13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 7,886 holding rows worth $231,637,477,000.
- Accession
- 0000950123-18-005365
- Filer
- CIK 1610520
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A combination report, 13,432 entries on the cover page, a total value of $231,637,477,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $231,637,552,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DENBURY RES INC | 247916208 | COM NEW | 474,739 | $1,301,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 29,971 | $1,300,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 40,028 | $1,300,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 3,800 | $1,299,000 | thousands by filing date | put |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 15,680 | $1,299,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 38,811 | $1,299,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 112,908 | $1,298,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 7,600 | $1,296,000 | thousands by filing date | call |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 60,378 | $1,296,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 65,340 | $1,294,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 118,649 | $1,294,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 84,906 | $1,293,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 37,940 | $1,293,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 43,251 | $1,291,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 51,900 | $1,290,000 | thousands by filing date | call |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 80,911 | $1,290,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 18,843 | $1,288,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 22,945 | $1,287,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 14,974 | $1,284,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 54,660 | $1,283,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 114,814 | $1,282,000 | thousands by filing date | |
| NEW YORK MTG TR INC | 649604808 | PFD-C CONV | 54,267 | $1,282,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 14,477 | $1,281,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 111,329 | $1,281,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 42,780 | $1,280,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 3,706 | $1,279,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 19,370 | $1,273,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 161,749 | $1,272,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 15,800 | $1,270,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 43,240 | $1,269,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 9,287 | $1,268,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 108,268 | $1,268,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 32,676 | $1,268,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 32,908 | $1,266,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 288,413 | $1,266,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 25,800 | $1,264,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 26,400 | $1,257,000 | thousands by filing date | call |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 316,866 | $1,254,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 57,594 | $1,248,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 128,303 | $1,247,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 110,015 | $1,245,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 40,000 | $1,244,000 | thousands by filing date | put |
| ABERDEEN INDIA FD INC | 454089103 | COM | 50,281 | $1,239,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 11,084 | $1,236,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 30,000 | $1,235,000 | thousands by filing date | put |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 28,738 | $1,234,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 44,296 | $1,228,000 | thousands by filing date | |
| AQUANTIA CORP | 03842Q108 | COM | 77,852 | $1,222,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 16,399 | $1,221,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 37,828 | $1,220,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 18,906 | $1,220,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 27,740 | $1,219,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 19,547 | $1,213,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 10,699 | $1,213,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 40,000 | $1,212,000 | thousands by filing date | put |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 104,109 | $1,211,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 42,740 | $1,210,000 | thousands by filing date | |
| ANTERO MIDSTREAM GP LP | 03675Y103 | COM SHS REPSTG | 75,654 | $1,209,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 7,200 | $1,208,000 | thousands by filing date | call |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 49,319 | $1,207,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 87,693 | $1,205,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 48,930 | $1,204,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 2,992 | $1,202,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 11,225 | $1,202,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 25,729 | $1,202,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 465,374 | $1,201,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 32,644 | $1,198,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 250,000 | $1,198,000 | thousands by filing date | call |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 448,832 | $1,198,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 56,505 | $1,198,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 42,300 | $1,197,000 | thousands by filing date | call |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 33,410 | $1,197,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 33,922 | $1,194,000 | thousands by filing date | call |
| PATRICK INDS INC | 703343103 | COM | 19,248 | $1,191,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 370,000 | $1,191,000 | thousands by filing date | put |
| CM FIN INC COM | 12574Q103 | COM | 145,133 | $1,190,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 104,399 | $1,189,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 22,571 | $1,188,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 44,137 | $1,185,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 7,000 | $1,183,000 | thousands by filing date | put |
| ILLUMINA INC | 452327109 | COM | 5,000 | $1,182,000 | thousands by filing date | put |
| DEXCOM INC COM | 252131107 | Stock | 15,926 | $1,181,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 39,720 | $1,180,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 107,781 | $1,179,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 28,580 | $1,178,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 23,033 | $1,177,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 16,739 | $1,174,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 20,507 | $1,173,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 6,768 | $1,168,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 52,794 | $1,167,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 28,589 | $1,165,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 74,686 | $1,162,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 36,500 | $1,160,000 | thousands by filing date | put |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 88,171 | $1,159,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 79,652 | $1,157,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 36,915 | $1,153,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 181,387 | $1,152,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 23,454 | $1,148,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 77,987 | $1,143,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 19,000 | $1,142,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 18,820 | $1,140,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 14,320 | $1,139,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 14,780 | $1,139,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 56,606 | $1,135,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 42,700 | $1,135,000 | thousands by filing date | call |
| DIANA SHIPPING INC | Y2066G104 | COM | 309,874 | $1,134,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 44,864 | $1,133,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 75,053 | $1,132,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 305,137 | $1,132,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 16,900 | $1,131,000 | thousands by filing date | call |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 367,901 | $1,130,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 32,104 | $1,126,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 97,136 | $1,126,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 16,638 | $1,125,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 10,100 | $1,123,000 | thousands by filing date | call |
| ONE GAS INC COM | 68235P108 | Stock | 17,019 | $1,123,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 154,681 | $1,123,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 27,551 | $1,123,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 19,600 | $1,122,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 24,071 | $1,120,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 82,963 | $1,118,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 32,559 | $1,118,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 5,904 | $1,116,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 65,053 | $1,116,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 6,600 | $1,115,000 | thousands by filing date | call |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 170,000 | $1,114,000 | thousands by filing date | call |
| SL GREEN REALTY CORP | 78440X101 | COM | 11,507 | $1,114,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 132,343 | $1,113,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 77,042 | $1,112,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 75,601 | $1,108,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 30,000 | $1,104,000 | thousands by filing date | put |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 54,920 | $1,103,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 13,340 | $1,103,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 30,778 | $1,101,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 60,278 | $1,101,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 50,000 | $1,096,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 48,197 | $1,096,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 22,308 | $1,095,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 186,068 | $1,092,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 73,915 | $1,092,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 31,074 | $1,089,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 23,985 | $1,085,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 19,065 | $1,085,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 23,687 | $1,085,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 28,678 | $1,083,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 209,362 | $1,080,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 64,903 | $1,078,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 9,820 | $1,078,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 28,545 | $1,076,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 8,066 | $1,074,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 10,223 | $1,073,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 60,021 | $1,073,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 41,413 | $1,073,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 130,310 | $1,069,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 15,534 | $1,069,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 44,172 | $1,067,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 44,480 | $1,066,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 88,086 | $1,065,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 56,036 | $1,065,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 66,860 | $1,065,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 17,624 | $1,063,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 81,207 | $1,061,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 44,230 | $1,061,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 101,191 | $1,061,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 50,000 | $1,058,000 | thousands by filing date | put |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 41,556 | $1,056,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 57,579 | $1,054,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 14,396 | $1,053,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 89,872 | $1,052,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 45,740 | $1,044,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 23,200 | $1,043,000 | thousands by filing date | call |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 32,651 | $1,042,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 66,465 | $1,040,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 108,933 | $1,037,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 30,265 | $1,037,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 61,222 | $1,035,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 10,698 | $1,034,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 20,217 | $1,034,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 49,209 | $1,033,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 184,288 | $1,032,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 13,930 | $1,027,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 56,627 | $1,027,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 44,193 | $1,026,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 8,100 | $1,025,000 | thousands by filing date | call |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 51,892 | $1,023,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 19,831 | $1,022,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 21,501 | $1,021,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 105,029 | $1,021,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 71,896 | $1,020,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 13,113 | $1,019,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 183,064 | $1,019,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 36,202 | $1,018,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 18,614 | $1,018,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 101,611 | $1,014,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 12,393 | $1,013,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 11,434 | $1,010,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 38,355 | $1,008,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 29,513 | $1,008,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 31,104 | $1,005,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 164,994 | $1,005,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 74,390 | $1,004,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 10,100 | $1,003,000 | thousands by filing date | call |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 10,195 | $1,003,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 6,300 | $1,002,000 | thousands by filing date | call |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 9,658 | $1,002,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 82,851 | $1,000,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 56,755 | $998,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 101,612 | $998,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 71,917 | $992,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 82,386 | $992,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 108,929 | $992,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M217 | 2022 HG YLD CB | 40,393 | $991,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 39,484 | $989,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 29,018 | $987,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 12,688 | $986,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 7,125 | $986,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 8,380 | $985,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 25,518 | $985,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 99,934 | $983,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 160,319 | $981,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 21,506 | $980,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 15,841 | $980,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 24,403 | $980,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 106,301 | $980,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 32,700 | $979,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 52,300 | $976,000 | thousands by filing date | call |
| FULTON FINL CORP PA | 360271100 | COM | 54,899 | $975,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 8,864 | $973,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 140,607 | $973,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 31,153 | $972,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 53,730 | $972,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 9,900 | $969,000 | thousands by filing date | put |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 17,336 | $967,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 51,831 | $966,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 314,524 | $965,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 26,396 | $964,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 13,834 | $962,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 43,348 | $960,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 394,678 | $960,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 23,058 | $960,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 10,000 | $959,000 | thousands by filing date | put |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 9,687 | $959,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 14,162 | $959,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 26,071 | $958,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 23,757 | $958,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 16,822 | $956,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 18,581 | $956,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 30,000 | $954,000 | thousands by filing date | put |
| VERITEX HLDGS INC | 923451108 | COM | 34,445 | $953,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 156,050 | $952,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 36,579 | $950,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 27,709 | $949,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 231,934 | $949,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 17,696 | $947,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 11,912 | $946,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 10,745 | $945,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 26,480 | $943,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 70,658 | $943,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 12,023 | $942,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 14,827 | $940,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 61,134 | $940,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 2,273 | $939,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 18,574 | $939,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 13,000 | $939,000 | thousands by filing date | put |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 23,382 | $935,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 141,867 | $935,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 3,000 | $934,000 | thousands by filing date | put |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 86,533 | $933,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 168,482 | $930,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 4,800 | $929,000 | thousands by filing date | call |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 18,908 | $928,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 10,687 | $926,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 73,003 | $922,000 | thousands by filing date | |
| HORIZONS ETF TR I | 44053G603 | HRZNS S&P500 COV | 19,114 | $921,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 121,307 | $920,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 26,288 | $919,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 36,555 | $919,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 37,366 | $918,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 20,000 | $918,000 | thousands by filing date | call |
| STATE BANK FINL CORP COM | 856190103 | COM | 30,510 | $916,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 41,200 | $916,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 33,509 | $915,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 55,268 | $915,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 7,524 | $915,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 888,385 | $915,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 49,870 | $914,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 62,571 | $913,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 14,363 | $913,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 10,000 | $912,000 | thousands by filing date | call |
| SCORPIO BULKERS INC | Y7546A122 | COM | 129,365 | $912,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 27,190 | $911,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 46,587 | $908,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 1,436 | $907,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 55,087 | $906,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 189,822 | $906,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 21,476 | $902,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 12,884 | $896,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 46,645 | $896,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 56,262 | $896,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 31,665 | $896,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 78,473 | $895,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 80,902 | $894,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 14,422 | $894,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 61,674 | $893,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 18,739 | $893,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 7,000 | $890,000 | thousands by filing date | put |
| TCF FINL CORP | 872275102 | COM | 39,017 | $890,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 34,783 | $889,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 38,455 | $888,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 107,736 | $886,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 72,668 | $886,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 54,464 | $886,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 49,297 | $883,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 97,962 | $881,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354AB3 | NOTE 1.750%12/0 | 967,000 | $881,000 | thousands by filing date | principal |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 49,148 | $880,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 118,044 | $880,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 99,640 | $879,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 54,185 | $878,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 200,000 | $878,000 | thousands by filing date | put |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 32,501 | $877,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 31,689 | $876,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 55,846 | $876,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 112,397 | $876,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 62,202 | $876,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 25,000 | $874,000 | thousands by filing date | call |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 62,334 | $874,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 50,030 | $870,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 39,942 | $868,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 71,594 | $867,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 34,612 | $867,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 14,119 | $866,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 69,848 | $863,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 22,000 | $860,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 19,981 | $858,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 21,191 | $858,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 13,640 | $857,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 53,343 | $856,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 101,315 | $855,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 68,615 | $854,000 | thousands by filing date | call |
| BEST INC | 08653C106 | SPONSORED ADS | 82,878 | $854,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 18,732 | $854,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 54,327 | $853,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 64,688 | $853,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 52,733 | $852,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 52,300 | $850,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 12,118 | $850,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 25,837 | $849,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 32,874 | $849,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 21,406 | $847,000 | thousands by filing date | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 30,434 | $846,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 38,537 | $846,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 41,935 | $845,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 932,431 | $844,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 21,919 | $844,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 14,818 | $843,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 62,848 | $842,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 4,035 | $840,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 29,576 | $840,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 80,463 | $840,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 169,273 | $838,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 43,989 | $837,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 11,507 | $836,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 5,593 | $830,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 62,249 | $830,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 37,057 | $829,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 86,563 | $828,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 12,372 | $828,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 101,320 | $823,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 41,434 | $823,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 150,000 | $821,000 | thousands by filing date | call |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 359,500 | $820,000 | thousands by filing date | call |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 8,283 | $819,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 20,000 | $818,000 | thousands by filing date | put |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 49,345 | $817,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 24,419 | $817,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 72,415 | $816,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 12,855 | $816,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 15,152 | $815,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 36,079 | $814,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 15,411 | $813,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 89,476 | $809,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 59,437 | $808,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 10,464 | $805,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 76,320 | $805,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 14,591 | $804,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 23,019 | $804,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 108,694 | $804,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 49,326 | $803,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 5,125 | $802,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 13,689 | $798,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 11,106 | $795,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 40,827 | $795,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 51,877 | $793,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 58,677 | $792,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 18,592 | $791,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 100,000 | $790,000 | thousands by filing date | put |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 51,283 | $789,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 44,999 | $788,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 47,769 | $787,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 62,659 | $787,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 12,978 | $785,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 22,610 | $784,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 25,136 | $783,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 21,739 | $783,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 39,600 | $783,000 | thousands by filing date | put |
| SHAKE SHACK INC | 819047101 | CL A | 18,790 | $782,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 179,060 | $782,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 983,000 | $782,000 | thousands by filing date | principal |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 11,748 | $781,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 19,457 | $781,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 7,300 | $780,000 | thousands by filing date | call |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 62,774 | $780,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 5,149 | $779,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 26,276 | $779,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 23,611 | $779,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 88,800 | $773,000 | thousands by filing date | call |
| AAON INC | 000360206 | COM PAR $0.004 | 19,775 | $771,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 105,092 | $769,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 26,929 | $768,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 39,874 | $766,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 26,819 | $763,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 53,831 | $763,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 14,679 | $761,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 46,961 | $761,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 25,196 | $755,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 79,838 | $755,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 6,559 | $754,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 6,364 | $753,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 13,583 | $751,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 176,704 | $751,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 27,760 | $749,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 26,724 | $748,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 32,962 | $748,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 64,406 | $745,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 53,477 | $745,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 27,489 | $744,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 19,284 | $743,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 13,802 | $742,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 60,083 | $742,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 46,078 | $740,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 86,524 | $739,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 35,736 | $738,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 26,533 | $735,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 25,015 | $734,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 17,858 | $730,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 109,726 | $728,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 16,800 | $728,000 | thousands by filing date | call |
| CAMECO CORP COM | 13321L108 | Stock | 80,000 | $727,000 | thousands by filing date | call |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 55,197 | $726,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 67,927 | $726,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 16,000 | $725,000 | thousands by filing date | call |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 111,027 | $724,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 14,536 | $723,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 43,897 | $720,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 28,960 | $720,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 13,392 | $719,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 4,200 | $718,000 | thousands by filing date | call |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 6,100 | $718,000 | thousands by filing date | put |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 15,512 | $718,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 23,457 | $717,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 20,117 | $717,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 40,169 | $716,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 49,758 | $715,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 16,482 | $714,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 42,188 | $713,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 59,481 | $713,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 130,805 | $712,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 119,669 | $712,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 45,707 | $711,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 14,633 | $710,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 10,759 | $710,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 28,300 | $709,000 | thousands by filing date | put |
| MACYS INC COM | 55616P104 | Stock | 23,814 | $708,000 | thousands by filing date | call |
| HAMILTON LANE INC | 407497106 | CL A | 18,974 | $706,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 11,873 | $705,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 66,934 | $704,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 43,204 | $702,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 7,765 | $699,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 5,700 | $699,000 | thousands by filing date | call |
| IVLU | 46435G409 | COM | 26,591 | $697,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 15,021 | $696,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 9,743 | $695,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 50,141 | $694,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 31,203 | $693,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 62,224 | $693,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 15,276 | $691,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 40,616 | $691,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 31,983 | $690,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 11,435 | $690,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 21,071 | $689,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 14,856 | $688,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 10,571 | $687,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 36,375 | $684,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 34,536 | $684,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 15,140 | $684,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 15,655 | $681,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 7,114 | $678,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 11,958 | $678,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 13,324 | $675,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-005365 | this filing | 2018-05-15 | acceptance time not in the bulk data set |