13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 7,886 holding rows worth $231,637,477,000.
- Accession
- 0000950123-18-005365
- Filer
- CIK 1610520
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A combination report, 13,432 entries on the cover page, a total value of $231,637,477,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $231,637,552,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DESPEGAR COM CORP | G27358103 | ORD SHS | 21,579 | $675,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 8,355 | $674,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 16,342 | $672,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 24,857 | $672,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 82,990 | $671,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 72,436 | $671,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 33,862 | $670,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 18,254 | $670,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 19,834 | $666,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 12,857 | $666,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 17,385 | $663,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 22,872 | $663,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 77,638 | $663,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 21,380 | $663,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 14,264 | $662,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 11,075 | $662,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 269,248 | $662,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 34,182 | $661,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 14,799 | $660,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 155,400 | $660,000 | thousands by filing date | call |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 5,752 | $659,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 59,487 | $659,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 14,346 | $657,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 6,855 | $656,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 6,200 | $655,000 | thousands by filing date | put |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 67,921 | $655,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 24,302 | $655,000 | thousands by filing date | |
| BARCLAYS BANK | 06742A750 | IPATH S&P MLP | 41,154 | $653,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 22,305 | $652,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 33,478 | $651,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 9,224 | $651,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 37,872 | $650,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 53,562 | $649,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 70,362 | $649,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 27,736 | $648,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 9,654 | $648,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 137,417 | $647,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 9,619 | $646,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 23,000 | $645,000 | thousands by filing date | call |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 27,600 | $644,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 9,742 | $641,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 7,711 | $641,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 137,654 | $641,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 327,059 | $641,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 73,957 | $639,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 23,900 | $639,000 | thousands by filing date | call |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 19,605 | $634,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 231,365 | $634,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 13,400 | $633,000 | thousands by filing date | put |
| DSW INC-CLASS A | 23334L102 | CL A | 28,140 | $632,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 13,817 | $630,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 8,600 | $629,000 | thousands by filing date | put |
| QUALITY CARE PPTYS INC | 747545101 | COM | 32,378 | $629,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 16,426 | $625,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 16,047 | $624,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 14,209 | $624,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 3,026 | $623,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 53,223 | $623,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 16,283 | $622,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 9,868 | $621,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 39,536 | $621,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 50,000 | $620,000 | thousands by filing date | call |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 48,359 | $620,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 301,726 | $619,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 7,370 | $619,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 44,700 | $619,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 65,991 | $618,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 21,032 | $617,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 8,126 | $616,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 27,907 | $616,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 71,172 | $615,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 12,426 | $614,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 7,715 | $608,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 14,373 | $608,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 201,093 | $608,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 19,031 | $606,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 14,101 | $606,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 40,673 | $606,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 24,746 | $606,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 55,672 | $605,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 50,000 | $605,000 | thousands by filing date | put |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 27,851 | $605,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 7,800 | $604,000 | thousands by filing date | call |
| COMMUNITY USD0.01 | 20369C106 | COM | 23,434 | $603,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 3,242 | $602,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 25,299 | $602,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 43,659 | $601,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 115,435 | $599,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 19,289 | $599,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 18,200 | $598,000 | thousands by filing date | call |
| PIXELWORKS INC | 72581M305 | COM NEW | 154,687 | $598,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 22,000 | $597,000 | thousands by filing date | call |
| HFF INC | 40418F108 | CL A | 12,013 | $597,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 80,457 | $596,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 3,800 | $595,000 | thousands by filing date | call |
| FIRSTENERGY CORP | 337932107 | COM | 17,500 | $595,000 | thousands by filing date | call |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 37,300 | $595,000 | thousands by filing date | call |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 14,243 | $594,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 95,629 | $594,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 35,147 | $593,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 20,000 | $592,000 | thousands by filing date | put |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 54,700 | $591,000 | thousands by filing date | call |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 63,227 | $591,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 31,834 | $590,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 34,867 | $585,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 16,028 | $585,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 5,003 | $585,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 5,926 | $585,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 257,478 | $584,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 19,764 | $582,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 6,492 | $581,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 19,008 | $581,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 21,384 | $580,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 135,963 | $578,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 123,183 | $578,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 40,000 | $576,000 | thousands by filing date | put |
| Lockheed Martin Corporation | 539830109 | COM | 1,700 | $575,000 | thousands by filing date | put |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 30,671 | $575,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 112,611 | $575,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 24,198 | $574,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 70,496 | $570,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 15,000 | $568,000 | thousands by filing date | put |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 32,555 | $568,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 116,161 | $566,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 67,977 | $564,000 | thousands by filing date | |
| SENDGRID INC | 816883102 | COM | 20,000 | $563,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 23,099 | $562,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 5,900 | $562,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 28,757 | $561,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 22,808 | $561,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 54,060 | $558,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 39,461 | $557,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 40,662 | $557,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W486 | GUGGENHEIM SP | 21,471 | $555,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 8,449 | $554,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 5,500 | $552,000 | thousands by filing date | call |
| COHU INC | 192576106 | COM | 24,197 | $552,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 15,093 | $551,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 57,852 | $549,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 24,282 | $549,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 23,709 | $548,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 12,575 | $548,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 7,600 | $545,000 | thousands by filing date | call |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 27,939 | $545,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 43,320 | $542,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 12,065 | $542,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 26,566 | $541,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 12,078 | $541,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 10,133 | $540,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 14,885 | $539,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 12,478 | $539,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 18,413 | $538,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 56,038 | $538,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 22,346 | $538,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 9,118 | $536,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 23,465 | $536,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 8,600 | $535,000 | thousands by filing date | call |
| INVESCO BD FD | 46132L107 | COM | 29,759 | $535,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 73,574 | $529,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 40,891 | $527,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 58,900 | $526,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 18,862 | $525,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 28,800 | $524,000 | thousands by filing date | put |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 10,300 | $524,000 | thousands by filing date | call |
| CNO FINL GROUP INC | 12621E103 | COM | 24,116 | $523,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 41,383 | $523,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 205,000 | $523,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 17,025 | $522,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 8,623 | $520,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 11,788 | $520,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 9,154 | $520,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 112,822 | $519,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 77,198 | $518,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 25,995 | $516,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 12,134 | $516,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 339,510 | $516,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 21,532 | $515,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 61,916 | $515,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 11,530 | $514,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 43,874 | $513,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 97,613 | $513,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 39,252 | $512,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 6,998 | $512,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 9,409 | $511,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 47,677 | $510,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 121,412 | $510,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 37,490 | $510,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 12,457 | $510,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 47,250 | $508,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 18,400 | $508,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 27,866 | $507,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 17,058 | $507,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 13,080 | $507,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 36,000 | $506,000 | thousands by filing date | call |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 45,131 | $506,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 61,312 | $505,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 14,556 | $505,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 10,488 | $504,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 20,238 | $504,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 5,000 | $503,000 | thousands by filing date | call |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 47,243 | $502,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 67,737 | $501,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 21,862 | $499,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 12,776 | $499,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 38,944 | $499,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 11,966 | $498,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 30,615 | $497,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 21,576 | $496,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 8,198 | $496,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 20,048 | $496,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 19,120 | $495,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 7,308 | $495,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 51,373 | $495,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 42,882 | $495,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 19,892 | $494,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 15,400 | $494,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 20,838 | $494,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 818 | $493,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 9,201 | $491,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 16,993 | $491,000 | thousands by filing date | |
| Arsanis Inc | 042873109 | COM | 21,449 | $491,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 12,900 | $490,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 8,492 | $489,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 32,156 | $489,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 37,533 | $488,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 32,637 | $486,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 14,939 | $485,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 15,383 | $485,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 83,274 | $485,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 18,477 | $484,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 26,475 | $484,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 84,849 | $483,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 32,767 | $483,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 18,222 | $483,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 27,337 | $483,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 43,782 | $483,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B399 | DWA TACT MLT | 19,114 | $483,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 34,759 | $482,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 37,909 | $481,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 43,715 | $480,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 8,500 | $479,000 | thousands by filing date | call |
| THIRD PT REINS LTD | G8827U100 | COM | 34,353 | $479,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 18,052 | $478,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 16,536 | $476,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 12,000 | $476,000 | thousands by filing date | call |
| QUORUM HEALTH CORP | 74909E106 | COM | 58,226 | $476,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 18,536 | $475,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 11,962 | $475,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 5,479 | $474,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 5,994 | $473,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 8,000 | $471,000 | thousands by filing date | call |
| HNI CORP COM | 404251100 | Stock | 13,057 | $471,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 16,831 | $471,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 12,132 | $471,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 158,022 | $471,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 38,254 | $470,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 64,482 | $470,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 136,855 | $470,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 28,907 | $468,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 9,689 | $466,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 26,519 | $466,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 50,906 | $466,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 43,202 | $464,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 19,467 | $462,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 5,700 | $461,000 | thousands by filing date | put |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 22,020 | $460,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 5,215 | $460,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 9,782 | $460,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 18,580 | $458,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 10,299 | $458,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 9,460 | $457,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 9,196 | $457,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 38,353 | $455,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 15,000 | $453,000 | thousands by filing date | call |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 36,537 | $452,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 14,912 | $452,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 23,415 | $451,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 58,148 | $451,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 19,448 | $450,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 61,608 | $450,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 12,684 | $450,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 5,942 | $447,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 24,094 | $445,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 8,712 | $444,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 11,402 | $443,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 6,276 | $443,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 27,458 | $442,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 35,603 | $440,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 6,734 | $440,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 20,070 | $440,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 40,548 | $440,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 18,656 | $439,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 29,656 | $439,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 12,754 | $438,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 22,409 | $438,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 37,095 | $437,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 70,565 | $436,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 8,978 | $436,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 6,354 | $435,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 3,000 | $434,000 | thousands by filing date | put |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 21,870 | $434,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 22,855 | $431,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 62,100 | $430,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 19,308 | $430,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 9,297 | $429,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 5,428 | $428,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 25,319 | $428,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 10,647 | $428,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 82,594 | $428,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 25,609 | $427,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 49,783 | $427,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 9,053 | $427,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 28,860 | $426,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 40,979 | $425,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 25,571 | $425,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 23,000 | $424,000 | thousands by filing date | put |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 29,476 | $423,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 18,869 | $423,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 13,202 | $423,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 25,480 | $422,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 11,637 | $422,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 9,473 | $422,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 3,519 | $421,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 2,719 | $421,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 32,232 | $419,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 15,231 | $417,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 5,604 | $417,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 14,326 | $416,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 30,914 | $415,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 68,628 | $415,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 5,102 | $414,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 14,575 | $413,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 35,979 | $413,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 100,000 | $412,000 | thousands by filing date | put |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 19,933 | $409,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 13,102 | $408,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 16,816 | $407,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 32,547 | $407,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 3,700 | $406,000 | thousands by filing date | put |
| BLOOMIN BRANDS INC | 094235108 | COM | 16,656 | $405,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 38,958 | $405,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 13,353 | $405,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 62,677 | $405,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 56,869 | $404,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 12,777 | $404,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 14,757 | $402,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 23,155 | $400,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 27,132 | $400,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 31,795 | $399,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 46,044 | $398,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 20,920 | $397,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 12,228 | $397,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 54,910 | $396,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 21,047 | $396,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 42,040 | $395,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 28,668 | $395,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 9,237 | $394,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 77,548 | $394,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 8,049 | $393,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 7,017 | $393,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 11,818 | $391,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 16,846 | $391,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 21,100 | $390,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 11,287 | $390,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 33,962 | $389,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 15,147 | $387,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 10,284 | $387,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 57,701 | $386,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 16,797 | $384,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 32,950 | $384,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 20,485 | $383,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 4,411 | $382,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 13,007 | $381,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 6,641 | $381,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 34,594 | $381,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 3,787 | $381,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 26,642 | $381,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 58,673 | $381,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 57,000 | $381,000 | thousands by filing date | put |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 22,000 | $380,000 | thousands by filing date | call |
| CALAMP CORP | 128126109 | COMMON STOCK | 16,574 | $380,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 46,084 | $380,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 12,999 | $380,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 133,002 | $377,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 10,646 | $377,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 26,512 | $377,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 10,586 | $376,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 29,157 | $374,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 22,677 | $373,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 29,844 | $373,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 9,002 | $373,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 7,400 | $372,000 | thousands by filing date | put |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 4,507 | $372,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 6,685 | $371,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 2,175 | $371,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 22,899 | $371,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 7,416 | $370,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 7,823 | $369,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 19,793 | $369,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 7,376 | $368,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 31,539 | $368,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 4,300 | $367,000 | thousands by filing date | call |
| RAYTHEON CO | 755111507 | COM NEW | 1,700 | $367,000 | thousands by filing date | put |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 60,000 | $367,000 | thousands by filing date | call |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 22,863 | $366,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 1,835 | $366,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 22,433 | $365,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 9,225 | $364,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 33,060 | $364,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 13,291 | $364,000 | thousands by filing date | |
| DREYFUS ALCENTRA GBL CR INCO | 26189A105 | COM | 38,600 | $360,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 48,915 | $358,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 12,755 | $358,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 12,477 | $357,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 14,165 | $357,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 54,154 | $357,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 10,042 | $356,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 27,449 | $356,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 7,354 | $356,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 5,845 | $355,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 6,137 | $354,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 8,143 | $354,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 42,974 | $354,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 13,193 | $353,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 40,591 | $353,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 17,148 | $352,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 41,466 | $352,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 6,687 | $351,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F510 | PRE REFUNDED MUN | 14,401 | $351,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 7,770 | $350,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 100,000 | $350,000 | thousands by filing date | call |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 20,171 | $349,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 4,262 | $347,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 11,827 | $347,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 28,291 | $347,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 20,940 | $346,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 17,620 | $346,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 21,091 | $346,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 9,732 | $346,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M183 | GUGENHIM 2023 | 13,326 | $346,000 | thousands by filing date | |
| WISDOMTREE JAPAN HDG QLY | 97717X586 | COM | 12,377 | $346,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 25,495 | $345,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 4,800 | $344,000 | thousands by filing date | put |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 12,211 | $344,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 16,659 | $344,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 2,500 | $343,000 | thousands by filing date | put |
| NETSCOUT SYS INC | 64115T104 | COM | 13,013 | $343,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 14,910 | $343,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 25,075 | $342,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 32,868 | $342,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 26,134 | $341,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 35,101 | $340,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRADED FD | 18386R205 | GUGGENHEIM BULET | 17,585 | $340,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 10,900 | $339,000 | thousands by filing date | call |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 6,860 | $339,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 20,000 | $339,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 13,911 | $339,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 6,383 | $338,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 14,938 | $338,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 10,172 | $337,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 15,897 | $337,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 9,277 | $336,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 8,356 | $335,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 8,424 | $335,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 8,532 | $335,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 27,430 | $335,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 55,247 | $334,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 26,284 | $334,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 7,080 | $334,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 4,956 | $333,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 4,000 | $333,000 | thousands by filing date | put |
| RANDGOLD RES LTD | 752344309 | ADR | 4,000 | $333,000 | thousands by filing date | call |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 21,560 | $331,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 177,476 | $330,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 4,000 | $329,000 | thousands by filing date | put |
| L BRANDS INC | 501797104 | COM | 8,600 | $329,000 | thousands by filing date | call |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 9,903 | $329,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 13,729 | $328,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 20,245 | $328,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 3,939 | $327,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 22,500 | $327,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 9,644 | $326,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 15,598 | $325,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 17,522 | $324,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 10,729 | $324,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 17,343 | $322,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 25,535 | $322,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 6,129 | $322,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 19,215 | $322,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 7,701 | $321,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 6,285 | $320,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 15,137 | $320,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 2,200 | $318,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 14,214 | $316,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 3,176 | $316,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 14,771 | $316,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 3,538 | $316,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 13,501 | $316,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 8,406 | $316,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 31,161 | $316,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-005365 | this filing | 2018-05-15 | acceptance time not in the bulk data set |