13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 8,042 holding rows worth $230,936,215,000.
- Accession
- 0000950123-18-008576
- Filer
- CIK 1610520
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A combination report, 13,708 entries on the cover page, a total value of $230,936,215,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $230,936,291,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Philip Morris International Inc. | 718172109 | COM | 90,000 | $7,267,000 | thousands by filing date | put |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 447,498 | $7,258,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 171,938 | $7,257,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 25,000 | $7,256,000 | thousands by filing date | put |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 149,400 | $7,255,000 | thousands by filing date | call |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 284,941 | $7,252,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 510,196 | $7,250,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 50,200 | $7,238,000 | thousands by filing date | put |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 338,200 | $7,221,000 | thousands by filing date | call |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 119,848 | $7,221,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 194,777 | $7,205,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 568,254 | $7,200,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 161,046 | $7,199,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 225,534 | $7,196,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 154,767 | $7,194,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 135,794 | $7,190,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 234,734 | $7,183,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 73,027 | $7,183,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 200,000 | $7,182,000 | thousands by filing date | put |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 315,640 | $7,177,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 137,520 | $7,177,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 307,775 | $7,177,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 58,700 | $7,172,000 | thousands by filing date | put |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 258,774 | $7,171,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 132,768 | $7,168,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 186,859 | $7,162,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 40,032 | $7,137,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 337,464 | $7,137,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 624,211 | $7,134,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 76,791 | $7,129,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 210,477 | $7,120,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 112,000 | $7,110,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 338,410 | $7,097,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 390,446 | $7,083,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 233,837 | $7,074,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 237,226 | $7,063,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 78,538 | $7,057,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 260,398 | $7,057,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 255,918 | $7,056,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 153,293 | $7,055,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 354,091 | $7,050,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 922,910 | $7,041,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 436,167 | $7,040,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 236,873 | $7,019,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 244,359 | $7,018,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 159,200 | $7,014,000 | thousands by filing date | call |
| APACHE CORP | 037411105 | COM | 150,000 | $7,013,000 | thousands by filing date | put |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 334,900 | $7,009,000 | thousands by filing date | call |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 406,000 | $7,004,000 | thousands by filing date | put |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 119,454 | $7,000,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 123,239 | $6,977,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 7,968,000 | $6,976,000 | thousands by filing date | principal |
| YELP INC CL A | 985817105 | Stock | 177,800 | $6,966,000 | thousands by filing date | put |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 128,827 | $6,950,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 76,124 | $6,938,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 107,800 | $6,937,000 | thousands by filing date | call |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 195,409 | $6,937,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 363,575 | $6,915,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 730,049 | $6,913,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 23,454 | $6,887,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 238,892 | $6,876,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 98,578 | $6,872,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 171,472 | $6,871,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 424,314 | $6,857,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 148,990 | $6,852,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 81,869 | $6,849,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 571,407 | $6,846,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 318,288 | $6,844,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 641,907 | $6,837,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 63,361 | $6,820,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 91,178 | $6,819,000 | thousands by filing date | |
| HARMONIC INC | 413160AB8 | NOTE 4.000%12/0 | 6,560,000 | $6,817,000 | thousands by filing date | principal |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 165,144 | $6,810,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 136,653 | $6,809,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 124,459 | $6,809,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 293,782 | $6,804,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 80,000 | $6,800,000 | thousands by filing date | put |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 102,041 | $6,795,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 402,933 | $6,789,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 52,631 | $6,763,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 281,326 | $6,753,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 50,000 | $6,751,000 | thousands by filing date | put |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 159,466 | $6,749,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 403,078 | $6,744,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 50,100 | $6,732,000 | thousands by filing date | call |
| SMITH A O CORP COM | 831865209 | Stock | 113,800 | $6,731,000 | thousands by filing date | put |
| CALERES INC | 129500104 | COM | 195,508 | $6,723,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 360,894 | $6,713,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 31,850 | $6,709,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 85,596 | $6,692,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 106,012 | $6,680,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 519,500 | $6,660,000 | thousands by filing date | put |
| FEDERAL SIGNAL CORP | 313855108 | COM | 285,963 | $6,660,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 119,226 | $6,658,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 104,811 | $6,654,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 61,364 | $6,642,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 217,864 | $6,639,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 393,998 | $6,631,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 156,612 | $6,624,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 230,859 | $6,621,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 281,804 | $6,619,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 21,500 | $6,616,000 | thousands by filing date | call |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 119,134 | $6,613,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 304,980 | $6,612,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 77,100 | $6,601,000 | thousands by filing date | call |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 169,059 | $6,595,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 139,851 | $6,594,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 530,561 | $6,579,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 47,472 | $6,567,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 284,683 | $6,553,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 122,035 | $6,546,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 161,400 | $6,543,000 | thousands by filing date | call |
| BANKUNITED INC | 06652K103 | COM | 159,496 | $6,515,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 311,417 | $6,500,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 50,270 | $6,497,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 150,000 | $6,492,000 | thousands by filing date | call |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 454,784 | $6,486,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 154,519 | $6,481,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 80,118 | $6,473,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 103,942 | $6,453,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 21,510 | $6,447,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 82,376 | $6,440,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 221,066 | $6,433,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 29,293 | $6,411,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 39,543 | $6,393,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 206,495 | $6,386,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 117,491 | $6,373,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 156,728 | $6,363,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 1,413,085 | $6,359,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 154,561 | $6,356,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 23,178 | $6,355,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 503,576 | $6,355,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 184,864 | $6,350,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 117,417 | $6,349,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 84,270 | $6,346,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 112,799 | $6,342,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 252,556 | $6,339,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 176,752 | $6,319,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V555 | INSIDER SENMNT | 97,875 | $6,315,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 15,276 | $6,303,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 106,529 | $6,288,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 56,000 | $6,275,000 | thousands by filing date | call |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 54,416 | $6,274,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 852,639 | $6,258,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 104,580 | $6,253,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 179,161 | $6,249,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 311,022 | $6,248,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 135,673 | $6,247,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 79,474 | $6,245,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 79,812 | $6,240,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 308,897 | $6,237,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 192,433 | $6,234,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 195,411 | $6,230,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 85,000 | $6,225,000 | thousands by filing date | put |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 123,682 | $6,222,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 1,081,192 | $6,206,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 328,961 | $6,198,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 114,636 | $6,194,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 106,916 | $6,191,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 33,500 | $6,184,000 | thousands by filing date | call |
| KOHLS CORP | 500255104 | COM | 84,500 | $6,160,000 | thousands by filing date | put |
| OCWEN FINL CORP | 675746309 | COM NEW | 1,555,000 | $6,158,000 | thousands by filing date | call |
| M.D.C. HOLDINGS INC | 552676108 | COM | 200,000 | $6,154,000 | thousands by filing date | put |
| PAN AMERN SILVER CORP | 697900108 | COM | 343,719 | $6,153,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 47,933 | $6,130,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 265,154 | $6,125,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 280,262 | $6,115,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 168,079 | $6,114,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 400,785 | $6,112,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 144,527 | $6,099,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 75,283 | $6,098,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 645,079 | $6,090,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 117,225 | $6,084,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 32,500 | $6,066,000 | thousands by filing date | put |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 149,600 | $6,065,000 | thousands by filing date | put |
| Delek Logistics Partners LP | 24664T103 | Com | 218,992 | $6,056,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 3,880,015 | $6,053,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 58,310 | $6,051,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 116,063 | $6,039,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 61,771 | $6,036,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 29,000 | $6,007,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 450,247 | $5,997,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 188,100 | $5,995,000 | thousands by filing date | call |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 223,117 | $5,991,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 195,277 | $5,991,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 635,057 | $5,989,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 255,338 | $5,985,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 298,204 | $5,985,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 119,098 | $5,982,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 348,918 | $5,956,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 131,230 | $5,953,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 44,891 | $5,950,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 250,000 | $5,925,000 | thousands by filing date | call |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 94,217 | $5,924,000 | thousands by filing date | |
| COLUMBIA ETF TR II BEYOND BRICS ETF | 19762B103 | CEF | 340,696 | $5,909,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 70,868 | $5,901,000 | thousands by filing date | call |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 79,369 | $5,898,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 76,218 | $5,897,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 692,751 | $5,889,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 90,952 | $5,884,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 250,363 | $5,881,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 317,612 | $5,869,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 1,005,871 | $5,864,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 423,823 | $5,853,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 90,000 | $5,831,000 | thousands by filing date | put |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 337,855 | $5,831,000 | thousands by filing date | call |
| CVR Partners, LP | 126633106 | LTD | 1,766,720 | $5,831,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 111,966 | $5,830,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 25,274 | $5,825,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 59,458 | $5,820,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 268,144 | $5,816,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 2,389,373 | $5,782,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 111,784 | $5,781,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 489,675 | $5,779,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 1,031,593 | $5,777,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 61,746 | $5,765,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 93,921 | $5,761,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 163,625 | $5,757,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 317,179 | $5,745,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 211,531 | $5,741,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 70,380 | $5,724,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 151,128 | $5,708,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 168,703 | $5,706,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 243,049 | $5,702,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 2,465,477 | $5,695,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 136,156 | $5,694,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 200,000 | $5,690,000 | thousands by filing date | put |
| BEST BUY INC COM | 086516101 | Stock | 76,058 | $5,672,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 458,327 | $5,670,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 128,080 | $5,670,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 809,296 | $5,669,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 46,779 | $5,659,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 242,955 | $5,646,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 129,756 | $5,638,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 54,953 | $5,630,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 47,242 | $5,623,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 165,658 | $5,616,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 285,725 | $5,615,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 554,378 | $5,605,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 95,177 | $5,593,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 316,177 | $5,593,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 414,818 | $5,592,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 25,330 | $5,587,000 | thousands by filing date | call |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 32,561 | $5,575,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 1,162,626 | $5,569,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 89,060 | $5,568,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 446,092 | $5,567,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 253,161 | $5,557,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 255,010 | $5,554,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 80,000 | $5,547,000 | thousands by filing date | put |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 123,373 | $5,546,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 193,100 | $5,542,000 | thousands by filing date | call |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 124,871 | $5,535,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 51,159 | $5,529,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 183,532 | $5,508,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 170,000 | $5,506,000 | thousands by filing date | call |
| BANK HAWAII CORP | 062540109 | COM | 65,991 | $5,505,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 79,500 | $5,497,000 | thousands by filing date | call |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 169,773 | $5,484,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 167,200 | $5,467,000 | thousands by filing date | call |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 146,981 | $5,456,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 260,707 | $5,454,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 4,840,000 | $5,454,000 | thousands by filing date | principal |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 241,228 | $5,453,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 55,000 | $5,451,000 | thousands by filing date | put |
| GARTNERINC | 366651107 | STOK | 40,935 | $5,441,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 156,570 | $5,441,000 | thousands by filing date | call |
| KNOLL INC | 498904200 | COM NEW | 261,335 | $5,438,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 206,650 | $5,435,000 | thousands by filing date | |
| RH | 74967X103 | COM | 38,879 | $5,431,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 90,512 | $5,431,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 140,752 | $5,426,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 89,005 | $5,416,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 90,352 | $5,414,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 107,219 | $5,410,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 56,700 | $5,398,000 | thousands by filing date | put |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 22,200 | $5,389,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 123,940 | $5,387,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 409,500 | $5,377,000 | thousands by filing date | call |
| ROKU INC COM CL A | 77543R102 | Stock | 126,123 | $5,375,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 106,551 | $5,367,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 53,750 | $5,365,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 219,258 | $5,365,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 61,222 | $5,362,000 | thousands by filing date | |
| DDR CORP | 23317H854 | COM | 362,891 | $5,362,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 135,500 | $5,359,000 | thousands by filing date | put |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 225,898 | $5,354,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 62,575 | $5,347,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 5,586,000 | $5,346,000 | thousands by filing date | principal |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 304,112 | $5,338,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 54,032 | $5,323,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 135,872 | $5,318,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 87,213 | $5,315,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 94,500 | $5,313,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 126,841 | $5,308,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 438,004 | $5,304,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 88,230 | $5,304,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 141,900 | $5,299,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 63,125 | $5,297,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 115,100 | $5,288,000 | thousands by filing date | call |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 102,880 | $5,269,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 12,200 | $5,263,000 | thousands by filing date | call |
| EXPONENT INC | 30214U102 | COM | 108,819 | $5,256,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 50,000 | $5,251,000 | thousands by filing date | put |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 506,271 | $5,240,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 99,452 | $5,230,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 20,310 | $5,226,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 468,481 | $5,223,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 17,465 | $5,221,000 | thousands by filing date | put |
| KINROSS GOLD CORP | 496902404 | COM | 1,388,444 | $5,221,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 113,902 | $5,206,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 50,000 | $5,192,000 | thousands by filing date | put |
| GENERAL MILLS INC COM | 370334104 | Stock | 117,200 | $5,187,000 | thousands by filing date | call |
| CATO CORP NEW | 149205106 | CL A | 210,105 | $5,173,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 541,106 | $5,173,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 64,134 | $5,167,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 532,125 | $5,151,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 311,905 | $5,143,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 98,311 | $5,142,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 185,294 | $5,141,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 226,920 | $5,140,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 352,762 | $5,115,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 98,491 | $5,108,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 111,247 | $5,098,000 | thousands by filing date | |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 443,231 | $5,097,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 75,551 | $5,078,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 170,295 | $5,075,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 139,099 | $5,073,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 228,715 | $5,057,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 90,917 | $5,057,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 223,272 | $5,055,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 79,906 | $5,049,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 502,484 | $5,040,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 92,085 | $5,038,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 151,063 | $5,030,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 140,394 | $5,026,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 95,079 | $5,023,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 48,238 | $5,022,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 225,583 | $5,020,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 5,080,000 | $5,016,000 | thousands by filing date | principal |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 577,079 | $5,014,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 63,454 | $5,013,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 238,374 | $4,989,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 33,644 | $4,987,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 46,400 | $4,987,000 | thousands by filing date | call |
| MCEWEN MNG INC | 58039P107 | COM | 2,409,464 | $4,987,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 66,222 | $4,985,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 162,591 | $4,959,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 96,063 | $4,956,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 71,000 | $4,951,000 | thousands by filing date | call |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 49,530 | $4,944,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 242,861 | $4,942,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 266,829 | $4,933,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J205 | BULSHS 2018 HY | 196,362 | $4,929,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 155,706 | $4,927,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 302,000 | $4,925,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 35,600 | $4,925,000 | thousands by filing date | put |
| THL CREDIT INC | 872438106 | COM | 626,625 | $4,900,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 112,341 | $4,900,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 223,805 | $4,897,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 70,000 | $4,880,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 85,243 | $4,866,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 109,458 | $4,856,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 158,304 | $4,854,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 82,525 | $4,849,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 182,780 | $4,846,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 126,524 | $4,837,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 77,503 | $4,830,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 352,088 | $4,816,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 181,555 | $4,804,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 45,652 | $4,801,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 135,115 | $4,798,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 359,641 | $4,798,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 102,347 | $4,797,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 101,096 | $4,797,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 99,195 | $4,796,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 208,081 | $4,795,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 280,976 | $4,788,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 115,973 | $4,774,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 42,809 | $4,770,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 21,473 | $4,769,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 240,943 | $4,766,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 51,008 | $4,762,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 17,748 | $4,761,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 116,110 | $4,750,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 250,000 | $4,745,000 | thousands by filing date | put |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 200,000 | $4,740,000 | thousands by filing date | put |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 438,465 | $4,739,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 122,061 | $4,737,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 127,449 | $4,735,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 55,000 | $4,730,000 | thousands by filing date | put |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 200,000 | $4,728,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 215,390 | $4,725,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 144,468 | $4,723,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 80,588 | $4,703,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 202,335 | $4,703,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 82,751 | $4,702,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 46,508 | $4,702,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 196,315 | $4,690,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 100,300 | $4,685,000 | thousands by filing date | put |
| HOLOGIC INC | 436440101 | COM | 117,735 | $4,680,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 130,000 | $4,674,000 | thousands by filing date | call |
| SYNCHRONYFINL | 87165B103 | STOK | 140,000 | $4,673,000 | thousands by filing date | put |
| ZIFF DAVIS INC | 48123V102 | COM | 53,944 | $4,672,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 50,946 | $4,662,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 63,000 | $4,652,000 | thousands by filing date | call |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 160,398 | $4,649,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 81,315 | $4,648,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 323,401 | $4,647,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 225,380 | $4,643,000 | thousands by filing date | |
| UNISYS CORP | 909214BS6 | NOTE 5.500% 3/0 | 3,093,000 | $4,640,000 | thousands by filing date | principal |
| SPX CORP | 784635104 | COMMON STOCK | 132,266 | $4,636,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 155,136 | $4,632,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 47,400 | $4,631,000 | thousands by filing date | call |
| GASLOG LTD | G37585109 | SHS | 242,113 | $4,624,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 94,550 | $4,617,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 105,000 | $4,616,000 | thousands by filing date | put |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 496,670 | $4,615,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 77,037 | $4,614,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 60,907 | $4,607,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 116,919 | $4,595,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 876,094 | $4,591,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 460,748 | $4,589,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 875,400 | $4,579,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 80,000 | $4,578,000 | thousands by filing date | put |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 80,000 | $4,578,000 | thousands by filing date | call |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 65,189 | $4,573,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 303,242 | $4,573,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 425,467 | $4,553,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 39,431 | $4,546,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 196,175 | $4,524,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 166,116 | $4,522,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 134,313 | $4,514,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 163,899 | $4,514,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 119,600 | $4,510,000 | thousands by filing date | call |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 351,779 | $4,499,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 72,148 | $4,490,000 | thousands by filing date | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 67,541 | $4,490,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 472,773 | $4,487,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 64,789 | $4,482,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 71,700 | $4,476,000 | thousands by filing date | put |
| SSR MINING IN | 784730103 | COM | 452,628 | $4,468,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 15,117 | $4,454,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 89,027 | $4,452,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 84,497 | $4,441,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 45,000 | $4,437,000 | thousands by filing date | put |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 121,502 | $4,436,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 30,000 | $4,429,000 | thousands by filing date | put |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 103,226 | $4,426,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 160,669 | $4,425,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 100,142 | $4,420,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 46,681 | $4,414,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 35,957 | $4,410,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 157,100 | $4,382,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 4,506,000 | $4,360,000 | thousands by filing date | principal |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 224,761 | $4,358,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 219,964 | $4,356,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 35,000 | $4,355,000 | thousands by filing date | put |
| XPO INC COM | 983793100 | Stock | 43,400 | $4,348,000 | thousands by filing date | call |
| TUTOR PERINI CORP | 901109108 | COM | 235,588 | $4,347,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 20,924 | $4,337,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 260,612 | $4,332,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 39,400 | $4,327,000 | thousands by filing date | call |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 194,622 | $4,327,000 | thousands by filing date | put |
| Lincoln National Corporat | 524901105 | COM | 124,317 | $4,318,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 1,139,000 | $4,317,000 | thousands by filing date | put |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 37,771 | $4,315,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 553,818 | $4,303,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 27,036 | $4,303,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 61,580 | $4,292,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 528,071 | $4,282,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 112,548 | $4,278,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 324,155 | $4,276,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 294,443 | $4,272,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 273,471 | $4,272,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 60,626 | $4,265,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 650,000 | $4,264,000 | thousands by filing date | put |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 847,190 | $4,261,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 133,528 | $4,257,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 134,897 | $4,256,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 72,219 | $4,254,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 146,292 | $4,252,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 44,135 | $4,251,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 159,054 | $4,245,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 32,927 | $4,241,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 38,824 | $4,240,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 473,683 | $4,239,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 90,915 | $4,236,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 143,312 | $4,233,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 140,000 | $4,222,000 | thousands by filing date | put |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 611,784 | $4,221,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 336,652 | $4,218,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 742,377 | $4,216,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 35,000 | $4,207,000 | thousands by filing date | call |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 220,036 | $4,207,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 313,410 | $4,203,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 552,743 | $4,201,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 636,960 | $4,178,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 388,827 | $4,176,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 86,601 | $4,171,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-008576 | this filing | 2018-08-14 | acceptance time not in the bulk data set |