13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 7,914 holding rows worth $243,356,215,000.
- Accession
- 0000950123-18-002511
- Filer
- CIK 1610520
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A combination report, 13,779 entries on the cover page, a total value of $243,356,215,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $243,355,484,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ENERGOUS CORP | 29272C103 | COM | 71,000 | $1,381,000 | thousands by filing date | call |
| Viacom Inc Cl A | 92553P102 | CL A | 39,516 | $1,379,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 40,078 | $1,377,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 120,336 | $1,376,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 36,600 | $1,373,000 | thousands by filing date | call |
| COTY INC | 222070203 | COM CL A | 68,871 | $1,370,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 39,823 | $1,370,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 86,309 | $1,360,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 67,151 | $1,360,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 14,800 | $1,359,000 | thousands by filing date | call |
| BROWN FORMAN CORP | 115637100 | CL A | 20,204 | $1,359,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 1,932 | $1,358,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 81,240 | $1,358,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 119,816 | $1,357,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 15,113 | $1,353,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 26,116 | $1,353,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 21,204 | $1,352,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 91,750 | $1,351,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 34,800 | $1,350,000 | thousands by filing date | call |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 52,052 | $1,349,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 8,941 | $1,348,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 25,574 | $1,347,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 91,073 | $1,346,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 34,043 | $1,340,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 104,827 | $1,340,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 115,614 | $1,339,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 338,000 | $1,338,000 | thousands by filing date | call |
| PARK NATL CORP COM | 700658107 | Stock | 12,856 | $1,337,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 111,145 | $1,334,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 83,647 | $1,332,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 103,748 | $1,330,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 40,693 | $1,328,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 39,171 | $1,328,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 19,800 | $1,326,000 | thousands by filing date | put |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 15,773 | $1,323,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 20,500 | $1,322,000 | thousands by filing date | call |
| ISHARES TR | 46435G516 | COM | 19,475 | $1,321,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 38,944 | $1,320,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 29,076 | $1,317,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 38,000 | $1,316,000 | thousands by filing date | call |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 76,243 | $1,316,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 41,383 | $1,316,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 104,945 | $1,314,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 44,009 | $1,310,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 21,698 | $1,309,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 22,107 | $1,309,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 6,964 | $1,309,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 200,000 | $1,308,000 | thousands by filing date | put |
| CAMBREX CORP | 132011107 | COM | 27,259 | $1,308,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 28,126 | $1,307,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 37,501 | $1,307,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 50,800 | $1,304,000 | thousands by filing date | call |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 55,537 | $1,300,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 217,056 | $1,300,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 25,056 | $1,299,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 191,714 | $1,296,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 122,229 | $1,294,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 79,531 | $1,290,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 62,127 | $1,289,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 21,640 | $1,289,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 226,850 | $1,289,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 89,955 | $1,287,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 17,044 | $1,285,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 143,436 | $1,285,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 52,585 | $1,283,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 17,642 | $1,283,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 56,052 | $1,283,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 51,939 | $1,281,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 13,900 | $1,278,000 | thousands by filing date | call |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 14,332 | $1,278,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 27,571 | $1,276,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 21,000 | $1,272,000 | thousands by filing date | call |
| AUTOLIV INC | 052800109 | COM | 10,000 | $1,271,000 | thousands by filing date | call |
| STERLING BANCORP DEL | 85917A100 | COM | 51,677 | $1,271,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 38,911 | $1,270,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 79,796 | $1,267,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 75,863 | $1,266,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 56,205 | $1,266,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 24,330 | $1,264,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 27,527 | $1,263,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 128,384 | $1,263,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 81,432 | $1,262,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 27,300 | $1,261,000 | thousands by filing date | call |
| ANTERO MIDSTREAM GP LP | 03675Y103 | COM SHS REPSTG | 63,884 | $1,260,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 90,780 | $1,255,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 16,852 | $1,250,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 102,749 | $1,250,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 83,337 | $1,248,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 37,851 | $1,248,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 292,159 | $1,245,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 90,159 | $1,243,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 30,000 | $1,242,000 | thousands by filing date | put |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 496,719 | $1,242,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 23,556 | $1,238,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 81,904 | $1,238,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 27,149 | $1,236,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 103,599 | $1,235,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 16,763 | $1,232,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 132,150 | $1,232,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 77,601 | $1,230,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 107,896 | $1,229,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 95,873 | $1,228,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 32,583 | $1,226,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 9,339 | $1,226,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 97,152 | $1,225,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 26,680 | $1,220,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 25,440 | $1,220,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 600,000 | $1,218,000 | thousands by filing date | call |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 46,153 | $1,218,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 109,585 | $1,217,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 17,111 | $1,212,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 31,862 | $1,212,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 157,197 | $1,211,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 63,861 | $1,210,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 1,420 | $1,209,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 124,424 | $1,209,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 35,126 | $1,207,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 40,304 | $1,206,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 31,792 | $1,204,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 17,106 | $1,203,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 21,900 | $1,202,000 | thousands by filing date | put |
| PACCAR INC COM | 693718108 | Stock | 16,900 | $1,201,000 | thousands by filing date | call |
| ARCHROCK INC | 03957W106 | COM | 114,311 | $1,201,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 25,300 | $1,201,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 49,286 | $1,200,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 32,757 | $1,200,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 28,392 | $1,200,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 26,236 | $1,198,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 20,868 | $1,198,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 101,799 | $1,197,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 84,411 | $1,197,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 136,680 | $1,195,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 28,331 | $1,195,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 47,032 | $1,194,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 32,123 | $1,193,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 17,285 | $1,193,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 147,944 | $1,191,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 30,000 | $1,190,000 | thousands by filing date | put |
| BRINKS CO | 109696104 | COM | 15,062 | $1,186,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 15,606 | $1,185,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 23,267 | $1,184,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 138,358 | $1,184,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 33,600 | $1,182,000 | thousands by filing date | call |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 47,034 | $1,182,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 70,000 | $1,180,000 | thousands by filing date | put |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 77,755 | $1,179,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 127,366 | $1,178,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 5,000 | $1,178,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 075896100 | COM | 53,581 | $1,178,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 21,221 | $1,176,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 71,845 | $1,172,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 16,200 | $1,170,000 | thousands by filing date | call |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 70,000 | $1,170,000 | thousands by filing date | call |
| WINGSTOP INC COM | 974155103 | Stock | 30,000 | $1,169,000 | thousands by filing date | call |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 18,122 | $1,169,000 | thousands by filing date | |
| JIANPU TECHNOLOGY INC | 47738D101 | ADR | 180,383 | $1,169,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 23,700 | $1,168,000 | thousands by filing date | call |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 37,132 | $1,168,000 | thousands by filing date | |
| MULESOFT INC | 625207105 | CL A | 50,206 | $1,167,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 41,750 | $1,166,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 100,263 | $1,165,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 10,636 | $1,163,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 1,250,000 | $1,163,000 | thousands by filing date | principal |
| OIL STS INTL INC | 678026105 | COM | 41,032 | $1,161,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 23,450 | $1,161,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 36,426 | $1,159,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 26,557 | $1,157,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 72,838 | $1,155,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 22,917 | $1,152,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 50,000 | $1,151,000 | thousands by filing date | call |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 23,930 | $1,148,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 63,273 | $1,146,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 43,593 | $1,145,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 44,361 | $1,142,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 31,000 | $1,141,000 | thousands by filing date | call |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 80,660 | $1,140,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 22,066 | $1,140,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 101,206 | $1,139,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 32,449 | $1,139,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 45,900 | $1,138,000 | thousands by filing date | call |
| HEXCEL CORP NEW | 428291108 | COM | 18,373 | $1,137,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 41,583 | $1,137,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 14,334 | $1,136,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 15,171 | $1,135,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 116,565 | $1,134,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 23,350 | $1,133,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 41,041 | $1,132,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 36,349 | $1,131,000 | thousands by filing date | |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 42,446 | $1,131,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 22,871 | $1,131,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 43,925 | $1,129,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 6,857 | $1,129,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 33,166 | $1,127,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 17,800 | $1,125,000 | thousands by filing date | call |
| CARMAX INC COM | 143130102 | Stock | 17,500 | $1,122,000 | thousands by filing date | put |
| PAYCHEX INC | 704326107 | COM | 16,400 | $1,117,000 | thousands by filing date | call |
| MINDBODY INC | 60255W105 | COM CL A | 36,658 | $1,116,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 36,253 | $1,113,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 112,531 | $1,112,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 15,676 | $1,111,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 109,091 | $1,108,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 44,232 | $1,108,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 23,858 | $1,107,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 124,714 | $1,106,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 20,874 | $1,105,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 57,627 | $1,103,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 8,772 | $1,101,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 31,409 | $1,101,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 46,897 | $1,100,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 49,855 | $1,096,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 10,000 | $1,095,000 | thousands by filing date | call |
| AMBARELLA INC | G037AX101 | SHS | 18,600 | $1,093,000 | thousands by filing date | call |
| ILLUMINA INC | 452327109 | COM | 5,000 | $1,092,000 | thousands by filing date | put |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 14,031 | $1,090,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 73,074 | $1,089,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 20,512 | $1,088,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 14,874 | $1,088,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 8,947 | $1,086,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 88,875 | $1,084,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 31,635 | $1,083,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 27,734 | $1,081,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 30,000 | $1,081,000 | thousands by filing date | put |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 16,009 | $1,076,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 10,095 | $1,075,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 79,673 | $1,073,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 40,534 | $1,073,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 31,355 | $1,072,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 12,718 | $1,071,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 28,300 | $1,068,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 80,625 | $1,068,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 143,042 | $1,067,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 59,502 | $1,067,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 23,978 | $1,067,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 80,000 | $1,066,000 | thousands by filing date | put |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 186,839 | $1,065,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 45,361 | $1,061,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 10,593 | $1,060,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 21,723 | $1,059,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 58,588 | $1,058,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 49,060 | $1,056,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 54,644 | $1,055,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 22,994 | $1,054,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 7,109 | $1,052,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 13,424 | $1,051,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 8,000 | $1,049,000 | thousands by filing date | call |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 81,677 | $1,049,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 20,398 | $1,046,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 44,453 | $1,046,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 48,849 | $1,045,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 20,383 | $1,044,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 19,845 | $1,043,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 280,221 | $1,042,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 16,433 | $1,042,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 96,867 | $1,041,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 16,100 | $1,040,000 | thousands by filing date | call |
| ROSS STORES INC COM | 778296103 | Stock | 12,900 | $1,035,000 | thousands by filing date | call |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 68,788 | $1,034,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 9,326 | $1,033,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 50,000 | $1,033,000 | thousands by filing date | put |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 39,639 | $1,030,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 39,444 | $1,029,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 14,894 | $1,027,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 6,700 | $1,026,000 | thousands by filing date | call |
| TRONOX LTD | Q9235V101 | SHS CL A | 50,000 | $1,026,000 | thousands by filing date | call |
| MICHAELS COS INC | 59408Q106 | COM | 42,411 | $1,026,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 11,500 | $1,024,000 | thousands by filing date | call |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 19,400 | $1,024,000 | thousands by filing date | put |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 11,600 | $1,024,000 | thousands by filing date | call |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 132,683 | $1,024,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 90,700 | $1,023,000 | thousands by filing date | call |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 13,500 | $1,019,000 | thousands by filing date | call |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 26,233 | $1,019,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 36,659 | $1,018,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 15,362 | $1,017,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 44,251 | $1,017,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 9,057 | $1,014,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 81,260 | $1,012,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 18,769 | $1,011,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 294,554 | $1,011,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 61,885 | $1,008,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 8,610 | $1,007,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 29,244 | $1,006,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 17,600 | $1,004,000 | thousands by filing date | call |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 22,670 | $1,004,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 16,000 | $1,003,000 | thousands by filing date | call |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 80,919 | $1,003,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 7,300 | $1,002,000 | thousands by filing date | call |
| BIOSCRIP INC | 09069N108 | COM | 342,940 | $998,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 12,500 | $997,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 41,667 | $996,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 19,919 | $994,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 17,150 | $994,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 13,700 | $993,000 | thousands by filing date | call |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 26,309 | $988,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 9,200 | $987,000 | thousands by filing date | call |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 65,850 | $986,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 8,529 | $986,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 11,200 | $984,000 | thousands by filing date | call |
| KFORCE INC COM | 493732101 | Stock | 38,978 | $984,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 5,800 | $983,000 | thousands by filing date | call |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 46,891 | $979,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 10,000 | $978,000 | thousands by filing date | put |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 58,510 | $978,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 17,032 | $977,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 40,000 | $977,000 | thousands by filing date | call |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 31,386 | $976,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 38,586 | $975,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 4,800 | $975,000 | thousands by filing date | call |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 18,119 | $974,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 128,005 | $973,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 111,006 | $971,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 9,500 | $967,000 | thousands by filing date | put |
| Gulfport Energy | 402635304 | COM | 75,800 | $967,000 | thousands by filing date | put |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 54,817 | $965,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 106,847 | $965,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 43,887 | $965,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 23,632 | $963,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 14,075 | $961,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 57,168 | $956,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 66,585 | $956,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 187,487 | $956,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 28,700 | $955,000 | thousands by filing date | call |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 58,582 | $954,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 35,229 | $954,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 124,866 | $954,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 12,766 | $953,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 23,194 | $952,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 37,298 | $951,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 39,136 | $950,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 59,444 | $949,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 16,900 | $948,000 | thousands by filing date | call |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 62,357 | $947,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 171,299 | $947,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 401,191 | $947,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 20,790 | $946,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 44,000 | $945,000 | thousands by filing date | put |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 64,531 | $944,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 33,956 | $937,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 100,196 | $934,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 69,643 | $931,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 97,330 | $931,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 74,664 | $931,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 109,349 | $927,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 12,315 | $926,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 76,048 | $925,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 26,674 | $924,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 15,214 | $923,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 149,076 | $923,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 19,665 | $923,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 18,451 | $922,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 168,220 | $920,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 37,311 | $920,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 44,082 | $919,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 13,134 | $916,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 62,622 | $914,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 20,000 | $914,000 | thousands by filing date | put |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 11,074 | $913,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 50,472 | $911,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 155,044 | $910,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 52,607 | $910,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 24,054 | $908,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 132,365 | $908,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 20,536 | $906,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 40,510 | $906,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 59,946 | $903,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 169,929 | $902,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 18,507 | $901,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 40,995 | $900,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 19,068 | $898,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 75,470 | $898,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 60,229 | $892,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 67,387 | $890,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 39,957 | $889,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 17,422 | $888,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 9,182 | $887,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 36,641 | $887,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 34,306 | $886,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 65,323 | $885,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 41,435 | $884,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 38,400 | $884,000 | thousands by filing date | call |
| FIRST HAWAIIAN INC | 32051X108 | COM | 30,303 | $884,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 32,135 | $884,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 1,508 | $884,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 38,768 | $882,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 44,372 | $882,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 23,524 | $881,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 53,108 | $878,000 | thousands by filing date | |
| HORIZONS ETF TR I | 44053G603 | HRZNS S&P500 COV | 17,440 | $877,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 49,403 | $876,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 13,000 | $876,000 | thousands by filing date | put |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 24,821 | $876,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 5,765 | $875,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 40,513 | $875,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 11,415 | $874,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 12,641 | $870,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 44,065 | $865,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 55,704 | $865,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 100,000 | $864,000 | thousands by filing date | put |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 46,200 | $863,000 | thousands by filing date | call |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 26,500 | $862,000 | thousands by filing date | call |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 37,331 | $862,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 19,956 | $862,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 7,011 | $861,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 168,619 | $860,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 54,493 | $858,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 41,610 | $857,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 61,194 | $856,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 144,104 | $852,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 18,885 | $850,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 18,659 | $848,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 19,900 | $844,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 11,700 | $843,000 | thousands by filing date | call |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 11,855 | $843,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 10,000 | $842,000 | thousands by filing date | call |
| SYMANTEC CORP | 871503108 | COM | 30,000 | $842,000 | thousands by filing date | put |
| NETAPP INC COM | 64110D104 | Stock | 15,200 | $841,000 | thousands by filing date | call |
| REGENXBIO INC | 75901B107 | COM | 25,257 | $840,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 41,588 | $838,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 132,292 | $837,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 19,722 | $837,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 9,710 | $836,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 359,500 | $834,000 | thousands by filing date | call |
| CABOT CORP | 127055101 | COM | 13,548 | $834,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 98,970 | $834,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 66,350 | $832,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 32,923 | $830,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 15,786 | $829,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 55,038 | $829,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 22,752 | $829,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 974,000 | $829,000 | thousands by filing date | principal |
| NMI HLDGS INC | 629209305 | COM | 48,581 | $826,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 22,670 | $825,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 23,606 | $825,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 615,356 | $824,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 52,136 | $823,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 52,388 | $823,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 46,474 | $823,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 33,514 | $820,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 26,500 | $820,000 | thousands by filing date | call |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 16,760 | $820,000 | thousands by filing date | put |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 58,414 | $820,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 91,200 | $820,000 | thousands by filing date | put |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 86,980 | $820,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 14,600 | $819,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 22,510 | $817,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 9,600 | $814,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 58,250 | $812,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 12,593 | $812,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 22,063 | $810,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 44,967 | $809,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 20,107 | $809,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 135,802 | $808,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 50,000 | $807,000 | thousands by filing date | call |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 26,805 | $806,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 19,113 | $800,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 82,415 | $799,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 40,000 | $798,000 | thousands by filing date | put |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 51,657 | $796,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 50,015 | $796,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 7,957 | $795,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 61,120 | $795,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 204,546 | $794,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 1,959 | $790,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 15,105 | $790,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 28,890 | $787,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 11,213 | $786,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 19,323 | $785,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 31,783 | $785,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 10,226 | $784,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 19,152 | $784,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 56,869 | $783,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 9,794 | $783,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 12,030 | $783,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 49,215 | $782,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 167,543 | $781,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 8,403 | $781,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 38,030 | $778,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 50,748 | $777,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 37,100 | $776,000 | thousands by filing date | put |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 13,433 | $776,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 46,641 | $774,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 10,277 | $773,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 16,580 | $767,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 22,652 | $766,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 55,386 | $765,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 254,570 | $764,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 9,499 | $762,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 68,745 | $762,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 49,346 | $762,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 14,300 | $762,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 59,119 | $761,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 8,200 | $760,000 | thousands by filing date | put |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 9,729 | $760,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 32,384 | $760,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 36,100 | $760,000 | thousands by filing date | call |
| EDISON INTL COM | 281020107 | Stock | 12,000 | $759,000 | thousands by filing date | call |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 28,447 | $759,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 83,274 | $757,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 4,648 | $753,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 57,546 | $752,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-002511 | this filing | 2018-02-14 | acceptance time not in the bulk data set |