13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 8,042 holding rows worth $230,936,215,000.
- Accession
- 0000950123-18-008576
- Filer
- CIK 1610520
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A combination report, 13,708 entries on the cover page, a total value of $230,936,215,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $230,936,291,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TRUPANION INC | 898202106 | COM | 672 | $26,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 17,498 | $26,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 6,698 | $26,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 1,650 | $26,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 958 | $26,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 2,266 | $26,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 2,033 | $26,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 2,567 | $26,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 1,632 | $26,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 2,937 | $26,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 26,946 | $26,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 3,078 | $26,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 3,656 | $26,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 5,251 | $26,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 5,105 | $26,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 5,956 | $26,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 13,000 | $26,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 1,183 | $26,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 761 | $26,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 1,566 | $26,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 1,752 | $26,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D373 | VELOCITY SHS 3X | 1,133 | $26,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 1,716 | $26,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 14,000 | $26,000 | thousands by filing date | principal |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 1,246 | $26,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B487 | IQ ENCH BD US | 1,378 | $26,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 1,877 | $26,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745204 | UNIT 02/01/2023 | 2,510 | $26,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORED ADR | 16965P103 | ADR | 1,686 | $26,000 | thousands by filing date | |
| ISHARES EDGE MSCI MIN VOL EAFE CURRENCY HEDGED ETF | 46435G714 | ETF | 920 | $26,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 638 | $25,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 475 | $25,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 390 | $25,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 4,052 | $25,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 3,746 | $25,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 730 | $25,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 2,259 | $25,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 4,477 | $25,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 4,447 | $25,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F379 | CHINA BOND ETF | 1,104 | $25,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 3,114 | $25,000 | thousands by filing date | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 1,759 | $25,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 986 | $25,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 2,100 | $25,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 2,377 | $25,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 4,637 | $25,000 | thousands by filing date | |
| Call - ZION $36.27 Exp 11/14/2018 | 989701131 | Warrants | 1,400 | $25,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 850 | $25,000 | thousands by filing date | |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 10,294 | $25,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 4,165 | $25,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025606 | CV PFD SER D | 1,345 | $25,000 | thousands by filing date | |
| KRANESHARES TR | 500767207 | CICC CHINA 100 | 736 | $25,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E479 | PURBTA FTSE EM | 1,015 | $25,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 4,936 | $25,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNE | 51508j405 | LP | 1,073 | $25,000 | thousands by filing date | |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 25,000 | $25,000 | thousands by filing date | principal |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 7,531 | $25,000 | thousands by filing date | |
| TRIDENT ACQUISITIONS CORP | 89615T205 | UNIT 05/09/2023 | 2,494 | $25,000 | thousands by filing date | |
| BARCLAYS BANK PLC INV USTREA ETN | 06742W570 | Stock | 991 | $25,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q486 | ALPS DORESEY | 814 | $25,000 | thousands by filing date | |
| ISHARES TR | 46435U861 | CORE DIVID ETF | 916 | $24,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 1,342 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 746 | $24,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 1,133 | $24,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 1,501 | $24,000 | thousands by filing date | |
| CLPS INCORPORATION | G31642104 | COM | 1,876 | $24,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 10,000 | $24,000 | thousands by filing date | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 3,066 | $24,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 6,159 | $24,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 1,361 | $24,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 4,291 | $24,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 112,166 | $24,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 9,532 | $24,000 | thousands by filing date | |
| PROSHARES TR | 74347X658 | SHT FTSE CHIN 50 | 1,202 | $24,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 2,800 | $24,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 1,482 | $24,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 2,037 | $24,000 | thousands by filing date | |
| TCF FINANCIAL CORP-CW18 | 872275128 | WTS | 3,084 | $24,000 | thousands by filing date | |
| FNB Bancorp | 302515101 | Common | 664 | $24,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E768 | FTSE INTL LOW | 821 | $24,000 | thousands by filing date | |
| YANGTZE RIV PORT AND LGSTC L | 98475Y105 | COM | 2,122 | $24,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G607 | SHIPPING ETF | 2,322 | $24,000 | thousands by filing date | |
| CHINA ONLINE ED GROUP | 16954L105 | SPONSORED ADR | 2,236 | $24,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 629410606 | COM | 5,503 | $24,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N202 | UNIT 05/11/2023 | 2,350 | $24,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635AE9 | NOTE 4.250% 2/1 | 25,000 | $24,000 | thousands by filing date | principal |
| EAGLE GRWTH & INCOME OPPTY F | 26958J105 | COM SHS BEN IN | 1,583 | $24,000 | thousands by filing date | |
| FSB BANCORP INC | 30289C102 | COM | 1,349 | $24,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y363 | DLY R/E BEAR3X | 2,475 | $24,000 | thousands by filing date | |
| IPIC ENTMT INC | 46263D106 | COM CL A | 2,991 | $24,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q494 | BUZZ US SMT LDR | 665 | $24,000 | thousands by filing date | |
| PROSHARES TR | 74348A392 | ULTPRO SHT MDCP | 2,732 | $24,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E313 | S&P500 VAL MOM | 874 | $24,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 2,122 | $23,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 303 | $23,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 600 | $23,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 588 | $23,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 369 | $23,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 1,328 | $23,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 2,974 | $23,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E869 | DAILY 500 1X ETF | 768 | $23,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 1,617 | $23,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 1,141 | $23,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 1,942 | $23,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142308 | COM NEW | 1,864 | $23,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P785 | FTSE GERMANY | 1,000 | $23,000 | thousands by filing date | |
| GYRODYNE LLC | 403829104 | COM | 1,121 | $23,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 1,612 | $23,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L738 | REAL ASST IDX | 833 | $23,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 7,000 | $23,000 | thousands by filing date | principal |
| MORPHOSYS AG | 617760202 | ADR | 762 | $23,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 3,343 | $23,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 2,436 | $23,000 | thousands by filing date | |
| DEUTSCHE BANK | 25153Q708 | ELE MORN TTL22 | 712 | $23,000 | thousands by filing date | |
| DIREXION DAILY | 25459Y306 | TL BD MKT BEAR | 737 | $23,000 | thousands by filing date | |
| BALDWIN & LYONS INC | 057755100 | CL A | 1,009 | $23,000 | thousands by filing date | |
| CITIZENS FIRST CORP | 17462Q107 | COM | 883 | $23,000 | thousands by filing date | |
| Hometown Bankshares Corp | 43787n108 | com | 1,601 | $23,000 | thousands by filing date | |
| ICC HOLDINGS INC | 44931Q104 | COM | 1,435 | $23,000 | thousands by filing date | |
| MFC BANCORP LTD | G60630103 | USD MFC SHS | 3,818 | $23,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R111 | UNIT 99/99/9999 | 2,116 | $23,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F607 | EQUITYCOMPASS | 1,025 | $23,000 | thousands by filing date | |
| Proshares Ultrashort Health ETF | 74348A228 | COM | 830 | $23,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 3,510 | $23,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760110 | UNIT 99/99/9999 | 2,297 | $23,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 951 | $23,000 | thousands by filing date | |
| NEBULA ACQUISITION CORP | 629076209 | UNIT 03/12/2025 | 2,262 | $23,000 | thousands by filing date | |
| JPMORGAN CHASE FINL CO LLC | 48129G703 | CUSHING MLP 37 | 1,254 | $23,000 | thousands by filing date | |
| INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX FUND | 33738R209 | ETF | 1,351 | $23,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 300 | $22,000 | thousands by filing date | call |
| LOOP INDS INC | 543518104 | COM | 2,000 | $22,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 800 | $22,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 323 | $22,000 | thousands by filing date | |
| CEMENTOS PACASMAYO S A FUNSPONSORED ADR 1 ADR REPS 5 ORD SHS | 15126Q208 | Equity | 1,922 | $22,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 1,298 | $22,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 1,382 | $22,000 | thousands by filing date | |
| GRANITESHARES PLATINUM TR | 38748T103 | SHS BEN INT | 255 | $22,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767850 | MSCI CHINA CLEAN | 1,034 | $22,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 2,285 | $22,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 1,379 | $22,000 | thousands by filing date | |
| SOUTHWEST GA FINL CORP | 84502A104 | COM | 981 | $22,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 4,295 | $22,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 15,860 | $22,000 | thousands by filing date | |
| PROSHARES TR II | 74347W163 | ULTRA VIX SHORT | 1,807 | $22,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 535 | $22,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 3,000 | $22,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 2,500 | $22,000 | thousands by filing date | |
| QUINTANA ENERGY SVCS INC | 74875T103 | COM | 2,651 | $22,000 | thousands by filing date | |
| MY SIZE INC | 62844N109 | COM | 24,255 | $22,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 1,779 | $22,000 | thousands by filing date | |
| TORM PLC SHS CL A | G89479102 | Stock | 2,738 | $21,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 3,446 | $21,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 1,637 | $21,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 1,246 | $21,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 2,178 | $21,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 1,510 | $21,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B202 | EM CORE EX ETF | 822 | $21,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 626 | $21,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 7,001 | $21,000 | thousands by filing date | |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 1,079 | $21,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 1,694 | $21,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 13,026 | $21,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 1,818 | $21,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 2,285 | $21,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 3,286 | $21,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 2,251 | $21,000 | thousands by filing date | |
| PROSHARES TR II | 74347W387 | UL DJUBSNATG NEW | 532 | $21,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y405 | 20YR TRES BEAR | 1,035 | $21,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 2,088 | $21,000 | thousands by filing date | |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 1,005 | $21,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES INC | 674870407 | COM PAR $ | 24,318 | $21,000 | thousands by filing date | |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 368 | $21,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 5,132 | $21,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 2,523 | $21,000 | thousands by filing date | |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 9,495 | $21,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 3,720 | $21,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y706 | ULTRA BLOOMBERG | 709 | $21,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E105 | COM | 2,100 | $21,000 | thousands by filing date | |
| MELROSE BANCORP INC | 585553100 | COM | 1,088 | $21,000 | thousands by filing date | |
| INVESCO CURNCYSHS SWEDSH KRO | 46138V109 | SWEDISH KRONA | 203 | $21,000 | thousands by filing date | |
| DBX ETF TR XTRACK | 233051812 | MSCI SOUT | 699 | $21,000 | thousands by filing date | |
| MATLIN & PARTNE | 57682V205 | Common Stock | 2,006 | $21,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 1,498 | $20,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 1,414 | $20,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 2,289 | $20,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 1,540 | $20,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 806 | $20,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 5,917 | $20,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061862 | TAIL RISK | 952 | $20,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 876 | $20,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 2,387 | $20,000 | thousands by filing date | |
| BIRKS GROUP INC | 09088U109 | CL A COM | 15,617 | $20,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 876 | $20,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 9,128 | $20,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 1,797 | $20,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 4,100 | $20,000 | thousands by filing date | call |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 1,720 | $20,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 5,092 | $20,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 824 | $20,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 857 | $20,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 2,977 | $20,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 9,143 | $20,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 64,631 | $20,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 7,761 | $20,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 6,844 | $20,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 20,667 | $20,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K841 | MTLS DBL ETN38 | 2,435 | $20,000 | thousands by filing date | |
| WASHINGTON FED INC | 938824117 | *W EXP 11/14/201 | 1,300 | $20,000 | thousands by filing date | |
| FQF TR | 351680400 | QUANTSHARE SIZ | 990 | $20,000 | thousands by filing date | |
| FRANKLIN FTSE RUSSIA ETF | 35473P728 | OUTDATED | 900 | $20,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 2,080 | $20,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 6,726 | $20,000 | thousands by filing date | |
| ZEALAND PHARMA A/S | 98920Y304 | CMN | 1,610 | $20,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 11,901 | $20,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 4,581 | $20,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274E810 | VLCTY 1X DLY ETN | 629 | $20,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X149 | FNDMTL US SHRT | 410 | $20,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T116 | *W EXP 02/28/202 | 4,278 | $20,000 | thousands by filing date | |
| JP MORGAN EXCHANGE TRADED FD | 46641Q811 | LONG SHORT ETF | 900 | $20,000 | thousands by filing date | |
| I AM CAP ACQUISITION CO | 45074Q108 | COM | 1,870 | $20,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E109 | DAILY SLR BULL | 2,850 | $20,000 | thousands by filing date | |
| ATLANTIC ACQUISITION CORP | 048206106 | COM | 2,000 | $20,000 | thousands by filing date | |
| ISHARES INC | 46434G871 | MIN VOLA EM | 757 | $20,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 2,813 | $19,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 1,251 | $19,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 28,698 | $19,000 | thousands by filing date | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 391 | $19,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 1,456 | $19,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 894 | $19,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 2,064 | $19,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 928 | $19,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 1,529 | $19,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 1,934 | $19,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 394 | $19,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 2,115 | $19,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 1,859 | $19,000 | thousands by filing date | |
| MAGYAR BANCORP INC COM | 55977T109 | Stock | 1,453 | $19,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R117 | WARR | 5,297 | $19,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 31,625 | $19,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 1,521 | $19,000 | thousands by filing date | |
| KAZIA THERAPEUTICS LTD | 48669G105 | American Depository Shares | 6,443 | $19,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L209 | COM | 2,984 | $19,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 2,500 | $19,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505764 | CAPITAL LINK GBL | 750 | $19,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 2,915 | $19,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 14,220 | $19,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 865 | $19,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 1,960 | $19,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 7,126 | $19,000 | thousands by filing date | |
| FARMMI INC SHS NEW | G33277107 | Stock | 2,214 | $19,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 6,114 | $19,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A110 | UNIT 99/99/9999 | 1,800 | $19,000 | thousands by filing date | |
| QUALSTAR CORP | 74758R208 | COM NEW | 2,459 | $19,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 2,082 | $19,000 | thousands by filing date | |
| JENSYN ACQUISITION CORP | 47632B102 | COM | 1,802 | $19,000 | thousands by filing date | |
| WCF BANCORP INC | 92940L103 | COM | 2,110 | $19,000 | thousands by filing date | |
| DRAPER OAKWOOD TECHNOLOGY | 26146L103 | COM CL A | 1,900 | $19,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 1,364 | $18,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 402 | $18,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 322 | $18,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P694 | FRANKLN SWZLND | 838 | $18,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 4,800 | $18,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 986 | $18,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 1,803 | $18,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 1,120 | $18,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 732 | $18,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 3,948 | $18,000 | thousands by filing date | |
| PROSHARES TR | 74347B581 | SP500 EX ENRGY | 317 | $18,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 2,601 | $18,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 1,115 | $18,000 | thousands by filing date | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 798 | $18,000 | thousands by filing date | |
| PROSHARES TR | 74348A566 | MERGER ETF | 518 | $18,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416508 | HARTFORD MLT SML | 560 | $18,000 | thousands by filing date | |
| SEMILEDS CORP | 816645204 | COM NEW | 4,685 | $18,000 | thousands by filing date | |
| PROSHARES TR | 74347B250 | PSHS SH MDCAP400 | 410 | $18,000 | thousands by filing date | |
| VISTRA CORP | 92840M128 | COM | 14,189 | $18,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 538 | $18,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 1,374 | $18,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 710 | $18,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H533 | PS AGRI LG ETN | 1,955 | $18,000 | thousands by filing date | |
| FQF TR | 351680707 | QUANT NEUT ANT | 900 | $18,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U407 | LONG TERM CARE | 727 | $18,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 1,804 | $18,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061805 | GBL TAIL RISK ET | 713 | $18,000 | thousands by filing date | |
| GTX INC DEL | 40052B207 | COM NEW | 1,168 | $18,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G104 | SPONS ADR | 8,333 | $18,000 | thousands by filing date | |
| JIANPU TECHNOLOGY INC | 47738D101 | ADR | 2,685 | $18,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 5,039 | $18,000 | thousands by filing date | |
| PROSHARES TR | 74347B532 | MANAGED FUT | 461 | $18,000 | thousands by filing date | |
| STANDARD AVB FINANCIAL CORP | 85303b100 | COM | 600 | $18,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 651 | $18,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 11,249 | $18,000 | thousands by filing date | |
| STANDARD DIVERSIFIED INC | 85336L109 | COM CL A | 1,220 | $18,000 | thousands by filing date | |
| STELLAR BIOTECHNOLOGIES INC | 85855A302 | COM | 10,268 | $18,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP | 420870206 | UNIT 10/19/2022 | 1,802 | $18,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 1,260 | $18,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 4,390 | $18,000 | thousands by filing date | |
| ISHARES TR EUR CUR HDG ETF | 46435G698 | CEF | 700 | $18,000 | thousands by filing date | |
| LIBERTY EXPEDIA HOLDINGS | 53046P208 | SER B COM | 422 | $18,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505772 | REX VOLMAX LNG | 876 | $18,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 350 | $17,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 9,173 | $17,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 4,260 | $17,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 384 | $17,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 1,049 | $17,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 18 | $17,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 507 | $17,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 2,822 | $17,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 852 | $17,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 331 | $17,000 | thousands by filing date | |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 3,938 | $17,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 2,996 | $17,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 1,923 | $17,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 4,114 | $17,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 2,676 | $17,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 11,144 | $17,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 4,000 | $17,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 4,758 | $17,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 1,145 | $17,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 771 | $17,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 26,463 | $17,000 | thousands by filing date | |
| NATIONAL SEC GROUP INC | 637546102 | COM | 1,028 | $17,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 2,440 | $17,000 | thousands by filing date | |
| PORTFOLIOPLUS S&P 500 ETF | 25490K109 | ETF | 454 | $17,000 | thousands by filing date | |
| DIFFERENTIAL BRANDS GROUP IN | 25374L108 | COM | 4,399 | $17,000 | thousands by filing date | |
| TRANSAMERICA ETF TR | 89349P107 | mc | 319 | $17,000 | thousands by filing date | |
| Ottawa Bancorp Inc. | 689195105 | Not 13F Security | 1,213 | $17,000 | thousands by filing date | |
| RUMBLEON INC | 781386206 | COM CL B | 2,898 | $17,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788206 | UNIT 01/18/2023 | 1,700 | $17,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y355 | DLY DEV MKT BEAR | 1,308 | $17,000 | thousands by filing date | |
| FEDERAL STR ACQUISITION CORP | 31421V206 | UNIT 99/99/9999 | 1,700 | $17,000 | thousands by filing date | |
| ELBIT IMAGING LTD | M37605124 | SHS | 7,263 | $17,000 | thousands by filing date | |
| LEGG MASON ETF INVESTMENT TR | 52468L109 | DEV EX US ETF | 600 | $17,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L205 | UNIT 05/11/2025 | 1,700 | $17,000 | thousands by filing date | |
| XSPAND PRODUCTS LAB INC | 984163105 | COM | 2,159 | $17,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP II | 31810G208 | UNIT 99/99/9999 | 1,639 | $17,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 3,169 | $16,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 570 | $16,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 2,002 | $16,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 2,108 | $16,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 848 | $16,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 802 | $16,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 1,551 | $16,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 1,990 | $16,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 1,906 | $16,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 613 | $16,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 5,332 | $16,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P405 | CMN | 543 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X812 | INDXX GLOBAL AGR | 591 | $16,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y201 | QUALITY ETF | 474 | $16,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 1,360 | $16,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 1,044 | $16,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 21,946 | $16,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 5,400 | $16,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 5,347 | $16,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 2,137 | $16,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 214 | $16,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 5,336 | $16,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 6,553 | $16,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 2,695 | $16,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 8,000 | $16,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297215 | MLCX GRN ETN23 | 4,719 | $16,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 4,679 | $16,000 | thousands by filing date | |
| ETF MANAGER GROUP COMMODITY | 26923H101 | SIT RISING RTE | 642 | $16,000 | thousands by filing date | |
| PROSHARES TR | 74347B706 | COM | 210 | $16,000 | thousands by filing date | |
| RLJ ENTMT INC | 74965F203 | COM NEW | 3,363 | $16,000 | thousands by filing date | |
| CAROLINA TR BANCSHARES INC | 14422P105 | COM | 1,970 | $16,000 | thousands by filing date | |
| PB BANCORP INC | 70454T100 | COM | 1,412 | $16,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 11,302 | $16,000 | thousands by filing date | |
| ONE MADISON CORP | G6772P100 | COM CL A | 1,600 | $16,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P100 | COM | 1,600 | $16,000 | thousands by filing date | |
| LF CAP ACQUISITION CORP | 50200K207 | UNIT 06/19/2025 | 1,550 | $16,000 | thousands by filing date | |
| MARATHON PATENT GROUP INC | 56585W302 | COM PAR | 17,084 | $16,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y400 | Cmn | 618 | $16,000 | thousands by filing date | |
| LEGG MASON ETF INVT TR | 52468L604 | EMRG MKTS VOLA | 591 | $16,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K506 | COM NEW | 7,493 | $16,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K299 | LTN AM BL 3X NEW | 819 | $16,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38147QLX2 | MTNF 2/1 | 11,000 | $16,000 | thousands by filing date | principal |
| FORTIVE CORP COM | 34959J108 | Stock | 200 | $15,000 | thousands by filing date | put |
| CRONOS GROUP INC | 22717L101 | COM | 2,250 | $15,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 528 | $15,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 218 | $15,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 1,792 | $15,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 3,254 | $15,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 3,000 | $15,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 661 | $15,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 300 | $15,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 3,860 | $15,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 927 | $15,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 4,663 | $15,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 2,802 | $15,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 1,974 | $15,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 922 | $15,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 1,037 | $15,000 | thousands by filing date | |
| DONEGAL GROUP INC | 257701300 | CL B | 1,151 | $15,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC | 419596200 | CL A | 676 | $15,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 3,532 | $15,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 23,128 | $15,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 1,126 | $15,000 | thousands by filing date | |
| BIO GREEN MED SOL 6pcnt PFDCONV | 23254L207 | COMMON STOCK | 2,164 | $15,000 | thousands by filing date | |
| EYENOVIA INC | 30234E104 | COM | 2,390 | $15,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 9,000 | $15,000 | thousands by filing date | principal |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 1,141 | $15,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 3,850 | $15,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 1,764 | $15,000 | thousands by filing date | |
| INTERNET INITIATIVE JAPAN | 46059T109 | COM | 1,488 | $15,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 7,276 | $15,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 4,023 | $15,000 | thousands by filing date | |
| MAM SOFTWARE GROUP INC | 55277Q201 | CMN | 1,787 | $15,000 | thousands by filing date | |
| AGM GROUP HOLDINGS INC | G0132V105 | SHS CL A | 613 | $15,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 5,512 | $15,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 328 | $15,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 3,476 | $15,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 560 | $15,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 1,996 | $15,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 1,456 | $15,000 | thousands by filing date | |
| ISHARES TR | 46435G276 | MSCI ARGENTINA | 674 | $15,000 | thousands by filing date | |
| RENREN INC | 759892201 | SPON ADR A NEW | 5,877 | $15,000 | thousands by filing date | |
| LEO HOLDINGS CORP | G5463L121 | UNIT 99/99/9999 | 1,500 | $15,000 | thousands by filing date | |
| MOTIF BIO PLC | 619784101 | SPONSORED ADR | 1,850 | $15,000 | thousands by filing date | |
| HUNTER MARITIME ACQUISITION | Y37828103 | UNIT 99/99/9999 | 1,507 | $15,000 | thousands by filing date | |
| MTECH ACQUISITION CORP | 55378W206 | UNIT 01/19/2023 | 1,498 | $15,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90274D432 | ETRACS MNTLY PAY | 978 | $15,000 | thousands by filing date | |
| DPW HLDGS INC | 26140E105 | COM | 27,748 | $15,000 | thousands by filing date | |
| DBX ETF TR | 233051473 | XTRCK BRCLY TRSY | 304 | $15,000 | thousands by filing date | |
| STELLAR ACQUISITION III INC | Y8172W123 | UNIT 03/22/2022 | 1,400 | $15,000 | thousands by filing date | |
| ISHARES TR | 46435G599 | MLTFACT ENERGY | 525 | $15,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 9,121 | $14,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 1,288 | $14,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 12,214 | $14,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 863 | $14,000 | thousands by filing date | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 474 | $14,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 2,000 | $14,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 1,214 | $14,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 2,626 | $14,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 796 | $14,000 | thousands by filing date | |
| AVALON HLDGS CORP | 05343P109 | CL A | 6,590 | $14,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R108 | BBG COMMD K 1 | 540 | $14,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 3,084 | $14,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 796 | $14,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 497 | $14,000 | thousands by filing date | |
| IMMURON LTD | 45254U101 | SPONSORED ADR | 1,354 | $14,000 | thousands by filing date | |
| INCOME OPPORTUNITY RLTY INVS | 452926108 | COM | 1,095 | $14,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 768 | $14,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 4,627 | $14,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 866 | $14,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 5,973 | $14,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 4,123 | $14,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 606 | $14,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 13,005 | $14,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 4,169 | $14,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 1,726 | $14,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 1,585 | $14,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 3,163 | $14,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 3,755 | $14,000 | thousands by filing date | |
| GAMING PARTNERS INTERNATIONAL CORP | 36467A107 | COMMON | 1,627 | $14,000 | thousands by filing date | |
| CLAYMORE CEF GS ETF | 362273104 | ETF | 894 | $14,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K874 | PS CR OIL SH ETN | 262 | $14,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 1,518 | $14,000 | thousands by filing date | |
| MORGAN STANLEY | 61747W265 | RUPEE/USD ETN | 362 | $14,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 7,050 | $14,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L405 | COM PAR | 10,380 | $14,000 | thousands by filing date | |
| INTEGRATED MEDIA TECHNLOGY L | Q49376108 | SHS | 792 | $14,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R300 | COM | 1,957 | $14,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 1,543 | $14,000 | thousands by filing date | |
| ARROW INVTS TR DOGS OF THE | 042765693 | CEF | 280 | $14,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P702 | LIBRT INT OPPT | 490 | $14,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505798 | BERNSTEIN US RSH | 500 | $14,000 | thousands by filing date | |
| OSPREY ENERGY ACQUISITION CO | 688397207 | UNIT 07/21/2022 | 1,259 | $14,000 | thousands by filing date | |
| Barington/Hilco Acquisition Corp. | 06759V200 | UNIT | 1,255 | $14,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G855 | ISECTR GRW ETF | 527 | $14,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D324 | ETN TERM SHEET | 210 | $14,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 1,561 | $13,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 431 | $13,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 390 | $13,000 | thousands by filing date | |
| PATRIOT NATL BANCORP INC | 70336F203 | COM NEW | 660 | $13,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 1,897 | $13,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 397 | $13,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 1,501 | $13,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 2,300 | $13,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 387 | $13,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 1,568 | $13,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 945 | $13,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 1,635 | $13,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 4,829 | $13,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 162 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 588 | $13,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 17,700 | $13,000 | thousands by filing date | |
| DAXOR CORP | 239467103 | COM | 2,019 | $13,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 4,105 | $13,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 71,962 | $13,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 1,851 | $13,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 2,038 | $13,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 14,000 | $13,000 | thousands by filing date | principal |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 19,076 | $13,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 57,246 | $13,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 5,666 | $13,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 1,972 | $13,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 3,515 | $13,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 6,950 | $13,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-008576 | this filing | 2018-08-14 | acceptance time not in the bulk data set |