13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 7,886 holding rows worth $231,637,477,000.
- Accession
- 0000950123-18-005365
- Filer
- CIK 1610520
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A combination report, 13,432 entries on the cover page, a total value of $231,637,477,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $231,637,552,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ILLINOIS TOOL WKS INC | 452308109 | COM | 900 | $141,000 | thousands by filing date | put |
| Constellation Brands Inc Cl B | 21036P207 | Com | 612 | $141,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 4,786 | $141,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 30,000 | $140,000 | thousands by filing date | call |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 3,233 | $140,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 19,543 | $140,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 342 | $140,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 7,579 | $140,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 5,124 | $140,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A875 | DMND HILL VAL | 4,470 | $140,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 10,013 | $139,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 5,056 | $139,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 8,855 | $139,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 10,720 | $139,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 4,782 | $139,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 3,383 | $138,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 5,728 | $138,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 7,216 | $138,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 53,090 | $138,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 153,460 | $138,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 2,698 | $138,000 | thousands by filing date | |
| USCF FDS TR | 91733T307 | US 3X OIL FD | 2,528 | $138,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 2,000 | $137,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 1,629 | $137,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 7,378 | $137,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,200 | $136,000 | thousands by filing date | put |
| INTERFACE INC | 458665304 | COM | 5,410 | $136,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 2,080 | $136,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 14,302 | $136,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 5,416 | $136,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 11,762 | $136,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 50,908 | $135,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 3,762 | $135,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 4,578 | $135,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 7,906 | $134,000 | thousands by filing date | |
| WATSCO INC | 942622101 | CL B CONV | 742 | $134,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 3,577 | $134,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X376 | MSCI CDA STRTGIC | 2,336 | $134,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 4,260 | $133,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 14,556 | $133,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 7,738 | $133,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 2,230 | $133,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 4,292 | $133,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 2,175 | $133,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 5,833 | $133,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K315 | BRZ BL 3X SH NEW | 2,604 | $133,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 3,077 | $132,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 8,679 | $132,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 41,273 | $132,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 9,967 | $132,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 5,400 | $132,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 18,897 | $131,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 6,947 | $131,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 21,662 | $131,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 9,225 | $131,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 1,556 | $131,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 7,366 | $131,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 32,904 | $130,000 | thousands by filing date | call |
| TREDEGAR CORP | 894650100 | COM | 7,239 | $130,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 7,711 | $130,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 1,987 | $130,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 4,365 | $130,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 10,029 | $130,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 17,700 | $130,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 27,577 | $130,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 5,612 | $129,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 2,404 | $129,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 1,304 | $129,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 2,775 | $129,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 1,500 | $128,000 | thousands by filing date | put |
| SAIA INC | 78709Y105 | COM | 1,706 | $128,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y876 | DAIL HEAL BU ETF | 2,983 | $128,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 1,638 | $128,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 9,964 | $128,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 17,016 | $128,000 | thousands by filing date | |
| INTERNET GOLD-GOLDEN LINES | M56595107 | COM | 24,002 | $128,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 10,535 | $128,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 27,012 | $127,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 7,539 | $127,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 33,289 | $127,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 1,055 | $126,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 1,966 | $126,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 7,966 | $126,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 11,726 | $126,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 1,400 | $126,000 | thousands by filing date | call |
| RANDOLPH BANCORP INC | 752378109 | COM | 7,772 | $126,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 36,594 | $126,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 1,890 | $125,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 1,472 | $125,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 2,089 | $124,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 1,600 | $124,000 | thousands by filing date | put |
| AMERESCO INC | 02361E108 | CL A | 9,554 | $124,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 20,987 | $124,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 4,312 | $124,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 3,606 | $124,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 3,032 | $123,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 16,412 | $123,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 900 | $122,000 | thousands by filing date | put |
| PANDORA MEDIA INC | 698354107 | COM | 24,300 | $122,000 | thousands by filing date | call |
| IES HOLDINGS INC | 44951W106 | COM | 7,967 | $121,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 6,083 | $121,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 9,975 | $121,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 2,651 | $120,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 7,182 | $120,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 18,773 | $120,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 2,135 | $120,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 1,202 | $120,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 3,132 | $120,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 2,738 | $119,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 13,567 | $119,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 8,814 | $119,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 1,734 | $119,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 7,138 | $119,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 5,834 | $119,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 2,313 | $119,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K273 | COM | 2,054 | $119,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 12,081 | $119,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 800 | $118,000 | thousands by filing date | call |
| BANCORP INC DEL | 05969A105 | COM | 10,900 | $118,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 4,054 | $118,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 1,033 | $118,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 24,445 | $118,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 7,012 | $118,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 6,091 | $118,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 6,407 | $118,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 65,392 | $118,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R207 | S&P GSCI CM K 1 | 4,160 | $118,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 4,614 | $117,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 2,996 | $117,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,400 | $116,000 | thousands by filing date | put |
| INTEGER HLDGS CORP | 45826H109 | COM | 2,048 | $116,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 2,296 | $116,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 4,641 | $116,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 1,918 | $116,000 | thousands by filing date | call |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 3,597 | $116,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 1,675 | $116,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 2,223 | $115,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 5,191 | $115,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 700 | $114,000 | thousands by filing date | put |
| Bancorp 34 Inc | 05970V106 | Com | 7,616 | $114,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 2,026 | $114,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 4,253 | $114,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 34,337 | $114,000 | thousands by filing date | |
| MY SIZE INC | 62844N109 | COM | 81,230 | $114,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 4,352 | $113,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 18,179 | $113,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 5,024 | $113,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 3,820 | $113,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 9,557 | $112,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 19,383 | $112,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 1,931 | $112,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 19,174 | $112,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 8,023 | $112,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 1,997 | $112,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 9,940 | $111,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 7,474 | $111,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 53,807 | $111,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 2,251 | $110,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 1,911 | $110,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 2,799 | $110,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 7,114 | $110,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 112,998 | $110,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 7,252 | $110,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRADED FD | 18386R403 | GUGGENHEIM 2025 | 4,559 | $110,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 17,017 | $109,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 2,600 | $109,000 | thousands by filing date | put |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 4,511 | $109,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 1,405 | $109,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 4,805 | $109,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 3,045 | $108,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 200 | $108,000 | thousands by filing date | put |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 4,569 | $108,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 4,288 | $108,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 4,113 | $108,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 17,946 | $108,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 3,072 | $107,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 2,945 | $107,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 2,185 | $107,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 22,078 | $107,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 20,637 | $107,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 83,301 | $107,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 4,823 | $107,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y300 | PRNCPL VLU ETF | 3,316 | $106,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 19,580 | $106,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 2,092 | $106,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 67,656 | $106,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B487 | IQ ENCH BD US | 5,643 | $106,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 3,177 | $105,000 | thousands by filing date | |
| PROSHARES TR II | 74347W742 | PROSHS SHT EUR | 2,673 | $105,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 60,250 | $105,000 | thousands by filing date | |
| ABLYNX NV | 00372Y105 | SPONSORED ADR | 1,925 | $105,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 1,644 | $104,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 454 | $104,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 1,233 | $104,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 2,061 | $104,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 11,435 | $104,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 49,900 | $104,000 | thousands by filing date | call |
| CBS CORP NEW | 124857202 | CL B | 2,000 | $103,000 | thousands by filing date | call |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 4,307 | $103,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 9,739 | $103,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 1,749 | $103,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 31,922 | $103,000 | thousands by filing date | |
| SPDR INDEX SHS FDS SOLACTIVE JAPAN | 78463X368 | CEF | 1,271 | $103,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 5,000 | $102,000 | thousands by filing date | put |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 5,000 | $102,000 | thousands by filing date | call |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 8,112 | $102,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 4,923 | $102,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 1,463 | $102,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 5,445 | $102,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 3,000 | $102,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 2,288 | $101,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 13,394 | $101,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 3,327 | $101,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 4,346 | $101,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 1,695 | $101,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 2,800 | $101,000 | thousands by filing date | |
| AFFINITY BANCSHARES INC COM | 20369M104 | Stock | 8,939 | $101,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 11,518 | $101,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 3,883 | $100,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 3,338 | $100,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 2,466 | $100,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 2,854 | $100,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 34,219 | $100,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 60,854 | $100,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 2,255 | $99,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 3,713 | $99,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 8,517 | $99,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 4,775 | $99,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 7,483 | $99,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 2,356 | $99,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 2,800 | $98,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 6,976 | $98,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 43,901 | $98,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 2,312 | $98,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 6,395 | $97,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 10,425 | $97,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 13,364 | $97,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 22,969 | $97,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 16,001 | $97,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 20,167 | $97,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 4,000 | $96,000 | thousands by filing date | put |
| ENVIRI CORP | 415864107 | COM | 4,659 | $96,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 4,116 | $96,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 3,238 | $96,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 6,442 | $96,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 9,263 | $96,000 | thousands by filing date | |
| WINS FIN HLDGS INC | G97223104 | ORD SHS | 701 | $96,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 2,753 | $95,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 4,473 | $95,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 4,713 | $95,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 2,654 | $95,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F508 | FLEXIBL MUN HIGH | 5,354 | $95,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 3,775 | $95,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 3,389 | $95,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K809 | PS CRD OIL ETN | 1,293 | $95,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T205 | COM NEW | 14,270 | $95,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 2,792 | $94,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 3,098 | $94,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 1,703 | $94,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 3,201 | $94,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 4,680 | $94,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 4,075 | $94,000 | thousands by filing date | |
| PROSHARES TR | 74348A491 | ULSH 20YRTRE NEW | 3,478 | $94,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 6,913 | $93,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 11,347 | $93,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 5,214 | $93,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 1,681 | $93,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 21,392 | $93,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 20,400 | $93,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 1,929 | $92,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 6,374 | $92,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 77,816 | $92,000 | thousands by filing date | |
| PHI INC | 69336T106 | COM VTG | 8,955 | $92,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 6,547 | $92,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 849 | $91,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 2,735 | $91,000 | thousands by filing date | |
| PROSHARES TR | 74348A566 | MERGER ETF | 2,579 | $91,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R125 | WARR | 29,302 | $91,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 10,255 | $91,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 25,304 | $90,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 8,082 | $90,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 2,201 | $90,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 2,514 | $90,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 8,298 | $90,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 2,842 | $90,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 10,306 | $90,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 116,000 | $90,000 | thousands by filing date | principal |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 17,840 | $90,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 2,413 | $90,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 6,775 | $90,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y264 | IBILLION INDEX | 2,736 | $90,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 1,200 | $89,000 | thousands by filing date | put |
| FATE THERAPEUTICS INC | 31189P102 | COM | 9,158 | $89,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 2,698 | $89,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 5,100 | $89,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 3,328 | $89,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 3,304 | $89,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F135 | ETN CBOE SPBUY | 1,154 | $89,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 713 | $88,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 2,326 | $88,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 1,504 | $88,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G806 | VIRTUS REAVES UT | 2,786 | $88,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 8,184 | $88,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 10,781 | $88,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 1,957 | $88,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 4,139 | $88,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 18,728 | $87,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 3,369 | $87,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 4,693 | $87,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 5,770 | $87,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 103,094 | $87,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 2,840 | $87,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 5,522 | $86,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 1,811 | $86,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 3,629 | $86,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R671 | STATE STREET SPD | 2,750 | $86,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 10,668 | $86,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 4,014 | $86,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 16,000 | $86,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 7,646 | $86,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 3,339 | $86,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 15,696 | $86,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 52,146 | $86,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 17,300 | $86,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B203 | PFD CV SER A | 575 | $86,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 2,982 | $85,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 2,492 | $85,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 31,864 | $85,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 8,362 | $85,000 | thousands by filing date | |
| PROSHARES TR | 74347X500 | ULTR MSCI ETF | 661 | $85,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 22,542 | $85,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 2,588 | $85,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 4,405 | $85,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 7,132 | $85,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 11,383 | $84,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 23,134 | $84,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 1,021 | $84,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 30,683 | $84,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 1,406 | $84,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 3,869 | $84,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T332 | NT BCOMCL 36 | 2,173 | $84,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 2,770 | $83,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 7,520 | $83,000 | thousands by filing date | |
| FRANKLIN FTSE EUROPE ETF | 35473P652 | ETF | 3,311 | $83,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 2,945 | $83,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 4,775 | $83,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 3,476 | $83,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 1,700 | $83,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 5,614 | $83,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 9,686 | $83,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 6,653 | $83,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 2,800 | $82,000 | thousands by filing date | put |
| McCormick & Company Inc | 579780107 | COM | 771 | $82,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 1,499 | $82,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 5,341 | $82,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 1,529 | $82,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 59,602 | $82,000 | thousands by filing date | |
| JUPAI HLDGS LTD | 48205B107 | ADS | 4,005 | $82,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 2,550 | $82,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 12,041 | $82,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 18,568 | $81,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 3,086 | $81,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 6,200 | $81,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 1,230 | $81,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 1,885 | $81,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 2,031 | $81,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 16,011 | $81,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 10,790 | $81,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 34,834 | $81,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 1,846 | $81,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 5,909 | $81,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 14,730 | $81,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 25,015 | $80,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 2,482 | $80,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 3,519 | $80,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 1,956 | $80,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 2,594 | $80,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 2,316 | $80,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 1,150 | $80,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 2,965 | $80,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 5,736 | $79,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 1,989 | $79,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 1,654 | $79,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 4,379 | $79,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 1,706 | $79,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 6,626 | $79,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 684 | $79,000 | thousands by filing date | |
| PROSHARES TR | 74347R768 | ULTRA CONSU STAP | 1,830 | $79,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 28,545 | $79,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 829 | $79,000 | thousands by filing date | |
| EATON VANCE MICH MUN BD FD | 27828M104 | COM | 6,103 | $79,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 7,813 | $79,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 1,857 | $79,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 3,070 | $79,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 2,588 | $78,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 3,911 | $78,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 2,612 | $78,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 1,560 | $78,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 3,200 | $78,000 | thousands by filing date | put |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 12,943 | $78,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 5,067 | $78,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 8,753 | $78,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 4,947 | $78,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 1,362 | $78,000 | thousands by filing date | |
| PROSHARES TR II | 74347W387 | UL DJUBSNATG NEW | 1,817 | $78,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 7,611 | $77,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 1,792 | $77,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 19,538 | $77,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 2,998 | $77,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 2,357 | $77,000 | thousands by filing date | |
| LINCOLN NATL CORP IND | 534187117 | *W EXP 07/10/201 | 1,100 | $77,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 2,300 | $77,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 17,950 | $77,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 3,044 | $77,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 3,614 | $76,000 | thousands by filing date | |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 6,473 | $76,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D670 | 3X INVERS GOLD | 1,834 | $76,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 5,919 | $75,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 4,351 | $75,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 3,863 | $75,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 2,080 | $75,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 5,787 | $75,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 1,784 | $75,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 21,000 | $75,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 3,900 | $75,000 | thousands by filing date | |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 3,592 | $75,000 | thousands by filing date | |
| COMSTOCK RES INC | 205768AM6 | NOTE 7.750% 4/0 | 81,000 | $75,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25490K117 | DAILY NAT GAS RE | 2,667 | $75,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 2,500 | $74,000 | thousands by filing date | call |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 1,494 | $74,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 7,000 | $74,000 | thousands by filing date | call |
| MYR GROUP INC | 55405W104 | COM | 2,408 | $74,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 6,807 | $74,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 85,780 | $74,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 2,402 | $74,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 7,308 | $74,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 933 | $74,000 | thousands by filing date | |
| SONIC FDRY INC | 83545R207 | COM NEW | 33,154 | $74,000 | thousands by filing date | |
| PROSHARES TR II | 74347W460 | PROSHS U/SHAUS | 1,584 | $74,000 | thousands by filing date | |
| PROSHARES ULTRASHORT UTILITIES | 74347B722 | FUND | 2,775 | $74,000 | thousands by filing date | |
| APC 7.5 PFD | 032511404 | Preferred Stock | 2,494 | $74,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 4,068 | $73,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 5,280 | $73,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 2,355 | $73,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 7,167 | $73,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 2,323 | $73,000 | thousands by filing date | |
| DBX ETF TR | 233051440 | XTRACK RUSS 2000 | 2,149 | $73,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 8,000 | $73,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 6,321 | $73,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 4,503 | $73,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 7,600 | $73,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 17,068 | $73,000 | thousands by filing date | |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 961 | $73,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 1,638 | $72,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 14,071 | $72,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 5,492 | $72,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 4,594 | $72,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 3,426 | $72,000 | thousands by filing date | |
| MORGAN STANLEY | 617480280 | SHRT EUR ETN20 | 1,578 | $72,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V806 | MFS SYS COR EQ | 976 | $72,000 | thousands by filing date | |
| JP MORGAN EXCHANGE TRADED FD | 46641Q803 | DIVERSIFIED ET | 2,860 | $72,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 1,500 | $71,000 | thousands by filing date | put |
| Q2 HLDGS INC COM | 74736L109 | Stock | 1,559 | $71,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 1,273 | $71,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 5,315 | $71,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 3,297 | $71,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T202 | CMN | 2,925 | $71,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y201 | QUALITY ETF | 2,174 | $71,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R700 | WBI BBR YLD 3000 | 2,785 | $71,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 2,231 | $71,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 10,839 | $71,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 6,559 | $71,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 5,855 | $71,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K299 | LTN AM BL 3X NEW | 1,759 | $71,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 5,402 | $70,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 1,100 | $70,000 | thousands by filing date | call |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 3,554 | $70,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 2,020 | $70,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 8,020 | $70,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 1,306 | $70,000 | thousands by filing date | |
| SUSSEX BANCORP | 869245100 | COMMON | 2,305 | $70,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 1,806 | $69,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 2,247 | $69,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R697 | SP KENSHO INFRA | 2,361 | $69,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 2,477 | $69,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 17,520 | $69,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 34,440 | $69,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 216,661 | $69,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 2,666 | $69,000 | thousands by filing date | |
| JP MORGAN EXCHANGE TRADED FD | 46641Q506 | DIVRSFD RT INT | 2,396 | $69,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 25,000 | $68,000 | thousands by filing date | put |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 1,682 | $68,000 | thousands by filing date | |
| PROSHARES TR | 74347X526 | ULT FTSE EUROPE | 1,213 | $68,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 2,217 | $68,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 6,945 | $68,000 | thousands by filing date | |
| PROSHARES TR ULTSH NASD BIOT | 74347B789 | CEF | 3,209 | $68,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 1,400 | $67,000 | thousands by filing date | put |
| CITY OFFICE REIT INC | 178587101 | COM | 5,776 | $67,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 2,073 | $67,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R601 | WBI BBR VAL 3000 | 2,367 | $67,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-005365 | this filing | 2018-05-15 | acceptance time not in the bulk data set |