13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-01-22, with 4,717 holding rows worth $105,817,113,000.
- Accession
- 0000950123-19-000234
- Filer
- CIK 927971
- Filed
- 2019-01-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 16,129 entries on the cover page, a total value of $105,817,113,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $105,817,113,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO PRIVATE INVESTMENT COUNSEL INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerCTC MYCFO
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ADMA BIOLOGICS INC | 000899104 | COM | 279 | $1,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 1,523 | $1,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 30 | $1,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 28 | $1,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 45 | $1,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 92 | $1,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 111 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 41 | $1,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 154 | $1,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 29 | $1,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 195 | $1,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 13 | $1,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 31 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 16 | $1,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 231 | $1,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 24 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 40 | $1,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 714 | $1,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 87 | $1,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 189 | $1,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 97 | $1,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 52 | $1,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 65 | $1,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 36 | $1,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 207 | $1,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 184 | $1,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 250 | $1,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 167 | $1,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 31 | $1,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 160 | $1,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 43 | $1,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 684 | $1,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 836 | $1,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 163 | $1,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 130 | $1,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 700 | $1,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 80 | $1,000 | thousands by filing date | |
| FRANKLIN FTSE SOUTH KOREA ETF | 35473P710 | ETF | 29 | $1,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 297 | $1,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 128 | $1,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 150 | $1,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 100 | $1,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 34 | $1,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 63 | $1,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 157 | $1,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO | 60871R100 | CL A | 24 | $1,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 177 | $1,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 31 | $1,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 379 | $1,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 342 | $1,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 205 | $1,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 1,100 | $1,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 1,100 | $1,000 | thousands by filing date | put |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 1,717 | $1,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 223 | $1,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 333 | $1,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 160 | $1,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 840 | $1,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 209 | $1,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 89 | $1,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 96 | $1,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 432 | $1,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 222 | $1,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 24 | $1,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 254 | $1,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 1,436 | $1,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 270 | $1,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 39 | $1,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 1,000 | $1,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 83 | $1,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 159 | $1,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 168 | $1,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 720 | $1,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 172 | $1,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 213 | $1,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 610 | $1,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 1,263 | $1,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 100 | $1,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 654 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 86 | $1,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 1,448 | $1,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 247 | $1,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 203 | $1,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 3,713 | $1,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 2,208 | $1,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 532 | $1,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 1,165 | $1,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 1,599 | $1,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 331 | $1,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 454 | $1,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 188 | $1,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 10 | $1,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 149 | $1,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 25 | $1,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 24 | $1,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 50 | $1,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 221 | $1,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 91 | $1,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 102 | $1,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 88 | $1,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 269 | $1,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 147 | $1,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 11 | $1,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 819 | $1,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 1,171 | $1,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 512 | $1,000 | thousands by filing date | |
| ENTREE RES LTD COM | 29384j103 | CS | 2,422 | $1,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 44 | $1,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 446 | $1,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 103 | $1,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 140 | $1,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 83 | $1,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 770 | $1,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 930 | $1,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q705 | COM PAR NEW | 100 | $1,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q705 | COM PAR NEW | 100 | $1,000 | thousands by filing date | put |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 166 | $1,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 96 | $1,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 1,350 | $1,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 173 | $1,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 529 | $1,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P100 | COM | 800 | $1,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 100 | $1,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 102 | $1,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 163 | $1,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 268 | $1,000 | thousands by filing date | |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 602 | $1,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 117 | $1,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 54 | $1,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 1,263 | $1,000 | thousands by filing date | |
| FUSION CONNECT INC | 36116X102 | COM | 305 | $1,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 556 | $1,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 78 | $1,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 562 | $1,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 661 | $1,000 | thousands by filing date | |
| TROVAGENE INC COM PAR | 897238408 | Stock | 1,500 | $1,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 1,391 | $1,000 | thousands by filing date | |
| ISHARES TR | 46435G821 | MSCI ITALY ETF | 83 | $1,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E883 | CHINS YUAN DIM | 32 | $1,000 | thousands by filing date | |
| DELMAR PHARMACEUTICALS INC | 247078207 | COM NEW | 4,262 | $1,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMSTOCK RES INC COM | 205768302 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 91 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 188 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALUE LINE INC | 920437100 | COMMON STOCK | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK RUSSIA ETF | 92189F403 | ETF | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 406 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITONE INC | 92347M100 | COM | 118 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROBOT MED INC | 59503A204 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCPHARMACEUTICALS INC | 810648105 | COM | 88 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 936 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 224 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Helios and Matheson Analytics Inc | 42327L309 | Common Stock | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROSETTA RES INC COM | 777385105 | Stock | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Cinedigm Corp CL A | 172406209 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R117 | WARR | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R125 | WARR | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 524 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROFIRE ENERGY INC | 74316X101 | COM | 341 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ICONIX BRAND GROUP INC | 451055107 | COM | 608 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIER 1 IMPORTS INC | 720279108 | COM | 1,178 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEIN MART INC | 858375108 | COM | 320 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 286 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALIMERA SCIENCES INC | 016259103 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADVISION INC | 111412706 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 395 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AETERNA ZENTARIS INC | 007975402 | COM | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPHERE 3D CORP NEW | 84841L308 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVAXIS INC | 007624208 | COM NEW | 2,259 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 572 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VITAL THERAPIES INC | 92847R104 | COM | 429 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPHTHOTECH CORP | 683745103 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MFC BANCORP LTD | G60630103 | USD MFC SHS | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 161 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEADRILL LTD | G7998G106 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTELLIPHARMACEUTICS INTL IN | 458173309 | COM | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TREVENA INC | 89532E109 | COM | 1,146 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NANTKWEST INC | 63016Q102 | COM | 379 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NANTHEALTH INC | 630104107 | CMN | 238 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 166 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTRX CORP | 232828608 | COM PAR | 82 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 172 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 568 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NIGHTSTAR THERAPEUTICS PLC | 65413A101 | ADR | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Arsanis Inc | 042873109 | COM | 77 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIO PATH HOLDINGS INC | 09057N201 | COM NEW | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 205 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEMISPHERX BIOPHARMA INC | 42366C301 | COM NEW | 209 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEON THERAPEUTICS INC | 64050Y100 | COM | 91 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCCLATCHY CO | 579489303 | CL A NEW | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUINTANA ENERGY SVCS INC | 74875T103 | COM | 79 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGNEGAS APPLIED TECHNLGY SO | 55939M101 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANWHA Q CELL CO LTD | 41135V301 | SPONSORED ADR NE | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-19-000234 | this filing | 2019-01-22 | acceptance time not in the bulk data set |