13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 7,886 holding rows worth $231,637,477,000.
- Accession
- 0000950123-18-005365
- Filer
- CIK 1610520
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A combination report, 13,432 entries on the cover page, a total value of $231,637,477,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $231,637,552,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ANSYS INC COM | 03662Q105 | COM | 80,518 | $12,617,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1,444,848 | $12,614,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 121,221 | $12,607,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 724,419 | $12,584,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 699,867 | $12,584,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 199,873 | $12,552,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 341,351 | $12,538,000 | thousands by filing date | put |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 210,108 | $12,512,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 803,887 | $12,509,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 496,653 | $12,501,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 2,284,709 | $12,498,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 92,868 | $12,432,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 701,585 | $12,418,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 186,487 | $12,407,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 1,401,849 | $12,406,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 499,042 | $12,406,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 406,996 | $12,401,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 330,779 | $12,388,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 7,505,000 | $12,383,000 | thousands by filing date | principal |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 269,091 | $12,381,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 127,206 | $12,339,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 261,078 | $12,328,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 208,800 | $12,309,000 | thousands by filing date | call |
| ISHARES TR | 464287846 | DOW JONES US ETF | 93,082 | $12,298,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 97,700 | $12,293,000 | thousands by filing date | put |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 678,159 | $12,275,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 214,527 | $12,271,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 854,028 | $12,255,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 207,477 | $12,229,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 635,308 | $12,223,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 388,900 | $12,219,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 185,267 | $12,217,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 352,250 | $12,216,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 501,525 | $12,207,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 247,893 | $12,174,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 239,374 | $12,117,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 1,822,355 | $12,082,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 237,525 | $12,078,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 1,060,367 | $12,077,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 354,448 | $12,072,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 496,513 | $12,050,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 381,592 | $12,020,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 352,200 | $11,989,000 | thousands by filing date | put |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 2,980,856 | $11,983,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 471,426 | $11,955,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 100,820 | $11,954,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 104,500 | $11,923,000 | thousands by filing date | put |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 694,311 | $11,880,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 390,280 | $11,861,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 295,746 | $11,835,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 188,933 | $11,816,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 708,334 | $11,808,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 1,500,000 | $11,790,000 | thousands by filing date | call |
| NORDSON CORP | 655663102 | COM | 86,328 | $11,771,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 532,268 | $11,763,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 282,223 | $11,751,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 329,860 | $11,750,000 | thousands by filing date | call |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 177,133 | $11,732,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 71,478 | $11,712,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 555,208 | $11,687,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 98,021 | $11,675,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 375,786 | $11,593,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 1,040,967 | $11,586,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 105,378 | $11,559,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 507,725 | $11,526,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 324,862 | $11,510,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 427,027 | $11,466,000 | thousands by filing date | |
| HESS MIDSTREAM PARTNERS LP | 428104103 | UNIT LTD PR INT | 602,160 | $11,465,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 88,902 | $11,461,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 122,376 | $11,425,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 485,720 | $11,419,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 443,108 | $11,410,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 179,813 | $11,389,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 875,190 | $11,377,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 452,024 | $11,355,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 17,500 | $11,352,000 | thousands by filing date | put |
| GOLDCORP INC NEW | 380956409 | COM | 821,003 | $11,346,000 | thousands by filing date | call |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 444,523 | $11,339,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 234,676 | $11,316,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 323,307 | $11,286,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 63,300 | $11,283,000 | thousands by filing date | call |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 100,000 | $11,282,000 | thousands by filing date | call |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 461,043 | $11,277,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 360,993 | $11,274,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 157,131 | $11,273,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 165,296 | $11,260,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 191,545 | $11,240,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 426,081 | $11,218,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 6,910,000 | $11,182,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F437 | COM | 384,395 | $11,170,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 426,383 | $11,150,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 200,000 | $11,142,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 530,673 | $11,134,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 105,810 | $11,131,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 315,628 | $11,107,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 423,750 | $11,081,000 | thousands by filing date | |
| HORIZONS ETF TR I | 44053G108 | HORIZONS NASDAQ | 465,438 | $11,077,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 187,986 | $11,055,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 894,859 | $11,051,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 838,805 | $11,030,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 45,900 | $11,021,000 | thousands by filing date | put |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 418,634 | $11,010,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 237,759 | $11,001,000 | thousands by filing date | |
| POWERSHARES S&P 500 EX-RATE SENSITIVE LOW VOLATILITY PORTFOLIO | 73937B563 | ETF | 325,378 | $10,998,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 147,400 | $10,951,000 | thousands by filing date | put |
| ACCELERON PHARMA INC | 00434H108 | COM | 279,883 | $10,944,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 98,676 | $10,938,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 645,891 | $10,935,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 311,035 | $10,933,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 191,137 | $10,922,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 261,773 | $10,906,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 327,800 | $10,857,000 | thousands by filing date | put |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 250,585 | $10,853,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 639,333 | $10,843,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 684,958 | $10,830,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 160,173 | $10,829,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 49,738 | $10,815,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 127,831 | $10,807,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 336,701 | $10,801,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 184,874 | $10,764,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 607,645 | $10,731,000 | thousands by filing date | put |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 1,217,095 | $10,722,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 101,586 | $10,705,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 395,778 | $10,702,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 1,038,833 | $10,679,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 180,849 | $10,650,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 395,876 | $10,649,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 682,842 | $10,646,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 8,735,000 | $10,635,000 | thousands by filing date | principal |
| SYMANTEC CORP | 871503108 | COM | 410,670 | $10,616,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 147,883 | $10,605,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 2,409,999 | $10,604,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 119,378 | $10,597,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 276,795 | $10,593,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 110,252 | $10,593,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 163,305 | $10,591,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 684,452 | $10,581,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 179,003 | $10,556,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 138,547 | $10,553,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 207,841 | $10,548,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 181,925 | $10,545,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 181,995 | $10,535,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 265,000 | $10,523,000 | thousands by filing date | call |
| CORESITE RLTY CORP | 21870Q105 | COM | 104,936 | $10,521,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 68,100 | $10,511,000 | thousands by filing date | call |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 2,818,872 | $10,486,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 122,069 | $10,486,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 352,500 | $10,483,000 | thousands by filing date | put |
| Caterpillar Inc. | 149123101 | COM | 71,100 | $10,479,000 | thousands by filing date | call |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 155,090 | $10,461,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 375,014 | $10,377,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 92,000 | $10,368,000 | thousands by filing date | call |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 208,374 | $10,364,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 489,549 | $10,310,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 127,066 | $10,269,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 62,154 | $10,265,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 729,139 | $10,259,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 112,133 | $10,233,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 269,402 | $10,224,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 824,143 | $10,220,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 43,885 | $10,207,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 118,637 | $10,207,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 779,017 | $10,197,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 511,100 | $10,186,000 | thousands by filing date | put |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 401,017 | $10,186,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 772,601 | $10,160,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 64,245 | $10,144,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 212,100 | $10,143,000 | thousands by filing date | call |
| DENTSPLY SIRONA INC | 24906P109 | COM | 201,617 | $10,143,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 485,558 | $10,134,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 735,403 | $10,127,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 547,067 | $10,121,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 253,214 | $10,121,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 2,423,409 | $10,106,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 507,300 | $10,070,000 | thousands by filing date | call |
| IPG PHOTONICS CORP | 44980X109 | COM | 42,968 | $10,028,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 1,097,041 | $10,005,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 7,904,000 | $10,004,000 | thousands by filing date | principal |
| ASSURANT INC COM | 04621X108 | Stock | 109,393 | $9,999,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 1,033,629 | $9,954,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 154,373 | $9,941,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 231,931 | $9,938,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 78,148 | $9,933,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 200,363 | $9,924,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 1,609,568 | $9,915,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 450,000 | $9,914,000 | thousands by filing date | call |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 258,581 | $9,909,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 585,307 | $9,909,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 115,445 | $9,881,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 439,087 | $9,866,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 43,070 | $9,855,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 286,370 | $9,820,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 282,055 | $9,816,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 218,432 | $9,809,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 56,119 | $9,801,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 184,891 | $9,796,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 471,448 | $9,792,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 38,103 | $9,786,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 122,567 | $9,781,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 281,089 | $9,768,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 73,813 | $9,764,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 158,880 | $9,760,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 271,004 | $9,759,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 382,652 | $9,757,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 80,434 | $9,728,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 526,960 | $9,723,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 1,050,000 | $9,723,000 | thousands by filing date | call |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 9,430,000 | $9,713,000 | thousands by filing date | principal |
| PERRIGO CO PLC SHS | G97822103 | Stock | 116,434 | $9,704,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 119,287 | $9,702,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 527,473 | $9,700,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 259,259 | $9,698,000 | thousands by filing date | |
| FQF TR | 351680848 | O SHS FTSE EUR | 393,935 | $9,691,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 92,015 | $9,676,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 419,974 | $9,668,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 120,500 | $9,667,000 | thousands by filing date | put |
| EDISON INTL COM | 281020107 | Stock | 151,845 | $9,666,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 120,000 | $9,641,000 | thousands by filing date | call |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 108,929 | $9,638,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 165,929 | $9,615,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 700,183 | $9,607,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 9,158,000 | $9,603,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 557,387 | $9,599,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 138,646 | $9,585,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 51,871 | $9,563,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 265,221 | $9,535,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 82,418 | $9,532,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 207,500 | $9,522,000 | thousands by filing date | put |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 171,331 | $9,503,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 679,816 | $9,498,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 310,527 | $9,490,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 85,000 | $9,474,000 | thousands by filing date | put |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 152,507 | $9,467,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 267,685 | $9,457,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 102,899 | $9,454,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 116,047 | $9,446,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 124,495 | $9,427,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 174,785 | $9,424,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 79,591 | $9,424,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 180,000 | $9,400,000 | thousands by filing date | call |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 207,446 | $9,396,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 596,028 | $9,387,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 204,411 | $9,382,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 115,000 | $9,379,000 | thousands by filing date | call |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 294,892 | $9,375,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 165,079 | $9,373,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 148,024 | $9,371,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 147,200 | $9,371,000 | thousands by filing date | call |
| ENERPLUS CORP | 292766102 | COM | 831,854 | $9,366,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 225,641 | $9,364,000 | thousands by filing date | put |
| CRH PLC ADS | 12626K203 | ADR | 275,006 | $9,356,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 148,509 | $9,353,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 82,911 | $9,341,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 1,532,811 | $9,335,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 927,022 | $9,316,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 71,456 | $9,311,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 392,000 | $9,283,000 | thousands by filing date | call |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 252,058 | $9,278,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 37,614 | $9,246,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 103,225 | $9,229,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 149,202 | $9,223,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 244,208 | $9,212,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 82,848 | $9,209,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 94,175 | $9,208,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 714,062 | $9,204,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 82,311 | $9,203,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 249,214 | $9,196,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 1,939,893 | $9,195,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 38,176 | $9,188,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 367,257 | $9,185,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 68,008 | $9,182,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 706,748 | $9,181,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 849,407 | $9,174,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 148,851 | $9,172,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 1,123,757 | $9,170,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 512,203 | $9,168,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 393,947 | $9,152,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 875,833 | $9,143,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 438,184 | $9,123,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 779,699 | $9,115,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 1,235,531 | $9,106,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 227,748 | $9,105,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 699,748 | $9,104,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 56,225 | $9,089,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 399,539 | $9,082,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 53,134 | $9,073,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 201,300 | $9,071,000 | thousands by filing date | call |
| GGP INC | 36174X101 | COM | 441,642 | $9,037,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 143,400 | $9,033,000 | thousands by filing date | call |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 780,260 | $9,028,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 503,569 | $9,004,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 289,184 | $9,002,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 247,082 | $8,977,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 573,046 | $8,974,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 508,856 | $8,972,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 165,509 | $8,938,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 248,849 | $8,929,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 2,956,200 | $8,928,000 | thousands by filing date | call |
| Visa Inc | 92826C839 | COM | 74,600 | $8,924,000 | thousands by filing date | call |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 172,698 | $8,913,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 100,491 | $8,908,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 73,400 | $8,899,000 | thousands by filing date | put |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 678,989 | $8,888,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 308,991 | $8,868,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 306,911 | $8,866,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 1,000,000 | $8,850,000 | thousands by filing date | put |
| QEP RESOURCES INC | 74733V100 | COM | 903,222 | $8,843,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 275,000 | $8,841,000 | thousands by filing date | put |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 391,513 | $8,829,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 73,166 | $8,806,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 215,700 | $8,798,000 | thousands by filing date | put |
| TARGET CORP COM | 87612E106 | Stock | 126,600 | $8,790,000 | thousands by filing date | put |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 153,316 | $8,790,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 267,629 | $8,770,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 34,800 | $8,765,000 | thousands by filing date | call |
| RADIUS HEALTH INC | 750469207 | COM NEW | 243,338 | $8,745,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 600,258 | $8,740,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 151,506 | $8,722,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 140,049 | $8,719,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 45,025 | $8,718,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 130,584 | $8,713,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 93,354 | $8,709,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 393,116 | $8,707,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 242,502 | $8,679,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 685,237 | $8,641,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 543,600 | $8,632,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 534,254 | $8,629,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 252,212 | $8,621,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 408,923 | $8,620,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 157,267 | $8,614,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 242,279 | $8,574,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 353,900 | $8,568,000 | thousands by filing date | call |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 329,958 | $8,566,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 189,052 | $8,562,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 150,083 | $8,561,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 108,317 | $8,540,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 672,247 | $8,537,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 144,677 | $8,526,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 232,000 | $8,521,000 | thousands by filing date | call |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 359,832 | $8,517,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 621,559 | $8,515,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 164,513 | $8,510,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 314,763 | $8,505,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 90,920 | $8,502,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 105,641 | $8,493,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 241,971 | $8,488,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 350,000 | $8,474,000 | thousands by filing date | put |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 200,426 | $8,445,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 2,108,862 | $8,415,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 331,857 | $8,413,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 123,755 | $8,392,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 170,827 | $8,389,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 273,336 | $8,386,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 549,739 | $8,383,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 720,655 | $8,374,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 55,300 | $8,364,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 267,630 | $8,358,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 161,693 | $8,311,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 91,045 | $8,307,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 117,647 | $8,303,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 327,462 | $8,285,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 165,516 | $8,277,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 549,739 | $8,268,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 358,889 | $8,266,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 136,563 | $8,248,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 52,700 | $8,241,000 | thousands by filing date | call |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 90,511 | $8,229,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 29,300 | $8,215,000 | thousands by filing date | call |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 94,010 | $8,213,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 184,600 | $8,202,000 | thousands by filing date | put |
| EATON VANCE CORP | 278265103 | COM NON VTG | 147,105 | $8,189,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 19,800 | $8,174,000 | thousands by filing date | put |
| ETFS Gold Trust | 26922Y105 | ETF | 63,698 | $8,173,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 162,117 | $8,163,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 301,700 | $8,158,000 | thousands by filing date | put |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 768,818 | $8,157,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 334,940 | $8,149,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 560,283 | $8,146,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 410,300 | $8,144,000 | thousands by filing date | put |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 1,351,314 | $8,135,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 132,344 | $8,120,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 243,371 | $8,109,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 139,103 | $8,084,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 2,673,289 | $8,073,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 52,500 | $8,059,000 | thousands by filing date | call |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 53,888 | $8,051,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 277,700 | $8,045,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 444,000 | $8,036,000 | thousands by filing date | put |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 110,882 | $8,020,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 150,000 | $8,018,000 | thousands by filing date | call |
| Salesforce.com, Inc | 79466L302 | COM | 68,900 | $8,013,000 | thousands by filing date | call |
| LULULEMON ATHLETICA INC | 550021109 | COM | 89,900 | $8,012,000 | thousands by filing date | call |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 181,556 | $8,003,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 107,964 | $7,999,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 314,687 | $7,996,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 8,781,000 | $7,981,000 | thousands by filing date | principal |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 400,304 | $7,978,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 118,464 | $7,975,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 63,918 | $7,964,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 233,600 | $7,952,000 | thousands by filing date | call |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 801,718 | $7,913,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 196,047 | $7,907,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 80,000 | $7,902,000 | thousands by filing date | put |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 311,856 | $7,902,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 170,943 | $7,897,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 546,621 | $7,872,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 104,493 | $7,872,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 185,808 | $7,872,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 325,524 | $7,868,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 56,411 | $7,852,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 295,832 | $7,839,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 238,258 | $7,830,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 285,385 | $7,820,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 89,076 | $7,808,000 | thousands by filing date | put |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 786,285 | $7,800,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 93,059 | $7,784,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 92,379 | $7,783,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 63,070 | $7,772,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 319,421 | $7,772,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 202,815 | $7,770,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 90,688 | $7,734,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 291,962 | $7,731,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 521,200 | $7,703,000 | thousands by filing date | call |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 65,002 | $7,679,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 226,072 | $7,664,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 8,330,000 | $7,639,000 | thousands by filing date | principal |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 220,438 | $7,638,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 367,394 | $7,608,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 119,124 | $7,600,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 143,471 | $7,583,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 75,109 | $7,578,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 3,170,311 | $7,577,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 70,700 | $7,547,000 | thousands by filing date | call |
| UnitedHealth Group Inc | 91324P102 | COM | 35,200 | $7,533,000 | thousands by filing date | put |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 200,062 | $7,530,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 75,700 | $7,525,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 219,711 | $7,520,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 67,335 | $7,502,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 196,200 | $7,497,000 | thousands by filing date | put |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 112,424 | $7,486,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 52,517 | $7,484,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 174,917 | $7,479,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 168,267 | $7,475,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 382,563 | $7,467,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 123,156 | $7,466,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 152,979 | $7,452,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 278,716 | $7,451,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 345,693 | $7,443,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 206,382 | $7,442,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 176,027 | $7,425,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 668,379 | $7,419,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 181,469 | $7,415,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 170,373 | $7,414,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 54,693 | $7,397,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 64,247 | $7,395,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 391,965 | $7,380,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 130,267 | $7,377,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 44,500 | $7,363,000 | thousands by filing date | put |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 231,120 | $7,352,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 326,000 | $7,351,000 | thousands by filing date | call |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 119,049 | $7,348,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 510,154 | $7,331,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 2,617 | $7,327,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 87,032 | $7,327,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 390,905 | $7,314,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 100,000 | $7,311,000 | thousands by filing date | call |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 254,080 | $7,310,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 753,546 | $7,310,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 150,918 | $7,306,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 79,823 | $7,298,000 | thousands by filing date | |
| Invesco Optm Yd Dvrs Cdty Stra No K1 ETF | 73937V106 | ETF | 410,101 | $7,287,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 90,662 | $7,284,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 615,738 | $7,278,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 1,394,053 | $7,277,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 92,407 | $7,249,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 443,017 | $7,238,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 1,090,192 | $7,217,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 173,220 | $7,214,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 528,509 | $7,209,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 119,020 | $7,205,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 324,854 | $7,205,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 105,148 | $7,191,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 120,142 | $7,187,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 69,568 | $7,169,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 87,642 | $7,167,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 138,800 | $7,152,000 | thousands by filing date | call |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 35,000 | $7,149,000 | thousands by filing date | put |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 35,000 | $7,149,000 | thousands by filing date | call |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 29,600 | $7,145,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 130,701 | $7,145,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,142,284 | $7,128,000 | thousands by filing date | |
| FQF TR | 351680855 | OSHARS FTSE US | 233,425 | $7,122,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 350,000 | $7,112,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 220,900 | $7,102,000 | thousands by filing date | call |
| EDITAS MEDICINE INC | 28106W103 | COM | 214,038 | $7,096,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 258,281 | $7,090,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 449,277 | $7,076,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 69,600 | $7,062,000 | thousands by filing date | put |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 4,652,000 | $7,060,000 | thousands by filing date | principal |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 770,241 | $7,048,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-005365 | this filing | 2018-05-15 | acceptance time not in the bulk data set |