13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 7,886 holding rows worth $231,637,477,000.
- Accession
- 0000950123-18-005365
- Filer
- CIK 1610520
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A combination report, 13,432 entries on the cover page, a total value of $231,637,477,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $231,637,552,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 118,950 | $7,045,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 90,193 | $7,036,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 233,901 | $7,036,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 129,308 | $7,036,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 81,901 | $7,033,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 259,795 | $7,020,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 133,124 | $7,001,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 705,862 | $6,988,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 154,089 | $6,979,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 228,392 | $6,972,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 81,077 | $6,969,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 271,783 | $6,949,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 218,469 | $6,946,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 214,443 | $6,929,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 84,504 | $6,919,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 426,082 | $6,911,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 93,573 | $6,898,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 863,021 | $6,861,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 385,003 | $6,857,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 280,000 | $6,854,000 | thousands by filing date | put |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 121,373 | $6,849,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 65,000 | $6,843,000 | thousands by filing date | put |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 730,741 | $6,840,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 11,131 | $6,839,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 220,000 | $6,833,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 230,523 | $6,805,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 200,000 | $6,802,000 | thousands by filing date | put |
| Applied Materials,Inc. | 038222105 | COM | 122,100 | $6,790,000 | thousands by filing date | call |
| SPLUNK INC | 848637104 | COM | 69,000 | $6,789,000 | thousands by filing date | put |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 161,073 | $6,776,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 307,183 | $6,758,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 99,801 | $6,757,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 269,030 | $6,745,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 242,464 | $6,743,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 134,932 | $6,738,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 33,785 | $6,737,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 57,143 | $6,737,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 232,399 | $6,735,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 7,511,000 | $6,733,000 | thousands by filing date | principal |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 423,642 | $6,727,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 26,883 | $6,723,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 58,255 | $6,709,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 283,534 | $6,695,000 | thousands by filing date | |
| AVEXIS INC | 05366U100 | COM | 54,168 | $6,694,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 312,500 | $6,690,000 | thousands by filing date | |
| UNISYS CORP | 909214BS6 | NOTE 5.500% 3/0 | 5,093,000 | $6,690,000 | thousands by filing date | principal |
| SNAP ON INC COM | 833034101 | Stock | 45,300 | $6,684,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 690,688 | $6,679,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 163,533 | $6,675,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 190,000 | $6,673,000 | thousands by filing date | put |
| NEWFIELD EXPL CO | 651290108 | COM | 272,620 | $6,658,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 119,136 | $6,643,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 217,255 | $6,635,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 135,338 | $6,629,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 56,000 | $6,626,000 | thousands by filing date | call |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 507,568 | $6,623,000 | thousands by filing date | |
| COLUMBIA ETF TR II BEYOND BRICS ETF | 19762B103 | CEF | 339,626 | $6,623,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 74,283 | $6,621,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 100,383 | $6,612,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 403,649 | $6,608,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 87,962 | $6,599,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 527,128 | $6,589,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 136,394 | $6,588,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 164,547 | $6,577,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 194,570 | $6,571,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 41,499 | $6,562,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 100,000 | $6,551,000 | thousands by filing date | call |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 52,411 | $6,546,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 303,154 | $6,545,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 58,201 | $6,540,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 102,915 | $6,538,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 61,535 | $6,527,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 113,777 | $6,515,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 78,479 | $6,510,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 142,289 | $6,506,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 424,053 | $6,501,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 57,463 | $6,495,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 106,216 | $6,471,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 122,498 | $6,468,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 357,837 | $6,467,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 654,274 | $6,464,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 64,923 | $6,458,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 559,055 | $6,457,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 72,500 | $6,450,000 | thousands by filing date | call |
| ENCORE CAP GROUP INC | 292554102 | COM | 142,090 | $6,422,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 1,555,000 | $6,407,000 | thousands by filing date | call |
| iShares Global REIT ETF | 46434V647 | SHS | 260,725 | $6,403,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 76,480 | $6,398,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 80,000 | $6,389,000 | thousands by filing date | put |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 112,555 | $6,382,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 63,989 | $6,380,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 321,000 | $6,372,000 | thousands by filing date | call |
| BROWN & BROWN INC COM | 115236101 | Stock | 250,444 | $6,371,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 148,052 | $6,358,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 372,000 | $6,357,000 | thousands by filing date | put |
| SEMGROUP CORP | 81663A105 | CL A | 297,051 | $6,357,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 138,800 | $6,350,000 | thousands by filing date | call |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 645,859 | $6,342,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 86,106 | $6,337,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 107,703 | $6,327,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 141,266 | $6,315,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 131,859 | $6,312,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 147,933 | $6,311,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 951,400 | $6,298,000 | thousands by filing date | call |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 542,282 | $6,285,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 487,670 | $6,281,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 407,149 | $6,270,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 144,433 | $6,266,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 248,917 | $6,247,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 92,500 | $6,240,000 | thousands by filing date | call |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 199,339 | $6,236,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 351,537 | $6,205,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 125,138 | $6,201,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 355,562 | $6,187,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 204,800 | $6,183,000 | thousands by filing date | put |
| IHS MARKIT LTD | G47567105 | SHS | 127,840 | $6,167,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 118,300 | $6,166,000 | thousands by filing date | call |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 118,974 | $6,166,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 1,941,938 | $6,156,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 81,500 | $6,151,000 | thousands by filing date | call |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 95,799 | $6,150,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 300,034 | $6,145,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 40,500 | $6,126,000 | thousands by filing date | put |
| LA Z BOY INC | 505336107 | COM | 204,442 | $6,123,000 | thousands by filing date | |
| POWERSHARES S&P 500 ENHANCED VALUE PORTFOLIO | 73936Q694 | ETF | 180,895 | $6,115,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 300,610 | $6,091,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 525,756 | $6,083,000 | thousands by filing date | |
| HARMONIC INC | 413160AB8 | NOTE 4.000%12/0 | 6,191,000 | $6,075,000 | thousands by filing date | principal |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 40,974 | $6,059,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 155,000 | $6,056,000 | thousands by filing date | put |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 172,800 | $6,051,000 | thousands by filing date | call |
| WPP PLC NEW ADR | 92937A102 | ADR | 76,049 | $6,050,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 218,800 | $6,039,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 85,000 | $6,033,000 | thousands by filing date | put |
| ADAM NAT RES FD INC | 00548F105 | COM | 331,051 | $6,029,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 50,000 | $6,026,000 | thousands by filing date | put |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 192,300 | $6,021,000 | thousands by filing date | put |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 18,605 | $6,012,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 317,254 | $6,000,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 511,545 | $5,995,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 234,923 | $5,995,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 70,000 | $5,986,000 | thousands by filing date | put |
| BANCROFT FUND LIMITED | 059695106 | COM | 285,031 | $5,983,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 569,871 | $5,972,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 109,501 | $5,957,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 986,517 | $5,948,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 234,425 | $5,945,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 92,331 | $5,927,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 730,530 | $5,917,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 1,147,764 | $5,900,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 369,154 | $5,895,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 237,000 | $5,892,000 | thousands by filing date | put |
| REGENCY CTRS CORP COM | 758849103 | REIT | 99,842 | $5,889,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 439,795 | $5,880,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 306,178 | $5,876,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 121,195 | $5,859,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 174,779 | $5,837,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 58,600 | $5,825,000 | thousands by filing date | call |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 114,152 | $5,821,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 334,441 | $5,819,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 2,475,309 | $5,817,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 1,221,778 | $5,816,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 54,727 | $5,815,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 150,058 | $5,810,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 537,537 | $5,806,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 121,922 | $5,805,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 1,392,000 | $5,805,000 | thousands by filing date | call |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 7,229,000 | $5,792,000 | thousands by filing date | principal |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 63,360 | $5,789,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 69,592 | $5,789,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 151,364 | $5,779,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 406,000 | $5,769,000 | thousands by filing date | put |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 58,000 | $5,762,000 | thousands by filing date | put |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 601,822 | $5,753,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 31,536 | $5,707,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 305,353 | $5,704,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 247,499 | $5,702,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 412,400 | $5,700,000 | thousands by filing date | put |
| DOLLAR TREE INC COM | 256746108 | Stock | 60,000 | $5,694,000 | thousands by filing date | call |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 63,369 | $5,694,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 326,625 | $5,683,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 174,844 | $5,679,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 928,088 | $5,670,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 37,710 | $5,669,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 89,370 | $5,664,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 256,901 | $5,657,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 277,180 | $5,652,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 426,772 | $5,629,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 516,137 | $5,621,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 123,300 | $5,615,000 | thousands by filing date | put |
| BRADY CORP | 104674106 | CL A | 151,071 | $5,612,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 36,500 | $5,600,000 | thousands by filing date | call |
| MAXIMUS INC | 577933104 | COM | 83,878 | $5,598,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 200,000 | $5,584,000 | thousands by filing date | put |
| BIG LOTS INC | 089302103 | COM | 128,267 | $5,584,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 188,100 | $5,572,000 | thousands by filing date | call |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 142,592 | $5,570,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 100,000 | $5,563,000 | thousands by filing date | call |
| JAMBA INC | 47023A309 | COM NEW | 647,977 | $5,560,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 55,000 | $5,555,000 | thousands by filing date | put |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 150,356 | $5,552,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 253,845 | $5,549,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 130,439 | $5,541,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 129,081 | $5,535,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 360,317 | $5,531,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 54,324 | $5,531,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 138,743 | $5,512,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 1,060,971 | $5,506,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 107,679 | $5,506,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 196,897 | $5,497,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 94,003 | $5,495,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 409,593 | $5,493,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 191,071 | $5,489,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 130,678 | $5,473,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 377,692 | $5,469,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 60,000 | $5,468,000 | thousands by filing date | put |
| Analog Devices,Inc. | 032654105 | COM | 60,000 | $5,468,000 | thousands by filing date | call |
| Medtronic Plc | G5960L103 | COM | 68,100 | $5,463,000 | thousands by filing date | call |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 56,853 | $5,461,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 39,213 | $5,459,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 84,023 | $5,457,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 30,600 | $5,454,000 | thousands by filing date | put |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 253,294 | $5,446,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 194,096 | $5,440,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 849,990 | $5,439,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 163,758 | $5,439,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 76,504 | $5,429,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 99,909 | $5,414,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 381,043 | $5,411,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 284,859 | $5,398,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 1,035,973 | $5,397,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 141,322 | $5,387,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 109,469 | $5,375,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 198,861 | $5,361,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 71,427 | $5,353,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 90,721 | $5,348,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 118,630 | $5,345,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 221,957 | $5,345,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 552,502 | $5,343,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 70,653 | $5,341,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 356,098 | $5,324,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 130,786 | $5,323,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 171,767 | $5,314,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 170,000 | $5,304,000 | thousands by filing date | call |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 321,771 | $5,303,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 35,000 | $5,300,000 | thousands by filing date | put |
| CABOT CORP | 127055101 | COM | 95,119 | $5,300,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 800,000 | $5,296,000 | thousands by filing date | put |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 215,261 | $5,295,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 136,653 | $5,295,000 | thousands by filing date | call |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 757,252 | $5,293,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 56,318 | $5,290,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 758,711 | $5,288,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 790,297 | $5,279,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 100,300 | $5,277,000 | thousands by filing date | put |
| VISTEON CORP | 92839U206 | COM NEW | 47,845 | $5,274,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 121,590 | $5,274,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 87,853 | $5,266,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 133,247 | $5,264,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 113,880 | $5,264,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 259,230 | $5,262,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 554,104 | $5,258,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 238,131 | $5,251,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 253,513 | $5,245,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 39,787 | $5,240,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 120,575 | $5,239,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 50,000 | $5,233,000 | thousands by filing date | put |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 128,340 | $5,214,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 310,372 | $5,214,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 56,818 | $5,210,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 33,500 | $5,203,000 | thousands by filing date | put |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 100,554 | $5,199,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 142,500 | $5,194,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 30,000 | $5,182,000 | thousands by filing date | put |
| GENESEE & WYOMING INC | 371559105 | CL A | 73,147 | $5,178,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 133,929 | $5,173,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 655,514 | $5,172,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 83,200 | $5,168,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 311,536 | $5,162,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 326,647 | $5,161,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 201,958 | $5,160,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 38,681 | $5,151,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 61,952 | $5,149,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 57,880 | $5,147,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 205,851 | $5,142,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 178,624 | $5,140,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 130,527 | $5,130,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 313,545 | $5,117,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 251,612 | $5,100,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 48,878 | $5,087,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 300,000 | $5,079,000 | thousands by filing date | put |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 61,229 | $5,077,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 55,000 | $5,075,000 | thousands by filing date | put |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 145,000 | $5,071,000 | thousands by filing date | call |
| FERRARI N V | N3167Y103 | COM | 42,005 | $5,062,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 254,687 | $5,056,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 258,300 | $5,050,000 | thousands by filing date | call |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 205,277 | $5,042,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 295,668 | $5,032,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 107,534 | $5,031,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 84,445 | $5,031,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 204,141 | $5,031,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 29,000 | $5,027,000 | thousands by filing date | call |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 384,887 | $5,023,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 429,798 | $5,012,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 476,323 | $5,011,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 280,848 | $5,010,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 147,795 | $5,002,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 549,907 | $4,999,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 76,402 | $4,999,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 320,000 | $4,992,000 | thousands by filing date | put |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 125,519 | $4,987,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 90,000 | $4,986,000 | thousands by filing date | put |
| AES CORP COM | 00130H105 | Stock | 438,351 | $4,985,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 67,215 | $4,977,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 193,159 | $4,975,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 81,084 | $4,965,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 40,839 | $4,964,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 256,555 | $4,951,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 402,264 | $4,947,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 301,000 | $4,945,000 | thousands by filing date | call |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 44,071 | $4,938,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 80,044 | $4,938,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 368,458 | $4,933,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 121,226 | $4,928,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 151,363 | $4,924,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 22,400 | $4,917,000 | thousands by filing date | call |
| HOLOGIC INC | 436440101 | COM | 131,607 | $4,917,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 76,959 | $4,916,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 427,301 | $4,914,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 504,041 | $4,914,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 70,000 | $4,899,000 | thousands by filing date | put |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 156,403 | $4,897,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 99,466 | $4,896,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 100,120 | $4,886,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 81,000 | $4,884,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 92,652 | $4,863,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 71,451 | $4,862,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 25,800 | $4,861,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 77,858 | $4,858,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 59,821 | $4,857,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 118,700 | $4,849,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 69,188 | $4,843,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 136,932 | $4,842,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 1,068,501 | $4,840,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 622,650 | $4,838,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 68,163 | $4,836,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 70,000 | $4,836,000 | thousands by filing date | put |
| TRIBUNE COMPANY | 896047503 | COMMON | 119,311 | $4,834,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 66,385 | $4,833,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 120,000 | $4,832,000 | thousands by filing date | put |
| HUBSPOTINC | 443573100 | STOK | 44,543 | $4,824,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 153,801 | $4,815,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 147,401 | $4,814,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 132,327 | $4,809,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 853,640 | $4,797,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 84,161 | $4,790,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 157,220 | $4,784,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 802,069 | $4,764,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 141,211 | $4,760,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 314,938 | $4,749,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 135,000 | $4,747,000 | thousands by filing date | call |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 85,470 | $4,743,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 69,100 | $4,740,000 | thousands by filing date | call |
| PLANTRONICS INC NEW | 727493108 | COM | 78,484 | $4,738,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 32,107 | $4,737,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 438,379 | $4,735,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 214,468 | $4,721,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 193,983 | $4,717,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 22,501 | $4,712,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 70,004 | $4,710,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 181,318 | $4,696,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 140,000 | $4,694,000 | thousands by filing date | put |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 33,912 | $4,691,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 551,753 | $4,690,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 91,145 | $4,689,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 360,173 | $4,682,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 272,825 | $4,677,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 172,691 | $4,666,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 82,119 | $4,661,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 320,100 | $4,654,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L852 | COM | 109,650 | $4,650,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 194,503 | $4,649,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 39,717 | $4,647,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 102,044 | $4,644,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 163,819 | $4,644,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 63,750 | $4,644,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 178,353 | $4,643,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 81,000 | $4,611,000 | thousands by filing date | call |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 34,121 | $4,609,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 100,000 | $4,601,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 138,804 | $4,578,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 112,100 | $4,573,000 | thousands by filing date | call |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 115,586 | $4,562,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 98,993 | $4,562,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 242,115 | $4,554,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 38,712 | $4,553,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 429,499 | $4,553,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 585,720 | $4,551,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 120,008 | $4,547,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 88,169 | $4,542,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 385,642 | $4,531,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 224,422 | $4,531,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 140,993 | $4,521,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 276,283 | $4,520,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 71,093 | $4,519,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 134,825 | $4,513,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 70,824 | $4,501,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 115,413 | $4,499,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 44,716 | $4,496,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 38,478 | $4,494,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 45,608 | $4,491,000 | thousands by filing date | call |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 43,300 | $4,484,000 | thousands by filing date | call |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 71,067 | $4,483,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 504,380 | $4,479,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 176,100 | $4,475,000 | thousands by filing date | call |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 302,130 | $4,465,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 105,267 | $4,465,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 236,987 | $4,460,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 654,234 | $4,456,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 223,240 | $4,453,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 316,676 | $4,449,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 397,583 | $4,441,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 43,697 | $4,438,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 42,066 | $4,430,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 251,735 | $4,423,000 | thousands by filing date | call |
| VALLEY NATL BANCORP | 919794107 | COM | 354,725 | $4,419,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 166,985 | $4,417,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 89,143 | $4,415,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 333,630 | $4,411,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 57,168 | $4,403,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 45,000 | $4,400,000 | thousands by filing date | put |
| ENOVIS CORP | 194014106 | COMMON STOCK | 137,816 | $4,396,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 205,410 | $4,396,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 100,400 | $4,394,000 | thousands by filing date | call |
| LENDINGTREE INC | 52603B107 | COM | 13,380 | $4,390,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 50,000 | $4,387,000 | thousands by filing date | put |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 590,798 | $4,384,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 17,984 | $4,383,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 835,483 | $4,370,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 357,207 | $4,365,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 22,800 | $4,356,000 | thousands by filing date | call |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 523,638 | $4,346,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 200,955 | $4,341,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 68,845 | $4,338,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 212,676 | $4,336,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 115,093 | $4,328,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 170,282 | $4,328,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 146,336 | $4,324,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 2,077,600 | $4,321,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 35,105 | $4,313,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 465,400 | $4,310,000 | thousands by filing date | put |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 20,387 | $4,300,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 223,137 | $4,285,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 85,256 | $4,284,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 316,639 | $4,265,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 300,000 | $4,263,000 | thousands by filing date | call |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 144,299 | $4,242,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 157,598 | $4,241,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 120,769 | $4,240,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 453,486 | $4,231,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 117,120 | $4,229,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 323,841 | $4,219,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 80,021 | $4,213,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 80,694 | $4,213,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 45,000 | $4,210,000 | thousands by filing date | put |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 195,911 | $4,208,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 38,346 | $4,204,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 89,051 | $4,204,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 11,586 | $4,202,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 48,273 | $4,200,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 138,138 | $4,194,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 69,526 | $4,192,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 260,308 | $4,188,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 262,231 | $4,175,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 40,100 | $4,166,000 | thousands by filing date | call |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 137,109 | $4,165,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 100,000 | $4,160,000 | thousands by filing date | call |
| SSR MINING IN | 784730103 | COM | 433,304 | $4,160,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 38,100 | $4,159,000 | thousands by filing date | put |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 3,221 | $4,153,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 210,160 | $4,149,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 85,862 | $4,145,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 195,852 | $4,143,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 272,005 | $4,132,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 427,807 | $4,129,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 142,130 | $4,123,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 338,832 | $4,120,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,491,237 | $4,116,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 145,961 | $4,110,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 71,720 | $4,109,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 78,107 | $4,108,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 75,400 | $4,107,000 | thousands by filing date | call |
| BIOGEN INC COM | 09062X103 | Stock | 15,000 | $4,107,000 | thousands by filing date | put |
| BIOGEN INC COM | 09062X103 | Stock | 15,000 | $4,107,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 47,647 | $4,105,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 46,470 | $4,103,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 67,530 | $4,099,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 67,517 | $4,095,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 360,831 | $4,085,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-005365 | this filing | 2018-05-15 | acceptance time not in the bulk data set |