13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 7,914 holding rows worth $243,356,215,000.
- Accession
- 0000950123-18-002511
- Filer
- CIK 1610520
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A combination report, 13,779 entries on the cover page, a total value of $243,356,215,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $243,355,484,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 11,306 | $751,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 10,648 | $750,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 64,327 | $750,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 109,008 | $749,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 70,000 | $748,000 | thousands by filing date | put |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 36,062 | $748,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 13,400 | $746,000 | thousands by filing date | call |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 55,544 | $746,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 126,660 | $746,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 5,558 | $745,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 51,708 | $745,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 10,484 | $745,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 29,881 | $745,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 45,850 | $741,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 19,185 | $740,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 31,344 | $740,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 101,628 | $739,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 112,352 | $739,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 3,700 | $738,000 | thousands by filing date | call |
| BRINKER INTL INC COM | 109641100 | Stock | 19,017 | $738,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 80,000 | $738,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 14,402 | $734,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 71,472 | $733,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 40,613 | $728,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 15,948 | $727,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 36,000 | $726,000 | thousands by filing date | call |
| ORBCOMM INC | 68555P100 | COM | 71,307 | $726,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 20,856 | $725,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 33,546 | $724,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 31,558 | $723,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 159,129 | $720,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 61,992 | $719,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 15,037 | $717,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 39,436 | $714,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 5,700 | $714,000 | thousands by filing date | call |
| CASELLA WASTE SYS INC | 147448104 | CL A | 30,998 | $713,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 172,520 | $713,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 12,211 | $709,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 26,746 | $709,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 17,056 | $706,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 15,538 | $705,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 48,130 | $705,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 57,273 | $704,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 16,984 | $703,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 68,834 | $702,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 13,270 | $701,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 15,819 | $700,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 17,922 | $700,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 150,000 | $699,000 | thousands by filing date | call |
| VERMILION ENERGY INC COM | 923725105 | Stock | 19,240 | $699,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 11,742 | $699,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 36,391 | $699,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 18,575 | $698,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 80,710 | $697,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 17,379 | $696,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 41,294 | $696,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 13,021 | $696,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 19,123 | $695,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 10,860 | $695,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 6,700 | $694,000 | thousands by filing date | call |
| AMBARELLA INC | G037AX101 | SHS | 11,800 | $693,000 | thousands by filing date | put |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 86,630 | $693,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 33,620 | $689,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 635,000 | $688,000 | thousands by filing date | principal |
| KROGER CO COM | 501044101 | Stock | 25,000 | $686,000 | thousands by filing date | put |
| LEMAITRE VASCULAR INC | 525558201 | COM | 21,463 | $683,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 5,244 | $683,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 6,968 | $683,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 14,050 | $683,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 18,260 | $682,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 7,378 | $681,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 61,274 | $680,000 | thousands by filing date | |
| BARCLAYS BANK | 06742A750 | IPATH S&P MLP | 37,797 | $679,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 13,711 | $678,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 15,274 | $678,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 56,386 | $675,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 8,170 | $674,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 27,547 | $673,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 32,683 | $673,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 25,510 | $672,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 41,149 | $672,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 5,241 | $672,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 36,447 | $672,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 2,700 | $670,000 | thousands by filing date | call |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 104,437 | $670,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 69,604 | $670,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 17,829 | $669,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 24,335 | $669,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 36,659 | $668,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 17,293 | $667,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 14,959 | $667,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 18,187 | $666,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 22,326 | $666,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 52,364 | $666,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 28,402 | $661,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 18,741 | $656,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 376,872 | $656,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 8,046 | $655,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 25,000 | $654,000 | thousands by filing date | put |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 20,921 | $654,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 16,403 | $651,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 65,823 | $650,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 6,202 | $650,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 43,870 | $649,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 21,930 | $649,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 9,691 | $648,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 20,670 | $645,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 33,711 | $640,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 17,679 | $640,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 14,316 | $638,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 25,492 | $637,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 19,778 | $637,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 69,956 | $637,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 27,408 | $634,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 10,600 | $633,000 | thousands by filing date | call |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 7,771 | $633,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 47,779 | $633,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 12,563 | $631,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 24,194 | $630,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 20,031 | $628,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 4,825 | $627,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 10,248 | $627,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 8,037 | $627,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 11,818 | $625,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 22,537 | $625,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 39,832 | $623,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 8,583 | $623,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 22,292 | $622,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 31,258 | $622,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 24,257 | $621,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 9,108 | $621,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 19,876 | $621,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 9,904 | $620,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 62,946 | $618,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 24,464 | $618,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 11,978 | $618,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 1,634 | $617,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 64,681 | $617,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 75,094 | $616,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 12,701 | $615,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 103,787 | $615,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 6,459 | $615,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 10,950 | $614,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 12,400 | $613,000 | thousands by filing date | call |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 63,372 | $613,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 109,811 | $613,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 20,617 | $612,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 8,733 | $610,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 27,633 | $610,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 42,035 | $610,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 14,439 | $608,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 7,543 | $608,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 25,266 | $608,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 19,904 | $607,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 106,099 | $606,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 19,379 | $605,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 11,687 | $605,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 50,431 | $604,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 125,890 | $604,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 20,279 | $602,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 10,854 | $601,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 7,628 | $601,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 40,952 | $600,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 44,711 | $599,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M217 | 2022 HG YLD CB | 24,039 | $599,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 6,000 | $598,000 | thousands by filing date | put |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 167,100 | $598,000 | thousands by filing date | put |
| ENDO INTL PLC | G30401106 | SHS | 77,000 | $597,000 | thousands by filing date | call |
| ALMOST FAMILY INC | 020409108 | COM | 10,732 | $594,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 12,626 | $593,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 11,735 | $591,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 16,754 | $590,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 26,484 | $590,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 45,679 | $590,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 37,210 | $589,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 54,235 | $589,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 13,047 | $588,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 32,714 | $588,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 192,779 | $588,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 45,471 | $587,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 23,686 | $585,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 127,983 | $585,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 21,011 | $584,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 33,426 | $583,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 37,667 | $582,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 20,743 | $582,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 40,801 | $581,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 24,193 | $581,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 12,942 | $581,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 21,176 | $581,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 19,906 | $579,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 20,190 | $579,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 18,318 | $578,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 36,762 | $577,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 22,496 | $576,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 33,365 | $576,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 10,908 | $576,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 60,069 | $576,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 5,928 | $574,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 43,157 | $572,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 10,013 | $571,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 96,030 | $571,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 2,748 | $569,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 17,100 | $569,000 | thousands by filing date | call |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 42,386 | $569,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 11,000 | $567,000 | thousands by filing date | call |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 6,000 | $563,000 | thousands by filing date | call |
| DSW INC-CLASS A | 23334L102 | CL A | 26,233 | $562,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 20,000 | $561,000 | thousands by filing date | call |
| MSG NETWORK INC | 553573106 | CL A | 27,729 | $561,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 16,070 | $560,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 4,500 | $560,000 | thousands by filing date | call |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 29,977 | $559,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 28,450 | $559,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 5,926 | $558,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 10,593 | $558,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 4,605 | $557,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 10,777 | $554,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 21,328 | $554,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 10,383 | $554,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 10,822 | $553,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 12,757 | $553,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 180,030 | $553,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 34,064 | $552,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 55,144 | $552,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 31,314 | $552,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 85,417 | $551,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 26,445 | $549,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 12,118 | $549,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 13,973 | $547,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 11,777 | $547,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 18,702 | $547,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 13,705 | $546,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 10,993 | $545,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 26,302 | $544,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 49,883 | $543,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 120,000 | $542,000 | thousands by filing date | put |
| FIRST SOLAR INC COM | 336433107 | Stock | 8,000 | $540,000 | thousands by filing date | call |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 105,241 | $540,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 28,989 | $540,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 118,835 | $538,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 26,478 | $538,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 15,616 | $537,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 2,987 | $536,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 14,000 | $536,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 13,748 | $535,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 17,822 | $535,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 19,487 | $534,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 50,731 | $532,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 24,045 | $532,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 3,757 | $531,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 71,560 | $530,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 28,135 | $529,000 | thousands by filing date | call |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 38,559 | $529,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 3,413 | $528,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 44,717 | $526,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 220,852 | $526,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 401,008 | $525,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 18,735 | $523,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 77,532 | $522,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 9,005 | $521,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 30,951 | $521,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 17,971 | $521,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 49,728 | $521,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 18,360 | $520,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 58,975 | $519,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 9,036 | $519,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 12,304 | $519,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 5,000 | $517,000 | thousands by filing date | call |
| BLACKROCK MUN BD TR | 09249H104 | COM | 34,094 | $517,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 39,250 | $517,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 36,723 | $515,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 165,471 | $514,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 17,785 | $513,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 17,868 | $512,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 7,389 | $512,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 16,672 | $512,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 60,000 | $512,000 | thousands by filing date | call |
| SAUL CTRS INC COM | 804395101 | REIT | 8,283 | $511,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 48,296 | $511,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 12,875 | $511,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 38,213 | $511,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 20,094 | $511,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 43,647 | $509,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 21,319 | $508,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 11,504 | $508,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 7,525 | $508,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 13,388 | $506,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 35,930 | $504,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 27,448 | $502,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 21,589 | $500,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 149,354 | $500,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 27,061 | $500,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 15,513 | $499,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 10,009 | $499,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 34,895 | $499,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 49,740 | $496,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 36,398 | $495,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 34,327 | $495,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 30,085 | $494,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 100,222 | $493,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 13,244 | $493,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 20,749 | $492,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 14,261 | $492,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 879 | $491,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 9,500 | $491,000 | thousands by filing date | call |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 34,219 | $490,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 6,855 | $490,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 21,047 | $489,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 29,530 | $488,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 118,988 | $488,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 352,204 | $486,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 36,052 | $485,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 22,980 | $484,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 13,284 | $484,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 11,785 | $482,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 27,558 | $482,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 56,381 | $481,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 20,582 | $481,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 38,982 | $480,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 12,940 | $480,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 9,677 | $479,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 13,727 | $479,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 10,038 | $479,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 39,665 | $478,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 24,736 | $477,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 8,988 | $477,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 102,638 | $477,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 18,610 | $476,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 11,821 | $476,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 20,319 | $475,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 38,824 | $475,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 14,000 | $474,000 | thousands by filing date | call |
| Intuit Inc. | 461202103 | COM | 3,000 | $473,000 | thousands by filing date | put |
| CLEAN HARBORS INC COM | 184496107 | Stock | 8,722 | $473,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 12,510 | $473,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 36,622 | $472,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 13,212 | $471,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 49,838 | $469,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 29,284 | $469,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 40,092 | $468,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 5,371 | $467,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 15,697 | $467,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 23,088 | $465,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 4,600 | $464,000 | thousands by filing date | call |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 40,353 | $464,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 12,288 | $463,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 50,000 | $462,000 | thousands by filing date | put |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 16,173 | $462,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 174,614 | $461,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 22,521 | $461,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 30,000 | $461,000 | thousands by filing date | put |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 22,438 | $460,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 25,210 | $460,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 51,253 | $460,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 31,196 | $459,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 45,624 | $459,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 18,312 | $457,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 6,309 | $455,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 47,485 | $454,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 7,400 | $453,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 37,525 | $453,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 11,083 | $452,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 10,000 | $452,000 | thousands by filing date | call |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 33,669 | $451,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 5,822 | $448,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 33,338 | $448,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 41,351 | $447,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 47,259 | $447,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 3,800 | $446,000 | thousands by filing date | put |
| LITTELFUSE INC COM | 537008104 | Stock | 2,253 | $446,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 10,100 | $444,000 | thousands by filing date | put |
| MCGRATH RENTCORP | 580589109 | COM | 9,461 | $444,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 7,116 | $443,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 10,400 | $442,000 | thousands by filing date | call |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 65,987 | $442,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 32,990 | $442,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 49,562 | $441,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 6,735 | $441,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 29,491 | $439,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 11,263 | $439,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 12,000 | $439,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 33,423 | $439,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 17,804 | $438,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 9,483 | $438,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 3,116 | $437,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 9,053 | $437,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 13,994 | $436,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 6,386 | $436,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 3,778 | $435,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 9,752 | $435,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 51,729 | $435,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 17,531 | $433,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 5,133 | $432,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 38,300 | $431,000 | thousands by filing date | call |
| INSPERITY INC | 45778Q107 | COM | 7,517 | $431,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 65,622 | $431,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 13,690 | $431,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 18,094 | $429,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 24,100 | $429,000 | thousands by filing date | call |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 6,489 | $427,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 11,903 | $427,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 61,473 | $427,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 22,424 | $426,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 3,190 | $425,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 23,479 | $425,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 7,904 | $424,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 7,111 | $423,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 25,000 | $422,000 | thousands by filing date | call |
| SUPERVALU INC | 868536301 | COM NEW | 19,542 | $422,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 13,052 | $421,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 18,072 | $421,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 25,324 | $421,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 35,708 | $421,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 7,841 | $421,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 38,913 | $420,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 4,871 | $420,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 24,569 | $418,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 29,047 | $417,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 100,000 | $417,000 | thousands by filing date | call |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 66,515 | $416,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 8,048 | $416,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 26,383 | $416,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 4,847 | $416,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 53,735 | $415,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 41,714 | $415,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 3,464 | $415,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 41,424 | $415,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 11,412 | $413,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 100,100 | $413,000 | thousands by filing date | call |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 11,574 | $411,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 32,633 | $411,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 9,341 | $411,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 27,971 | $411,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 9,500 | $410,000 | thousands by filing date | put |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 17,900 | $410,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 5,908 | $409,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 38,086 | $409,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 38,149 | $408,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 24,500 | $407,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 21,028 | $407,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 27,500 | $407,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 15,450 | $405,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 13,117 | $403,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 13,699 | $403,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 64,640 | $403,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 8,275 | $403,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 9,306 | $402,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 14,657 | $401,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 23,132 | $401,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 9,417 | $398,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 10,632 | $398,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 25,586 | $398,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 4,000 | $396,000 | thousands by filing date | put |
| REPLIGEN CORP COM | 759916109 | Stock | 10,879 | $395,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 10,887 | $395,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 19,352 | $395,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 17,519 | $394,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 10,144 | $393,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 15,517 | $393,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 17,100 | $392,000 | thousands by filing date | call |
| INTRICON CORP | 46121H109 | COM | 19,803 | $392,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 28,158 | $391,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 9,223 | $391,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 14,031 | $391,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 22,705 | $390,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 16,006 | $389,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 8,183 | $389,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 36,086 | $387,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 7,511 | $386,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 9,180 | $386,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 19,034 | $386,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 13,300 | $386,000 | thousands by filing date | call |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 38,252 | $386,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 16,661 | $385,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 11,224 | $385,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 3,088 | $383,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 26,180 | $383,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 47,062 | $383,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 17,884 | $383,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 7,334 | $383,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 51,389 | $382,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 5,406 | $382,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 39,240 | $381,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 13,738 | $380,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 23,078 | $380,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 11,259 | $379,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 9,511 | $379,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 33,585 | $378,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 36,200 | $378,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 18,533 | $378,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 57,856 | $378,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 11,201 | $377,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 103,383 | $376,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 7,958 | $375,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 4,672 | $375,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 7,342 | $374,000 | thousands by filing date | put |
| TIER REIT COM | 88650V208 | COM NEW | 18,320 | $374,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 32,490 | $374,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 26,734 | $373,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-002511 | this filing | 2018-02-14 | acceptance time not in the bulk data set |