | 21,913 | $18,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 1,820 | $18,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 595 | $18,000 | thousands by filing date | |
| NEOVASC INC | 64065J205 | COM NEW | 30,000 | $18,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 1,334 | $17,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 797 | $17,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 329 | $17,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 1,240 | $17,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 2,763 | $17,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 1,111 | $17,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 1,200 | $17,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 150 | $17,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 561 | $17,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 2,347 | $17,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 18,400 | $17,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 18,400 | $17,000 | thousands by filing date | put |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 1,589 | $17,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 2,142 | $17,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 1,258 | $17,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 1,154 | $17,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 446 | $17,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 406 | $16,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 300 | $16,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 176 | $16,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 36,033 | $16,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 263 | $16,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 946 | $16,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 5,925 | $16,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 270 | $16,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 610 | $16,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 822 | $16,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 313 | $16,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 250 | $16,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 1,500 | $16,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 1,827 | $16,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 985 | $16,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 475 | $16,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 2,535 | $16,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 1,690 | $16,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 1,571 | $16,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 3,304 | $16,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 12,594 | $16,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 774 | $16,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 417 | $16,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 969 | $16,000 | thousands by filing date | |
| CITIGROUP GLOBAL MKTS HLDGS | 17325E291 | VLCTYSHS 3X LNG | 1,845 | $16,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 274 | $15,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 671 | $15,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 2,973 | $15,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 674 | $15,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 864 | $15,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 209 | $15,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 612 | $15,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 1,186 | $15,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 2,030 | $15,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 700 | $15,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 400 | $15,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 2,204 | $15,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 8,500 | $15,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 8,500 | $15,000 | thousands by filing date | put |
| ObsEva SA | H5861P103 | COM | 1,180 | $15,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 386 | $15,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 841 | $15,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 1,309 | $15,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 743 | $15,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 4,957 | $15,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 943 | $15,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 300 | $15,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 387 | $15,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 160 | $15,000 | thousands by filing date | principal |
| MESA LABS INC COM | 59064R109 | Stock | 64 | $14,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 342 | $14,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 429 | $14,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 688 | $14,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 724 | $14,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 530 | $14,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 1,300 | $14,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 405 | $14,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 600 | $14,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 1,500 | $14,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 2,251 | $14,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 862 | $14,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 1,874 | $14,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 2,763 | $14,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 2,000 | $14,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 1,095 | $14,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 130,224 | $14,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 125,900 | $14,000 | thousands by filing date | put |
| TRIBUNE COMPANY | 896047503 | COMMON | 312 | $14,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 2,072 | $14,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 1,049 | $14,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 3,652 | $14,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 117 | $13,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 1,868 | $13,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 648 | $13,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 944 | $13,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 1,044 | $13,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 480 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 130 | $13,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 155 | $13,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 959 | $13,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 193 | $13,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 608 | $13,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 607 | $13,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 266 | $13,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 1,192 | $13,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 6,361 | $13,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 933 | $13,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 1,000 | $13,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 500 | $13,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 194 | $13,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 700 | $13,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 564 | $13,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 412 | $13,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 853 | $13,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 1,944 | $13,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 570 | $13,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 5,500 | $13,000 | thousands by filing date | put |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 2,700 | $13,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 587 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 300 | $13,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 850 | $13,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 1,721 | $13,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 37,000 | $13,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 1,000 | $13,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 2,588 | $13,000 | thousands by filing date | |
| VIVUS INC | 928551308 | COM NEW | 6,090 | $13,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 1,841 | $13,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 672 | $13,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 13,865 | $13,000 | thousands by filing date | |
| HESS CORP | 42809H404 | DEP PDF SR A | 258 | $13,000 | thousands by filing date | principal |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 101 | $12,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 513 | $12,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 1,051 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 100 | $12,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 497 | $12,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 3,094 | $12,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 285 | $12,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 586 | $12,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 793 | $12,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 100 | $12,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 142 | $12,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 510 | $12,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 480 | $12,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 324 | $12,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 482 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 500 | $12,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 2,000 | $12,000 | thousands by filing date | put |
| ADTRAN INC | 00738A106 | COMMON STOCK | 1,201 | $12,000 | thousands by filing date | |
| BRIGHTSPHERE INVESTMENT GROUP | G1644T109 | COMMON STOCK-FO | 1,115 | $12,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 430 | $12,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 4,319 | $12,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 526 | $12,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 1,432 | $12,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 3,943 | $12,000 | thousands by filing date | |
| MOGO FIN TECHNOLOGY INC | 608008108 | COM | 5,220 | $12,000 | thousands by filing date | |
| ADVISORSHARES NEW TECH AND MEDIA ETF | 00768Y552 | ETF | 800 | $12,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 377 | $11,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 946 | $11,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 300 | $11,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 399 | $11,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 1,000 | $11,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 218 | $11,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 330 | $11,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 1,959 | $11,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 2,443 | $11,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 4,157 | $11,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 1,317 | $11,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 380 | $11,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 1,963 | $11,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 2,657 | $11,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 7,954 | $11,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 1,654 | $11,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 933 | $11,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 750 | $11,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 5,886 | $11,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 1,248 | $11,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 2,952 | $11,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 27,100 | $11,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 27,100 | $11,000 | thousands by filing date | put |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 424 | $11,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 2,645 | $11,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 96 | $10,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 1,585 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 300 | $10,000 | thousands by filing date | put |
| ARBOR REALTY TRUST INC | 038923108 | COM | 1,021 | $10,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 400 | $10,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 771 | $10,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 1,000 | $10,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 3,334 | $10,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 820 | $10,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 526 | $10,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 277 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 113 | $10,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 239 | $10,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 4,526 | $10,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 714 | $10,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 103 | $10,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 351 | $10,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 3,981 | $10,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 189 | $10,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 5,371 | $10,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 3,949 | $10,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 4,111 | $10,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 5,684 | $10,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 451 | $10,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 495 | $10,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 2,091 | $10,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 1,156 | $10,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 5,686 | $10,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 401 | $10,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 3,019 | $10,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 565 | $10,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 820 | $10,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 708 | $10,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 345 | $9,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 831 | $9,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 30 | $9,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 499 | $9,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 1,002 | $9,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 428 | $9,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 503 | $9,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 1,472 | $9,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 125 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 280 | $9,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 1,427 | $9,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 800 | $9,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 825 | $9,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 817 | $9,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 1,248 | $9,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 887 | $9,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 1,227 | $9,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 504 | $9,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 1,374 | $9,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 5,000 | $9,000 | thousands by filing date | principal |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 3,447 | $9,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 10,604 | $9,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 501 | $9,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 252 | $9,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 568 | $9,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 441 | $9,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679104 | ETN LKD 36 | 200 | $9,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 800 | $8,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 225 | $8,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 100 | $8,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 2,500 | $8,000 | thousands by filing date | put |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 200 | $8,000 | thousands by filing date | put |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 400 | $8,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 207 | $8,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 179 | $8,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 497 | $8,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 609 | $8,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 760 | $8,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 412 | $8,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 247 | $8,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 452 | $8,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 462 | $8,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 273 | $8,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 520 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 380 | $8,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 288 | $8,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 170 | $8,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 3,230 | $8,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 1,157 | $8,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 1,087 | $8,000 | thousands by filing date | |
| SIERRA METALS INC | 82639W106 | COM | 4,761 | $8,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 497 | $8,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 716 | $8,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 37,250 | $8,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 236 | $8,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 635 | $8,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 267 | $8,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 1,523 | $8,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R111 | UNIT 99/99/9999 | 800 | $8,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 2,752 | $8,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 2,730 | $8,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 1,537 | $8,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 100 | $7,000 | thousands by filing date | put |
| ENNIS INC COM | 293389102 | Stock | 391 | $7,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 470 | $7,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 168 | $7,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 961 | $7,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 737 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 160 | $7,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 4,241 | $7,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 553 | $7,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 258 | $7,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 560 | $7,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 431 | $7,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 508 | $7,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 188 | $7,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 201 | $7,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 351 | $7,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 47 | $7,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 542 | $7,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 312 | $7,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 828 | $7,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 18,363 | $7,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 2,899 | $7,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 484 | $7,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 479 | $7,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 223 | $7,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 2,000 | $7,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 3,209 | $7,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 4,000 | $7,000 | thousands by filing date | put |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 805 | $7,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 185 | $7,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 300 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-19-000234 | this filing | 2019-01-22 | acceptance time not in the bulk data set |