13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 7,886 holding rows worth $231,637,477,000.
- Accession
- 0000950123-18-005365
- Filer
- CIK 1610520
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A combination report, 13,432 entries on the cover page, a total value of $231,637,477,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $231,637,552,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 128,234 | $4,082,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 93,540 | $4,076,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 192,529 | $4,072,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 722,686 | $4,062,000 | thousands by filing date | call |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 157,825 | $4,054,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 1,275,793 | $4,051,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 35,039 | $4,048,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 81,216 | $4,045,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 191,616 | $4,041,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 40,245 | $4,023,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 102,974 | $4,016,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 19,048 | $4,005,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 76,162 | $3,998,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 18,500 | $3,997,000 | thousands by filing date | call |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 59,350 | $3,994,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 152,712 | $3,992,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 1,010,476 | $3,991,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 14,406 | $3,989,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 51,622 | $3,989,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 1,139,000 | $3,987,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 203,399 | $3,978,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 116,841 | $3,967,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 299,612 | $3,967,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 208,744 | $3,966,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 484,586 | $3,964,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 109,907 | $3,958,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 176,511 | $3,956,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 312,885 | $3,949,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 67,522 | $3,943,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 43,727 | $3,931,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 99,297 | $3,928,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 120,665 | $3,912,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 53,594 | $3,907,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 76,256 | $3,905,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 167,710 | $3,904,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 170,840 | $3,903,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 81,513 | $3,897,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 199,193 | $3,889,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 150,000 | $3,885,000 | thousands by filing date | put |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 491,426 | $3,882,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 64,829 | $3,882,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 189,314 | $3,881,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 277,468 | $3,879,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 111,264 | $3,873,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 142,829 | $3,872,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 35,500 | $3,871,000 | thousands by filing date | call |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 742,544 | $3,869,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 116,076 | $3,866,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 892,143 | $3,863,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 297,632 | $3,854,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 149,010 | $3,849,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 128,236 | $3,845,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 75,234 | $3,844,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 226,763 | $3,843,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 100,168 | $3,842,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 40,000 | $3,837,000 | thousands by filing date | put |
| COMERICAINC | 200340107 | COM | 40,000 | $3,837,000 | thousands by filing date | call |
| SANDERSON FARMS | 800013104 | COM | 32,213 | $3,834,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 83,269 | $3,821,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 397,064 | $3,820,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18385P705 | GUGGENHEIM ETF | 72,995 | $3,819,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 37,231 | $3,808,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 224,410 | $3,797,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 55,894 | $3,797,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 58,918 | $3,787,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 23,493 | $3,785,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 97,000 | $3,784,000 | thousands by filing date | call |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 147,068 | $3,776,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 107,302 | $3,773,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 79,188 | $3,773,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 117,938 | $3,769,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 77,000 | $3,762,000 | thousands by filing date | put |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 413,243 | $3,761,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 25,000 | $3,758,000 | thousands by filing date | put |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 886,242 | $3,758,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 95,775 | $3,757,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 70,000 | $3,751,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 113,395 | $3,751,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 38,172 | $3,745,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 92,022 | $3,730,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 29,228 | $3,725,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 314,253 | $3,714,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 72,000 | $3,709,000 | thousands by filing date | put |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 53,994 | $3,709,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 82,000 | $3,706,000 | thousands by filing date | call |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 123,985 | $3,701,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 39,600 | $3,694,000 | thousands by filing date | call |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 31,256 | $3,688,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 69,412 | $3,683,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 115,560 | $3,683,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 25,187 | $3,682,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 160,206 | $3,678,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 106,006 | $3,672,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 929,331 | $3,671,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 370,000 | $3,663,000 | thousands by filing date | put |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 33,858 | $3,655,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 106,277 | $3,654,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 94,322 | $3,651,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 25,000 | $3,649,000 | thousands by filing date | put |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 93,274 | $3,647,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 175,207 | $3,646,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 156,443 | $3,645,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 740,832 | $3,645,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 595,459 | $3,638,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 74,020 | $3,633,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 66,890 | $3,625,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 41,203 | $3,617,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 117,558 | $3,615,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 253,380 | $3,606,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 73,319 | $3,604,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 91,611 | $3,596,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 183,556 | $3,595,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 48,974 | $3,592,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 75,000 | $3,592,000 | thousands by filing date | put |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 18,000 | $3,590,000 | thousands by filing date | call |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 383,460 | $3,589,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 393,432 | $3,572,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 73,574 | $3,568,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 401,619 | $3,558,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 84,743 | $3,555,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 189,663 | $3,555,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 26,075 | $3,554,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 24,804 | $3,547,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 113,593 | $3,544,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 163,371 | $3,539,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 67,200 | $3,534,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 75,739 | $3,530,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 332,939 | $3,526,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 100,000 | $3,519,000 | thousands by filing date | put |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 229,205 | $3,519,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 29,000 | $3,517,000 | thousands by filing date | call |
| CARLISLE COS INC COM | 142339100 | Stock | 33,579 | $3,506,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 230,748 | $3,503,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 112,700 | $3,500,000 | thousands by filing date | call |
| KKR & CO LP | 48248M102 | COMMON STOCK | 172,400 | $3,500,000 | thousands by filing date | put |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 15,774 | $3,498,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 560,420 | $3,497,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 608,889 | $3,495,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 54,840 | $3,493,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 92,761 | $3,490,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 114,039 | $3,484,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 314,100 | $3,480,000 | thousands by filing date | call |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 265,454 | $3,480,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 120,000 | $3,478,000 | thousands by filing date | put |
| PEGASYSTEMS INC COM | 705573103 | Stock | 57,270 | $3,474,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 42,983 | $3,474,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 125,000 | $3,471,000 | thousands by filing date | put |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 3,580,000 | $3,470,000 | thousands by filing date | principal |
| Foundation Medicine Inc | 350465100 | COM | 43,971 | $3,463,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 67,814 | $3,460,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 85,994 | $3,460,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 130,680 | $3,452,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 122,527 | $3,450,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 18,420 | $3,448,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 65,548 | $3,447,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 1,333,153 | $3,440,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 37,000 | $3,431,000 | thousands by filing date | call |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 210,374 | $3,430,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 872,376 | $3,420,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 403,631 | $3,419,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 13,490 | $3,405,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 72,448 | $3,399,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 509,332 | $3,397,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 51,822 | $3,394,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 30,000 | $3,392,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 133,718 | $3,391,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 29,203 | $3,391,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 130,609 | $3,391,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 302,083 | $3,390,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 158,118 | $3,390,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 26,004 | $3,389,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 193,400 | $3,386,000 | thousands by filing date | call |
| EXPONENT INC | 30214U102 | COM | 43,036 | $3,385,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 1,611,084 | $3,383,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 31,684 | $3,382,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 172,760 | $3,382,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 301,853 | $3,381,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 41,699 | $3,377,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 253,023 | $3,370,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 29,044 | $3,362,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 80,141 | $3,356,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 43,001 | $3,354,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 135,520 | $3,351,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 82,237 | $3,351,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 35,305 | $3,337,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 285,890 | $3,336,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 66,447 | $3,332,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 149,389 | $3,329,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 60,545 | $3,322,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,100,000 | $3,322,000 | thousands by filing date | put |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 400,706 | $3,310,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 70,171 | $3,309,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 87,465 | $3,305,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 58,680 | $3,303,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 890,202 | $3,302,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 106,082 | $3,299,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 27,400 | $3,287,000 | thousands by filing date | call |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 42,980 | $3,285,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 66,749 | $3,283,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 135,529 | $3,281,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 51,270 | $3,277,000 | thousands by filing date | |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 357,606 | $3,272,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 63,133 | $3,264,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 216,200 | $3,256,000 | thousands by filing date | put |
| NIC INC | 62914B100 | COM | 244,521 | $3,252,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 55,100 | $3,248,000 | thousands by filing date | call |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 29,149 | $3,247,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 22,662 | $3,241,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 525,000 | $3,234,000 | thousands by filing date | call |
| LOXO ONCOLOGY INC | 548862101 | COM | 28,026 | $3,233,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 10,000 | $3,231,000 | thousands by filing date | put |
| QIAGEN NV | N72482123 | SHS NEW | 100,000 | $3,231,000 | thousands by filing date | put |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 160,871 | $3,225,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 49,925 | $3,225,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 200,695 | $3,212,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 176,344 | $3,209,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 79,684 | $3,195,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 229,527 | $3,195,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 67,813 | $3,194,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 45,250 | $3,188,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 31,954 | $3,186,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 346,458 | $3,177,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 100,000 | $3,175,000 | thousands by filing date | put |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 100,000 | $3,175,000 | thousands by filing date | call |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 242,831 | $3,167,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 77,221 | $3,146,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 23,819 | $3,138,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 106,679 | $3,132,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 132,238 | $3,131,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 70,000 | $3,128,000 | thousands by filing date | call |
| AVANGRID INC | 05351W103 | COM | 61,183 | $3,127,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 49,112 | $3,126,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 93,112 | $3,121,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 85,000 | $3,119,000 | thousands by filing date | call |
| POST HLDGS INC | 737446104 | COM | 41,103 | $3,114,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 118,147 | $3,114,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 103,237 | $3,105,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 502,239 | $3,102,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 50,000 | $3,098,000 | thousands by filing date | put |
| IMPINJ INC | 453204109 | COM | 237,949 | $3,098,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 79,557 | $3,094,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 84,229 | $3,092,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 129,200 | $3,084,000 | thousands by filing date | call |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 60,702 | $3,080,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 138,028 | $3,076,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 12,060 | $3,076,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 186,765 | $3,072,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 137,050 | $3,070,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 57,832 | $3,067,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 144,871 | $3,067,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 20,000 | $3,062,000 | thousands by filing date | put |
| T-Mobile US,Inc. | 872590104 | COM | 50,000 | $3,052,000 | thousands by filing date | call |
| LAM RESEARCH CORP | 512807108 | COM | 15,000 | $3,047,000 | thousands by filing date | put |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 59,688 | $3,045,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 33,577 | $3,041,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 97,655 | $3,037,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 305,635 | $3,035,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 67,500 | $3,031,000 | thousands by filing date | call |
| ISHARES TR | 46429B408 | CMN | 86,693 | $3,029,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 47,386 | $3,028,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 54,650 | $3,028,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 31,000 | $3,027,000 | thousands by filing date | put |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 202,665 | $3,018,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 257,842 | $3,014,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 36,070 | $3,013,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 156,426 | $3,013,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 35,740 | $3,008,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 76,738 | $3,007,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 46,719 | $2,998,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 20,000 | $2,994,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 47,507 | $2,993,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 1,094,987 | $2,989,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 116,676 | $2,979,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 117,214 | $2,977,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 149,278 | $2,968,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 49,334 | $2,963,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 94,908 | $2,961,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 114,558 | $2,950,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 294,155 | $2,945,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 61,600 | $2,945,000 | thousands by filing date | call |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 73,319 | $2,943,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 57,311 | $2,939,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 74,707 | $2,937,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 93,490 | $2,936,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 30,346 | $2,935,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 92,844 | $2,926,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 39,985 | $2,925,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 68,578 | $2,919,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 120,000 | $2,914,000 | thousands by filing date | call |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 71,213 | $2,908,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 97,622 | $2,907,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 228,837 | $2,906,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 68,488 | $2,905,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 45,010 | $2,905,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 40,519 | $2,904,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 219,182 | $2,900,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 203,860 | $2,895,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 49,132 | $2,894,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 196,349 | $2,894,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 23,354 | $2,890,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 142,728 | $2,883,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 125,848 | $2,882,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 66,923 | $2,879,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 150,000 | $2,871,000 | thousands by filing date | put |
| United States Brent Oil Fund L | 91167Q100 | COM | 150,000 | $2,871,000 | thousands by filing date | call |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 50,100 | $2,870,000 | thousands by filing date | put |
| WESTLAKE CORPORATION | 960413102 | COM | 25,800 | $2,868,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 82,806 | $2,866,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 162,682 | $2,858,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 18,870 | $2,850,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 23,500 | $2,849,000 | thousands by filing date | call |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 31,143 | $2,846,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 79,800 | $2,845,000 | thousands by filing date | call |
| DYCOM INDS INC COM | 267475101 | Stock | 26,418 | $2,844,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 72,639 | $2,842,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 68,028 | $2,840,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 46,484 | $2,838,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 193,090 | $2,838,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 446,809 | $2,837,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 908,284 | $2,834,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 35,341 | $2,833,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 13,304 | $2,832,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 80,280 | $2,830,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 635,192 | $2,827,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 220,231 | $2,826,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 70,861 | $2,824,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 47,100 | $2,822,000 | thousands by filing date | put |
| TRITON INTL LTD | G9078F107 | CL A | 92,159 | $2,820,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 139,188 | $2,813,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 145,692 | $2,810,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 38,600 | $2,805,000 | thousands by filing date | call |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 292,175 | $2,805,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 362,640 | $2,799,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 3,000,000 | $2,799,000 | thousands by filing date | principal |
| BulletShares 2025 Corporate | 18383M191 | COM | 139,728 | $2,799,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 234,191 | $2,798,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 48,290 | $2,795,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 242,955 | $2,794,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 31,069 | $2,791,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 55,943 | $2,788,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 259,308 | $2,788,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 136,619 | $2,787,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 320,223 | $2,785,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 119,552 | $2,781,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 978,839 | $2,780,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 116,080 | $2,775,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 107,274 | $2,772,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 98,021 | $2,767,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 189,230 | $2,765,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 161,176 | $2,758,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 183,489 | $2,752,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 168,273 | $2,751,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 168,033 | $2,747,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 128,241 | $2,746,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 211,228 | $2,744,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 39,535 | $2,743,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 230,148 | $2,738,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 104,047 | $2,737,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 929,659 | $2,733,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 122,989 | $2,731,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 45,146 | $2,729,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 269,924 | $2,726,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 61,246 | $2,724,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 21,891 | $2,719,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 183,999 | $2,718,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 645,694 | $2,718,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 113,060 | $2,717,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 59,395 | $2,715,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 221,590 | $2,715,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 235,199 | $2,712,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 51,158 | $2,710,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 97,358 | $2,710,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 31,073 | $2,709,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 134,390 | $2,708,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 54,045 | $2,704,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 96,235 | $2,703,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 124,880 | $2,701,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 90,225 | $2,695,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 11,041 | $2,694,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 119,734 | $2,693,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 164,176 | $2,685,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 86,352 | $2,682,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 191,582 | $2,681,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 82,798 | $2,678,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 86,313 | $2,677,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 117,094 | $2,672,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 25,105 | $2,671,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 201,491 | $2,664,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 275,800 | $2,661,000 | thousands by filing date | put |
| PIER 1 IMPORTS INC | 720279108 | COM | 826,546 | $2,661,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 270,144 | $2,661,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 93,403 | $2,658,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 554,240 | $2,655,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 117,567 | $2,647,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 73,078 | $2,645,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 1,450,000 | $2,643,000 | thousands by filing date | principal |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 202,103 | $2,641,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 254,114 | $2,640,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 27,500 | $2,638,000 | thousands by filing date | call |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 501,777 | $2,615,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 115,000 | $2,615,000 | thousands by filing date | call |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 90,643 | $2,609,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 7,550 | $2,600,000 | thousands by filing date | call |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 22,573 | $2,599,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 35,702 | $2,598,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 89,062 | $2,597,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 113,611 | $2,594,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 183,236 | $2,591,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 74,786 | $2,587,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 21,799 | $2,581,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 276,968 | $2,581,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 84,532 | $2,577,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 150,548 | $2,571,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 616,595 | $2,571,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 52,500 | $2,570,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 126,112 | $2,566,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 64,156 | $2,565,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 47,896 | $2,562,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 35,000 | $2,562,000 | thousands by filing date | put |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 28,743 | $2,558,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 82,455 | $2,557,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 58,300 | $2,556,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 87,089 | $2,551,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 99,378 | $2,551,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 11,600 | $2,549,000 | thousands by filing date | call |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 85,682 | $2,543,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 180,000 | $2,543,000 | thousands by filing date | put |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 165,471 | $2,542,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 100,000 | $2,541,000 | thousands by filing date | put |
| GODADDY INC CL A | 380237107 | Stock | 41,300 | $2,537,000 | thousands by filing date | put |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 157,295 | $2,536,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 79,130 | $2,532,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 59,487 | $2,530,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 311,420 | $2,529,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 34,986 | $2,528,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 47,980 | $2,528,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 34,734 | $2,527,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 81,182 | $2,527,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 505,324 | $2,527,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 325,456 | $2,526,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 164,118 | $2,519,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 44,200 | $2,515,000 | thousands by filing date | call |
| NATIONAL INSTRS CORP | 636518102 | COM | 49,613 | $2,509,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 19,493 | $2,508,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 165,926 | $2,507,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 354,653 | $2,507,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 13,800 | $2,505,000 | thousands by filing date | call |
| CAESARSTONE LTD | M20598104 | ORD SHS | 127,399 | $2,503,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 88,732 | $2,502,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 105,749 | $2,501,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 58,816 | $2,500,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 63,095 | $2,499,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 45,068 | $2,497,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 75,438 | $2,497,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 50,900 | $2,496,000 | thousands by filing date | call |
| MASTEC INC COM | 576323109 | Stock | 53,009 | $2,495,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 47,852 | $2,494,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 74,148 | $2,491,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 46,456 | $2,490,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 50,975 | $2,488,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 36,998 | $2,474,000 | thousands by filing date | |
| RH | 74967X103 | COM | 25,955 | $2,473,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 33,704 | $2,472,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 140,511 | $2,466,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 192,048 | $2,464,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 353,871 | $2,459,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 61,645 | $2,455,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 31,657 | $2,452,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 155,653 | $2,451,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 54,206 | $2,443,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 35,649 | $2,434,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 40,500 | $2,427,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311107 | CL A | 148,288 | $2,425,000 | thousands by filing date | call |
| PROASSURANCE CORP | 74267C106 | COM | 49,935 | $2,424,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 516,658 | $2,423,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 14,303 | $2,422,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 75,707 | $2,420,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 44,676 | $2,414,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 19,524 | $2,411,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 80,617 | $2,411,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 178,967 | $2,407,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 300,548 | $2,404,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 45,991 | $2,404,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 100,479 | $2,404,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 98,575 | $2,400,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 165,000 | $2,399,000 | thousands by filing date | call |
| GENERAC HLDGS INC | 368736104 | COM | 52,249 | $2,399,000 | thousands by filing date | |
| ENSCO JERSEY FIN LTD | 29359WAB1 | NOTE 3.000% 1/3 | 3,000,000 | $2,396,000 | thousands by filing date | principal |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 154,957 | $2,392,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 52,100 | $2,391,000 | thousands by filing date | call |
| AIR LEASE CORP | 00912X302 | CL A | 56,066 | $2,390,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 158,400 | $2,386,000 | thousands by filing date | call |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 232,569 | $2,386,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 752,400 | $2,385,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 65,574 | $2,382,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 150,000 | $2,372,000 | thousands by filing date | put |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 403,749 | $2,362,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 24,900 | $2,357,000 | thousands by filing date | call |
| SUNPOWER CORP | 867652406 | COM | 294,895 | $2,354,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 78,598 | $2,352,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-005365 | this filing | 2018-05-15 | acceptance time not in the bulk data set |