13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 7,886 holding rows worth $231,637,477,000.
- Accession
- 0000950123-18-005365
- Filer
- CIK 1610520
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A combination report, 13,432 entries on the cover page, a total value of $231,637,477,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $231,637,552,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 2,506,000 | $2,344,000 | thousands by filing date | principal |
| iShares Silver Trust | 46428Q109 | COM | 152,000 | $2,343,000 | thousands by filing date | put |
| CDW CORP COM | 12514G108 | Stock | 33,324 | $2,343,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 48,900 | $2,342,000 | thousands by filing date | call |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 480,754 | $2,341,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 19,027 | $2,337,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 19,114 | $2,328,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 16,100 | $2,327,000 | thousands by filing date | call |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 87,964 | $2,327,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 113,106 | $2,325,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 56,536 | $2,322,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 176,583 | $2,317,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 44,400 | $2,311,000 | thousands by filing date | call |
| Schwab US REIT ETF | 808524847 | SHS | 60,389 | $2,310,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 62,721 | $2,305,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 217,641 | $2,298,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 731,814 | $2,298,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 7,000 | $2,297,000 | thousands by filing date | put |
| LENDINGTREE INC | 52603B107 | COM | 7,000 | $2,297,000 | thousands by filing date | call |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 341,429 | $2,294,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 761,871 | $2,293,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 18,100 | $2,277,000 | thousands by filing date | call |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 442,058 | $2,276,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 264,265 | $2,273,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 727,571 | $2,270,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 42,874 | $2,267,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 155,148 | $2,265,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 92,601 | $2,264,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 141,782 | $2,261,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 44,700 | $2,257,000 | thousands by filing date | call |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 174,913 | $2,255,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 28,913 | $2,253,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 52,671 | $2,253,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 90,001 | $2,251,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 27,769 | $2,247,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 54,673 | $2,247,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 43,940 | $2,242,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 11,200 | $2,234,000 | thousands by filing date | call |
| PRICESMART INC COM | 741511109 | Stock | 26,727 | $2,233,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 13,000 | $2,233,000 | thousands by filing date | put |
| BARNES GROUP INC | 067806109 | COM | 37,280 | $2,233,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 41,681 | $2,233,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 108,793 | $2,227,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 69,010 | $2,221,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 174,987 | $2,220,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 69,752 | $2,218,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 86,537 | $2,215,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 122,700 | $2,212,000 | thousands by filing date | call |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 182,461 | $2,212,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 178,260 | $2,207,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 24,524 | $2,206,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 44,933 | $2,204,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 178,841 | $2,203,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 213,827 | $2,201,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 42,700 | $2,200,000 | thousands by filing date | call |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 80,628 | $2,199,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 56,886 | $2,196,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 29,623 | $2,195,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 161,205 | $2,192,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 52,927 | $2,184,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 114,661 | $2,183,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 200,348 | $2,182,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 152,081 | $2,182,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 71,842 | $2,182,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 25,032 | $2,181,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 50,801 | $2,181,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 60,090 | $2,178,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 142,267 | $2,175,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 87,550 | $2,175,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 55,349 | $2,174,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 174,852 | $2,172,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 24,909 | $2,167,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 59,847 | $2,163,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 39,807 | $2,162,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 154,905 | $2,162,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 154,934 | $2,162,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 146,039 | $2,159,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 86,197 | $2,153,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 126,000 | $2,153,000 | thousands by filing date | call |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 193,037 | $2,153,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 229,137 | $2,152,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 115,106 | $2,145,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 170,612 | $2,145,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 88,181 | $2,138,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 58,930 | $2,132,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 34,684 | $2,131,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 52,451 | $2,125,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 40,230 | $2,120,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 1,156,073 | $2,116,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 55,657 | $2,112,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 35,358 | $2,107,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 141,779 | $2,102,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 88,555 | $2,100,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 50,000 | $2,099,000 | thousands by filing date | put |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 96,461 | $2,098,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 42,051 | $2,095,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 152,524 | $2,094,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 23,094 | $2,091,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 47,658 | $2,091,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 47,840 | $2,090,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 146,149 | $2,090,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 34,978 | $2,089,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 112,240 | $2,088,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 442,893 | $2,086,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 36,100 | $2,083,000 | thousands by filing date | put |
| CAMBREX CORP | 132011107 | COM | 39,748 | $2,079,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,236,022 | $2,077,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 219,696 | $2,076,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 39,593 | $2,076,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 35,439 | $2,075,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 31,900 | $2,074,000 | thousands by filing date | call |
| ALCOA CORP COM | 013872106 | Stock | 46,100 | $2,073,000 | thousands by filing date | put |
| BlackRock Muniy Michigan | 09254V105 | Fund | 155,616 | $2,070,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 68,303 | $2,069,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 18,136 | $2,062,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 122,768 | $2,054,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 105,315 | $2,049,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 176,314 | $2,049,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 77,101 | $2,046,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 72,040 | $2,045,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 40,872 | $2,043,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 18,842 | $2,039,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 114,740 | $2,037,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 38,868 | $2,036,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 75,000 | $2,036,000 | thousands by filing date | put |
| GLYCOMIMETICS INC | 38000Q102 | COM | 125,355 | $2,035,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 100,000 | $2,032,000 | thousands by filing date | call |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 149,916 | $2,030,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 414,901 | $2,029,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 516,029 | $2,028,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 22,085 | $2,028,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 40,932 | $2,027,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 20,000 | $2,026,000 | thousands by filing date | call |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 37,900 | $2,025,000 | thousands by filing date | call |
| CAVCO INDS INC DEL | 149568107 | COM | 11,635 | $2,021,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 74,514 | $2,019,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 23,805 | $2,019,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 296,475 | $2,019,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 265,210 | $2,018,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 50,000 | $2,016,000 | thousands by filing date | call |
| RAYONIER INC COM | 754907103 | REIT | 57,251 | $2,014,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 28,879 | $2,014,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 101,804 | $2,012,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 37,308 | $2,007,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 11,882 | $2,006,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 294,831 | $2,005,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 32,100 | $2,000,000 | thousands by filing date | call |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 204,151 | $1,999,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 45,420 | $1,998,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 35,000 | $1,992,000 | thousands by filing date | put |
| MORNINGSTAR INC COM | 617700109 | Stock | 20,852 | $1,991,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 131,867 | $1,991,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 28,899 | $1,980,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 28,388 | $1,980,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 51,588 | $1,979,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 51,495 | $1,979,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 168,045 | $1,966,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 36,838 | $1,965,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 340,233 | $1,963,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 49,939 | $1,963,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 196,571 | $1,962,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 59,831 | $1,956,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 298,371 | $1,954,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 100,000 | $1,952,000 | thousands by filing date | put |
| CHEMED CORP NEW | 16359R103 | COM | 7,143 | $1,949,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 136,804 | $1,948,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 118,645 | $1,946,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 52,568 | $1,941,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 20,900 | $1,939,000 | thousands by filing date | call |
| K2M GROUP HLDGS INC | 48273J107 | COM | 102,283 | $1,938,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 23,200 | $1,933,000 | thousands by filing date | put |
| DRIVE SHACK INC | 262077100 | COM | 404,100 | $1,931,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 22,594 | $1,928,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 54,893 | $1,927,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 33,319 | $1,925,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 59,694 | $1,925,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 50,000 | $1,924,000 | thousands by filing date | put |
| URBAN OUTFITTERS INC | 917047102 | COM | 52,000 | $1,922,000 | thousands by filing date | call |
| TOPBUILD COR COM | 89055F103 | Stock | 25,007 | $1,914,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 148,498 | $1,913,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 42,575 | $1,912,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 57,622 | $1,911,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 23,340 | $1,911,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 164,365 | $1,910,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 197,805 | $1,908,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 12,761 | $1,907,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 122,257 | $1,904,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 59,665 | $1,901,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 62,592 | $1,901,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 45,428 | $1,896,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 475,170 | $1,892,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 28,300 | $1,888,000 | thousands by filing date | call |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 44,000 | $1,887,000 | thousands by filing date | put |
| ASTEC INDS INC | 046224101 | COM | 34,122 | $1,883,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 37,516 | $1,880,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 218,923 | $1,876,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 72,111 | $1,875,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 29,408 | $1,874,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 76,500 | $1,871,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 27,132 | $1,869,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 109,925 | $1,869,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 84,687 | $1,868,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 33,278 | $1,859,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 60,443 | $1,855,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 19,883 | $1,853,000 | thousands by filing date | |
| PROSHARES TR II | 74347W163 | ULTRA VIX SHORT | 100,000 | $1,853,000 | thousands by filing date | call |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 65,710 | $1,852,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 15,816 | $1,847,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 27,747 | $1,844,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 264,721 | $1,843,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 70,498 | $1,837,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 120,271 | $1,837,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 50,000 | $1,835,000 | thousands by filing date | put |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 2,183,761 | $1,834,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 192,349 | $1,833,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 70,042 | $1,833,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 48,584 | $1,830,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 31,000 | $1,827,000 | thousands by filing date | put |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 20,000 | $1,827,000 | thousands by filing date | call |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 41,126 | $1,823,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 5,513 | $1,821,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 44,750 | $1,819,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 161,465 | $1,816,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 70,000 | $1,809,000 | thousands by filing date | put |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 17,200 | $1,809,000 | thousands by filing date | put |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 99,536 | $1,809,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 16,161 | $1,804,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 173,209 | $1,803,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 37,855 | $1,800,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 58,615 | $1,798,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 125,000 | $1,794,000 | thousands by filing date | put |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 26,665 | $1,793,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 208,449 | $1,793,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 28,527 | $1,793,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 41,081 | $1,791,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 27,014 | $1,789,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 244,500 | $1,787,000 | thousands by filing date | put |
| IMPERVA INC | 45321L100 | COM | 41,251 | $1,786,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 12,169 | $1,776,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 89,425 | $1,775,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 276,496 | $1,767,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 10,900 | $1,766,000 | thousands by filing date | put |
| ROSS STORES INC COM | 778296103 | Stock | 22,600 | $1,762,000 | thousands by filing date | call |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 50,000 | $1,753,000 | thousands by filing date | put |
| MSA SAFETY INC COM | 553498106 | Stock | 21,037 | $1,751,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 110,000 | $1,746,000 | thousands by filing date | call |
| QUAKER HOUGHTON | 747316107 | COM | 11,773 | $1,744,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 80,620 | $1,743,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 24,040 | $1,738,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 110,199 | $1,737,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 69,529 | $1,731,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 61,000 | $1,729,000 | thousands by filing date | put |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 126,548 | $1,729,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 199,749 | $1,724,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 29,068 | $1,722,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 34,710 | $1,719,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 49,100 | $1,717,000 | thousands by filing date | put |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 62,913 | $1,717,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 103,981 | $1,715,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 720,158 | $1,714,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 141,552 | $1,713,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 51,000 | $1,710,000 | thousands by filing date | call |
| COHERENT INC | 192479103 | COM | 9,124 | $1,710,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 37,795 | $1,708,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 143,592 | $1,707,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 100,069 | $1,705,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 32,717 | $1,703,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 47,243 | $1,703,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 120,975 | $1,700,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 155,092 | $1,700,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 149,180 | $1,699,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 65,781 | $1,699,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 45,000 | $1,698,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 140,938 | $1,698,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 112,280 | $1,698,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 98,653 | $1,695,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 42,689 | $1,690,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 54,943 | $1,677,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 65,951 | $1,674,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 156,894 | $1,670,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 28,726 | $1,668,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 181,230 | $1,666,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 43,964 | $1,661,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 88,073 | $1,660,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 82,230 | $1,659,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 51,210 | $1,655,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 823,371 | $1,655,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 35,000 | $1,654,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 24,064 | $1,654,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 13,000 | $1,652,000 | thousands by filing date | call |
| CARMAX INC COM | 143130102 | Stock | 26,678 | $1,652,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 18,071 | $1,652,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 32,035 | $1,650,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 246,973 | $1,650,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 15,000 | $1,649,000 | thousands by filing date | put |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 134,068 | $1,643,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 33,383 | $1,640,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 208,485 | $1,640,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 77,244 | $1,638,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 66,644 | $1,638,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 90,201 | $1,637,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 37,760 | $1,636,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 84,463 | $1,636,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 42,519 | $1,635,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 76,521 | $1,630,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 38,800 | $1,629,000 | thousands by filing date | call |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 97,723 | $1,627,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 91,972 | $1,627,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 73,460 | $1,626,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 19,067 | $1,623,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 143,362 | $1,620,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 64,752 | $1,619,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 20,100 | $1,618,000 | thousands by filing date | call |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 55,845 | $1,613,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 137,772 | $1,607,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 22,842 | $1,606,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 49,864 | $1,603,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 37,533 | $1,598,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 15,336 | $1,597,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 200,000 | $1,596,000 | thousands by filing date | put |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 60,000 | $1,595,000 | thousands by filing date | call |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 563,434 | $1,594,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 80,000 | $1,588,000 | thousands by filing date | put |
| CVB FINL CORP COM | 126600105 | Stock | 70,136 | $1,588,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 62,000 | $1,580,000 | thousands by filing date | call |
| MARZETTI COMPANY | 513847103 | COM | 12,825 | $1,580,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 61,340 | $1,579,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 97,896 | $1,570,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 76,520 | $1,566,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 81,418 | $1,565,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 42,756 | $1,561,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 79,412 | $1,558,000 | thousands by filing date | |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 550,000 | $1,557,000 | thousands by filing date | put |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 25,000 | $1,552,000 | thousands by filing date | put |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 861,354 | $1,550,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 148,421 | $1,548,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 68,379 | $1,547,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 21,249 | $1,545,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 69,439 | $1,544,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 44,339 | $1,542,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 26,900 | $1,541,000 | thousands by filing date | call |
| TRANSENTERIX INC | 89366M201 | COM NEW | 906,280 | $1,541,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 12,166 | $1,540,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 79,417 | $1,535,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 225,839 | $1,529,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 48,585 | $1,529,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 10,500 | $1,526,000 | thousands by filing date | put |
| KLX INC | 482539103 | COM | 21,443 | $1,524,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 504,155 | $1,523,000 | thousands by filing date | call |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 53,115 | $1,520,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 50,532 | $1,518,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 10,368 | $1,517,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 24,400 | $1,515,000 | thousands by filing date | call |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 108,241 | $1,513,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 24,079 | $1,513,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 54,633 | $1,513,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 102,359 | $1,512,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 60,241 | $1,510,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 40,000 | $1,509,000 | thousands by filing date | put |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 22,309 | $1,508,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 15,800 | $1,503,000 | thousands by filing date | call |
| MEDICINES CO | 584688105 | COM | 45,642 | $1,503,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 25,893 | $1,502,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 161,851 | $1,502,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 29,907 | $1,501,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 2,182 | $1,499,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 423,414 | $1,499,000 | thousands by filing date | |
| POWERSHARES DWA TACTICAL SECTOR ROTATION PORTFOLIO | 73937B498 | ETF | 52,376 | $1,499,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 60,861 | $1,497,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 40,000 | $1,495,000 | thousands by filing date | call |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 48,826 | $1,494,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 211,856 | $1,494,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 41,837 | $1,484,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 113,510 | $1,482,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 118,393 | $1,481,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 191,928 | $1,480,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 61,514 | $1,476,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAC7 | BOND | 1,092,000 | $1,473,000 | thousands by filing date | principal |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 16,040 | $1,471,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 201,481 | $1,471,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 46,226 | $1,470,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 20,000 | $1,467,000 | thousands by filing date | call |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 105,511 | $1,466,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 107,703 | $1,465,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 202,765 | $1,462,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 28,086 | $1,462,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 41,777 | $1,462,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 322,500 | $1,461,000 | thousands by filing date | call |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 174,796 | $1,458,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 33,162 | $1,456,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 129,386 | $1,456,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 76,186 | $1,455,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 25,000 | $1,449,000 | thousands by filing date | call |
| TOWER INTL INC | 891826109 | COM | 52,067 | $1,445,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 25,966 | $1,444,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 57,773 | $1,444,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 42,000 | $1,439,000 | thousands by filing date | put |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 90,430 | $1,438,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 40,878 | $1,437,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 46,109 | $1,436,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 35,546 | $1,436,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 14,900 | $1,435,000 | thousands by filing date | call |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 76,776 | $1,433,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 45,000 | $1,432,000 | thousands by filing date | call |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 155,853 | $1,431,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 45,726 | $1,431,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 84,739 | $1,428,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 40,500 | $1,427,000 | thousands by filing date | call |
| PROPETRO HLDG CORP | 74347M108 | COM | 89,755 | $1,426,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 39,816 | $1,425,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 24,903 | $1,424,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 199,366 | $1,423,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 22,124 | $1,423,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 16,524 | $1,422,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 12,700 | $1,417,000 | thousands by filing date | call |
| WINGSTOP INC COM | 974155103 | Stock | 30,000 | $1,417,000 | thousands by filing date | call |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 45,209 | $1,415,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 9,200 | $1,412,000 | thousands by filing date | put |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 300,031 | $1,410,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 38,033 | $1,407,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 316,066 | $1,406,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 19,200 | $1,405,000 | thousands by filing date | call |
| SHUTTERFLY INC | 82568P304 | COM | 17,294 | $1,405,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 81,245 | $1,404,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 33,588 | $1,402,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 28,391 | $1,402,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 19,951 | $1,402,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 17,754 | $1,401,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 28,231 | $1,400,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 1,702 | $1,400,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 43,048 | $1,399,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC 2.75 CNV PFD C | 84741T302 | Convertible Preferred | 54,469 | $1,394,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 291,379 | $1,390,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 8,000 | $1,387,000 | thousands by filing date | put |
| COVANTA HLDG CORP | 22282E102 | COM | 95,611 | $1,387,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 78,572 | $1,387,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 8,442 | $1,387,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 4,100 | $1,386,000 | thousands by filing date | call |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 132,037 | $1,386,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 207,996 | $1,386,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 15,000 | $1,384,000 | thousands by filing date | call |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 95,260 | $1,384,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 42,492 | $1,384,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 37,166 | $1,384,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 115,133 | $1,384,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 11,752 | $1,382,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 24,100 | $1,381,000 | thousands by filing date | put |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 128,795 | $1,380,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 26,864 | $1,377,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 83,270 | $1,377,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 156,540 | $1,377,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 198,424 | $1,373,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 77,449 | $1,372,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 66,620 | $1,370,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 133,204 | $1,364,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 29,650 | $1,360,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 82,745 | $1,360,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 27,359 | $1,360,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 13,095 | $1,359,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 220,000 | $1,355,000 | thousands by filing date | put |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 26,025 | $1,353,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 65,424 | $1,352,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 40,774 | $1,349,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 31,092 | $1,348,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 118,507 | $1,347,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 29,728 | $1,346,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 20,077 | $1,345,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 89,115 | $1,344,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 43,722 | $1,343,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 89,308 | $1,343,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 21,600 | $1,340,000 | thousands by filing date | call |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 33,569 | $1,339,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 30,302 | $1,338,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 87,561 | $1,336,000 | thousands by filing date | |
| BRIGHTSPHERE INVESTMENT GROUP | G1644T109 | COMMON STOCK-FO | 84,736 | $1,335,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 18,731 | $1,330,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 82,167 | $1,329,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 14,900 | $1,328,000 | thousands by filing date | put |
| KBHOME | 48666K109 | COM | 46,619 | $1,327,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 26,907 | $1,325,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 30,132 | $1,321,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 35,470 | $1,321,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 46,646 | $1,321,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 52,700 | $1,321,000 | thousands by filing date | call |
| DDR CORP | 23317H102 | COM | 179,960 | $1,319,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 22,831 | $1,317,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 15,680 | $1,317,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 42,710 | $1,316,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 65,663 | $1,315,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 6,536 | $1,314,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 41,354 | $1,314,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 24,621 | $1,313,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 13,000 | $1,313,000 | thousands by filing date | call |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 19,600 | $1,311,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18383M126 | GUGGENHEM 2026 | 68,976 | $1,311,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 200,000 | $1,310,000 | thousands by filing date | put |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 77,856 | $1,310,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 45,937 | $1,307,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 112,214 | $1,303,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 32,278 | $1,301,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-005365 | this filing | 2018-05-15 | acceptance time not in the bulk data set |