13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 7,886 holding rows worth $231,637,477,000.
- Accession
- 0000950123-18-005365
- Filer
- CIK 1610520
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A combination report, 13,432 entries on the cover page, a total value of $231,637,477,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $231,637,552,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WESTERN UN CO COM | 959802109 | Stock | 1,310,881 | $25,208,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 237,237 | $25,206,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 585,400 | $25,108,000 | thousands by filing date | call |
| Proshares Short S&P | 74347B425 | COM | 828,115 | $25,091,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 727,652 | $25,010,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 217,900 | $24,934,000 | thousands by filing date | call |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 2,353,319 | $24,922,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 38,344 | $24,873,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 138,124 | $24,784,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 937,541 | $24,695,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 42,780 | $24,600,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 690,500 | $24,505,000 | thousands by filing date | put |
| AECOM COM | 00766T100 | Stock | 686,567 | $24,462,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 139,500 | $24,435,000 | thousands by filing date | call |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 5,071,432 | $24,393,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 831,986 | $24,369,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 391,100 | $24,362,000 | thousands by filing date | put |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 160,693 | $24,314,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 244,264 | $24,173,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 310,054 | $24,165,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 508,614 | $24,165,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 1,184,513 | $24,129,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 602,078 | $24,125,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 289,111 | $24,066,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 1,760,657 | $24,051,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 148,526 | $24,024,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 365,100 | $23,885,000 | thousands by filing date | put |
| GOLDCORP INC NEW | 380956409 | COM | 1,724,323 | $23,830,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 135,700 | $23,770,000 | thousands by filing date | put |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 119,134 | $23,655,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 455,000 | $23,642,000 | thousands by filing date | put |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 3,021,972 | $23,632,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 3,230,778 | $23,617,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 421,000 | $23,580,000 | thousands by filing date | call |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 1,085,653 | $23,548,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 361,800 | $23,521,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 125,788 | $23,492,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 501,830 | $23,481,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 754,920 | $23,463,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 2,564,122 | $23,461,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 214,883 | $23,424,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 901,406 | $23,419,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 599,338 | $23,375,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 953,026 | $23,360,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 528,000 | $23,348,000 | thousands by filing date | call |
| HERCULES CAPITAL INC | 427096508 | COM | 1,919,030 | $23,221,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 350,000 | $23,181,000 | thousands by filing date | call |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 1,971,760 | $23,148,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 417,085 | $23,111,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 763,376 | $23,046,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 370,829 | $23,032,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 470,687 | $23,021,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 456,902 | $23,014,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 720,100 | $23,007,000 | thousands by filing date | put |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 1,749,672 | $22,991,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 1,094,625 | $22,987,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 1,085,365 | $22,934,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 1,274,150 | $22,909,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 66,400 | $22,866,000 | thousands by filing date | put |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 1,514,150 | $22,833,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 766,471 | $22,795,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 273,000 | $22,749,000 | thousands by filing date | call |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 1,859,597 | $22,724,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 425,000 | $22,716,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 763,879 | $22,695,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 910,129 | $22,590,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 452,194 | $22,583,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 505,329 | $22,578,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 19,267 | $22,547,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 3,100,185 | $22,539,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 773,161 | $22,499,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 134,098 | $22,493,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 628,223 | $22,484,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 230,330 | $22,450,000 | thousands by filing date | call |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 550,004 | $22,435,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 368,225 | $22,429,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 202,533 | $22,418,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 259,757 | $22,396,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 2,503,957 | $22,385,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 1,444,015 | $22,339,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 1,250,000 | $22,313,000 | thousands by filing date | put |
| TRINITY INDS INC | 896522109 | COM | 682,097 | $22,257,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 120,881 | $22,039,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 309,703 | $21,982,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 1,333,570 | $21,964,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 305,400 | $21,958,000 | thousands by filing date | put |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 133,469 | $21,950,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 335,355 | $21,912,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 1,379,722 | $21,896,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 2,757,366 | $21,893,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 1,548,182 | $21,892,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 185,784 | $21,888,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 128,043 | $21,885,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 186,688 | $21,870,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 554,072 | $21,847,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 444,996 | $21,841,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 238,924 | $21,831,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 1,421,373 | $21,818,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 283,181 | $21,782,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q585 | SPROTT JR GLD | 726,468 | $21,758,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 1,114,310 | $21,729,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 243,701 | $21,718,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 149,644 | $21,703,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 1,366,566 | $21,701,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 1,145,131 | $21,666,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 419,760 | $21,660,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 442,486 | $21,603,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 250,733 | $21,596,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 486,604 | $21,586,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 938,150 | $21,559,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 2,680,387 | $21,550,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 188,155 | $21,547,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 220,279 | $21,513,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 1,202,644 | $21,479,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 620,801 | $21,449,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 677,172 | $21,311,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 1,535,381 | $21,311,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 3,475,574 | $21,305,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 212,377 | $21,302,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 951,879 | $21,274,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 413,600 | $21,255,000 | thousands by filing date | put |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 9,262,922 | $21,212,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 3,231,581 | $21,167,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 685,768 | $21,163,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 356,181 | $21,154,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 495,500 | $21,143,000 | thousands by filing date | put |
| BALL CORP | 058498106 | COM | 531,489 | $21,106,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 2,188,867 | $21,101,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 1,398,976 | $21,055,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 236,347 | $20,914,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 758,821 | $20,913,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 2,321,869 | $20,874,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 133,453 | $20,870,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 628,919 | $20,829,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 689,512 | $20,824,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 703,577 | $20,798,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 525,800 | $20,764,000 | thousands by filing date | put |
| CA INC COM | 12673P105 | COM | 612,497 | $20,764,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 464,873 | $20,654,000 | thousands by filing date | call |
| BORGWARNER INC COM | 099724106 | Stock | 410,756 | $20,632,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 740,031 | $20,632,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 1,152,481 | $20,630,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 668,804 | $20,626,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 361,900 | $20,607,000 | thousands by filing date | call |
| DOVER CORP COM | 260003108 | Stock | 259,818 | $20,598,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 19,955 | $20,589,000 | thousands by filing date | call |
| U S G CORP | 903293405 | COM NEW | 507,647 | $20,519,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 533,062 | $20,512,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 853,432 | $20,465,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 1,519,131 | $20,432,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 220,249 | $20,426,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 1,138,566 | $20,380,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 100,000 | $20,316,000 | thousands by filing date | call |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 8,870,000 | $20,312,000 | thousands by filing date | put |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 1,721,298 | $20,191,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 424,048 | $20,189,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 236,264 | $20,143,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 353,511 | $20,125,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 515,851 | $20,123,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 983,775 | $19,980,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 2,308,698 | $19,970,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 257,900 | $19,954,000 | thousands by filing date | put |
| UNDER ARMOUR INC | 904311107 | CL A | 1,220,000 | $19,947,000 | thousands by filing date | put |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 1,170,829 | $19,881,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 687,529 | $19,863,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 244,531 | $19,825,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 1,610,084 | $19,821,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 456,240 | $19,815,000 | thousands by filing date | call |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 857,875 | $19,800,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 363,700 | $19,792,000 | thousands by filing date | put |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 284,800 | $19,785,000 | thousands by filing date | put |
| AMETEK INC COM | 031100100 | Stock | 260,024 | $19,754,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 907,076 | $19,729,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 500,000 | $19,725,000 | thousands by filing date | call |
| MOHAWK INDS INC | 608190104 | COM | 84,827 | $19,699,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 1,554,090 | $19,691,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 1,303,845 | $19,688,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 558,738 | $19,670,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 209,841 | $19,664,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 671,887 | $19,653,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 1,499,354 | $19,642,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 801,246 | $19,606,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 2,082,625 | $19,598,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 1,253,843 | $19,560,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 103,800 | $19,559,000 | thousands by filing date | put |
| COPA HOLDINGS SA | P31076105 | CL A | 152,000 | $19,552,000 | thousands by filing date | put |
| ABIOMED INC | 003654100 | COM | 66,771 | $19,429,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 182,749 | $19,419,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 366,424 | $19,366,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 321,522 | $19,359,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 4,465,096 | $19,334,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 135,100 | $19,323,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 243,600 | $19,313,000 | thousands by filing date | call |
| SEMPRA COM | 816851109 | Stock | 172,839 | $19,223,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 1,893,837 | $19,222,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 207,300 | $19,199,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 1,028,409 | $19,190,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 851,493 | $19,176,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 504,878 | $19,155,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 277,502 | $19,073,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 1,087,035 | $19,067,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 655,886 | $19,015,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 960,218 | $18,984,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 331,597 | $18,975,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 261,085 | $18,973,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 374,700 | $18,967,000 | thousands by filing date | call |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 91,445 | $18,956,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 550,845 | $18,922,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 466,923 | $18,906,000 | thousands by filing date | call |
| ITRON INC COM | 465741106 | Stock | 264,161 | $18,901,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 311,800 | $18,830,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 608,968 | $18,799,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 3,735,311 | $18,789,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 354,983 | $18,740,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 773,469 | $18,711,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 345,819 | $18,709,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 354,774 | $18,647,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 300,000 | $18,624,000 | thousands by filing date | call |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 398,988 | $18,605,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 612,901 | $18,571,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 861,691 | $18,526,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 120,286 | $18,417,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 617,187 | $18,417,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 319,168 | $18,397,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 415,157 | $18,359,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 1,443,100 | $18,356,000 | thousands by filing date | call |
| Pfizer Inc. | 717081103 | COM | 517,000 | $18,348,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 517,455 | $18,344,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 397,506 | $18,185,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 358,800 | $18,162,000 | thousands by filing date | put |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 744,269 | $18,153,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,281,379 | $18,118,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 2,126,605 | $18,055,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 209,169 | $18,043,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 1,416,321 | $18,015,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 205,670 | $17,965,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 434,787 | $17,926,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 878,645 | $17,915,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 1,416,661 | $17,906,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 413,629 | $17,889,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 212,804 | $17,733,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 236,727 | $17,733,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 380,042 | $17,718,000 | thousands by filing date | call |
| NextEra Energy,Inc. | 65339F101 | COM | 108,300 | $17,689,000 | thousands by filing date | call |
| Lowes Companies,Inc. | 548661107 | COM | 201,300 | $17,664,000 | thousands by filing date | put |
| FIREEYE INC | 31816Q101 | COM | 1,040,000 | $17,607,000 | thousands by filing date | put |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 1,522,192 | $17,581,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 2,950,000 | $17,523,000 | thousands by filing date | put |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 290,000 | $17,519,000 | thousands by filing date | put |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 390,535 | $17,492,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 137,929 | $17,452,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 186,900 | $17,434,000 | thousands by filing date | put |
| HANESBRANDS INC | 410345102 | COM | 946,249 | $17,430,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 261,681 | $17,417,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 815,464 | $17,410,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 1,582,442 | $17,407,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 83,671 | $17,404,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 353,100 | $17,373,000 | thousands by filing date | call |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 540,852 | $17,329,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 145,609 | $17,314,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 492,700 | $17,254,000 | thousands by filing date | put |
| SMUCKER J M CO | 832696405 | COM NEW | 139,132 | $17,253,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 548,528 | $17,240,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 86,717 | $17,226,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 303,012 | $17,205,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 387,097 | $17,203,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 84,148 | $17,190,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 359,872 | $17,182,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 262,900 | $17,091,000 | thousands by filing date | put |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 203,954 | $17,071,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 139,018 | $17,051,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 448,258 | $16,914,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 671,129 | $16,872,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 74,000 | $16,866,000 | thousands by filing date | put |
| DOLLAR TREE INC COM | 256746108 | Stock | 177,500 | $16,845,000 | thousands by filing date | put |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 168,007 | $16,814,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 301,300 | $16,755,000 | thousands by filing date | put |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 445,525 | $16,739,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 54,454 | $16,714,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 225,495 | $16,689,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 675,588 | $16,660,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 272,910 | $16,658,000 | thousands by filing date | put |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 329,468 | $16,638,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 226,791 | $16,599,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 491,829 | $16,580,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 124,583 | $16,568,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 499,170 | $16,547,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 105,800 | $16,545,000 | thousands by filing date | put |
| Adobe Inc | 00724F101 | COM | 76,400 | $16,509,000 | thousands by filing date | put |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 1,081,752 | $16,474,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 490,496 | $16,441,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 211,975 | $16,435,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 765,137 | $16,412,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 443,360 | $16,391,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 625,000 | $16,388,000 | thousands by filing date | put |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 410,654 | $16,348,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 421,785 | $16,302,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 181,206 | $16,299,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 365,107 | $16,273,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 127,279 | $16,269,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 144,802 | $16,249,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 633,268 | $16,212,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 849,213 | $16,211,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 542,139 | $16,177,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 302,085 | $16,147,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 207,824 | $16,127,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 499,000 | $16,093,000 | thousands by filing date | call |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 405,955 | $16,076,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 245,587 | $16,061,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 154,400 | $16,041,000 | thousands by filing date | put |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 228,352 | $15,998,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 307,572 | $15,991,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 68,395 | $15,975,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 272,855 | $15,968,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 744,791 | $15,961,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 231,000 | $15,957,000 | thousands by filing date | call |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 1,013,128 | $15,946,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 498,400 | $15,844,000 | thousands by filing date | call |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 99,331 | $15,814,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 237,841 | $15,805,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 250,709 | $15,799,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 83,180 | $15,770,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,567,200 | $15,750,000 | thousands by filing date | call |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 137,204 | $15,700,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 344,424 | $15,685,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 461,096 | $15,683,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 329,800 | $15,669,000 | thousands by filing date | call |
| BUNGE LTD | G16962105 | COM | 211,222 | $15,617,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 130,813 | $15,616,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 177,600 | $15,584,000 | thousands by filing date | call |
| B & G FOODS INC | 05508R106 | COM | 657,283 | $15,578,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 407,304 | $15,564,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 636,708 | $15,524,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 558,830 | $15,519,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 202,421 | $15,500,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 1,636,521 | $15,498,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 140,000 | $15,457,000 | thousands by filing date | call |
| CVS Health Corporation | 126650100 | COM | 248,100 | $15,434,000 | thousands by filing date | put |
| CACTUS INC | 127203107 | CL A | 570,732 | $15,370,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 367,543 | $15,349,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 260,224 | $15,348,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 310,872 | $15,326,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 233,866 | $15,320,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 967,000 | $15,288,000 | thousands by filing date | call |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 233,500 | $15,287,000 | thousands by filing date | call |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 2,104,643 | $15,280,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 852,553 | $15,252,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 1,070,997 | $15,229,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 311,478 | $15,219,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 75,127 | $15,213,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 642,144 | $15,187,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 1,207,033 | $15,160,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 410,968 | $15,157,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 189,231 | $15,111,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 252,186 | $15,108,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 707,167 | $15,105,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 2,160,000 | $15,098,000 | thousands by filing date | put |
| ZIONS BANCORPORATION | 989701107 | COM | 286,079 | $15,084,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 586,523 | $15,073,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 311,570 | $15,061,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 1,000,000 | $15,040,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 819,039 | $15,021,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 152,301 | $14,997,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 1,188,777 | $14,967,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 337,500 | $14,951,000 | thousands by filing date | put |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 295,819 | $14,898,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 627,425 | $14,895,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 233,000 | $14,868,000 | thousands by filing date | call |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 381,368 | $14,816,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 202,675 | $14,799,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 430,856 | $14,787,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 141,866 | $14,768,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 789,752 | $14,761,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 901,880 | $14,746,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 249,273 | $14,745,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,041,200 | $14,723,000 | thousands by filing date | put |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 171,420 | $14,699,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 230,100 | $14,683,000 | thousands by filing date | put |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 251,538 | $14,682,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 276,809 | $14,638,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 268,590 | $14,611,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 94,654 | $14,577,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 80,300 | $14,576,000 | thousands by filing date | put |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 646,000 | $14,567,000 | thousands by filing date | put |
| MOSAIC CO COM | 61945C103 | Stock | 599,889 | $14,565,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 566,600 | $14,562,000 | thousands by filing date | put |
| F5 INC COM | 315616102 | Stock | 100,267 | $14,500,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 183,899 | $14,483,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 256,989 | $14,481,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 254,200 | $14,474,000 | thousands by filing date | put |
| ASHLAND INC | 044186104 | COM | 207,086 | $14,452,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 121,886 | $14,429,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 540,513 | $14,415,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 126,199 | $14,409,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 601,539 | $14,401,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 172,838 | $14,388,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 167,908 | $14,388,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 297,356 | $14,386,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 304,200 | $14,370,000 | thousands by filing date | call |
| CALAVO GROWERS INC | 128246105 | COM | 155,576 | $14,344,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 137,606 | $14,342,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 348,592 | $14,334,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 725,483 | $14,299,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 116,263 | $14,278,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 260,361 | $14,271,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 76,255 | $14,261,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 237,116 | $14,236,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 112,254 | $14,224,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 696,348 | $14,150,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 870,559 | $14,138,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 384,297 | $14,130,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 284,117 | $14,129,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 351,634 | $14,072,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 242,289 | $14,052,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 573,519 | $14,039,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 13,040,000 | $14,039,000 | thousands by filing date | principal |
| Morgan Stanley | 617446448 | COM | 259,372 | $13,996,000 | thousands by filing date | call |
| VALE S A | 91912E105 | SPONSORED ADS | 1,100,000 | $13,992,000 | thousands by filing date | put |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 754,178 | $13,990,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 402,201 | $13,968,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 483,284 | $13,967,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 125,153 | $13,958,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 728,847 | $13,943,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 136,505 | $13,897,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 2,342,230 | $13,889,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 10,763 | $13,884,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 139,475 | $13,855,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 790,908 | $13,849,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 342,425 | $13,848,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 96,988 | $13,767,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 500,858 | $13,748,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 1,895,818 | $13,744,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 131,431 | $13,721,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 106,355 | $13,719,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 123,158 | $13,713,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 218,605 | $13,706,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 391,194 | $13,700,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 75,965 | $13,650,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 656,333 | $13,645,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 87,500 | $13,591,000 | thousands by filing date | call |
| MOSAIC CO COM | 61945C103 | Stock | 559,000 | $13,573,000 | thousands by filing date | put |
| CRITEO S A SPONS ADS | 226718104 | ADR | 524,000 | $13,540,000 | thousands by filing date | call |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 394,174 | $13,524,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 178,971 | $13,503,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 294,995 | $13,484,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 306,250 | $13,454,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 2,801,447 | $13,447,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 256,549 | $13,428,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 298,509 | $13,420,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 527,570 | $13,406,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 217,000 | $13,387,000 | thousands by filing date | call |
| GRACO INC COM | 384109104 | Stock | 292,443 | $13,371,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 364,633 | $13,349,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 132,004 | $13,332,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 209,294 | $13,309,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 86,772 | $13,303,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 250,931 | $13,294,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 94,857 | $13,291,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 262,342 | $13,267,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 191,030 | $13,260,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 158,030 | $13,222,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 714,329 | $13,222,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 1,111,880 | $13,220,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 277,168 | $13,213,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 261,728 | $13,181,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 190,505 | $13,181,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 20,300 | $13,168,000 | thousands by filing date | call |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 641,000 | $13,153,000 | thousands by filing date | put |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 293,654 | $13,111,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 84,010 | $13,103,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 822,000 | $13,086,000 | thousands by filing date | call |
| TORO CO | 891092108 | COM | 208,801 | $13,040,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 1,373,901 | $13,038,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 514,698 | $13,026,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 381,766 | $13,011,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 731,325 | $12,996,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 88,396 | $12,992,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 207,200 | $12,913,000 | thousands by filing date | put |
| PACKAGING CORP AMER COM | 695156109 | Stock | 114,514 | $12,906,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 800,000 | $12,904,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 244,800 | $12,884,000 | thousands by filing date | call |
| SONIC CORP | 835451105 | COM | 509,946 | $12,866,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 497,617 | $12,858,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 754,602 | $12,843,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 119,510 | $12,834,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 75,970 | $12,763,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 12,845,000 | $12,755,000 | thousands by filing date | principal |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 136,400 | $12,753,000 | thousands by filing date | call |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 257,770 | $12,721,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 146,521 | $12,720,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 10,500,000 | $12,720,000 | thousands by filing date | principal |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 80,768 | $12,715,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 1,940,098 | $12,708,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 138,217 | $12,708,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 564,301 | $12,697,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 55,917 | $12,695,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 206,300 | $12,692,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 227,098 | $12,659,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 105,700 | $12,635,000 | thousands by filing date | call |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 1,303,406 | $12,630,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-005365 | this filing | 2018-05-15 | acceptance time not in the bulk data set |