13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-01-22, with 4,717 holding rows worth $105,817,113,000.
- Accession
- 0000950123-19-000234
- Filer
- CIK 927971
- Filed
- 2019-01-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 16,129 entries on the cover page, a total value of $105,817,113,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $105,817,113,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO PRIVATE INVESTMENT COUNSEL INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerCTC MYCFO
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 1,646 | $90,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 4,532 | $90,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 9,000 | $90,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES LTD | 57778L103 | COM | 7,500 | $90,000 | thousands by filing date | call |
| R1 RCM INC | 749397105 | COM | 11,388 | $90,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 84,372 | $89,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 2,704 | $89,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 7,089 | $89,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 8,477 | $89,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 3,617 | $89,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 2,695 | $88,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 2,249 | $88,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 87,900 | $88,000 | thousands by filing date | put |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 5,503 | $88,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 2,134 | $88,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 1,085 | $88,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 5,432 | $88,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 33,890 | $88,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 876 | $87,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 4,781 | $87,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 1,470 | $87,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 849 | $87,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 1,548 | $87,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 1,485 | $87,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 1,883 | $87,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 3,500 | $87,000 | thousands by filing date | put |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 89,817 | $87,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 9,757 | $86,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 914 | $86,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 4,646 | $86,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 15,200 | $86,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 15,200 | $86,000 | thousands by filing date | put |
| DYNEX CAP INC | 26817Q506 | COM NEW | 14,991 | $86,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 454 | $86,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 6,038 | $85,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 351 | $85,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 6,105 | $85,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 1,282 | $85,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 25,517 | $85,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 9,007 | $85,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 3,500 | $84,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 1,096 | $84,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 22,952 | $84,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 6,527 | $83,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 2,235 | $83,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 754 | $83,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 20,000 | $83,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 5,879 | $83,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 3,468 | $83,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | 81728P105 | CL A | 8,250 | $83,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 40,000 | $82,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 5,629 | $82,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 6,578 | $82,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 860 | $82,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 7,147 | $82,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 32,016 | $82,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 2,879 | $81,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 7,403 | $81,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 3,120 | $81,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 2,158 | $81,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 5,600 | $81,000 | thousands by filing date | put |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 8,050 | $81,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 2,886 | $81,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 6,377 | $80,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 1,722 | $80,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 4,718 | $80,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 4,200 | $79,000 | thousands by filing date | call |
| IMPINJ INC | 453204109 | COM | 5,400 | $79,000 | thousands by filing date | put |
| ISHARES TR | 464287523 | COM | 494 | $78,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 3,726 | $78,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 1,470 | $78,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 1,120 | $78,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 3,009 | $78,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 2,053 | $78,000 | thousands by filing date | |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 10,000 | $78,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 36,082 | $78,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 442 | $77,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 4,102 | $77,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 2,962 | $77,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 2,062 | $77,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 385 | $77,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 4,767 | $77,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 2,888 | $77,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 2,189 | $77,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 1,161 | $77,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 1,812 | $76,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 2,478 | $76,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 1,640 | $76,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 1,053 | $76,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 2,520 | $76,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 3,535 | $76,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 4,748 | $75,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 8,000 | $75,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 2,963 | $75,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 8,320 | $75,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 2,400 | $74,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 11,721 | $74,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 3,336 | $74,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 4,679 | $74,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 1,833 | $74,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 2,340 | $74,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 5,000 | $74,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 4,033 | $74,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 1,388 | $74,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 2,835 | $74,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 15,033 | $74,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 4,682 | $73,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 1,684 | $73,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 30,801 | $73,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 2,574 | $73,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 6,033 | $73,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 3,758 | $72,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 4,973 | $72,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 22,678 | $72,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 3,098 | $72,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 19,500 | $72,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 4,541 | $72,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 29,800 | $72,000 | thousands by filing date | put |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 74,200 | $72,000 | thousands by filing date | put |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 2,150 | $72,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 1,934 | $71,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 2,500 | $71,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 7,585 | $71,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 2,043 | $71,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 4,169 | $71,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 830 | $71,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 3,456 | $71,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 6,604 | $70,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 895 | $70,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 802 | $70,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 1,831 | $70,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 1,200 | $70,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 10,000 | $70,000 | thousands by filing date | call |
| ISHARES TR | 46435G516 | COM | 1,200 | $69,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 5,300 | $69,000 | thousands by filing date | put |
| ENVESTNET INC | 29404K106 | COM | 1,410 | $69,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 2,544 | $69,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 3,857 | $69,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 5,858 | $69,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 3,465 | $69,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 2,758 | $69,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 20,290 | $69,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 28,392 | $69,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 51,654 | $69,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 6,008 | $69,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 6,876 | $68,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 6,000 | $68,000 | thousands by filing date | call |
| NETSCOUT SYS INC | 64115T104 | COM | 2,864 | $68,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 3,130 | $68,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 17,600 | $68,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 3,827 | $68,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 1,660 | $68,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 1,877 | $68,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 11,200 | $68,000 | thousands by filing date | put |
| Tesla Motors, Inc | 88160R101 | COM | 200 | $67,000 | thousands by filing date | put |
| MODINE MFG CO COM | 607828100 | Stock | 6,173 | $67,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 2,100 | $67,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 3,950 | $67,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 2,819 | $67,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 1,722 | $67,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 2,117 | $67,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 2,486 | $66,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 498 | $66,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 1,915 | $66,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 1,736 | $66,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 3,728 | $66,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 2,224 | $66,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 5,071 | $66,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 1,968 | $66,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 1,072 | $65,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 571 | $65,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 1,874 | $65,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 1,582 | $65,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 643 | $64,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 352 | $64,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 4,831 | $64,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 2,050 | $64,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 5,725 | $64,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 1,525 | $64,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 5,578 | $64,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 4,380 | $64,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 3,210 | $64,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 1,097 | $63,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 881 | $63,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 9,406 | $63,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 4,706 | $63,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 1,138 | $63,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 756 | $63,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 3,831 | $62,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 2,145 | $62,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 6,151 | $62,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 2,155 | $62,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 997 | $62,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 4,534 | $62,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 6,500 | $61,000 | thousands by filing date | call |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 2,273 | $61,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 870 | $61,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 6,842 | $61,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 3,621 | $61,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 2,879 | $61,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 1,293 | $61,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 2,978 | $60,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 10,264 | $60,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 25,400 | $60,000 | thousands by filing date | put |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 1,196 | $60,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 3,734 | $60,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L508 | ALPHA ARCHITECT | 2,463 | $60,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 1,551 | $60,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 43,406 | $60,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 633 | $59,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 3,318 | $59,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 1,641 | $59,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 3,139 | $59,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 5,182 | $59,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 8,122 | $59,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 931 | $59,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 54,386 | $59,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 2,162 | $58,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 2,443 | $58,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 1,105 | $58,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 2,101 | $58,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 4,674 | $58,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 5,352 | $58,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 7,665 | $57,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 908 | $57,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 2,739 | $57,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 1,154 | $57,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 2,023 | $57,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 2,759 | $57,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 4,066 | $57,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 6,977 | $57,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 1,866 | $56,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 44,965 | $56,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 10,833 | $56,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 7,700 | $56,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 14,044 | $56,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 3,330 | $55,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 1,360 | $55,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 3,079 | $55,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 2,699 | $55,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 2,440 | $55,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 5,470 | $55,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 2,412 | $55,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 39,900 | $55,000 | thousands by filing date | put |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 1,107 | $54,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 3,745 | $54,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 950 | $54,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 2,713 | $54,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 4,250 | $54,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 6,902 | $54,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 4,222 | $54,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 300 | $53,000 | thousands by filing date | put |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 801 | $53,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 2,150 | $53,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 1,559 | $53,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 1,896 | $53,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 2,197 | $53,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 5,273 | $53,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 1,078 | $53,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 5,300 | $53,000 | thousands by filing date | put |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 25,000 | $53,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 1,840 | $52,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 41,900 | $52,000 | thousands by filing date | put |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 22,987 | $52,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 4,040 | $52,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 1,130 | $52,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 4,100 | $51,000 | thousands by filing date | put |
| MORPHOSYS AG | 617760202 | ADR | 2,000 | $51,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 15,000 | $51,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 15,486 | $51,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 1,087 | $50,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 732 | $50,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 2,496 | $50,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 9,138 | $50,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 1,134 | $50,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 1,135 | $49,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 653 | $49,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 1,204 | $49,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 5,050 | $49,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 2,445 | $49,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 830 | $49,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 432 | $48,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 3,166 | $48,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 3,747 | $48,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 10,621 | $48,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 3,303 | $48,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 2,261 | $48,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 682 | $48,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 3,987 | $48,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 3,508 | $48,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 9,854 | $48,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 7,200 | $48,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 5,010 | $48,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 30,033 | $47,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 369 | $47,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 1,986 | $47,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 1,250 | $47,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 3,279 | $47,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 1,079 | $47,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 648 | $47,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 30,394 | $47,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 722 | $47,000 | thousands by filing date | |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 20,293 | $47,000 | thousands by filing date | |
| SENESTECH INC | 81720R109 | COM | 80,000 | $47,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 19,430 | $46,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 3,747 | $46,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 645 | $46,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 1,126 | $46,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 370 | $46,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 2,264 | $46,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 1,746 | $46,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 21,352 | $46,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 763 | $45,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 2,379 | $45,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 1,739 | $45,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 1,447 | $45,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 1,302 | $45,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 2,405 | $45,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 1,179 | $45,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 800 | $45,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 2,273 | $45,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 10,499 | $45,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 3,845 | $45,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 1,470 | $44,000 | thousands by filing date | call |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 5,990 | $44,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 871 | $44,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 1,790 | $44,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 1,327 | $44,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 560 | $44,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 2,395 | $44,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 4,048 | $44,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 1,002 | $44,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 1,120 | $44,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 1,200 | $44,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 5,280 | $44,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 2,258 | $44,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 3,001 | $44,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 2,550 | $44,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 1,290 | $43,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 2,796 | $43,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 4,969 | $43,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 4,167 | $43,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 2,559 | $43,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 2,870 | $43,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 2,205 | $43,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 4,004 | $43,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 41 | $43,000 | thousands by filing date | principal |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 1,444 | $42,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 81,450 | $42,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 12,260 | $42,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 1,200 | $42,000 | thousands by filing date | put |
| LINDSAY CORPORATION | 535555106 | COM | 437 | $42,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 2,864 | $42,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 791 | $41,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 898 | $41,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 1,823 | $41,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 1,487 | $41,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 2,189 | $41,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 1,085 | $41,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 3,627 | $41,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 796 | $41,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 746 | $41,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 3,672 | $41,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 1,439 | $41,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 3,407 | $40,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 400 | $40,000 | thousands by filing date | put |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 5,000 | $40,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 1,700 | $40,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 3,014 | $40,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 2,446 | $40,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 706 | $40,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 1,303 | $40,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 1,132 | $40,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 2,125 | $40,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 1,117 | $40,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 2,169 | $40,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 1,639 | $40,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 6,583 | $40,000 | thousands by filing date | |
| GTX INC DEL | 40052B207 | COM NEW | 51,378 | $40,000 | thousands by filing date | |
| GTX INC DEL | 40052B207 | COM NEW | 51,300 | $40,000 | thousands by filing date | put |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 2,689 | $39,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 2,146 | $39,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 2,388 | $39,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 2,506 | $39,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 625 | $39,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 567 | $39,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 1,520 | $39,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 2,763 | $39,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 9,000 | $39,000 | thousands by filing date | call |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 24,100 | $38,000 | thousands by filing date | put |
| REDWOOD TRUST INC | 758075402 | COM | 2,526 | $38,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 2,675 | $38,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 1,375 | $38,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 891 | $38,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 5,293 | $38,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 665 | $38,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 1,623 | $38,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 1,060 | $38,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 1,514 | $38,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 6,852 | $38,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 5,000 | $37,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 1,600 | $37,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 1,600 | $37,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 700 | $37,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 1,543 | $37,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 2,216 | $37,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 2,481 | $37,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 1,355 | $37,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 1,014 | $37,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 3,642 | $37,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 2,241 | $37,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 654 | $37,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 6,300 | $37,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 2,811 | $37,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 1,700 | $37,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 1,516 | $37,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 4,184 | $36,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 2,279 | $36,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 656 | $36,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 1,882 | $36,000 | thousands by filing date | |
| HESS MIDSTREAM PARTNERS LP | 428104103 | UNIT LTD PR INT | 2,115 | $36,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 11,394 | $36,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 9,307 | $36,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 13,552 | $36,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V555 | INSIDER SENMNT | 645 | $36,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 729 | $35,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 3,860 | $35,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 5,388 | $35,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 4,246 | $35,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 54,292 | $35,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 3,605 | $35,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 3,108 | $35,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 1,229 | $35,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 501 | $34,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 2,615 | $34,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 928 | $34,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 1,100 | $34,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 3,048 | $34,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 1,340 | $34,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 2,204 | $34,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 1,256 | $34,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 3,376 | $34,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 3,400 | $34,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 2,116 | $34,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 300 | $33,000 | thousands by filing date | put |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 58,450 | $33,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 3,833 | $33,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 1,309 | $33,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 736 | $33,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 800 | $33,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 3,428 | $33,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 2,000 | $33,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 6,453 | $33,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 693 | $33,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 1,194 | $33,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 3,821 | $33,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 8,936 | $33,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 6,971 | $33,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 889 | $33,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 1,485 | $33,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 464 | $32,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 650 | $32,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 922 | $32,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 570 | $32,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 2,741 | $32,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 2,379 | $32,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 4,537 | $32,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 1,300 | $32,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 1,216 | $32,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 13,783 | $32,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 3,780 | $32,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 436 | $31,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 1,891 | $31,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 1,165 | $31,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 868 | $31,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 5,758 | $31,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 2,011 | $30,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 724 | $30,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 20,100 | $30,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 20,100 | $30,000 | thousands by filing date | put |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 1,538 | $30,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 3,155 | $30,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 2,029 | $30,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 843 | $30,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 1,735 | $30,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 326 | $30,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 1,732 | $30,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 9,326 | $30,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 16,138 | $30,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 2,000 | $30,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 846 | $30,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 2,006 | $30,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 13,697 | $29,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 1,062 | $29,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 807 | $29,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 462 | $29,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 662 | $29,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 3,817 | $29,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 1,647 | $29,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 1,437 | $29,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-19-000234 | this filing | 2019-01-22 | acceptance time not in the bulk data set |