13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-01-22, with 4,717 holding rows worth $105,817,113,000.
- Accession
- 0000950123-19-000234
- Filer
- CIK 927971
- Filed
- 2019-01-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 16,129 entries on the cover page, a total value of $105,817,113,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $105,817,113,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO PRIVATE INVESTMENT COUNSEL INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerCTC MYCFO
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CARBON BLACK INC | 14081R103 | COM | 544 | $7,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 18,000 | $7,000 | thousands by filing date | |
| AMPLIPHI BIOSCIENCES CORP | 03211P301 | COM PAR | 34,230 | $7,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS INC | Y2069P507 | SHS PAR | 10,000 | $7,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 144 | $6,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 524 | $6,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 401 | $6,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 400 | $6,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 733 | $6,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 707 | $6,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 438 | $6,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 323 | $6,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 415 | $6,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 474 | $6,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 200 | $6,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 479 | $6,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 359 | $6,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 468 | $6,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 520 | $6,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 629 | $6,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 69 | $6,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 305 | $6,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 36 | $6,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 216 | $6,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 1,173 | $6,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 245 | $6,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 248 | $6,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 3,421 | $6,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 183 | $6,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 339 | $6,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 705 | $6,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 156 | $6,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 252 | $6,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 250 | $6,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 619 | $6,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 200 | $6,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 169 | $6,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 446 | $6,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 101 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 200 | $6,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 682 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 132 | $6,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 860 | $6,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 219 | $6,000 | thousands by filing date | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 1,016 | $6,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 1,024 | $6,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 118 | $6,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 321 | $6,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 6,330 | $6,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 235 | $6,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 660 | $6,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 376 | $6,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 949 | $6,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 1,784 | $6,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 389 | $6,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 1,000 | $6,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 233 | $6,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 258 | $6,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 145 | $6,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 221 | $6,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 1,250 | $6,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 507 | $6,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 1,000 | $6,000 | thousands by filing date | put |
| QUORUM HEALTH CORP | 74909E106 | COM | 2,363 | $6,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 965 | $6,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 353 | $6,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 360 | $6,000 | thousands by filing date | |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 98 | $6,000 | thousands by filing date | principal |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 8,263 | $6,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 100 | $6,000 | thousands by filing date | principal |
| CHECK CAP LTD | M2361E203 | SHS | 3,000 | $6,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19762B889 | I INDIA SML CP ETF | 400 | $6,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 313 | $5,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 168 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 84 | $5,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 491 | $5,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 446 | $5,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 368 | $5,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 1,549 | $5,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 207 | $5,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 468 | $5,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 227 | $5,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 520 | $5,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 205 | $5,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 398 | $5,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 207 | $5,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 304 | $5,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 100 | $5,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 131 | $5,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 1,600 | $5,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 205 | $5,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 236 | $5,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 475 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 47 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 100 | $5,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 200 | $5,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 45 | $5,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 934 | $5,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 771 | $5,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 206 | $5,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 551 | $5,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 553 | $5,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 217 | $5,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 1,181 | $5,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 260 | $5,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 203 | $5,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 2,745 | $5,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 5,707 | $5,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 1,815 | $5,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 1,472 | $5,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 242 | $5,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 863 | $5,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 725 | $5,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 172 | $5,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 175 | $5,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 1,216 | $5,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 486 | $5,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 368 | $5,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 761 | $5,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 843 | $5,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 1,967 | $5,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 1,349 | $5,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 1,196 | $5,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 1,231 | $5,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 2,037 | $5,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 2,384 | $5,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 122 | $5,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 434 | $5,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 1,892 | $5,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 11,775 | $5,000 | thousands by filing date | |
| AURYN RES INC | 05208W108 | COM | 5,014 | $5,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 387 | $5,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 177 | $5,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 479 | $5,000 | thousands by filing date | |
| CONVERGEONE HLDGS INC | 212481105 | COM CL A | 403 | $5,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 262 | $5,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 1,565 | $5,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 148 | $4,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 370 | $4,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 621 | $4,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 100 | $4,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 89 | $4,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 879 | $4,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 50 | $4,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 84 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 100 | $4,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 261 | $4,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 84 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 50 | $4,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 180 | $4,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 367 | $4,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 17 | $4,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 293 | $4,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 1 | $4,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 637 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 50 | $4,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 222 | $4,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 269 | $4,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 138 | $4,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 191 | $4,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 351 | $4,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 300 | $4,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 739 | $4,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 287 | $4,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 211 | $4,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 123 | $4,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 161 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 103 | $4,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 97 | $4,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 1,030 | $4,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 97 | $4,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 130 | $4,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 605 | $4,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 373 | $4,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 800 | $4,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 419 | $4,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 162 | $4,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 349 | $4,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 292 | $4,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 315 | $4,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 95 | $4,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 137 | $4,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 547 | $4,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 434 | $4,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 280 | $4,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 246 | $4,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 874 | $4,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 210 | $4,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 226 | $4,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 1,420 | $4,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 131 | $4,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 245 | $4,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 166 | $4,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 1,221 | $4,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 1,200 | $4,000 | thousands by filing date | put |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 727 | $4,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 1,537 | $4,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 2,371 | $4,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 406 | $4,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 720 | $4,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 7,500 | $4,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 648 | $4,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 127 | $4,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 328 | $4,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 570 | $4,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641679 | DJ COMMD ETN39 | 265 | $4,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 690 | $4,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 1,018 | $4,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 6,436 | $4,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 453 | $4,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 238 | $4,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 3,172 | $4,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 256 | $4,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 646 | $4,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 1,125 | $4,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502887 | UNIT 05/15/2020 | 40 | $4,000 | thousands by filing date | principal |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 69 | $3,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 88 | $3,000 | thousands by filing date | call |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 813 | $3,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 2,461 | $3,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 97 | $3,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 52 | $3,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 245 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 75 | $3,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 75 | $3,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 759 | $3,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 307 | $3,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 192 | $3,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 323 | $3,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 130 | $3,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 677 | $3,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 347 | $3,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 112 | $3,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 433 | $3,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 114 | $3,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 88 | $3,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 256 | $3,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 41 | $3,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 93 | $3,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 76 | $3,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 198 | $3,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 121 | $3,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 161 | $3,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 93 | $3,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 238 | $3,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 126 | $3,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 95 | $3,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 229 | $3,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 140 | $3,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 367 | $3,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 327 | $3,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 49 | $3,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 114 | $3,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 167 | $3,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 125 | $3,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 17 | $3,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 966 | $3,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 379 | $3,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 110 | $3,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 105 | $3,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 213 | $3,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 179 | $3,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 229 | $3,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 600 | $3,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 1,340 | $3,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 445 | $3,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 141 | $3,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 500 | $3,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 291 | $3,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 53 | $3,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 152 | $3,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 100 | $3,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 1,208 | $3,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 226 | $3,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 308 | $3,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 352 | $3,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 583 | $3,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 6,350 | $3,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 166 | $3,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 108 | $3,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 6,881 | $3,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 129 | $3,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 143 | $3,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 92 | $3,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 582 | $3,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 220 | $3,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 152 | $3,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 317 | $3,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 2,840 | $3,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 672 | $3,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 637 | $3,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 66 | $3,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 2,186 | $3,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 122 | $3,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 290 | $3,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 118 | $3,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 147 | $3,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 385 | $3,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 137 | $3,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 311 | $3,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 113 | $3,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 779 | $3,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 1,855 | $3,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 182 | $3,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 223 | $3,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 1,277 | $3,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 298 | $3,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 39 | $3,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 259 | $3,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 180 | $3,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 109 | $3,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 171 | $3,000 | thousands by filing date | |
| AQUANTIA CORP | 03842Q108 | COM | 308 | $3,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 336 | $3,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 648 | $3,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 5,100 | $3,000 | thousands by filing date | put |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 291 | $3,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 189 | $3,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 1,415 | $3,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 4,800 | $3,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 4,800 | $3,000 | thousands by filing date | put |
| HARBORONE BANCORP INC | 41165F101 | COM | 204 | $3,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 141 | $3,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 163 | $3,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 129 | $3,000 | thousands by filing date | |
| INTEGRATED MEDIA TECHNLOGY L | Q49376108 | SHS | 467 | $3,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 704 | $3,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 1,221 | $3,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 127 | $3,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 1,500 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 100 | $3,000 | thousands by filing date | |
| HUNT COS FIN TR INC | 44558T100 | COM | 1,000 | $3,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E503 | CHINA ALL CAP | 100 | $3,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 81 | $2,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 68 | $2,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 155 | $2,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 70 | $2,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 155 | $2,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 266 | $2,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 373 | $2,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 454 | $2,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 480 | $2,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 53 | $2,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 394 | $2,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 416 | $2,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 544 | $2,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 106 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 55 | $2,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 81 | $2,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 60 | $2,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 84 | $2,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 86 | $2,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 129 | $2,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 76 | $2,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 343 | $2,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 426 | $2,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 122 | $2,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 119 | $2,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 43 | $2,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 257 | $2,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 325 | $2,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 400 | $2,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 524 | $2,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 190 | $2,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 16 | $2,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 426 | $2,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 165 | $2,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 162 | $2,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 129 | $2,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 133 | $2,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 221 | $2,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 120 | $2,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 168 | $2,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 117 | $2,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 41 | $2,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 181 | $2,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 108 | $2,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 96 | $2,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 123 | $2,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 68 | $2,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 101 | $2,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 98 | $2,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 112 | $2,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 1,148 | $2,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 752 | $2,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 71 | $2,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 154 | $2,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 148 | $2,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 132 | $2,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 135 | $2,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 44 | $2,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 183 | $2,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 55 | $2,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 67 | $2,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 55 | $2,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 102 | $2,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 223 | $2,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 104 | $2,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 300 | $2,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 115 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 100 | $2,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 93 | $2,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 2,241 | $2,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 100 | $2,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 79 | $2,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 50 | $2,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 68 | $2,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 129 | $2,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K596 | DAIL HO SUPP ETF | 100 | $2,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 2 | $2,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 100 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 100 | $2,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 621 | $2,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 561 | $2,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 1,426 | $2,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 1,600 | $2,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 515 | $2,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 129 | $2,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 310 | $2,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 73 | $2,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 344 | $2,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 517 | $2,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 577 | $2,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 167 | $2,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 109 | $2,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 81 | $2,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 128 | $2,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 536 | $2,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 98 | $2,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 191 | $2,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 881 | $2,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 2,863 | $2,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 44 | $2,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 64 | $2,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 734 | $2,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 443 | $2,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 68 | $2,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 107 | $2,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 298 | $2,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 1,514 | $2,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 225 | $2,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 156 | $2,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 213 | $2,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 1,591 | $2,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 113 | $2,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 175 | $2,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 386 | $2,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 135 | $2,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 231 | $2,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 202 | $2,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 1,632 | $2,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 139 | $2,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 83 | $2,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 2,538 | $2,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 257 | $2,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 158 | $2,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 142 | $2,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 107 | $2,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 309 | $2,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 82 | $2,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 4,000 | $2,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 768 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 250 | $2,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 218 | $2,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 241 | $2,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 532 | $2,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 1,123 | $2,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 903 | $2,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 1,790 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 148 | $2,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 573 | $2,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 2,244 | $2,000 | thousands by filing date | |
| CORREVIO PHARMA CORP | 22026V105 | COM | 504 | $2,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 474 | $2,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 74 | $2,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 403 | $2,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 366 | $2,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 94 | $2,000 | thousands by filing date | |
| CELYAD ONCOLOGY SA | 151205200 | ADR | 87 | $2,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 400 | $2,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 122 | $2,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 115 | $2,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 584 | $2,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 432 | $2,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 292 | $2,000 | thousands by filing date | |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 88 | $2,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 617 | $2,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH VE | 22542d316 | COM | 20 | $2,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 266 | $2,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 121 | $2,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 417 | $2,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 255 | $2,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 101 | $2,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 197 | $2,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 40 | $1,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 10 | $1,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 217 | $1,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 120 | $1,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 322 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-19-000234 | this filing | 2019-01-22 | acceptance time not in the bulk data set |