13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-01-22, with 4,717 holding rows worth $105,817,113,000.
- Accession
- 0000950123-19-000234
- Filer
- CIK 927971
- Filed
- 2019-01-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 16,129 entries on the cover page, a total value of $105,817,113,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $105,817,113,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO PRIVATE INVESTMENT COUNSEL INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerCTC MYCFO
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 4,069 | $232,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 5,650 | $232,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 56,543 | $232,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 5,443 | $232,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 19,529 | $231,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 16,982 | $231,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 2,393 | $230,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679831 | INVERSE ETN | 3,870 | $230,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 4,589 | $228,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 47,351 | $228,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 13,310 | $228,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 2,898 | $227,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 26,259 | $227,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 4,987 | $227,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 40,423 | $227,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 2,802 | $226,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 9,692 | $225,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 4,977 | $225,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 12,965 | $225,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 4,734 | $224,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 6,944 | $223,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 118,700 | $223,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 3,740 | $221,000 | thousands by filing date | put |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 15,573 | $221,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 13,603 | $220,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 10,252 | $220,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 6,342 | $220,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 6,148 | $220,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 17,469 | $219,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 12,609 | $217,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 3,560 | $217,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 1,183 | $217,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 5,354 | $217,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 1,388 | $217,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 6,179 | $217,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 6,478 | $215,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 1,637 | $215,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 4,526 | $215,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 4,515 | $214,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 8,500 | $214,000 | thousands by filing date | put |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 23,500 | $214,000 | thousands by filing date | put |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 2,056 | $212,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 5,607 | $212,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 38,155 | $212,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 34,657 | $211,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 9,083 | $211,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 5,857 | $210,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 3,777 | $210,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 2,628 | $210,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 5,989 | $210,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 18,500 | $209,000 | thousands by filing date | call |
| PDC ENERGY INC | 69327R101 | COM | 7,000 | $208,000 | thousands by filing date | call |
| GAIA INC NEW | 36269P104 | CL A | 20,018 | $208,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 3,822 | $208,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 3,451 | $207,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 3,308 | $207,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 10,864 | $206,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 26,900 | $206,000 | thousands by filing date | put |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 10,931 | $206,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 8,847 | $206,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 6,105 | $206,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 82,120 | $206,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 247,612 | $206,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 2,052 | $205,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 3,640 | $205,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 11,455 | $204,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 15,142 | $204,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 1,797 | $203,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 8,586 | $203,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 7,169 | $203,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 7,968 | $203,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 3,560 | $202,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 4,576 | $202,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 4,882 | $201,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 3,023 | $201,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 7,595 | $201,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 10,713 | $201,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 1,134 | $201,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 12,185 | $200,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 11,719 | $200,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 7,980 | $200,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 6,580 | $200,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 6,593 | $199,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 10,523 | $199,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 4,364 | $198,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 9,789 | $198,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 9,220 | $198,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 5,374 | $197,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 47,676 | $197,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 34,100 | $197,000 | thousands by filing date | put |
| EXONE CO | 302104104 | COM | 29,860 | $197,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 25,285 | $196,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 4,245 | $196,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 7,019 | $196,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 41,203 | $196,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 7,247 | $196,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 29,500 | $195,000 | thousands by filing date | put |
| OPUS BK IRVINE CALIF | 684000102 | COM | 10,019 | $195,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 191,700 | $195,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 191,600 | $195,000 | thousands by filing date | put |
| HOPE BANCORP INC | 43940T109 | COM | 16,373 | $194,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 1,553 | $194,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 3,186 | $193,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 9,000 | $193,000 | thousands by filing date | put |
| PROS Holdings Inc | 74346Y103 | Common Stock | 6,095 | $192,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 2,716 | $190,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 11,394 | $190,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 4,596 | $190,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 31,090 | $190,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 728 | $189,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 502 | $189,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 32,015 | $189,000 | thousands by filing date | |
| ANTERO MIDSTREAM GP LP | 03675Y103 | COM SHS REPSTG | 16,928 | $189,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 10,655 | $188,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 13,873 | $188,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 21,843 | $188,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 12,116 | $187,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 16,847 | $186,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 3,909 | $186,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 18,112 | $186,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 5,806 | $185,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 2,771 | $185,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 10,637 | $185,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 42,111 | $184,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 4,752 | $183,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 44,054 | $183,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 7,940 | $183,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679872 | MICROSECTRS IDX | 6,634 | $183,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 5,436 | $182,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 255,945 | $181,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 9,674 | $181,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 13,650 | $181,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 6,400 | $181,000 | thousands by filing date | put |
| INVITAE CORP | 46185L103 | COM | 16,282 | $180,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 7,789 | $180,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 5,183 | $180,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 4,809 | $179,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 5,052 | $179,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 4,839 | $178,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 11,281 | $178,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 8,255 | $178,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 7,032 | $177,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 1,327 | $177,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 15,555 | $177,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 6,790 | $177,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 13,000 | $177,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 8,264 | $177,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 70,446 | $176,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 30,301 | $176,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 4,640 | $175,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 3,871 | $175,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 1,480 | $175,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 16,846 | $175,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 2,145 | $174,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 2,590 | $174,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 47,096 | $174,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 5,012 | $173,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 24,853 | $173,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 4,268 | $172,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 11,853 | $172,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 17,697 | $172,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 2,873 | $172,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 7,011 | $172,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 4,010 | $172,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 8,808 | $172,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 17,652 | $171,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 7,445 | $171,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 11,624 | $171,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 8,279 | $171,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 2,470 | $170,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 4,178 | $170,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 2,857 | $169,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 6,467 | $169,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 16,546 | $169,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 28,713 | $169,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 4,727 | $168,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 516 | $168,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 36,086 | $168,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 4,580 | $168,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 1,959 | $167,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 5,109 | $166,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 4,232 | $165,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 2,641 | $164,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 3,648 | $164,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 7,851 | $163,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 14,600 | $163,000 | thousands by filing date | put |
| ISHARES TR | 464288752 | US HOME CONS ETF | 5,431 | $163,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 15,000 | $163,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 16,641 | $162,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 1,876 | $162,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 43,800 | $161,000 | thousands by filing date | call |
| JERNIGAN CAP INC | 476405105 | COM | 8,154 | $161,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 1,987 | $160,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 2,664 | $160,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 5,376 | $160,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 1,401 | $159,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 5,081 | $159,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 7,619 | $158,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 7,373 | $158,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 18,608 | $157,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 63,200 | $157,000 | thousands by filing date | put |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 12,736 | $157,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 3,314 | $156,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 20,423 | $156,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 6,444 | $156,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 7,055 | $156,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 3,651 | $156,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 12,910 | $155,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 1,852 | $155,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 15,211 | $155,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM | 063679856 | 2X LEVERAGED | 5,061 | $155,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 14,282 | $155,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 4,015 | $154,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 13,606 | $154,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 4,269 | $154,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 2,774 | $154,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 2,827 | $153,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 2,336 | $153,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 20,789 | $153,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 17,211 | $153,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 33,202 | $153,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 4,062 | $152,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 10,359 | $152,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 17,180 | $152,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 20,770 | $151,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 1,926 | $151,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 7,391 | $151,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 3,181 | $150,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 2,037 | $150,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 4,737 | $150,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 10,432 | $150,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 10,711 | $150,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 14,091 | $149,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 4,052 | $149,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 18,109 | $149,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 24,931 | $148,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 8,393 | $148,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 2,710 | $148,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 30,400 | $147,000 | thousands by filing date | call |
| AXOGEN INC | 05463X106 | COM | 7,216 | $147,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 7,218 | $147,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 8,000 | $147,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 10,369 | $147,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 4,547 | $147,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 10,000 | $146,000 | thousands by filing date | put |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 30,400 | $146,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 11,315 | $146,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 3,422 | $145,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 2,229 | $145,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 4,774 | $145,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 9,421 | $145,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 5,689 | $145,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 1,218 | $144,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 3,995 | $144,000 | thousands by filing date | |
| RH | 74967X103 | COM | 1,200 | $144,000 | thousands by filing date | put |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 3,322 | $143,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 7,982 | $143,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 9,221 | $143,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 2,271 | $143,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 84,588 | $143,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 1,895 | $141,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 8,430 | $141,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 10,400 | $141,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 8,401 | $141,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 1,138 | $141,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 9,648 | $140,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 11,914 | $140,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 5,458 | $140,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 5,160 | $139,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 21,214 | $139,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 7,500 | $138,000 | thousands by filing date | call |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 8,961 | $138,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 8,422 | $138,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 4,908 | $138,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 5,540 | $138,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 5,500 | $138,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 6,368 | $137,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 5,669 | $137,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 5,500 | $137,000 | thousands by filing date | call |
| PLURALSIGHT INC | 72941B106 | COM CL A | 5,821 | $137,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 60,700 | $137,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 60,700 | $137,000 | thousands by filing date | put |
| AAR CORP | 000361105 | COM | 3,675 | $136,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 2,059 | $136,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 10,929 | $136,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 9,814 | $136,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 5,240 | $136,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 3,885 | $135,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 57,121 | $135,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 4,534 | $135,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 5,400 | $135,000 | thousands by filing date | put |
| PEOPLES UTAH BANCORP | 712706209 | COM | 4,467 | $135,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 10,000 | $135,000 | thousands by filing date | put |
| Applied Materials,Inc. | 038222105 | COM | 4,100 | $134,000 | thousands by filing date | call |
| NVIDIA Corp | 67066G104 | COM | 1,000 | $134,000 | thousands by filing date | call |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 52,357 | $134,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 7,438 | $134,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 5,091 | $133,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 7,056 | $133,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 10,395 | $133,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 4,268 | $132,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 51,049 | $131,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 4,043 | $131,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 7,629 | $131,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 4,076 | $131,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 6,234 | $131,000 | thousands by filing date | |
| PACIFIC CITY FINANCIAL CORP | 69406T408 | COM NEW | 8,388 | $131,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 50,800 | $130,000 | thousands by filing date | put |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 4,810 | $130,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 1,182 | $130,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 2,312 | $130,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 8,533 | $130,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 26,831 | $129,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 13,178 | $129,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 63,652 | $128,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 9,005 | $128,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 1,936 | $128,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 2,000 | $128,000 | thousands by filing date | call |
| BRISTOW GROUP INC | 110394103 | COM | 52,690 | $128,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 944 | $127,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 4,115 | $127,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 5,269 | $127,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 2,538 | $127,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 26,500 | $127,000 | thousands by filing date | put |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 40,000 | $127,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 2,100 | $126,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 2,681 | $126,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 5,325 | $126,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 8,168 | $126,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 6,294 | $126,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 3,533 | $126,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 3,415 | $126,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 22,500 | $126,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 29,678 | $125,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 18,421 | $125,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 4,500 | $125,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 5,400 | $125,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 4,435 | $124,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 5,000 | $123,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 2,050 | $123,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 4,083 | $123,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 12,456 | $123,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 7,772 | $123,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 3,551 | $122,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 85,182 | $122,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 1,895 | $121,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 2,054 | $121,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 4,739 | $121,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 12,180 | $121,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 7,755 | $120,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 3,880 | $120,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 13,868 | $120,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 4,065 | $119,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 7,736 | $119,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 489 | $119,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 7,047 | $119,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 4,525 | $119,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 60,000 | $118,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 3,961 | $118,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 663 | $118,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 11,698 | $118,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 1,893 | $118,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 24,598 | $118,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 20,000 | $118,000 | thousands by filing date | put |
| RTW RETAILWINDS INC | 74980D100 | COM | 41,566 | $118,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 4,982 | $117,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 17,575 | $117,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 3,141 | $117,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 3,560 | $117,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 700 | $116,000 | thousands by filing date | call |
| INVITATION HOMES INC COM | 46187W107 | REIT | 5,802 | $116,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 73,109 | $116,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 32,285 | $116,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 25,261 | $116,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 1,924 | $115,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 4,242 | $115,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 4,421 | $115,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 1,659 | $115,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 7,414 | $115,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 3,449 | $114,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 14,189 | $114,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 7,639 | $114,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 6,245 | $114,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 13,750 | $114,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R300 | COM | 20,000 | $114,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 159,200 | $113,000 | thousands by filing date | put |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 3,250 | $113,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 3,082 | $113,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 3,542 | $113,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 26,365 | $113,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 2,805 | $113,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 2,260 | $113,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 6,475 | $113,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 1,600 | $112,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 2,000 | $112,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 14,288 | $112,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 7,596 | $112,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 4,500 | $111,000 | thousands by filing date | call |
| Union Pacific Corporation | 907818108 | COM | 800 | $111,000 | thousands by filing date | call |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 4,700 | $111,000 | thousands by filing date | call |
| B2GOLD CORP COM | 11777Q209 | Stock | 37,900 | $111,000 | thousands by filing date | call |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 6,270 | $111,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 2,180 | $111,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 9,663 | $111,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 6,631 | $111,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 12,495 | $111,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 4,080 | $110,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 8,100 | $110,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 1,797 | $109,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 4,150 | $109,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 1,068 | $109,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 6,612 | $109,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 4,457 | $109,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 20,831 | $109,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 3,845 | $108,000 | thousands by filing date | |
| PPDAI GROUP INC | 69354V108 | SPONSORED ADR | 29,962 | $108,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 9,048 | $108,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 1,542 | $107,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 1,599 | $107,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 1,385 | $107,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 15,774 | $107,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 45,400 | $107,000 | thousands by filing date | call |
| NUTRI SYS INC NEW | 67069D108 | COM | 2,438 | $107,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 2,600 | $106,000 | thousands by filing date | call |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 1,699 | $106,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 1,973 | $106,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 2,404 | $106,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 6,155 | $106,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 3,322 | $105,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 3,569 | $105,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 4,697 | $105,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 4,407 | $105,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 9,100 | $105,000 | thousands by filing date | put |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 1,907 | $104,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 87,300 | $104,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 87,300 | $104,000 | thousands by filing date | put |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 5,498 | $103,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 4,400 | $102,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 4,737 | $102,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 14,409 | $102,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 9,493 | $101,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 3,956 | $101,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 6,202 | $101,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 27,878 | $101,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 14,680 | $101,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 14,936 | $100,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 3,875 | $100,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 5,398 | $100,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 7,416 | $100,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 9,528 | $99,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 2,539 | $99,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 1,834 | $99,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 3,174 | $99,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 12,784 | $99,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 22,150 | $99,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 1,525 | $98,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 92,200 | $98,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 3,341 | $98,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 7,562 | $98,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 1,648 | $98,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 1,781 | $98,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 1,643 | $98,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 3,050 | $97,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 6,719 | $97,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 700 | $96,000 | thousands by filing date | call |
| DEL MONTE CORP ORD | G36738105 | Stock | 3,402 | $96,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 4,551 | $96,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 1,228 | $96,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 24,509 | $96,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 5,122 | $96,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 10,000 | $95,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 2,990 | $95,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 23,320 | $95,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 4,883 | $95,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 5,588 | $94,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 8,105 | $94,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 4,200 | $94,000 | thousands by filing date | call |
| AAON INC | 000360206 | COM PAR $0.004 | 2,689 | $94,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 1,700 | $94,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 1,521 | $94,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 32,094 | $94,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 8,563 | $94,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 3,597 | $94,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 5,248 | $93,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 2,513 | $93,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 2,751 | $93,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 4,000 | $93,000 | thousands by filing date | put |
| Concho Resources Inc. | 20605P101 | COM | 900 | $93,000 | thousands by filing date | call |
| UNION BANKSHARES CORP | 90539J109 | COM | 3,313 | $93,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 3,875 | $93,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 6,774 | $93,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 92,255 | $92,000 | thousands by filing date | |
| RENREN INC | 759892201 | SPON ADR A NEW | 60,052 | $92,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 1,686 | $91,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 661 | $91,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 1,350 | $91,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 5,755 | $91,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 62,792 | $91,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 5,648 | $90,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 3,128 | $90,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-19-000234 | this filing | 2019-01-22 | acceptance time not in the bulk data set |