13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 7,886 holding rows worth $231,637,477,000.
- Accession
- 0000950123-18-005365
- Filer
- CIK 1610520
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A combination report, 13,432 entries on the cover page, a total value of $231,637,477,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $231,637,552,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BAR HBR BANKSHARES | 066849100 | COM | 11,292 | $313,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 4,443 | $312,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 13,567 | $311,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 7,539 | $308,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 118,967 | $308,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 143,100 | $308,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 22,741 | $305,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 9,981 | $304,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 4,201 | $304,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 5,206 | $303,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 5,732 | $303,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 6,589 | $303,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 10,000 | $303,000 | thousands by filing date | put |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 15,704 | $303,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 55,193 | $302,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 10,940 | $302,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 13,000 | $302,000 | thousands by filing date | call |
| UnitedHealth Group Inc | 91324P102 | COM | 1,400 | $300,000 | thousands by filing date | call |
| BELDEN INC COM | 077454106 | Stock | 4,338 | $299,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 19,300 | $298,000 | thousands by filing date | call |
| IDT CORP | 448947507 | CL B NEW | 47,532 | $298,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 9,141 | $298,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 6,985 | $297,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 5,876 | $297,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 4,261 | $296,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 3,283 | $296,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 31,332 | $295,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 18,396 | $295,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 22,723 | $295,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 25,578 | $294,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 11,151 | $293,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 14,906 | $293,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 12,261 | $293,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 213,141 | $292,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 7,370 | $291,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 423,235 | $291,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 40,062 | $289,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 5,583 | $289,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 7,354 | $288,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 20,525 | $288,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 4,467 | $288,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 10,500 | $287,000 | thousands by filing date | put |
| JERNIGAN CAP INC | 476405105 | COM | 15,861 | $287,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 4,997 | $285,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 11,848 | $285,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 20,134 | $285,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 7,373 | $285,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 4,295 | $285,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 5,000 | $284,000 | thousands by filing date | put |
| PLUG PWR INC | 72919P202 | COM NEW | 150,221 | $284,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 32,630 | $284,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 39,552 | $284,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 5,641 | $284,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 17,500 | $283,000 | thousands by filing date | put |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 2,878 | $283,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 10,942 | $280,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 1,357 | $280,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 10,298 | $279,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 23,783 | $279,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 86,110 | $279,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 8,578 | $279,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 16,234 | $279,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 11,600 | $278,000 | thousands by filing date | call |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 3,000 | $278,000 | thousands by filing date | put |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 40,000 | $278,000 | thousands by filing date | call |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 16,689 | $278,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 8,503 | $278,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 24,928 | $278,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 63,329 | $277,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 9,990 | $277,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 11,127 | $276,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 8,600 | $275,000 | thousands by filing date | put |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 12,174 | $274,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 6,226 | $272,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 187,451 | $272,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 8,370 | $271,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 8,700 | $271,000 | thousands by filing date | put |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 17,982 | $271,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 41,756 | $271,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 12,900 | $271,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 5,865 | $271,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 14,735 | $271,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T217 | VLCTYSHS 3X S&P | 4,662 | $271,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 73,076 | $270,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 1,800 | $270,000 | thousands by filing date | put |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 5,392 | $270,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 15,773 | $270,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 6,691 | $269,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 19,212 | $267,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 13,972 | $267,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 2,000 | $266,000 | thousands by filing date | put |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 10,394 | $266,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 4,611 | $266,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 17,102 | $266,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,200 | $265,000 | thousands by filing date | put |
| GIBRALTAR INDS INC | 374689107 | COM | 7,823 | $265,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 3,927 | $265,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 9,070 | $265,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 5,591 | $265,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 19,632 | $264,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 59,652 | $264,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 5,100 | $263,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 19,559 | $262,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 4,939 | $262,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 9,809 | $262,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 6,810 | $261,000 | thousands by filing date | |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 8,828 | $261,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 4,015 | $260,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 7,326 | $260,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 23,276 | $260,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 11,752 | $260,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 1,300 | $259,000 | thousands by filing date | put |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 23,725 | $259,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 6,691 | $259,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 9,728 | $259,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 20,559 | $259,000 | thousands by filing date | |
| COHEN & CO INC NEW | 19249M102 | COM | 23,651 | $259,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 48,753 | $259,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 17,902 | $258,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 12,614 | $258,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 13,920 | $257,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 9,582 | $257,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 13,672 | $256,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 5,311 | $256,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 13,774 | $256,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 3,336 | $256,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 19,000 | $255,000 | thousands by filing date | call |
| CHAMPION HOMES INC | 830830105 | COM | 11,607 | $255,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 9,800 | $255,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 7,804 | $255,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 6,245 | $254,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 7,109 | $254,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 8,400 | $254,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 2,894 | $253,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 5,827 | $253,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 23,413 | $251,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 9,861 | $251,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 17,527 | $250,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 5,497 | $249,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 21,669 | $248,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 4,040 | $248,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 18,879 | $248,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 6,421 | $247,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 25,327 | $247,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 10,344 | $247,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 19,854 | $247,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C409 | PERP PFD CNV B | 647 | $247,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 8,982 | $246,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 6,908 | $245,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 17,653 | $245,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 8,608 | $245,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 30,875 | $245,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 18,713 | $244,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 24,565 | $244,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 18,474 | $244,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 13,485 | $244,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 23,234 | $244,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 7,265 | $243,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 9,176 | $243,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 13,313 | $243,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 65,000 | $243,000 | thousands by filing date | principal |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 6,589 | $243,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 14,001 | $243,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 15,000 | $242,000 | thousands by filing date | call |
| MOODYS CORP COM | 615369105 | Stock | 1,500 | $242,000 | thousands by filing date | put |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 9,400 | $242,000 | thousands by filing date | call |
| CAMTEK LTD ORD | M20791105 | Stock | 35,612 | $241,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 1,394 | $241,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 4,853 | $241,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 87,100 | $240,000 | thousands by filing date | put |
| NISOURCE INC COM | 65473P105 | Stock | 10,000 | $239,000 | thousands by filing date | call |
| CONTROL4 CORP | 21240D107 | COM | 11,140 | $239,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 52,766 | $238,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 4,600 | $237,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 3,899 | $237,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 7,912 | $237,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 20,155 | $237,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 2,847 | $237,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 3,917 | $236,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 3,435 | $236,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 4,890 | $236,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 6,224 | $236,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 7,875 | $235,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 10,328 | $234,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 27,706 | $234,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 2,193 | $234,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 18,500 | $233,000 | thousands by filing date | put |
| GAMESTOP CORP | 36467W109 | CL A | 18,500 | $233,000 | thousands by filing date | call |
| SAFETY INS GROUP INC | 78648T100 | COM | 3,034 | $233,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 60,375 | $233,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 8,212 | $233,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 8,472 | $233,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 1,441 | $233,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 14,178 | $233,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 5,777 | $231,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 12,122 | $231,000 | thousands by filing date | |
| ISHARES TR | 46434V746 | MIN VOL ASIA JAP | 6,139 | $231,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 3,018 | $230,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 13,685 | $229,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 11,456 | $229,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 3,868 | $228,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 35,525 | $228,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 8,998 | $228,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 2,160 | $227,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 13,161 | $226,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 38,686 | $226,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 7,883 | $225,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 9,933 | $225,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 1,700 | $225,000 | thousands by filing date | put |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 4,200 | $224,000 | thousands by filing date | put |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 3,978 | $224,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 1,666 | $224,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 40,000 | $223,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 4,937 | $222,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 17,577 | $222,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 9,716 | $221,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 13,281 | $221,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 15,156 | $221,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 15,873 | $221,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 10,840 | $221,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 27,001 | $220,000 | thousands by filing date | |
| PROSHARES TR ULTPRO SHT 2017 | 74348A152 | CEF | 7,039 | $220,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 5,052 | $219,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 20,062 | $219,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 11,761 | $219,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 112,349 | $218,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 6,844 | $218,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 3,200 | $218,000 | thousands by filing date | call |
| SCHULMAN (A.) INC | 808194104 | COM | 5,053 | $217,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 25,452 | $216,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 3,692 | $216,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 4,237 | $216,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 39,795 | $216,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 12,282 | $216,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 24,730 | $216,000 | thousands by filing date | |
| Wellesley Bancorp. | 949485106 | COM | 7,264 | $216,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 10,929 | $215,000 | thousands by filing date | |
| ELECTRO-SENSORS INC | 285233102 | COM | 52,260 | $215,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 9,574 | $215,000 | thousands by filing date | |
| Invesco Wilderhill Clean Energy ETF | 73935x112 | COM | 8,610 | $215,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 4,245 | $214,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 9,809 | $214,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 6,737 | $214,000 | thousands by filing date | |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 2,187 | $214,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 2,173 | $214,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 29,671 | $214,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 16,324 | $213,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 33,051 | $212,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 1,827 | $211,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 3,676 | $211,000 | thousands by filing date | |
| ISHARES DOW JONES UBS ROLL S | 45032K102 | SHS BEN INT | 5,649 | $211,000 | thousands by filing date | |
| ISHARES TR | 46435G862 | MSCI UN KNGDOM | 9,255 | $211,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 41,965 | $210,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 16,244 | $210,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 10,499 | $209,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 3,981 | $209,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 2,527 | $208,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 5,333 | $208,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 78,632 | $208,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 8,909 | $208,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 3,994 | $208,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 5,148 | $207,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 16,271 | $207,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 3,244 | $207,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 7,422 | $207,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 7,151 | $206,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 22,176 | $206,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 5,259 | $206,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 5,272 | $206,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 8,637 | $206,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 1,500 | $205,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W270 | ULTRA YEN NEW | 3,221 | $205,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 12,523 | $204,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 7,315 | $204,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 23,299 | $204,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 4,420 | $204,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 1,760 | $204,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 11,811 | $203,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 19,794 | $202,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 18,853 | $202,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 12,014 | $201,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 31,819 | $201,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 30,000 | $200,000 | thousands by filing date | put |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 2,500 | $200,000 | thousands by filing date | call |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 14,801 | $199,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 5,316 | $198,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 4,607 | $198,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 20,168 | $198,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 5,575 | $198,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 6,256 | $198,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 8,104 | $198,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 32,248 | $198,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 4,434 | $197,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 5,818 | $196,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 100,000 | $196,000 | thousands by filing date | put |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 100,000 | $196,000 | thousands by filing date | call |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 5,863 | $195,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 11,660 | $195,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 25,143 | $195,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 5,469 | $195,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 2,445 | $194,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 22,652 | $194,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 34,353 | $194,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M134 | GUGGENHEIM 2024 | 7,789 | $194,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 50,000 | $193,000 | thousands by filing date | call |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 13,097 | $193,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 4,099 | $192,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 5,186 | $192,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 20,313 | $192,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 19,777 | $192,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 10,474 | $191,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 20,918 | $191,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 17,745 | $191,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 2,771 | $190,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 17,726 | $190,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 2,040 | $190,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 15,158 | $190,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 14,689 | $190,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 1,733 | $189,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 2,100 | $189,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 16,650 | $188,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 14,205 | $188,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR MFS SYS GWT EQ | 78467V889 | CEF | 2,381 | $188,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 30,059 | $187,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 9,774 | $187,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 3,521 | $187,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 37,849 | $187,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 5,570 | $186,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 6,680 | $186,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 14,878 | $186,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 50,732 | $186,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 4,881 | $185,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 2,000 | $185,000 | thousands by filing date | put |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 4,383 | $185,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 12,794 | $185,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 608 | $185,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 14,620 | $184,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 13,032 | $184,000 | thousands by filing date | call |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 3,836 | $184,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 4,679 | $184,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K331 | DAIL MS INDI ETF | 2,234 | $183,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 21,243 | $183,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 4,965 | $183,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 4,319 | $183,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 16,258 | $182,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 2,500 | $181,000 | thousands by filing date | call |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 15,179 | $181,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 2,559 | $181,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 9,634 | $181,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 49,817 | $181,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 3,611 | $180,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 5,972 | $179,000 | thousands by filing date | |
| PROSHARES TR | 74347X815 | ULTRA MDCAP400 | 1,641 | $179,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 36,788 | $179,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 17,300 | $179,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 52,191 | $179,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 9,185 | $178,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 2,949 | $178,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 18,307 | $177,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 7,547 | $177,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 1,601 | $176,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 9,284 | $176,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 2,800 | $176,000 | thousands by filing date | put |
| INNERWORKINGS INC | 45773Y105 | COM | 19,501 | $176,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 1,425 | $176,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 11,034 | $176,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 325,800 | $175,000 | thousands by filing date | principal |
| LAKELAND BANCORP INC | 511637100 | COM | 8,808 | $175,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 42,526 | $175,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D100 | ETN STOXX EUR 50 | 1,378 | $175,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 5,693 | $174,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F184 | FUND | 3,849 | $174,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 7,228 | $173,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 7,470 | $173,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 7,247 | $172,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 61,479 | $172,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 16,824 | $171,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 103,481 | $171,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 4,604 | $171,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 8,491 | $171,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 14,028 | $171,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 4,566 | $170,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 2,651 | $170,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 4,702 | $170,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 5,020 | $170,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 17,838 | $170,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 3,922 | $170,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 6,717 | $169,000 | thousands by filing date | |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 6,887 | $169,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR GBL HIGH | 00400R882 | CEF | 6,937 | $169,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 21,405 | $168,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 10,507 | $168,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 26,708 | $168,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 8,192 | $168,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 2,023 | $167,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 3,339 | $167,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 3,689 | $167,000 | thousands by filing date | |
| SENDGRID INC | 816883102 | COM | 5,919 | $167,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 10,120 | $167,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 1,703 | $166,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 1,770 | $166,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 17,547 | $166,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 7,797 | $166,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 20,062 | $166,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 13,526 | $166,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 9,914 | $166,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 100,000 | $165,000 | thousands by filing date | call |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 5,599 | $165,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 15,000 | $165,000 | thousands by filing date | call |
| AZENTA INC | 114340102 | COM | 6,066 | $164,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 26,207 | $164,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 3,556 | $164,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 8,000 | $163,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 10,000 | $163,000 | thousands by filing date | put |
| POINTER TELOCATION LTD | M7946T104 | SHS | 11,153 | $163,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 5,945 | $163,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 5,832 | $163,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 88,281 | $162,000 | thousands by filing date | |
| PROSHARES TR | 74347B417 | K1 FRE CRD OIL | 6,855 | $162,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 42,890 | $162,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 4,908 | $161,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 7,093 | $161,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 1,877 | $160,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 12,619 | $160,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 3,327 | $160,000 | thousands by filing date | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 3,684 | $159,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 4,596 | $159,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 6,771 | $159,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 40,000 | $158,000 | thousands by filing date | put |
| SABRE CORP COM | 78573M104 | Stock | 7,389 | $158,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 10,413 | $158,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 8,314 | $158,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 13,373 | $158,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 5,000 | $157,000 | thousands by filing date | put |
| LAKELAND FINL CORP | 511656100 | COM | 3,382 | $157,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 18,302 | $157,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 13,994 | $157,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 15,017 | $157,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 11,752 | $157,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 10,866 | $156,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 19,199 | $156,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 1,421 | $155,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 2,018 | $155,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 8,527 | $155,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 3,093 | $154,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 4,232 | $154,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 8,086 | $154,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 28,813 | $154,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 13,241 | $154,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 9,897 | $154,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 21,222 | $154,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R117 | WARR | 44,097 | $154,000 | thousands by filing date | |
| COLONY NORTHSTAR CR REAL EST | 19626A101 | COM CL A | 8,149 | $154,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 13,468 | $153,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 17,700 | $153,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 6,624 | $152,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 1,164 | $152,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 5,095 | $152,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L753 | CR SCORED LONG | 2,900 | $152,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 3,660 | $151,000 | thousands by filing date | call |
| CIRCOR INTL INC | 17273K109 | COM | 3,542 | $151,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 13,905 | $151,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 12,300 | $151,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 12,429 | $151,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 3,911 | $150,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 13,654 | $150,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 7,677 | $150,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 7,400 | $150,000 | thousands by filing date | call |
| CYBEROPTICS CORP COM | 232517102 | Stock | 8,365 | $150,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 18,791 | $149,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 7,492 | $149,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 20,059 | $149,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 45,582 | $149,000 | thousands by filing date | |
| PROSHARES TR II | 74347W163 | ULTRA VIX SHORT | 8,049 | $149,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 3,617 | $148,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 20,751 | $148,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 5,195 | $148,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 5,335 | $148,000 | thousands by filing date | |
| REALITY SHS ETF TR | 75605A405 | DIVCN LDRS ETF | 4,621 | $148,000 | thousands by filing date | |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 2,402 | $148,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 3,446 | $147,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 2,878 | $147,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 13,796 | $146,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 3,541 | $145,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 62,055 | $145,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 7,425 | $144,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 54,580 | $144,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 5,749 | $144,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 5,797 | $144,000 | thousands by filing date | |
| STEWARDSHIP FINL CORP | 860326107 | COM | 13,118 | $144,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 5,524 | $144,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642403 | COM PAR | 3,882 | $144,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 8,958 | $143,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D218 | FI ENHANCD ETN | 884 | $143,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 7,307 | $142,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 38,891 | $142,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 8,366 | $142,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 4,265 | $142,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 2,036 | $142,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 12,183 | $142,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-005365 | this filing | 2018-05-15 | acceptance time not in the bulk data set |